Abstract
Glioblastoma (GBM) is a morphologically heterogeneous tumor type with a median survival of only 15 months in clinical trial populations. However, survival varies greatly among patients. As part of a central pathology review, we addressed the question if patients with GBM displaying distinct morphologic features respond differently to combined chemo-radiotherapy with temozolomide. Morphologic features were systematically recorded for 360 cases with particular focus on the presence of an oligodendroglioma-like component and respective correlations with outcome and relevant molecular markers. GBM with an oligodendroglioma-like component (GBM-O) represented 15% of all confirmed GBM (52/339) and was not associated with a more favorable outcome. GBM-O encompassed a pathogenetically heterogeneous group, significantly enriched for IDH1 mutations (19 vs. 3%, p = 0.003) and EGFR amplifications (71 vs. 48%, p = 0.04) compared with other GBM, while co-deletion of 1p/19q was found in only one case and the MGMT methylation frequency was alike (47 vs. 46%). Expression profiles classified most of the GBM-O into two subtypes, 36% (5/14 evaluable) as proneural and 43% as classical GBM. The detection of pseudo-palisading necrosis (PPN) was associated with benefit from chemotherapy (p = 0.0002), while no such effect was present in the absence of PPN (p = 0.86). In the adjusted interaction model including clinical prognostic factors and MGMT status, PPN was borderline nonsignificant (p = 0.063). Taken together, recognition of an oligodendroglioma-like component in an otherwise classic GBM identifies a pathogenetically mixed group without prognostic significance. However, the presence of PPN may indicate biological features of clinical relevance for further improvement of therapy.
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Introduction
The introduction of combined chemo-radiotherapy adding temozolomide concomitantly and adjuvant to radiotherapy has modestly increased outcome of patients with newly diagnosed glioblastoma (GBM) [32], in particular in patients whose tumors contain an epigenetically inactivated MGMT gene [11]. However, outcome varies dramatically even in a homogenously treated patient population with a median survival of 15 months: 2- and 5-year survival rates of 27 and 11%, respectively [7, 19, 21, 32]. Histopathologically, GBM is a heterogeneous tumor type and distinct morphologic subtypes may benefit differently from combined chemo-radiotherapy. Furthermore, unequivocal separation of GBM and anaplastic astrocytomas from anaplastic oligo-astrocytic neoplasms is difficult. Previous reports suggested that distinct morphologic features present in GBM may have prognostic value, such as the presence of an oligodendroglioma-like component that was associated with better outcome in some studies, while the presence of necrosis has been reported as a negative prognostic factor [9, 12, 16, 18, 37].
Here, we addressed the question whether particular morphologic features in GBM can identify clinically meaningful subgroups in this patient cohort treated homogenously with combined radio-chemotherapy that has become the standard of care. A specific goal was to investigate the clinical relevance of recognition of an oligodendroglioma-like component in GBM in tumors that had been diagnosed as GBM (all subtypes) by the initial local pathology assessment. The histopathological study was carried out as part of the central review performed in the phase III EORTC_26981-22981-NCIC_CE.3 trial for newly diagnosed GBM [32, 33]. The results of this detailed histopathological review were correlated with outcome and benefit from the new concomitant chemo-radiotherapy and in a subset of cases associated with genetic information including the MGMT methylation status, copy number aberrations (CNAs) of EGFR, CDK4 and MDM2, combined loss of chromosomes 1p and 19q, and mutations of IDH1.
Patients and methods
Patients
Patients were enrolled in the phase III EORTC_26981-22981-NCIC_CE.3 trial [33] (ClinicalTrials.gov, number NCT00006353) between August 2000 and March 2002. Eligibility criteria have been detailed elsewhere [32] and comprised age between 18 and 70 years, histologically proven newly diagnosed GBM (WHO grade IV) and a WHO performance status of 0–2. Patients were randomized to either standard focal radiotherapy (RT) with a total dose of 60 Gy or concomitant chemotherapy of oral temozolomide (TMZ) at a daily dose of 75 mg/m2 given 7 days per week during radiotherapy, followed by up to six cycles of adjuvant TMZ (150–200 mg/m2) for 5 days every 28 days. All patients had given written informed consent prior to entering the study, including for molecular analysis of their tumors. The study was approved by the local ethics committees.
Pathology review
Central review was performed jointly by three experienced neuropathologists (RCJ, KM, PW) according to WHO 2000 criteria [15] using a multiheaded microscope. H&E-stained full sections were used for the evaluation. In most cases GFAP-, MIB-1 and a reticulin silver stain were available (collectively performed in Lausanne). Morphologic features were systematically recorded in a semi-quantitative manner and comprised cellular differentiation patterns, types of necrosis (large ischemic type vs. pseudopalisading necrosis), microvascular proliferation and MIB-1 labeling index (see evaluation form, Supplementary Figure S1). In line with the WHO classification, pseudopalisading necrosis (PPN) was defined as irregular, often serpiginous foci of necrosis surrounded by densely packed, radially oriented tumor cells. The agreement between the three pathologists was recorded. For this study, GBM with an oligodendroglioma-like component (GBM-O) was defined according to the following histopathological criteria: presence of at least one of two “major criteria”—‘diffuse highly cellular and monotonous growth at low power magnification’, ‘monomorphous cell population’; and at least two of three “minor criteria”—‘perinuclear halo formation in tumor cells’, ‘rounded tumor cell nuclei with dense chromatin pattern’, ‘chickenwire architecture of tumor microvasculature’. The extent of these features in the viable tumor tissue was recorded (<25, 25–75, >75%). GBM with >25% of the tumor tissue showing oligodendroglioma-like component was subclassified as GBM-O (see Fig. 1 for some examples).
Tissue microarray, immunohistochemistry and molecular analysis
Immunohistochemistry for GFAP and MIB-1, and histochemical reticulin staining were performed according to standard procedures on whole sections. A tissue microarray (TMA) was constructed comprising 130 patient samples where tumor blocks with sufficient tissue were available as reported previously [21]. The TMA was used to screen for the most common IDH1 mutation (R132H) using the specific antibody mIDH1R132H (clone H14) [4] and for copy number aberrations (CNAs) of selected genes by FISH. FISH for EGFR was performed as described [34]. Two-color FISH assay was performed using a mixed 1p36/1q25 and 19p13/19q13 dual color probe set (Cat. No 32-231004, Vysis, Inc., Applied Biosystems, Downers Grove, IL, USA) as described [31]. Samples showing sufficient FISH efficiency (~90% nuclei with signals) were evaluated. If possible, signals were scored in at least 200 non-overlapping, intact nuclei. Deletions of 1p and 19q were scored when at least 50% of tumor nuclei contained one signal. The following probes were used for CDK4 and MDM2: KBI-10725 CD4K/SE12 (12q14); KBI-10717 MDM2/SE12 (12q15) (Kreatech Diagnostics, Amsterdam; The Netherlands).
The MGMT methylation status has been determined and reported previously [11, 32]. Expression of the EGFRvIII mutant, array comparative genomic hybridization (aCGH) data and gene expression data were available for a subgroup of patients [17, 21]. Additional EGFR amplification data were obtained by quantitative PCR as described [10]. Mutation analysis for IDH1 and IDH2 encompassing codon 132 and 172, respectively, was performed by direct Sanger sequencing.
Statistics
The Fisher’s exact test (for binary or nominal categorical data) and the Wilcoxon rank-sum test (for continuous or ordinal categorical data) were used in the comparisons of patient and disease characteristics between subgroups. Survival analyses were performed with Kaplan–Meier technique with log-rank statistics. The Cox regression was used for multivariate analyses. All Cox models were fit with age (≤50, 51–60, >60), extent of surgery (total, partial, biopsy only), performance status (0, 1, 2), Mini Mental Score Examination (<27, 27–30) and MGMT methylation status (unmethylated, methylated). Pathological features significant at a 5% level in univariate analyses were included in the multivariate model. A treatment effect was assessed using Peto’s heterogeneity test (predictive value). No adjustment for multiple testing was performed in these exploratory analyses. SAS version 9.2 was used for statistical analyses.
Results
Histological diagnosis and subclassification
Central review comprised histological analysis of 360 of 573 patients enrolled (central review of Canadian patients was performed independently). Baseline characteristics have been published previously [32] and sub-cohort patient characteristics are summarized in Supplemental Table S1. Overall, the patient characteristics of this subset did not differ significantly from the overall study population, other than molecular markers that could be determined in patients who had undergone tumor resection in contrast to biopsy only. From the total of 360 cases reviewed, 6 were considered undiagnosable due to insufficient tissue or quality of the sections. Fifteen (4.2%) tumors did not fulfill the criteria for GBM and comprised 4 anaplastic astrocytomas (WHO grade III; AA), 4 anaplastic oligoastrocytomas (WHO grade III, AOA), 1 anaplastic oligodendroglioma (WHO grade III; AO), 2 anaplastic ependymomas (WHO grade III), 2 pilocytic astrocytomas with malignant changes, 1 low grade glioma (WHO grade II) and 1 meningioma. Of the non-GBM tumors, 6 were in the RT and 9 in the RT/TMZ arm. The remaining 339 were diagnosed as GBM, of which 3 were subtyped as gliosarcoma and 6 as giant cell GBM. There was a 95% (338/354) consensus with regard to diagnosis of GBM versus non-GBM among the three neuropathologists. The median age of patients with confirmed GBM was 56 years of age (range 19–79) (Supplemental Table S2).
Frequency of GBM with an oligodendroglioma-like component
The criteria for GBM-O were met in 52 (15%) samples, at an expected frequency [12, 29, 37]. Subtyping of centrally confirmed GBM, including GBM-O, resulted in a 2:1 agreement for 24 cases, of which 16 overlapped with the debated cases for GBM versus non-GBM. In the group classified as GBM-O, two of five were considered as AOA and two as AO, by one of the neuropathologists. The median age of patients with GBM-O was lower than that of the other GBM patients (53 vs. 56 years, p = 0.02) (Supplemental Table S2).
GBM-O encompass a pathogenetically heterogeneous group
Evaluation of important prognostic molecular markers revealed the same frequency of MGMT methylation in GBM-O (47%, 16/34) versus the remaining GBM (46%, 60/131) (Table 1). Furthermore, combined loss of 1p/19q, a hallmark of oligodendroglial tumors and associated with better prognosis in anaplastic glioma [35], was a rare event, observed in a single GBM-O, confirmed by aCGH, and one GBM (Fig. 2; Table 1).
Next, we investigated if GBM-O exhibit a particular pathogenetic makeup. Mutations of the IDH1 gene that are associated with better outcome in GBM [40] were significantly enriched in GBM-O (6/32, 19%) as compared to the remaining GBM (3/98, 3%; p = 0.002). Similarly, EGFR amplification that has been associated with older age and potentially worse outcome was present in 71% of GBM-O (22/31) and 48% of the remaining GBM (48/100) (p = 0.03). IDH1 and EGFR alterations were mutually exclusive as reported before [40]. Intriguingly, of 31 GBM-O for which this genetic information was available, 6 carried the IDH1R132H mutation, 22 displayed an EGFR amplification, and only three had neither alteration. The presence of an IDH1 or IDH2 hot-spot mutation other than IDH1R132H was excluded by direct sequencing in these three cases. The notion that the GBM-O phenotype identifies at least two pathogenetically distinct subgroups is further supported by classification according to the four gene expression-based subtypes proposed by Verhaak et al. [36]. Of 14 evaluable GBM-O, 5 grouped with the proneural, 6 with the classical, 2 with the mesenchymal and 1 with the neural GBM subtypes. In accordance with the reported mutation pattern of the four subgroups, all GBMs with an IDH1 mutation were in the proneural group, while most EGFR-amplified and EGFRvIII-positive GBMs were in the classical subgroup (Fig. 3).
Survival of patients with GBM-O is not different from those with GBM
Patients with non-GBM pathology (15/354, 4%) were enriched in the patient group with overall survival (OS) exceeding 24 months (9/64, 14%), as compared to the short survival group (≤9 months, 1/101), and the intermediate group (5/189, 3%) (p < 0.001, Chi-square-test) (Fig. 1). Subsequently, only patients with confirmed GBM (N = 339) are included for further analysis of morphologic features and outcome. There was no difference in OS between GBM and GBM-O (logrank test, p = 0.48). Stratification by age (≤50, 51–60 or >60) (p = 0.55) or MGMT methylation status (p = 0.27) did not differentiate survival in the two subgroups. When analyzing the GBM-O separately per randomized treatment arm, survival was not different for GBM-O in either arm (TMZ/RT → TMZ arm, p = 0.81; RT-only arm, p = 0.14) (Fig. 4). The respective values for progression-free survival were similar (p = 0.97, TMZ/RT → TMZ; p = 0.2, RT). Likewise, using less strict criteria, just the presence of any oligodendroglioma-like component did not show any association with outcome in either of the two treatment arms (Table 2). The apparent enrichment of patients with the presence of any oligodendroglioma-like component in the long survivor group as visualized in Fig. 2 was due to inclusion of patients where GBM was not confirmed.
Associations of histopathological features with tumor genetics
The MIB-1 labeling index was significantly higher in MGMT methylated GBM with a mean index of 38% (N = 69) as compared to 30% in MGMT unmethylated tumors (N = 84) (p = 0.0015). A trend for a higher MIB-1 labeling index was associated with IDH1 mutations and EGFR amplifications (p = 0.07, p = 0.09). No significant association was observed between any morphologic feature and the MGMT methylation status.
Associations of tumor genetics and outcome
None of the genetic alterations investigated here was associated with a prognostic or a predictive value with the exception of MGMT methylation as previously reported (Supplementary Table S5) [32, 38]. Mutations of IDH1 were rare in confirmed GBM (9/130; 7%, for which this information was available) as expected [25] and similarly distributed between the treatment arms (5, RT; 4, RT&TMZ), with five of eight assessable cases being MGMT methylated. These small numbers do not allow appropriate assessment of the prognostic value of IDH1 mutations (p = 0.7, Supplementary Fig. S2). The patterns of genetic alterations and outcome are displayed in Fig. 2.
Presence of pseudopalisading necroses (PPN) is associated with a treatment effect of TMZ
Correlation of the distinct morphologic features assessed, such as type of necrosis, vascular pattern and cell differentiation, and including the MIB-1 (Ki67) labeling index (Supplementary Fig. S1), identified PPN as the only morphologic feature associated with outcome (Table 2). PPN was present in 63% of all GBM (212/339) and associated with a treatment effect (Fig. 5; Table 2). Addition of TMZ to RT was beneficial in the patient cohort exhibiting PPN (p = 0.0002), while no such effect was present in the absence of PPN (p = 0.86; Fig. 5a). Peto’s interaction test was significant (p = 0.026; Fig. 5b) and borderline nonsignificant in a Cox interaction model adjusted for known clinical prognostic factors (p = 0.087, Supplemental Table S3) not accounting for MGMT that was available only for a subset of 165 mostly resected tumors (Supplementary Table S1). This suggests that indeed PPN may identify a subgroup of chemo-sensitive GBM. The incidence of PPN was lower in patients with biopsy only (46 vs. 65.4%, p = 0.01), while no association with age was observed (p = 0.15). To exclude a bias of potential underestimation of PPN in stereotactic biopsies resulting from the small sample size, and the fact that biopsy only by itself is an unfavorable prognostic factor, the analyses were repeated in patients who underwent a tumor resection. Peto’s test was significant (p = 0.040, Supplementary Fig. S3) and the adjusted Cox interaction model including MGMT was borderline nonsignificant (p = 0.063, Supplementary Table S4). A similar treatment effect of PPN was observed for PFS (p < 0.0001) in the TMZ arm, while there was a trend in the RT arm (p = 0.078).
Discussion
The present study was performed to assess prognostic significance of morphological features of GBM in the registration trial for temozolomide, with a focus on GBM-O. Classification of GBM was in high concordance (>95%) between the 59 centers and central review. Expectedly, reclassification as a non-GBM histology was significantly enriched among long-term survivors (Fig. 2). The trial analyses and respective reports were on an intention-to-treat basis [32], and hence include patients with non-GBM histology.
Identification of unambiguous morphologic features with a prognostic or predictive value within GBM would be clinically valuable, as such markers could be easily implemented in routine histopathologic diagnostics. The recognized phenotypical GBM variants, giant cell GBM and gliosarcoma are rare (6, <2% and 3, <1% in this study) [15], precluding reliable assessment of a potential prognostic significance when patients are treated with the current standard of care. Evaluation of the prognostic value of an oligodendroglioma-like component in an otherwise classic GBM revealed no association with a more favorable disease course in either of the two treatment arms, in contrast to previous studies on GBM-O [9, 12, 16, 18, 29]. This discrepancy might be explained by the fact that most studies were performed in the pre-TMZ chemotherapy era. GBM-O, as defined in this report, seems to benefit similarly from chemoradiotherapy, in line with the identical MGMT methylation frequency compared to other GBMs that differ from frequencies reported for AO and AOA of over 70% [5, 20, 27, 39]. Further, the delineation of “pure” GBM versus GBM-O, and AOA and AO is difficult, as reflected in variable frequencies of reported 1p/19q co-deletions in these studies ranging from 0 to over 20% for the GBM-O subgroup [9, 12, 13, 16, 18, 29].
This study uncovered that GBM-O encompasses at least two distinct pathogenetic subgroups, characterized either by EGFR amplifications or IDH1 mutations, and further supported by respective expression-based classification (Fig. 3). GBM-O, as defined here, may in part overlap with the small cell variant of GBM with high cellularity, diffuse more or less monotonous growth and relatively small, partly rounded nuclei that is known for increased EGFR amplification frequencies [12, 18]. Conversely, GBM with IDH mutations are now recognized as a distinct subtype with a different pathogenetic/epigenetic origin, evolving from lower grade glioma with high frequencies of IDH mutations, characteristic of secondary GBM [1, 23, 40]. Interestingly, IDH mutant gliomas are associated with a DNA hypermethylation phenotype [24]. This association has recently also been reported in leukemia, identifying a new prognostic subtype, and mechanistically linking aberrant metabolism (onco-metabolite) with epigenetic deregulation [6, 26]. Our finding that recognition of an oligodendroglioma-like phenotype in otherwise classic GBM associates two completely different genetic/epigenetic GBM subtypes is a surprise and questions the clinical utility of morphologic identification of GBM-O. The introduction in the 2007 WHO classification of high-grade malignant oligoastrocytic tumors with necrosis as GBM-O [14] has led to substantial controversy among pathologists [30] and will certainly have to be re-visited given the recently discovered distinct pathogenetic/epigenetic evolution. Determination of oncogenetic events such as IDH status and 1p/19q co-deletions provide a more promising tool for robust and reproducible (sub) classification of malignant gliomas [8].
Evaluation of distinct morphologic features in this homogenously treated patient population identified PPN as potentially associated with benefit from combined chemo-radiotherapy. Presence of PPN may reflect the tumor milieu including the tumor vascularization type, which may have an effect on drug perfusion and thereby on response to chemotherapy. Pseudopalisades are enriched for hypoxic and apoptotic tumor cells, with a lower relative proliferation index, and are frequently associated with a central degenerating or thrombosed vascular lumen [2, 28]. Tumor-associated vascular injury has been associated with factors released from glioma cells after genetic alterations such as EGFR amplifications or cellular stress conditions such as hypoxia [3, 28]. Based on a comprehensive analysis of PPN in human GBM and experimental models, it has been hypothesized that pseudopalisades comprise hypoxic tumor cells migrating away from dysfunctional vessels [2, 28]. However, the presence of PPN does not directly correlate with hypoxia as suggested by gene expression profiles available for 50 patients of this cohort [21, 22]. No correlation was observed with the previously identified hypoxia-induced gene expression signature, while the EGFR expression signature (G25) was significantly associated with the presence of PPN (p = 0.02). Evaluation of associations of PPN with previously identified expression signatures in appropriately powered studies may indicate underlying molecular mechanisms that merit further analysis for improvement of therapy. The respective hypotheses may be tested in the database of ‘The Cancer Genome Atlas’ (TCGA) once the morphologic information is publicly available [36]. In contrast to our study, Homma et al. [12] reported an association of the presence of any type of necrosis with worse outcome. This discrepancy may be explained by the fact that all these patients were treated before the TMZ era (before 1994) and likely received RT alone.
This study has shown that systematic combined morphologic and molecular characterization of tumor samples of patients enrolled in clinical trials is instrumental for validating and identifying new prognostic and predictive factors that will have an impact on clinical practice. This was an exploratory study requiring validation in an independent data set of a homogenous patient population treated with combined chemo-radiotherapy. The limited numbers of samples available for molecular analyses unfortunately reduced the power of the study, once more emphasizing the importance of collecting sufficient tissues for all patients enrolled in clinical trials.
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Acknowledgments
We thank all the patients who participated in the study and provided informed consent for translational research on their tumor tissues. We acknowledge the great contributions of the local pathologists, and the physicians and nurses taking care of the patients. We thank Solange Gros and Sylviane Trepey for their excellent technical support. Translational research in this study was supported by the Swiss National Science Foundation 3100A0_122557/1 (MEH), the Amadéo and Nélia Barletta Foundation (MEH, RS), the Jacqueline Seroussi Foundation (MEH) and the EORTC (TRF/04/01, TRF/02/03). Additional support was given by grants from the National Cancer Institute (5U10 CA11488-30 through 2U10 CA011488-41; Bethesda, Maryland, USA) and by the EORTC Charitable Trust. The content of this manuscript is solely the responsibility of the authors and does not necessarily reflect the official views of the National Cancer Institute.
Conflict of interest
MEH is an advisor to MDxHealth. MEH, MW, MJvdB, ROM and RS have an advisory role and have received honoraria from MSD. CH and AvD have a licensing agreement with Dianova GmbH.
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This work is dedicated to the memory of the late Dr. Robert-Charles Janzer who suddenly died in 2010. RCJ outlined the morphological analysis and coordinated central pathology review of this study.
On behalf of the European Organisation for Research and Treatment of Cancer Brain Tumour and Radiation Oncology Groups and the National Cancer Institute of Canada Clinical Trials Group.
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Hegi, M.E., Janzer, RC., Lambiv, W.L. et al. Presence of an oligodendroglioma-like component in newly diagnosed glioblastoma identifies a pathogenetically heterogeneous subgroup and lacks prognostic value: central pathology review of the EORTC_26981/NCIC_CE.3 trial. Acta Neuropathol 123, 841–852 (2012). https://doi.org/10.1007/s00401-011-0938-4
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DOI: https://doi.org/10.1007/s00401-011-0938-4