Introduction

Most minerals of the spinel group have the general formulaIV(A1-δBδ)VI(AδB2-δ)O4. A and B are di- and trivalent cations, respectively, of appropriate size as Mg, Fe2+, Zn and Mn2+ or Al, Fe3+ and Cr, respectively. δ is called the inversion parameter: when δ = 0 then tetrahedral sites contain divalent cations A2+ only and the mineral is called normal-spinel (e.g. spinel s.s., hercynite). When δ = 1 the spinel is called inverse with the tetrahedral sites containing exclusively B3+ (magnetite, magnesioferrite). Such strongly ordered spinels are typical for low temperature origin, whereas with increasing temperature cation disorder increases for both types of spinels. The structure is cubic, space group Fd3m, Z=8. It is based on a fcc arrangement of oxygen, wherein 1/2 of the octahedral and 1/8 of tetrahedral voids are occupied by the cations in a strictly ordered manner such that the octahedra are edge connected to form strait chains parallel to [110], whereas the tetrahedra are connected by their corners to the octahedral chains. This pattern enables with certain cations A and B and at certain inversion parameters δ strong charge-transfer processes and electronic exchange coupling, such that the respective spinel-minerals are opaque, e.g. magnetite, IVFe3+ 2(Fe2+ Fe3+)O4, or chromite IVFe2+ Cr2O4. Despite the many studies by electronic absorption spectroscopy of non-opaque spinel minerals (cf. Burns 1993), not all spectral properties are unambiguously interpreted and evaluated.

In recent publications of Andreozzi et al. (2001) and Hålenius et al. (2002) on electronic absorption spectra of synthetic spinels of spinel sensu stricto (s.s.)-magnesioferrite and spinel s.s.-hercynite compositions, the importance of IVFe3+ and VIFe2+ was established. These authors attributed the intense and relatively narrow band at 21300 cm−1 in spectra of spinel s.s.-magnesioferrite spinels to electronic transition 6A14 A1,4 E of exchange-coupled pair (ECP) IVFe3+VIFe3+, and two broad bands at 14500 cm−1 and ~9500 cm−1 in spinel s.s.-hercynites to electronic intervalence charge-transfer transition (IVCT) VIFe2+ + VIFe3+VIFe3+ + VIFe2+ and spin-allowed transition 5T 2g 5E g of VIFe2+ enhanced by exchange-coupling interaction with neighboring VIFe3+ ion, respectively. However, the absorption spectra of natural spinels of similar compositions emphatically differ from those of synthetic spinels. The reason of this observation is most probably the higher degree of disorder in the synthetic spinels compared to natural ones. Particularly, in natural spinels no IVCT, but exchange-coupled pairs of iron ions is assumed to play an important role in electronic spectra and coloration (Taran et al. 1987). Such more or less hypothetical conclusions can be ascertained in the following way: it is known that the response of absorption bands in electronic spectra of Fe2+, Fe3+-bearing minerals on temperature or pressure may give information for their attribution to various types of electronic transitions (Smith and Strens 1976, Smith 1977, Taran et al. 1996, Taran and Langer 1998). Therefore, we studied spectra of natural iron-bearing spinels of predominantly spinel s.s. and gahnite compositions with various, up to ~30 mol.%, hercynite component, at different temperatures and pressures. The focus of our study was to elucidate the origin of electronic absorption bands in these spinels in respect to the presence of Fe2+ + Fe3+ →Fe3+ + Fe2+ IVCT and Fe2+ Fe3+ ECP. Also, it was interesting to investigate a pressure effect on spin-allowed bands of IVFe2+ undergone to a dynamic Jahn-Teller effect (e.g. Taran and Langer 2001, Skogby and Hålenius 2003).

Experimental Details

Chemical composition of samples

Eight spinels from two provinces were available for investigations. Four samples come from the Pamir region (Tadjikistan) and four from carbonatite rocks of the Ukrainian shield. Chemical analyses of seven spinels, designated as Sp#1 to Sp#7, were determined with a Cameca SX100 electron microprobe using rhodonite (Mn), Fe2O3 (Fe), NiO (Ni), gahnite (Zn), CoO (Co), rutile (Ti), wollastonite (Ca, Si), chromite (Cr), olivine (Mg) and Al2O3 (Al) as standards. Spinel Sp#8, a small, ~0.5 mm, crystal fragment, has been selected from sample no. 18500 of carbonatite rocks of the Ukrainian shield (Siroshtan et al. 1976). Averaged over many grains, the crystal-chemical formula of this sample calculated from wet chemical analysis, was taken from Siroshtan et al. (1976).

Sample preparation for electronic absorption spectroscopy

The samples for optical spectroscopy study at ambient pressure were prepared as polished self-supporting plates of thickness, depending on intensity of absorption bands in the visible and NIR range, from ca 0.1 to 3 mm. The thicknesses were measured with a micrometric screw. Inspection under an optical microscope shows that the plates are homogeneously colored, nearly perfectly transparent; some of them contain inclusions, cracks and other imperfections. Zones free of such imperfections were chosen for spectroscopic measurements.

Spectroscopic methods

Electronic absorption spectra were recorded in the range ca. 28500–6000 cm−1 with a single-beam microspectrophotometer, which consists of a SpectraPro-275 triple grating monochromator connected to a highly modified MIN-8 polarizing microscope and controlled by PC. The spectra were scanned with steps ∆λ=1 nm in the range 350–450 nm (ca. 28500–22222 cm−1), ∆λ=2 nm in the range 420–1000 nm (~22222–10000 cm−1) and ∆λ=5 nm in the range 1000–1650 nm (10000- ca. 6060 cm−1).

Spectra at liquid nitrogen temperature (~77 K) were measured using a home-made miniature cryostat attached to the microscope stage. To maintain good thermal contact the samples were placed on a transparent supporting plate prepared from synthetic high-quality single-crystal sapphire (see e.g. Volkov et al. 1981). Besides, they were glued to the supporting plate and the latter to the cooled sample holder with vacuum grease. The cryostat was evacuated to pressure ~10−5  torr, low enough to prevent any moisture condensation on the external surfaces of the cryostat windows.

A miniature electric furnace with an electronic control device, providing temperature stability ±5 K, to register spectra at temperatures from 300 K to 600 K, was attached to the spectrophotometer.

High pressure spectroscopic measurements in the UV-VIS-NIR were accomplished on polished plates of ca. 30 μm thick prepared from three high-iron samples, Sp#5, #6 and #8. High-pressure spectra in the NIR range 7000 to 3000 cm−1 were obtained on two spinels of different iron contents, Sp#1 and #6. To generate hydrostatic pressure up to ~10 GPa, the diamond anvils cell (DAC) techniques were used as described elsewhere (e.g. Langer et al. 1997).

Room temperature and in-situ high-pressure NIR spectra (up to ~10 GPa) in the range 7500–3000 cm−1 were recorded on a Bruker ISF 66v FTIR spectrometer. The spectrometer was equipped with a ceramic light source, a KBr beam-splitter and a Hyperion microscope using Cassegrainian objectives and an InSb detector. The spectra were taken with an aperture size of 100×50 μm and a resolution of 2 cm−1. For each spot the spectrum was averaged for 128 scans. Polished spinel platelet, about 120×180×40 μm in size, and ruby chips were embedded in the gasket hole (diameter of 300 μm) with CsI as a pressure medium. There were four stages of pressure application. First, the spectra were scanned at pressures stepwise increasing from the ambient one to 10 GPa. In the second stage pressure was released and decreases to ambient conditions. At the third stage, pressure was increased again to 10.7 GPa and finally at the fourth stage released to ambient pressure.

Spectra were fitted with Gaussian components using Jandel Scientific software Peakfit 4.0. Choice of a shape of the high-energy absorption edge, overlapping UV and a part of the visible range of the spectra, was the biggest problem of the procedure, especially in cases of type II spinels (see below), wherein the edge is extremely strong. This uncertainty is the main disadvantage of the procedure frequently resulting in unexpected differences in energies, intensities and widths of component Gaussian bands in spectra of different samples. This is especially true for relatively weak components which characteristics may vary very significantly. By our experience the absorption edge is to be best fitted by a sum of Gaussian and Lorentz curves.

Results

Crystal chemical formulae of the spinels studied, calculated from microprobe and wet chemical analyses, are given in Table 1. The calculations are based on the assumption of predominantly normal distribution of Fe2+ and Fe3+ which is usual for spinels of s.s.-hercynite and gahnite-hercynite compositions of relative low temperature origin. Of course, on the basis of microprobe composition only we can not be sure about the real Fe2+- and Fe3+-distribution in the samples and very small amounts of IVFe3+ and VIFe2+ may exist. However, such small concentrations are hardly detectable by Mössbauer spectroscopy. As seen from Table 1, iron, presumably as IVFe2+ and VIFe3+, is a major transition metal component in all of them and, therefore, we assume that most features in absorption spectra of the samples are caused by these iron ions.

Table 1 Spinel crystals studied: Type I or type II spinels are light-violet or green and bluish-green, respectively. Microprobe analyses are recalculated in terms of crystallochemical formulae. Uncertainties of at. pfu is in the last decimal point. Fe2+ and Fe3+ are calculated from Fe tot to optimally fit ΣIV=1.00 and ΣVI=2.00. The composition of spinel #8 is obtained from wet chemical analysis by Siroshtan et al. (1976).

Three samples from Pamir (Sp#3 – Sp#5) are of high Zn-contents thus belonging predominantly to the gahnite-hercynite series. All other samples are mostly of spinel s.s. – hercynite compositions.

By color and absorption spectra the spinels studied may be divided to two groups, I and II. The group I is represented by two samples, Sp#1 and #2, of light violet color. Sp#3-Sp#8, assigned to group II, are of green and bluish-green colors.

Typical spectra of spinels of the two types, I and II, are shown in Fig. 1, a and b, respectively. As seen from the Figure, in both cases spectra consist of the high- and low-energy absorption edges, which form a “transparent window” in the visible and, partly, in the adjacent UV and NIR ranges. Note that the low-energy edge is undoubtedly a wing of the spin-allowed band system, derived from electronic 5 E5 T2 transition of IVFe2+, which is extremely strong in natural Fe-bearing spinels (e.g. Burns 1993, Rossman and Taran 2001, Taran and Langer 2001).

Fig. 1
figure 1

Typical spectra of light-violet spinels type I, #1 and #2 (Table 1), and green spinels type II, #5 and #7 (Table 1), at ambient conditions. The linear absorption coefficient values, α[cm−1 ], of the solid and dotted spectra are shown on the left and right ordinate axes, respectively.

Within the “windows” there is a series of absorption bands superimposed on the high-energy edge, which are distinctly different by their number, shape and, especially, intensity in the spectra of spinels of the group I and II.

The results of the curve-fitting of the spectra of Sp#1 (77 K), type I, and Sp#5 (77 and 300 K), type II, are shown in Fig. 2 and Table 2. At least nine Gaussians are necessary for a satisfactory fit of Sp#1, type I (Fig. 2a). In case on Sp#5, type II, as many as eleven Gaussian bands are necessary for the fit (Fig. 2b). Note that in both cases most of the component Gaussians are perceivable in the original spectra.

Fig. 2
figure 2

Curve resolved spectra of type I spinel #1 and type II spinel #5 in the spectral range 28500–8000 cm−1. The spectra were measured at 77 K.

Table 2 Results of curve fitting in the energy range 28,000–10,000 cm-1 of the spectra of spinel type I, #1, and II, #5, at 77 and 300 K (cf. Fig. 2). FWHM = full band width at half maximum height.

For clearness we took a common labeling of the component bands in spectra of Sp#1 and #5, a to q, assuming that in Sp#5 the UV bands a to d when they occur in this type II spinel, are hidden under the strong high-energy edge shifted to the visible range (Fig. 2, Table 2). Note in this respect that b- and c-bands are distinct in the spectrum of relatively low-iron Sp#7, type II (Fig. 1b).

It is remarkable that in spectra of spinels of type II ratio of intensities of the bands designated as n, p and q, remains nearly constant from sample to sample. This suggests that these three bands originate from a common center. Relative intensities of all other bands are variant from sample to sample.

Energies of all e- to q-bands in spectra of all spinels type II studied do not noticeably depend on iron content, but slightly depend on zinc concentration. Thus, in Sp#6 and #7 of nearly equal Zn-, but of significantly different Fe-contents (Table 1) energies of the most prominent bands f, n and q, practically do not vary. On the other hand, in Zn-enriched Sp#3-Sp#5 the energies of n- and q-bands are noticeably lower (~500 and ~200 cm−1, respectively) than in Sp#6 and #7, whereas that of f-band remains practically the same.

Spectra of Sp#1, type I, and #5, type II, measured at different temperatures from 77 to 600 K, are shown in Fig. 3, a and b, respectively. In both samples increase of temperature causes shift of the high-energy edge to lower energies. On the contrary, the high-energy wing of the spin-allowed bands of IVFe2+ displays a distinct “blue” shift. As seen from the Fig. 3a and as derived by curve fitting analyses, at increasing temperature all bands in spectrum of Sp#1, type I, become weaker and broader whilst their energies remain nearly unchanged. In the contrary, in Sp#5, type II, in the temperature range from 77 to 300 K there takes place a remarkable enhancement of integral intensities of all bands, except f (Table 2). Note that bands k, g and e are relatively weak (Fig. 2, Table 2), therefore, their characteristics obtained by the curve resolution are not very reliable. At temperatures higher than ca. 300 K (up to 600 K) integral intensities of the bands in spectrum of Sp#5 remain nearly unchanged: the bands only become broader and, thus, less resolved (Fig. 3b). Curve fitting could not reveal any regular change of the band’s energies with temperature. Only for the most intense n-band a slight shift to higher energies, from ~15050 cm−1 at 77 K to ~15330 cm−1 at 600 K, was detected.

Fig. 3
figure 3

Temperature dependent spectra of type I spinel #1 and type II spinel #5. The strongly increasing absorption in the NIR starting from about 8000 cm−1 is caused by the high-energy wing of the intense NIR-band system caused by spin-allowed 5 E5 T2 transition of IVFe2+ (cf. Fig. 6).

Spectroscopic study of three spinels, Sp#5, #6 and #8, type II, at different pressures (Fig. 4, a, b and c, respectively) give rather convergent results. In all samples the increasing pressure causes a regular shift of the wing of 5 E5 T2 band of IVFe2+ to higher energies, whereas the high-energy edge shifts slightly to lower energies. The curve fitting analysis shows that practically all bands of the group II, e to q, except f, shift with pressure to lower energies. Pressure dependencies of energies of all components bands in spectra of Sp#5, except five weakest ones, e, g, h, i and k (cf. Fig. 2b), are shown in Fig. 5. As seen from the Figure, the bands n and q display stronger shifts, Δ ν/ΔP = −28 cm−1 ×GPa−1 and −45 cm−1 ×GPa−1, respectively, than the other bands, p, m, g and, especially, f. The latter is practically stable, Δν/ΔP = −1.6 cm−1 ×GPa−1. Intensities of all bands noticeably increase with pressure; among them n, p and q get the strongest pressure-induced intensifications. Two narrow b- and c-bands at ~26000 and 27000 cm−1 in spectrum of Sp#5 (Fig. 4b), characteristic for the type I spinels (cf. Figs. 1a and 4b), shift ever slightly to higher energies.

Fig. 4
figure 4

Spectra at different pressures of the type II spinels #5, #6 and #8. Three most distinct bands in spectra of type II spinels, f, n and q, are shown by arrows. The vertical lines indicate positions of the bands at ambient pressure. Note that the ordinate values are absorbance, log (I0/I), due to the fact that thickness of the very thin plates used in the DAC-experiments could not be exactly measured.

Fig. 5
figure 5

Shift with pressure of the energies of the six most intense bands in the spectral range 28000–6000 cm−1 of spinel #5, as revealed by curve fitting.

Hydrostatic pressure pronouncedly influences the NIR spin-allowed bands derived from 5 E5 T2 transition of IVFe2+. This effect was studied on two spinels of spinel s.s. - hercynite compositions, Sp#1 and Sp#6, having different iron contents (Table 1). The results obtained on the both samples are rather similar. Therefore, only spectra of Sp#6 in the range 3500–7500 cm−1, measured at different pressures, are shown in Fig. 6. There were four stages of pressure application, which results are seen in Fig. 6, a to d, respectively. First, the spectra were scanned at pressures increasing from the ambient one, 10−4  GPa, to 10.22 GPa (Fig. 6a). At ambient pressure the spin-allowed band of IVFe2+ is in all respects similar to that described by Taran and Langer (2001) or Rossman and Taran (2001), showing four distinct features designated as r, s, t and u. Energies of these five bands as functions of pressure at this first stage of compression are shown in Fig. 7. As seen from Figs. 6 and 7, at pressures increasing to ca. 4.5 GPa the band shifts monotonously to higher energies, their intensity increases only slightly, the splitting remaining nearly unchanged. At higher pressures, ca. 4.5 to 9.6 GPa, the intensity begins to decrease, the splitting between the r- and s-components noticeably increases, whereas those between t, u and d slightly decrease. This tendency dramatically enhances in the pressure range from ca. 9.6 to 10.22 GPa: all components significantly decreases in intensity, the splitting between r- and s-bands strongly increases, those between s-, t- and u-components noticeably decrease.

Fig. 6
figure 6

The strong NIR-band system derived from the 5 E5 T2 spin-allowed transition of IVFe2+ in spinel type II, #6, at different pressures and different modes to reach the pressure of the spectral measurements. First circle: stepwise 10−4 →10.22 GPa (a), 10.22→10−4 (b). Second circle: stepwise 10−4 →10.70 GPa (c), 10.70→10−4 (d). Ordinate values as in Fig. 4.

Fig. 7
figure 7

Pressure dependence of the energies of the split components of the spin-allowed 5 E5 T2 dd-band of IVFe2+ in the NIR, as derived from the curve analyses of spectra (a) in Fig. 6.

On the whole the pressure dependence of the band in question, established at the first stage of compression (see above), holds at the second stage, when pressure decreases from 10.22 GPa to ambient one (Fig. 6b). However, we do not observe the entirely reverse behavior especially concerning the intensity of the bands (cf. Figs. 6, a and b). We assume this may be caused by irreversible thinning of the sample (plastic deformation) due to a somewhat non-hydrostatic condition at higher pressures achieved.

At the third stage, a new increasing of pressure from ca. 10−4  GPa to 10.7 GPa (Fig. 6c), the dependencies, observed at the first and second stages, hold again, although no strong jump in intensity at pressures between 6.2 and 10.7 GPa, which is distinctly seen in Fig. 6a, is seen. These general tendencies are again well maintained at the fourth stage, at pressure releasing from 10.7 GPa to the ambient one, ~10−4  GPa (Fig. 6d).

Discussion

The high-energy edge, which appears in spectra of all samples studied, type I and II (e.g. Figs. 1), is, judging from chemical compositions of the samples (Table 1), the wing of UV absorption bands caused by oxygen-to-metal electronic charge transfer transitions O2− →Fe3+ and O2− →Fe2+. In general, it is stronger in spectra of spinels with higher iron contents.

Spinels of the group I

As noted in the Result section, iron is the main transition metal component causing spectra and color of the spinels studied. However, the pronounced differences in spectra of type I and II spinels (cf. Fig. 1, a and b) are not caused by different total iron contents alone: another important factors are Fe3+ /Fe2+ ratio and distribution of ferrous and ferric ions over the structural sites. Taking into account relatively low total iron contents of Sp#1 and #2, type I (Table 1), one can reasonably assume that these two samples can be regarded as iron-diluted systems in comparison with most of the type II spinels studied. If so, in Sp#1 and #2 interactions between iron ions are less probable than in spinels type II, and the bands, observed in spectra of Sp#1 and #2 (Figs. 1a, 2a), except, perhaps, q-band in near IR at ~10500 cm−1, are to be attributed to electronic spin-forbidden transitions of “isolated” IVFe2+. Such an assignment is consistent with many other observations (e.g. Slack et al. 1966; Gaffney 1973; Bukanov et al. 1977; Litsarev et al. 1980). High intensities of these bands in Sp#2 comparing to Sp#1 (Fig. 1a) agrees with higher iron content in the former than in the latter (Table 1).

It should be noted that on the whole the component Gaussian bands in Sp#1, type I, are much broader than in Sp#5, type II (cf. Fig. 2, a and b, Table 2). In particular, three bands, f, i and q, which are assumed to be common in spectra of spinels of both groups, I and II, are significantly broader in Sp#1 than in Sp#5. This suggests that because of a relatively low intensity of the spectrum of Sp#1, smooth character of its spectral curve and rather an uncertain shape of the high-energy edge some component bands in Sp#1 are not revealed by the fitting procedure.

Weak temperature dependencies of the bands in Sp#1 (Fig. 3a) are consistent with their assignment to electronic spin-forbidden dd transitions: it is a common observation that when Fe2+ and Fe3+ ions are not involved in exchange-pairing processes, intensity of such bands do not strongly depends on T (e. g. Boksha and Grum-Grzhimailo 1972; Sviridov et al. 1976). Also, spin-forbidden bands of Fe2+ and Fe3+ in spectra of minerals become better resolved at low temperatures.

The energy of band q, ~10550 cm−1 (Figs. 2, 3), is too low to be assigned to a spin-forbidden transition of tetrahedral Fe2+ in the spinel structure (Gaffney, 1973). This is very likely a band of the spin-allowed transition 6A 1g 4T 2g of VIFe3+. Note, that this band is much stronger and better resolved in spectrum of Sp#5 than in Sp#1. In this juncture the appearance of a weak n-band at around 15800 cm−1 in the spectrum of Sp#2 (Fig. 1a) should be noted. Together with a much stronger high-energy edge than in Sp#1, which, at least partly, should be caused by O−2 →Fe3+ UV charge transfer band(s), it evidences (see below) of an appreciable Fe3+ content in Sp#2 comparing to Sp#1.

Spinels of the group II

According to our conception and as follows from the compositions of the spinels studied (Table 1), the bands in the visible and NIR range of the spectra of spinels type II (Fig. 1b, 2b) are caused by electronic transitions of “isolated” Fe2+ and Fe3+, as well as by pairs of iron ions. Thus, a relatively narrow sharp band f with maximum at ~21700 cm−1 (Figs. 1b, Table 2) is typical for 6A 1g 4A 1g , 4E g (4G) transition of VIFe3+ although its energy is significantly lower than in other minerals (cf. Table 5.15 in Burns 1993). However, this band significantly decreases at annealing in reducing conditions (Taran et al. 1987) that strongly supports its assignment to ferric ion. Also, it is close by shape and energy to the band at 21300 cm−1 in synthetic spinel-magnesioferrite solid solution crystals, which Andreozzi et al. (2001) attributed to 6A 1g 4A 1g , 4E g band of IVFe3+VIFe3+ clusters. A weak pressure dependence of energy of f-band (see Results) is also consistent with its assignment to 6A 1g 4A 1g , 4E g (4G) transition of Fe3+, which energy is nearly independent on the crystal field strength (e.g. Dunn et al. 1965; Sviridov et al. 1976). Intensity of the band also does not strongly change with temperature or pressure. By these characteristics it is similar to 6A 1g 4A 1g band of “isolated” VIFe3+ ions in andradite and epidote (Taran and Langer 2000) or 6A 1g 4A 1g , 4 E g band of exchanged-coupled pairs of Fe3+-Fe3+ in tourmaline (Taran and Rossman, 2002). Therefore, at the moment we can not discriminate between “isolated” ions or exchange-coupled pairs of Fe3+ as the cause of band f in spectra of spinels of type II. It is not excluded that, at least partly, it may be intensified by exchange-coupled interaction in Fe3+-Fe3+ pairs. On the whole, intensity of the band in question, f, does not strictly correlate with the amount of Fe3+ in the spinels studied (cf. Table 1). Especially this is noticeable when spinels of group I and II are compared: at nearly the same Fe3+-contents intensity of the band in spectra of spinels of the group II is much higher, than in group I. This discrepancy may be due to the fact that in iron-enriched spinels of group II a part of ferric iron enters tetrahedral sites of the spinels structure. In such case, oscillator strength of the electronic transition of tetrahedral ions may be several orders of magnitude higher than in octahedral (e.g. Burns 1993) and the proper absorption bands may be significantly enhanced. Energy of 6A14 A1,4 E transition, which is almost independent on Dq (Dunn et al. 1965, Burns 1993), may be very close in VIFe3+ and IVFe3+ and, therefore, both transitions may be seen as a single band in the spectra.

Note that in spectra of low-iron spinels of type I, #1 and 2, f-band may also be caused by spin-forbidden transitions of tetrahedral Fe2+. Therefore, in most cases this relatively sharp distinct peak in spinel spectra is a superposition of two or even three bands of close energies, caused by spin-forbidden transitions of IVFe2+ (5E3E (3G), e.g. Dickson and Smith 1976), VIFe3+ and IVFe3+ (6A 1g 4A 1g , 4E g , this work).

The e-band (Fig. 2b) is, likely, 6A 1g 4T 2g (4D) transition of VIFe3+ ion, because its intensity roughly correlates with intensity of the f-band, assigned above to VIFe3+. A relatively weak band c at ~20900 cm−1 is, most probably, a split component of the 6A1g4A1g, 4 E g (4G) transition of VIFe3+.

Origin of the band system h to m is not quite clear. Note that these bands are more distinct in spectra of low iron samples Sp#6 (Fig. 2b) and #7. Also they are better resolved in low temperature than in room temperature spectra (Fig. 3b). It is very likely that some of them may be caused by spin-forbidden transitions of IVFe2+ (cf. Figs. 2, a and b). Also, we assume that some of these bands may be due to the presence of a trace amount of tetrahedral Co2+ : in our samples minor amounts of cobalt is detected in the samples #1 to 7 (Table 1, the bottom). Because Co2+ occupies the tetrahedral position of the structure (e.g. Burns 1993) which lacks a centre of symmetry, spin-allowed bands of IVCo2+ may be strong enough to appear in the spectra as weak bands h to m. As we noticed these bands are more apparent in low- than in high-iron spinels. Therefore, it seems very likely that their intensities do not correlate with iron content. Note also that the intense split band in spectra of both natural and synthetic Co-bearing spinels (Shigley and Stockton, 1984; Rossman 2004) appear at energies close to j-, k- and m-bands in spectra of Fe-bearing spinels.

Hålenius et al. (2002) observed two broad bands at ~14500 cm−1 and ~9500 cm−1 in spectra of synthetic spinels of spinel s.s.–hercynite composition and assigned them to VIFe2+VI Fe3+ IVCT and VIFe2+VI Fe3+ ECP. Taking into consideration that the spinels studied contain both Fe2+ and Fe3+ ions (Table 1), one could assume that the two relatively intense bands n and q, at around 15000 cm−1 and 10500 cm−1, respectively, prominent in spectra of spinels type II (Figs. 2b), are related to these bands. However, both n- and q-, as well as p-band, are far much narrower (Table 2) than the above mentioned bands in spectra of the synthetic spinels of FWHM ≅6000 cm−1 and 4500 cm−1, respectively. On the whole, their FWHM-values are atypically low for Fe2+ Fe3+ IVCT in minerals (e.g. Burns 1993). In addition, the decrease in intensity of all three bands n, p and q at cooling from room temperature to 77 K (see Results) is not consistent with their assignment to VIFe2+VIFe3+ IVCT or VIFe2+VIFe3+ ECP. On the contrary, their temperature dependence is just opposite to that observed for Fe2+ +Fe3+ →Fe3+ +Fe2+ IVCT bands in a number of oxygen-based minerals (Smith and Strens 1976, Smith 1977, Taran and Langer 1998). Note that Schmetzer et al. (1989) and Hålenius et al. (2002) assign the IVCT bands in natural and synthetic spinels to electronic transition between ferrous and ferric ions in adjacent equivalent octahedral sites of the spinels structure. Such charge-transfer process is highly symmetric. By the model proposed by Taran and Langer (1998), bands caused by symmetric IVCT transitions should strongly increase by intensity at lowering temperature, i.e. they should display temperature dependence emphatically opposite to that of the bands n, p and q in spinel spectra. Also, as shown by Smith (1978) and Taran et al. (1996), the bands caused by spin-allowed transition of Fe2+ in Fe2+ Fe3+ ECP, strongly increase at cooling, thus showing the behavior which is again opposite to those of n, p- and q-bands in natural spinels type II.

Note that intensities of dd-bands may increase with temperature when 3dN-ion occupies centrosymmetric sites in crystalline structures (e.g. Taran et al., 1996; Taran and Langer, 2001). In spinel, where the octahedral site does have a centre of symmetry (point symmetry \(\bar 3{\text m}\) m), such temperature behavior was indeed observed for spin-allowed bands of VICr3+ (Taran et al. 1994). However, the increase in intensity of the n, p- and q-bands in iron-bearing Sp#4 takes place only in the temperature range 77–300 C while at higher temperatures the integral intensities of the bands in question almost do not change. Such behavior definitely differs from that of spin-allowed bands of 3 dN-ions in centrosymmetric sites (e.g. Taran et al. 1994; Taran and Langer 2001, Taran et al. 2002). Because of this we assume that the bands n, p and q in the spinel spectra should be caused by another mechanism, whereas the above mentioned dissimilarity with synthetic spinels of s.s.–hercynite composition studied by Hålenius et al. (2002) are due to different Fe3+, Fe2+-ordering in natural and synthetic samples. Taran et al. (1987) proposed that n-band in spectra of natural spinels is caused by 6A 1g 4T 2g transition of VIFe3+ intensified by antiferromagnetic exchange interaction in VIFe3+IVFe2+ pairs Footnote 1. In Fig. 8 linear intensity of this band versus Fe3+- and Fe2+-concentration product in spectra of spinels #1 to 7 (Table 1) is shown. An evident tendency to increase with Fe3+ ×Fe2+ content, fairly well interpolated by linear dependence with R=0.965, is consistent with n-band interpretation as caused by Fe3+, Fe2+ interaction.

Fig. 8
figure 8

Linear intensity of n-band, derived by the curve fitting, versus concentration product Fe3+×Fe2+, apfu2, in spinel Sp#1 to 7. Spinel #8, which composition is averaged by wet chemical analysis over many grains and does not strictly correspond to the actual samples studied, is not included.

Assignment to VIFe3+IVFe2+ pair explains also the n-band weakening at decreasing temperature from 300 to 77 K: in this case electronic transition from the lowest spin sublevel with spin S=11 and from the nearest excited sublevel, S=10, of the ground state of a pair are forbidden, while those from the other sublevels (9≤S≥1) are allowed (Fig. 9). These series of spin-allowed transitions cause a broad absorption band in the range of 6A 1g 4T 2g transition of VIFe3+ in spinel spectra, i. e. the n-band. At decreasing temperature the electronic population of the lowest sublevel increases at the expense of the higher sublevels. Correspondingly, this causes a decrease of probability of spin-allowed electronic transitions from higher sublevels (9≤S≥1) and, thus, a weakening of the band. According to this model, electron density, ρ(E), of an excited sublevel can be described by the expression

$$\rho (E) \sim \exp(n\cdot\Delta E/k),$$

where n= 1, 2, ..., 11 is the serial number of a sublevel, ∆ E is the energy gap between the sublevels (Fig. 9), k is the Boltzmann constant and T is absolute temperature. The fact that intensity of band n increases mostly in the range from ca. 77 to ca. 300°C, but almost does not change at higher temperatures evidences of a relatively small energy interval, ∆E, between the split sublevels (Fig. 9) when compared with the thermal excitation energy kT at T≈300 K. Room temperature, ~300K, is high enough to pump up most of the electron density from the ground and nearest-to-ground level to higher ones of S≥2. Therefore, at T>300 K only further redistribution of the electron density between the higher sublevels, 11≥S≥2, takes place, which, however, does not much influence intensity of the band.

Fig. 9
figure 9

Electronic levels of exchange-coupled pair VIFe3+IVFe2+. Spin-allowed transitions are shown by arrows.

Note that the relation of the n-band to Fe3+ content is well supported by the results of annealing of spinels at reducing conditions which results to a significant weakening of the band due to reducing VIFe3+ to VIFe2+ (Dickson and Smith 1976, Taran et al. 1987). Also, a slight shift of n-band to higher energies at increasing temperature (see Results) is consistent with its assignment to 6A 1g 4T 2g transition of VIFe3+, which energy, according to the Tanabe-Sugano diagram for electronic d5-configuration (e.g. Dunn et al. 1965, Sviridov et al. 1976, Burns 1993), should increase with decreasing Dq caused by thermally induced expanse of the coordination octahedron of Fe3+.

A noticeable weakening of the band q at cooling (Fig. 3b, Table 2) suggests that like n-band it may be caused by an electronic transition in VIFe3+IVFe2+ pair. Taking into account the energy of the band, ~10550 cm−1, it may be attributed to the 6A 1g 4T 1g transition of VIFe3+ (cf. Table 5.15 of Burns 1993), intensified by the exchange interaction. A scheme of the energy levels of the pair in this case would be similar to that in Fig. 9 for the 6A 1g 4T 2g transition.

At annealing in reducing conditions q-band seems to increase (Dickson and Smith 1976, Taran et al. 1987). We believe that in this case a new band of the spin-allowed transition of VIFe2+, close by energy to q-band, appears and rises due to increasing concentration of VIFe2+ at the expense of VIFe3+. Therefore, it is very likely that in this spectral range two bands occur: q-band, which is caused by 6A 1g 4T 1g transition of VIFe3+ enhanced by the exchange interaction, and spin-allowed band 5T 2g 5E g of VIFe2+, which appears in thermally reduced spinels.

The band p, which also decreases at cooling (see Results), may be a split component of the 6A 1g 4T 1g transition of VIFe3+, caused by trigonal distortion of the octahedral site in the spinel structure (the point symmetry \(\bar 3{\text m}\)m).

Interpretation of n-, p- and q-bands as electronic 6A 1g 4T 1g and 6A 1g 4T 2g transitions of Fe3+ intensified by the exchange interaction, is strongly supported by investigation of spinel spectra in DAC-experiments at different pressures (Figs. 4, 5). First, by pressure-induced shifts to lower energies these bands significantly differ from IVCT or spin-allowed bands in minerals. Indeed, as found by Taran and Langer (1998), under pressure the IVCT bands either do not shift at all or shift ever slightly to higher energies, i.e. display the pressure behavior quite different from those observed for the n, p and q bands in spinels. The spin-allowed dd-bands, both of “isolated” Fe2+ or coupled with adjacent Fe3+, significantly shift to higher energies at pressure (e.g. Langer 1990, Taran et al. 1996, Taran and Rossman 2002), i.e. again show the pressure-induced behaviors opposite to those observed for bands n, p and q in spinel spectra. Second, the “red” shifts of these bands at pressure (Fig. 4, 5) are well consistent with their assignment to the spin-forbidden transitions 6A 1g 4T 2g and 6A1g4T1g of Fe3+. Indeed, by theory, in difference to spin-allowed bands of 3dN-ions, the energies of the spin-forbidden bands 6A1g4T2g and 6A 1g 4T 2g of Fe3+ relatively slowly decrease when the crystal field strength Dq of Fe3+ increases (e.g. Dunn et al. 1965). Dq strongly depends on mean metal-oxygen distances R in 3dN-ion centered coordination polyhedra as 1/ R5. Since hydrostatic pressure shortens interatomic distances in crystal structure, the pressure-induced shifts of 6A 1g 4T 2g and 6A 1g 4T 1g bands of Fe3+ to lower energies is expectable. Note that just such pressure induced behavior was observed by Taran and Langer (2000) for 6A 1g 4T 2g band of Fe3+ in epidote.

A noticeable intensification of n to q bands in the spinel spectra with increasing pressure (Fig. 4) may be explained by increase of the exchange interaction in VIFe3+IVFe2+ ECP due to shortening of VIFe3+IVFe2+ distances at pressure and, therefore, higher overlapping of the Fe-Fe bonds.

Although we assume that the f-band in spectra of the spinel studied is causes by spin-forbidden transition of VIFe3+ (see above), a weak temperature dependence of its intensity suggests that unlikely to bands n, p and q, which are also caused by spin-forbidden transitions 6A 1g 4T 2g and 6A 1g 4T 1g of VIFe3+, the f-band is not enhanced by exchange-coupled interaction with neighboringIVFe2+. This may be the reason why relative intensity of band f vs. n-, p- and q-bands strongly varies in the samples studied (cf. spectra in Fig. 4): this may be caused by different concentrations of VIFe3+IVFe2+ ECP and “isolated” Fe3+ in the samples. At the moment we can not explain a reason for such “discrimination” of 6A 1g 4A 1g , 4E g -transition vs. 6A 1g 4T 2g and 6A 1g 4T 1g . From the published data on spectroscopy of Fe3+-Fe3+ ECP, for instance (e.g. Krebs and Maisch 1971, Ferguson and Fielding 1972, Rossman 1975, 1976), which are quite common in Fe3+-concentrated crystals, we only learn that far not all electronic transitions of Fe3+-Fe3+ pairs equally gain intensity from the exchange interaction. Perhaps, a similar situation takes place in VIFe3+IVFe2+ pair in spinels: the bands originating from electronic transitions 6A 1g 4T 1g and 6A 1g 4T 2g of Fe3+ gain much more intensity from the exchange interaction than the band originating from 6A 1g 4A 1g , 4E g transition. It should also be noted that, as far as we are aware, such type of exchange-coupled pair, VIFe3+IVFe2+, where spin-forbidden transitions of Fe3+ are intensified by exchange interaction, was not yet found in minerals.

Pressure dependence of the spin-allowed band of IVFe2+

The pressure dependence of the intense broad structured bands in the near IR of spectra of natural or synthetic Fe2+-bearing spinels, attributed to the spin-allowed transition 5 E5 T2 of IVFe2+, is, as far as we know, not yet studied. Since the tetrahedral site in the spinel structure is not distorted, point symmetry \(\bar 43{\text m}\)3m (e.g. Yamanaka and Takéuchi 1983), one should expect appearance of a single band, but this not the case – at least four components, r to u, appear in the range of 5 E5 T2 transition of IVFe2+ (Fig. 6). The observed splitting of the 5 E5 T2 band is attributed to a dynamic Jahn-Teller effect (Slack et al. 1966; Rossman and Taran 2001; Taran and Langer 2001; Skogby and Hålenius 2003). This effect is assumed to be a cause of rather unusual temperature behavior of the spin-allowed band of IVFe2+ in spinel when compared to those of Fe2+ in octahedral sites (Taran and Langer 2001).

Pressure usually causes a shift of the spin-allowed bands 5T 2g 5E g of octahedral Fe2+ to higher energies and decrease of their splitting, thus reflecting two simultaneous pressure-induced processes: shortening of the Fe-O distances and decrease of distortion of FeO6 octahedra (e.g. Hazen and Finger 1982). In case of Jahn-Teller-distorted complexes, as recently shown by Aguado et al. (2002, 2003) on NaMnF4 crystals, pressure behavior of spin-allowed dd bands is somewhat different. The spin-allowed bands of VIMn3+, derived from 5 E g 5T 2g transition, also shift to higher energy reflecting the fact of shortening of Mn-O distances in MnO6-octahedra at pressure. However, the splitting of the bands does not decrease. On the contrary, it slightly increases, although X-ray diffraction structural refinement indicates a significant decrease of tetragonal distortion of MnO6-octahedra. Aguardo et al. (2002, 2003) explain this by pressure-induced enhancement of Jahn-Teller electron-lattice coupling.

As seen from Fig. 7 (see also the Results section), at moderate pressures (up to ~7 GPa) a similar situation is observed for 5 E5 T2 band of IVFe2+ in spinel, although in this case Jahn-Teller effect has a dynamic character in difference to NaMnF4, where the Jahn-Teller distortion is static. At least, the pressure induced behavior of the spin-allowed band of Fe2+ in tetrahedral sites of the spinel structure emphatically differs from that of VIFe2+ in octahedral sites of minerals. In the latter case a significant pressure-induced decrease of splitting of the 5 Eg-state of Fe2+, caused by distortion of octahedral coordination, usually takes place (e.g. Abu-Eid 1976; Smith and Langer 1982, Taran and Rossman 2002; Taran and Langer 2003). However, in spinel this is not the case (see Results). This evidences that either dynamic distortion of FeO4-tetrahedra does not significantly change at pressure or, like NaMnF4, enhancement of electron-lattice coupling coefficients takes place (Aguardo et al. 2003). By analogy with NaMnF4 compound we are inclined to believe that in spinel the latter effect, i.e. an enhancement of electron-lattice coupling is prevalent. It is less probable that with increasing pressure an intensification of dynamic distortion of FeO4-tetrahedron takes place.

At higher pressures, more than ca. 9.5 GPa, the situation in spinel becomes more complicated (see Results), but whether this is a manifestation of pressure effect on the Jahn-Teller center IVFe2+, or is caused by non-hydrostatic, uniaxial, compressing of the sample, or both, we can not decide. Particularly, we estimate that at the highest pressure of the first stage of compression, the pressure determined on different ruby chips in the gasket chamber differs by 5%, i.e. 10 ± 0.5 GPa, thus indicating non-hydrostatic conditions. But at the following stages of pressure application such a large variation was never observed. For instance, at the third stage the highest pressure inhomogeneity was estimated as only ± 0.1 GPa. Therefore, it seems that the observed increase of splitting of the 5 T2-state of IVFe2+ at high pressures does not strongly depend on inhomogeneity of P (cf. Figs. 10, a-d). It may be explained by the effect of vibronic enhancement of structural distortion caused by non-hydrostatic, uniaxial, compressing of the sample. Indeed, by theory (e.g. Bersuker 1996), the magnitude of such outer-induced distortion of a Jahn-Teller center is controlled mainly by values of electron-lattice coupling coefficients (which, as we assume, increase at pressure (see above)), and does not dependent on the perturbation magnitude. This is consistent with our observation in spinel. In such case even a small perturbation of tetrahedral Fe2+-centered site in spinel, induced by non-hydrostatic compression, significantly increases its dynamic distortion what is seen as the increase of the 5 T2-state splitting (Fig. 7). In case of a strong enough vibronic coupling this can even stabilize one of the distorted configurations, i.e. can cause a relatively high static distortion of IVFe2+-bearing sites (Bersuker 1996). X-ray diffraction structural refinements of IVFe2+-bearing spinels at pressures higher than ca. 9.5 GPa would be very helpful to verify this assumption. We consider also that spectroscopic high-pressure experiments with other pressure transmitting mediums are very desirable.

Keeping in mind a rather unusual behavior of the spin-allowed bands of Fe2+ in spinel with temperature (Taran and Langer 2003) we believe that this and the pressure-induced effects on Fe2+ in spinels invokes more detailed study, quantification and, especially, theoretical analysis.

One can estimate a compressibility of 3 dN-ion-centered octahedron from optical absorption spectra measured at different pressures. When 3 dN-ion is VICr3+ or VIFe2+, this usually gives results quite comparable with those obtained by X-ray diffraction structural refinements (e.g. Langer et al. 1997, Taran and Langer 2003). In case of VIFe2+ one has to ignore a splitting of the ground electronic 5 T2g-state, which can not be obtained from the spectra (Taran and Langer 2003). In similar way we evaluated the tetrahedral modulus of Fe2+ in spinel from the spectra, measured at pressures from 10−4 to 6.8 GPa (Fig. 6a), i.e. in the pressure range where we expect more or less hydrostatic conditions (see above). It gives \(k_{tetr}^{spectr} \approx 273\) GPa, which is much higher than obtained from the synchrotron X-ray powder diffraction data for synthetic MgAl2O4, 190·8 ± 1.2 GPa (Levy et al. 2003). The latter value is, in fact, k bulk , but compression of MgAl2O4spinel occurs with a negligible change of the fractional coordinate of oxygen. Therefore, the structural behavior of spinel under compression is mainly governed by shrinkage of the cell edge (Levy et al. 2003), i.e. in this case \(k_{bulk} \approx k_{tetr}^{XRD}k_{oct}^{XRD}.\)

For synthetic gahnite, ZnAl2O4, k XRD tetr can be calculated from the mean linear tetrahedral compressibility \(\beta_{1}, k_{tetr}^{XRD} = {1}/{3\beta _1}\) (e.g. Langer 1990), determined by high-pressure X-ray diffraction structural study as 0.00188(8) GPa−1 (Levy et al. 2001). It gives \(k_{tetr}^{XRD}\cong177\pm7\) GPa, close to that of MgAl2O4,190·8 ± 1.2 GPa.

A significant difference between \(k_{tetr}^{spectr},\) 273 GPa, obtained from the spectra, and \(k_{tetr}^{XRD},\)~180 GPa and 190 GPa, obtained from X-ray powder diffraction data (Levy et al. 2001, 2003), may be due to the fact that ignoring the splitting of the ground 5 E-state of VIFe2+ we overestimate 10·Dq-value of IVFe2+ calculated from the barycenter of the exited 5 T2-level (cf. Taran and Langer 2003). Note that in case of tetrahedral complexes of Fe2+ this may cause much larger deviations from the true value than in case of octahedral Fe2+. The discrepancy between \(k_{tetr}^{spectr}\) and \(k_{tetr}^{XRD}\) of FeO4-tetrahedra in spinel may also arise from a dynamic Jahn-Teller effect intrinsic to VIFe2+ in the spinel structure.

Conclusions

By color and electronic absorption spectra natural spinels of the spinel s.s.-hercynite and gahnite-hercynite series may be divided into two types. Light-violet type I spinels belong to low-iron spinel s.s.-hercynite series. Their spectra are mainly caused by spin-forbidden and spin-allowed electronic dd-transitions of “isolated” Fe2+ in tetrahedral sites of the spinel structure. Electronic spectra of green and bluish-green high-iron spinels type II of both spinel s.s.-hercynite and gahnite-hercynite series are predominantly caused by electronic dd-transitions both ofIVFe2+ and VIFe3+, as well as of exchange-coupled pairs of these ions. Particularly, temperature and pressure behaviors of absorption bands at ~21600 cm−1, 15000 cm−1 and ~10500 cm−1, intense in electronic absorption spectra of type II spinels, evidence that these bands are, most probably, caused by electronic spin-forbidden transitions 6A 1g 4A 1g , 4E g , 6A 1g 4T 2g and 6A 1g 4T 1g , respectively, of VIFe3+. In Fe-enriched spinels of type II the former bands may be enhanced also by 6A 1g 4A 1g , 4E g transition of IVFe3+. The bands 6A 1g 4T 2g and 6A 1g 4T 1g of VIFe3+ are found to be strongly intensified by exchange-coupling interaction with neighboring IVFe2+ ions. In contrast to synthetic Fe3+-bearing spinel of spinel s.s.-hercynite compositions of different Fe3+, Fe2+ ordering (Hålenius et al. 2002), the bands, which may be interpreted as Fe2+ Fe3+ IVCT or VIFe2+, IVFe3+ ECP, are not identified.

Due to a dynamic Jahn-Teller effect, pressure-induced behavior of spin-allowed bands of IVFe2+ in spinels in the NIR range significantly differs from those of octahedral Fe2+ in various minerals. In difference to VIFe2+ in many oxygen-based minerals the splitting of the spin-allowed bands derived from 5 E5 T2 transition of IVFe2+ in spinels does not decrease with pressure. On the contrary, it markedly increases showing that values of vibronic coupling coefficients of IVFe2+ rise. Also, the values of tetrahedral moduli of Fe2+ in spinel, evaluated from high-pressure spectra and X-ray diffraction structural refinements, are significantly different that again may be caused by a dynamic Jahn-Teller effect of IVFe2+ in the spinel structure.