Abstract
Purpose
The aim of the present study was to evaluate the reciprocal relationships between motor impairment, dopaminergic dysfunction, and cerebral metabolism (rCMRglc) in de novo Parkinson’s disease (PD) patients.
Methods
Twenty-six de novo untreated PD patients were scanned with 123I-FP-CIT SPECT and 18F-FDG PET. The dopaminergic impairment was measured with putaminal 123I-FP-CIT binding potential (BP), estimated with two different techniques: an iterative reconstruction algorithm (BPOSEM) and the least-squares (LS) method (BPLS). Statistical parametric mapping (SPM) multiple regression analyses were performed to determine the specific brain regions in which UPDRS III scores and putaminal BP values correlated with rCMRglc.
Results
The SPM results showed a negative correlation between UPDRS III and rCMRglc in premotor cortex, and a positive correlation between BPOSEM and rCMRglc in premotor and dorsolateral prefrontal cortex, not surviving at multiple comparison correction. Instead, there was a positive significant correlation between putaminal BPLS and rCMRglc in premotor, dorsolateral prefrontal, anterior prefrontal, and orbitofrontal cortex (p < 0.05, corrected for multiple comparison).
Conclusions
Putaminal BPLS is an efficient parameter for exploring the correlations between PD severity and rCMRglc cortical changes. The correlation between dopaminergic degeneration and rCMRglc in several prefrontal regions likely represents the cortical functional correlate of the dysfunction in the motor basal ganglia-cortical circuit in PD. This finding suggests focusing on the metabolic course of these areas to follow PD progression and to analyze treatment effects.
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Introduction
Parkinson’s disease (PD) is a progressive neurodegenerative disorder characterized clinically by bradykinesia, rigidity, resting tremor, and postural instability [1].
The cardinal pathological feature of PD is the degeneration of dopaminergic nigrostriatal neurons in the substantia nigra pars compacta, resulting in a loss of dopaminergic terminals in the striatum [2]. Imaging with single photon emission computed tomography (SPECT) and positron emission tomography (PET) has been widely used to reveal abnormalities in dopaminergic transmission, particularly in the diagnostic phase [3]. Currently, presynaptic SPECT imaging with 123I-FP-CIT (N-ω-fluoropropyl-2β-carbomethoxy-3β-{4-iodophenyl}-nortropane) is the diagnostic technique most widely used in clinical practice to evaluate dopaminergic system integrity [4, 5] and several studies have shown an inverse correlation between striatal 123I-FP-CIT uptake and motor impairment in PD [6].
Nigrostriatal dopaminergic neuronal loss in PD is, however, the cardinal of several neuro-functional steps in the pathologic progression of the disease [7–9]. Previous 18F-FDG PET studies showed a characteristic pattern of regional glucose metabolism (rCMRglc) in patients with PD compared to controls, involving parietal and occipital areas, and dorsolateral prefrontal cortex (DLPFC) [10]. A number of reports also described the expression of an abnormal PD-related metabolic pattern, characterized by increased pallido-thalamic and pontine activity, associated with reductions in lateral frontal, paracentral, inferior parietal, and parieto-occipital regions [11–13]. Several studies also showed the correlation between regional cortical hypometabolism and severity of motor impairment in PD, demonstrating an inverse correlation involving in particular anterior cingulate gyrus, orbitofrontal and occipitotemporal regions [14].
However, to our knowledge, no study has focused specifically on the relation between the severity of dopaminergic degeneration, as assessed with 123I-FP-CIT SPECT, and metabolic dysfunction in PD patients. This approach might reveal in which regions rCMRglc changes are directly related to the dopaminergic neuronal loss.
To this aim, an accurate measurement of dopaminergic degeneration plays a key role. It is known that the quantification of striatal 123I-FP-CIT uptake with the measurement of the binding potential (BP) [15, 16], even if performed with iterative algorithms, is affected by partial volume effects (PVE), which causes an underestimation of BP values [17]; the least squares (LS) method, an algorithm previously developed at our institute, allows one to obtain BP estimates that are less affected by PVE and its reliability has been validated in phantom [17] and clinical studies [18].
Moreover, the enrollment of drug-naive PD patients is mandatory because in de novo PD patients the pathological processes are not yet affected by pharmacological agents [19], allowing a more accurate insight of PD processes.
Therefore, the present study evaluates in de novo PD patients the relation between the brain metabolic changes, measured with 18F-FDG PET, and the severity of dopaminergic degeneration, assessed with 123I-FP-CIT SPECT. Striatal 123I-FP-CIT uptake was quantified with the BP measurement [15, 16] that was estimated with two different techniques: with an iterative reconstruction algorithm (Ordered Subset Expectation Maximization, OSEM), and with the LS method.
Materials and methods
Patients and clinical scoring
The study included 26 consecutive right-handed de novo PD patients (17 male and nine female, mean age: 65.3 ± 6.4 years) who were examined with magnetic resonance imaging (MRI) scan, 123I-FP-CIT SPECT and 18F-FDG PET at our university institution. Clinical inclusion criteria were the diagnosis of possible PD according to Gelb criteria [1]. Exclusion criteria were present or past therapy for PD. Nineteen subjects of the present series overlap with those described in a previous 123I-FP-CIT SPECT study [18].
Clinical severity of disease was assessed with Hoehn & Yahr (H&Y) scores [20] and the motor part (part III) of the Unified PD Rating Scale (UPDRS III) [21]. Before the beginning of specific therapy for PD, MRI scan, 123I-FP-CIT, and 18F-FDG were performed. The study was performed under the rules of the Institutional Ethical Committee.
Demographic data, duration of disease, side of motor symptoms onset, UPDRS III scores, and H&Y scores are shown in Table 1.
Imaging procedures
123I-FP-CIT SPECT
All subjects underwent a 123I-FP-CIT SPECT scan. SPECT images were acquired 3 h after intravenous administration of 123I-FP-CIT (185 MBq) with a three-headed camera (IRIX, Philips Medical System, Europe) equipped with UHR collimators. Images were acquired over 360 (120 angles, 40 projection/head, 128 × 128 matrix, bin size 2.33 mm); scanning time was of 60 s/step and lasted 40 min. Image data were reconstructed using OSEM algorithm (five subsets, eight iterations) [22] into 128 slice (128 × 128 matrix, 2.33 mm/pixel, 2.33 mm slice thickness). Attenuation correction was performed using Chang algorithm [23] (μ = 0.12 cm−1).
MRI
MRI brain scan was performed on Gyroscan NT Intera (Philips Medical System, Europe) with T1-, T2-weighted, and FLAIR sequences (matrix 512 × 512, voxel size 0.49 × 0.49 × 6.60 mm). Images were reconstructed into 20 slices with 6-mm slice thickness in axial, coronal, and sagittal orientation.
123I-FP-CIT SPECT-MRI Coregistration
Each MRI scan was coregistered with the corresponding SPECT scan reconstructed with the OSEM algorithm by using a 3D method based on rigid transformation with correlation ratio as cost function implemented in Medical Image Processing, Analysis and Visualization (MIPAV version 3.1.3, National Institutes of Health, NIH, Bethesda, MD). An optimization for spatial alignment was performed using anatomic landmarks followed by a least-squares algorithm [24]. Coregistered MRI/SPECT images consisted of 128 axial slices. (128 × 128 matrix, 2.33 mm/pixel, 2.33 mm slice thickness).
18F-FDG PET
PD patients were scanned with 18F-FDG PET. Patients were injected with a dose of 370 MBq 18F-FDG, in resting state in the eyes-ears open condition, in a dimly lit room with minimal background noise. Thirty minutes after 18F-FDG administration, a scan lasting 20 min was acquired, using a GE Advance PET scanner (General Electric; Milwaukee, WI), equipped with 18-ring bismuth germanate (BGO) crystals. A polycarbonate head holder was used to reduce head movements during the scan. Emission scans were acquired in two-dimensional mode with an axial FOV of 15 cm and a planar FOV of 55 × 55 cm. Images were reconstructed by OSEM iterative algorithm (two iterations, 21 subsets). A transmission scan with 68Ge-sources was used for photon attenuation correction. Thirty-five PET slices were acquired using a 256 × 256 matrix with a pixel dimension of 2.15 mm and slice thickness of 4.25 mm.
Image analysis
ROIs on 123I-FP-CIT SPECT
ROIs were manually segmented on the coregistered MRI images on right and left caudate nucleus and right and left putamen, as regions of specific binding, and on cerebellum, as region of non-specific binding. They were rigidly transferred on 123I-FP-CIT SPECT and used for the analyses with both OSEM algorithm and LS method. The skull profile was segmented too and used as the profile of the attenuation map.
LS method
The LS method [25] is an algorithm for measuring ROI activities directly from projections instead of using reconstructed images. This method has an inherent capability of partial volume effects correction and permits to retrieve unbiased ROI concentration estimates [17]. In this method, each ROI is assumed to have an homogeneous activity concentration and ROIs are treated as the basic image volume elements (also called “natural voxel”) so that the number of unknowns in the tomographic problem is reduced to the number of ROIs (i.e., six, right and left caudate nucleus, right and left putamen, cerebellum and background) instead of the number of all standard voxels (i.e., 128 × 128 × 128).
ROIs’ activity concentrations are evaluated with a least-squares procedure where the system matrix is constituted by “ROIs’ sinograms”, which are the sinograms obtained by back-projecting segmented ROIs by taking into account geometrical model of the acquisition system [26] and attenuation effect (Chang model μ = 0.12 cm−1).
123I-FP-CIT SPECT parameter estimate
Striatal BP was estimated on OSEM reconstructed images (BPOSEM) and with LS algorithm (BPLS) as the ratio of a region of specific binding (striatum) to a region of non-specific binding (cerebellum). We estimated BP for right and left caudate nuclei and right and left putamen separately.
Among all striatal regions, putaminal BP was identified as the most accurate measure for determining the severity of dopaminergic degeneration [5, 27] and therefore used to test the correlation with the clinical scales of disease severity and with rCMRglc.
Statistical analysis
All statistical analyses were made using SPSS 15.0 (SPSS Inc., Chicago, IL). Values of p < 0.05 were considered statistically significant.
PET images were converted from DICOM into Analyze format using the MIPAV software and then processed using SPM5 (Wellcome Department of Cognitive Neurology, Institute of Neurology, London) running on Matlab 7 (Mathworks, Inc., Natick, MA). A 12-parameter linear affine transformation and a non-linear three-dimensional deformation were applied to each subject scan to realign and spatially normalize images to a reference stereotactic template (Montreal Neurological Institute -MNI-, McGill University, Montreal, Quebec). The normalized data were then smoothed using a Gaussian kernel at FWHM 12 mm to account for individual variability in structure-function relation and to enhance the signal-to-noise ratio. Global normalization was performed using the proportional scaling routine in SPM. The gray matter threshold was set to 0.8 of the mean and global calculation was obtained with respect to the mean voxel value.
The multiple regression design was employed to explore regions in which rCMRglc correlates negatively with UPDRS III and positively with putaminal BPOSEM and BPLS. The SPM{t} maps were obtained at a height threshold of p < 0.005, cluster extent ≥50 voxels. Correction for multiple comparisons was conducted using SPM’s small-volume-correction (SVC) facility [28] across the frontal lobe, based on the a priori knowledge of the physiology of fronto-striatal circuits [29, 30] and of the regional pattern of metabolic changes in PD, which involves prefrontal regions [12]. The significance threshold was set to a corrected value of p < 0.05 (False Discovery Rate, FDR, corrected).
Coordinates of local maxima were converted from MNI to Talairach space using the “mni2tal” function (http://www.mrc-cbu.cam.ac.uk/Imaging/Common/mnispace.shtml) and labeled according to the Talairach and Tournoux space [31] by using the Talairach Daemon Client Version 2.0 (http://ric.uthscsa.edu/projects/talairachdaemon.html).
Results
Caudate and putaminal BPOSEM and BPLS values are shown in Table 2.
SPM analysis demonstrated a negative correlation between UPDRS III scores and rCMRglc in bilateral premotor cortex (PMC, Brodmann Area-BA 6) (Table 3). The clusters did not survive after SVC correction for multiple comparisons.
SPM analysis showed a positive correlation between right putaminal BPOSEM and rCMRglc in right DLPFC (BA 9) and right PMC (BA 6); left putaminal BPOSEM positively correlated with rCMRglc in left DLPFC (BA 9) and left PMC (BA 6) (Table 3). The clusters did not survive after SVC correction for multiple comparisons.
Right putaminal BPLS positively correlated with rCMRglc in bilateral DLPFC (BA 9), bilateral PMC (BA 6), and bilateral anterior prefrontal cortex (APFC, BA 10) (Table 3) (Fig. 1). After SVC correction for multiple comparison, right putaminal BPLS positively correlated with rCMRglc in right DLPFC (BA 9), right PMC (BA 6) and right APFC (BA 10).
Left putaminal BPLS positively correlated with rCMRglc in bilateral DLPFC (BA 9), bilateral PMC (BA 6), bilateral APFC (BA 10), and bilateral orbitofrontal cortex (OFC, BA 11) (Table 3) (Fig. 1). After SVC correction for multiple comparison, left putaminal BPLS positively correlated with rCMRglc in left DLPFC (BA 9), left PMC (BA 6), left APFC (BA 10), and left OFC (BA 11).
Discussion
In this study a group of de novo PD patients was examined, by focusing on the reciprocal relationships existing between motor impairment, dopaminergic degeneration severity, and rCMRglc. We studied drug-naive patients in order to capture functional changes uniquely related to the disease process, without any additional confounding effect due to interfering pharmacological action [32].
123I-FP-CIT SPECT striatal BP values were evaluated using both the OSEM algorithm and LS method in order to join LS results with those of a widely employed method in clinical practice, such as OSEM.
Both estimating BP with OSEM reconstructed images and with LS algorithm there were lower BP values in striatal regions contralateral to the first and most affected body side, confirming the asymmetric uptake of 123I-FP-CIT in the PD striatum, previously reported by other studies [5, 33, 34]. Moreover, compared to caudate BP, putaminal BP was significantly more impaired, in accordance with previous SPECT imaging studies [18, 35].
In the SPM multiple regression analysis, the correlation between both clinical measure (UPDRSIII) and rCMRglc, and traditional striatal BP estimate (BPOSEM) and rCMRglc did not survive after correction for multiple comparison, therefore these results will not be further discussed. Instead, the positive correlation between BPLS and rCMRglc survived FDR correction in PMC, DLPFC, APFC, and OFC.
Our results suggest an advantage of BPLS over clinically based assessment, such as UPDRS III, or less sensitive methods, such as BPOSEM, related to the potential for finding a significant correlation even in a relatively small group of patients [36]. Further studies are necessary to evaluate if, with a greater number of subjects, the correlation would be found even with UPDRS III and BPOSEM.
The correlation between disease severity, as measured by BPLS, and functional activity in prefrontal cortical areas confirms the classical model of the basal ganglia circuit organization, derived from anatomical and electrophysiological studies in non-human primates [37, 38]. Indeed, the organization of the corticostriatal circuits [29, 30] involves the processing of descending cortical information that is relayed back to frontal motor areas through motor nuclei of the basal ganglia via the thalamus. This anatomical segregation was also observed in humans with MRI tractography studies that revealed motor projections from putamen to the primary motor area, primary somatosensory area, and PMC [39].
The essential pathophysiological characteristic of the PD state is increased neuronal firing activity in the output nuclei of the basal ganglia leading to excessive inhibition of thalamocortical motor system [40]. Our results therefore confirm pathopshysiological changes occurring in the functional organization of the basal ganglia in PD, since the excessive inhibition of thalamocortical projections may be at the basis of reduced prefrontal rCMRglc correlating with reduced BP.
In this study we found a positive correlation between putaminal BPLS and rCMRglc not only in frontal regions belonging to the motor loop, but also in dorsolateral, anterior prefrontal, and orbitofrontal regions, which are part of the associative and limbic loop [29]. Indeed, the loss of dopaminergic projections in PD is not confined to the putamen but at the same time also occurs in the caudate nucleus and in ventral striatum, which are the striatal relais of associative and limbic frontostriatal loops, therefore connected with DLPFC, APFC, and OFC. Even if our patients are in the early stages of PD, the caudate nucleus has already been involved in the disease process, as demonstrated by the correlation between putaminal and caudate BP, with both the reconstruction algorithms used.
To our knowledge, few studies focused on the correlation between disease severity and rCMRglc using voxel-based SPM multiple regression analyses [14, 41], showing an inverse correlation between UPDRS III and rCMRglc not only in the OFC and APFC but also in the primary and associative visual cortex [14]. The correlation of these additional areas may be the effect of a more extended striatal dopaminergic deficit, due to a PD sample less homogeneus and with a wider range of disease severity in those studies than that of the preset study, which includes only de novo PD patients.
Spatial covariance methods, based on principal component analysis (PCA), were instead used in several previous 18F-FDG PET studies [41, 42], which identified a PD-related pattern characterized by increased pallidothalamic and pontine metabolic activity associated with relative metabolic reductions in the PMC, supplementary motor areas and parieto-occipital association regions; the expression of this pattern has been found to correlate with standardized motor ratings [11, 42–44]. The network PCA analysis has been also used to assess the correlation between 18F-DOPA and 18F-FDG by Kaasinen and Coll. [34], showing that the dopaminergic impairment was associated with decreased FDG uptake in cerebellum and thalamus, and increased FDG uptake in motor cortex; in the same study the univariate analysis of correlation (SPM) between the two tracers did not produce any significant relationship.
Our findings are only partially in accordance with these results, since we found a metabolic impairment associated with dopaminergic degeneration in prefrontal areas, as in the PD-related pattern [42–44]. However, we found neither increased FDG uptake in motor cortex [34] nor metabolic variations in subcortical regions [34, 42–44].
These differences may be due to the different statistical approach employed [45] but also to the inclusion in the PD series of these studies of patients at different disease stages some of which already under medication. Besides, the presence of hypermetabolism in subcortical regions and motor cortex is still under debate, since several autoradiographic studies with 2-deoxyglucose in PD animal models did not confirm increased glucose consumption in cortical or subcortical regions [46, 47].
To our knowledge, this is the first study that reports the correlation between 123I-FP-CIT and rCMRglc, demonstrating a direct association between a biomarker of dopaminergic degeneration severity and cortical metabolic reduction in several frontal and prefrontal areas, such as PMC, DLPFC, APFC, and OFC, which are involved in different aspects of motor, cognitive, and behavioral control [48]. Besides, this approach demonstrates the involvement of dorsolateral prefrontal and orbitofrontal areas not directly belonging to the frontostriatal motor loop but to the associative and the limbic loop, suggesting that even in early PD stages, non-motor circuits begin to be affected by the disease. This finding is in the line of recent views connecting degenerative diseases [49] and it will be object of our future investigation.
Finally, given the recent great interest for imaging biomarkers, in particular for neurodegenerative diseases, our findings turn attention to 18F-FDG uptake in prefrontal regions as a potential biomarker in PD. A biomarker is a characteristic that is objectively measured and evaluated as an indicator of normal or pathogenic biological processes [50]. According with this, prefrontal 18F-FDG uptake might fulfill the basic requirements for a biomarker, since it can be objectively measured and it is associated with the PD pathogenic process, i.e., the dopaminergic degeneration as demonstrated in this study. Additional studies are necessary to complete the evaluation of the possible use of 18F-FDG PET as an imaging biomarker in PD.
In conclusion, our results in de novo PD patients demonstrated that putaminal BP values, measured with the LS method, could be a sensitive parameter to explore correlations with rCMRglc. The finding that several prefrontal areas are the cortical regions most directly affected by dopaminergic degeneration suggests focusing attention on the metabolic course of these areas, not only to follow the progression of PD functional changes but also to analyze treatment effects. Further studies are necessary to confirm our results in a larger series of de novo PD patients and to evaluate future applications.
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Berti, V., Polito, C., Ramat, S. et al. Brain metabolic correlates of dopaminergic degeneration in de novo idiopathic Parkinson’s disease. Eur J Nucl Med Mol Imaging 37, 537–544 (2010). https://doi.org/10.1007/s00259-009-1259-x
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DOI: https://doi.org/10.1007/s00259-009-1259-x