Abstract
Posterior shoulder instability refers to the symptoms and signs resulting from excessive posterior translation of the humerus. Magnetic resonance (MR) imaging is the radiological modality of choice in the diagnostic assessment of posterior instability. Computed tomography (CT) is useful in the evaluation of osseous abnormalities associated with posterior instability. A detailed description of the posterior osseous and labroligamentous abnormalities has evolved recently, and many variant lesions of the posteroinferior labrum and/or capsular structures have been described. As the recommended surgical management of lesions associated with posterior instability is a lesion-specific approach, awareness of the specific lesions that have been described in association with posterior instability helps in pre-surgical planning. The purpose of this article is to review the classification of, and injury mechanisms leading to, posterior shoulder instability and to describe imaging findings associated with posterior instability, with emphasis on MR imaging.
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Introduction
Clinical findings
Posterior shoulder instability (PSI) constitutes approximately 5% of all cases of shoulder instability [1]. A higher proportion of approximately 10% can be seen in certain select groups with increased physical activity [2]. The common causes of PSI include traumatic posterior dislocations, a redundant posterior capsule, posterior labroligamentous tears and osteochondral lesions. Recurrent atraumatic posterior subluxation is the most common form of PSI and is being increasingly identified. PSI is usually associated with other directions of instability and is often triggered by minimal trauma [3]. Athletes with overhead arm activity, such as weightlifters, baseball pitchers, racket sport athletes, footballers, and swimmers, are at risk for developing posterior instability [4]. Subluxation is more common than dislocation with athletic injuries [5]. In this group of patients, there is chronic attenuation of the posterior capsule allowing repeated subluxations. Traumatic PSI is the result of a posteriorly directed blow to an adducted, internally rotated, and forward-flexed shoulder [4].
The patient with PSI complains of localized pain and/or clicking in the posterior aspect of the shoulder more often than actual instability symptoms [6–8]. The symptoms are usually brought on by repeated use. Shoulder fatigue with activity is a frequent symptom. Determining the exact activity that brings on the symptoms is important for correct clinical diagnosis. Often, a history of pain or a sense of instability is elicited when the arm is held in the position of forward flexion, adduction, and internal rotation. This can be confused with subacromial impingement. Clinical signs of PSI include the posterior apprehension sign, pain with posterior stress, and a characteristic “jerk” test with the arm at 90° of forward elevation and internal rotation.
Classification
Many systems exist for classifying PSI [7–9]. One system classifies it according to frequency, degree, direction, and cause [7, 8].
Frequency of posterior instability can be a single traumatic event or, more frequently, a recurrent symptom, as in the athletic population.
Degree of instability ranges from subluxation to dislocation. Athletes commonly present with recurrent posterior subluxation.
Direction is unidirectional (pure posterior), bidirectional (posteroinferior), or multidirectional (posterior, inferior, and anterior).
Cause is divided into two types, either traumatic or atraumatic. The traumatic type is subdivided into macrotrauma (a single traumatic event) or microtrauma (recurrent minor trauma). Both subdivisions may have either voluntary or involuntary subluxations.
Stabilizers of the posterior aspect of the glenohumeral joint
Excessive posterior humeral translation is limited by the bony posterior glenoid rim and the posterior soft tissue structures, including the posterior labrum, posterior capsular structures, including the posterior axillary pouch and posterior band of inferior glenohumeral ligament (PIGHL), periosteum, and the rotator cuff muscles. The capsule envelops the joint and changes in orientation and length during shoulder rotation. The posterior rotator cuff, particularly the teres minor muscle and tendon, reinforces the labrum and capsule and provides dynamic stabilization for the posterior joint. The subscapularis is the most important resistor of posterior subluxation of the humerus [10]. The rotator interval capsule also helps resist posteroinferior humeral translation [11]. Instability of the joint posteroinferiorly has been demonstrated after experimental sectioning of the rotator interval capsule in cadavers [11].
Abnormalities to any of the above-mentioned structures are associated with PSI, and these abnormalities can be demonstrated on imaging. Magnetic resonance (MR) imaging may also be useful in identifying patients who might benefit from an open surgical procedure rather than an arthroscopic one. Because contemporary surgical techniques endeavor anatomical reconstruction, the significance of precisely defining the abnormal lesion preoperatively cannot be overemphasized [6, 12]. A detailed description of the posterior osseous and labroligamentous abnormalities has evolved, and variant lesions of the posteroinferior labrum and capsular structures have been described.
Glenoid side abnormalities
Labral and articular cartilage lesions
Reverse Bankart lesion
It is also called the posterior Bankart lesion. The reverse Bankart lesion and its variant labral detachments are usually seen in patients with PSI who have prior history of a significant traumatic episode causing posterior dislocation [13]. Similar to its anterior counterpart, the posteroinferior labrum is detached from the glenoid with a tear of the scapular periosteum (Fig. 1) [4, 14, 15]. There are no significant erosions of the adjacent glenoid articular cartilage [15]. MR arthrogram demonstrates detachment of the posteroinferior labrum form the glenoid, along with a tear of the scapular periosteum such that gadolinium sometimes outlines the medial aspect of the posterior glenoid neck (Fig. 2).
Posterior labrocapsular periosteal sleeve avulsion lesion
The crucial finding that defines the posterior labrocapsular periosteal sleeve avulsion (POLPSA) lesion is a periosteal sleeve created by the avulsion of the posterior scapular periosteum at its junction with the capsule and labrum (Fig. 3) [16, 17]. This is differentiated from a reverse Bankart lesion, in which there is disrupted posterior capsule and scapular periosteum in association with the labral detachment. The surgical technique differs, since the periosteal sleeve must be reduced in order to reattach the labrum. The presence of fibrous tissue in the periosteal sleeve precludes its communication with gadolinium within the joint on MR arthrography (Fig. 4).
Kim’s lesion
This is a deep/intrasubstance detachment of the posteroinferior labrum from the posterior glenoid rim, with a separate marginal crack on the surface. Kim et al. [18–20] described four types of posteroinferior labral tears in association with PSI on arthroscopy:
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Type I
Incomplete detachment without displacement of the posteroinferior labrum.
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Type II
Also called the Kim’s lesion (Figs. 5 and 6), it is associated with a marginal crack. The marginal crack is a superficial tear between the posteroinferior labrum and the articular cartilage. The clinical significance of the Kim’s lesion is the need to convert this apparently concealed lesion to a complete tear before repairing it. Failure to recognize this lesion may result in persistent posterior instability. On MR arthrogram, the Kim’s lesion demonstrated a combination of incomplete labral avulsion, loss of labral height, and seemingly intact chondrolabral junction (Fig. 6) [18].
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Type III
Associated with a chondrolabral erosion.
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Type IV
Flap tear of the posteroinferior labrum.
The Kim’s triad consists of marginal crack or chondral erosion, chondrolabral retroversion, and incomplete and concealed avulsion of the posteroinferior labrum (Figs. 7 and 8) [19]. It is not clear if the chondrolabral retroversion is of developmental origin or is secondary to recurrent subluxation of the humeral head [18]. The posteroinferiorly directed forces exerted on the posteroinferior labrum initiate labral tears from the deep portion (Fig. 6). The tear may not extend to involve the superficial portion of the chondrolabral junction initially and, hence, could be missed arthroscopically if the deep portion is not probed. MR imaging helps the detection of these deep portion tears of the labrum. Subsequently, recurrent posterior subluxation of the humerus on the concealed avulsion of the glenoid labrum creates a marginal crack in the chondrolabral junction (Figs. 5 and 8).
Posterior glenolabral articular disruption lesion
A glenolabral articular disruption (GLAD) lesion typically occurs along the anteroinferior aspect of the glenoid. Similar lesions involving the posteroinferior glenoid (Fig. 9) have been described recently, which can be associated with posterior instability [21–23]. MR imaging shows focal defects of the articular cartilage between the 7 o’clock and 9 o’clock positions of the glenoid (Figs. 10), associated with subtle tear of the labrum. It is speculated that this lesion could be due to impaction on the posteroinferior glenoid by an internally rotated humerus [21]. Patients with articular cartilage defects in the setting of PSI tend do less well postoperatively and would need appropriate preoperative counseling [23].
Extensive posterior labral tears
Extensive labral tears that involve the posterior labrum, such as the superior labrum anterior to posterior (SLAP) types VIII and IX, 270°–360° labral tears of the shoulder, can be associated with instability (Figs. 11 and 12) [24–26]. Posterior labral tears extending > 15 mm in length are significantly associated with PSI [27]. Defining the extent of the extensive labral tears accurately can help in pre-surgical planning, so as to avoid incomplete labral repair.
Non-classifiable posteroinferior labral tears
Similar to what has been observed in anteroinferior labral tears in patients with anterior instability [28], some posteroinferior labral tears associated with PSI may not be classifiable to any of the types mentioned above. These tears demonstrate irregular morphology, including thickening/blunting and/or fibrillations on MR imaging, without a definite glenolabral detachment.
Capsular lesions and abnormalities
Reverse glenoid avulsion of the glenohumeral ligament lesion
Reverse glenoid avulsion of the glenohumeral ligament (GAGL) lesion is the posterior equivalent of the anterior counterpart, with a ligamentous avulsion (Fig. 13) as opposed to a labroligamentous avulsion [29]. There is capsular and synovial stripping from the posteroinferior labrum [4, 15]. MR arthrography demonstrates glenoid side tears of the posterior capsule/PIGHL (Figs. 14 and 15) from the posteroinferior labrum, with intact chondrolabral junction.
Bennett lesion
The Bennett lesion is commonly an asymptomatic finding in throwing athletes such as baseball pitchers [30]. It is characterized by a crescent-shaped extra-articular focus of mineralization at the posteroinferior aspect of the glenoid (Fig. 16). The mineralization is in close proximity to the PIGHL, and the lesion is thought to arise due to traction on the PIGHL produced by posterior subluxation during the cocking or follow-through phase [31, 32]. Bennett lesions are frequently associated with tears of the posterior labrum in symptomatic shoulders. The Bennett lesion may not be readily apparent on MR imaging, and the diagnosis is usually made on CT scans (Fig. 17). A recent study has shown that shoulders with asymptomatic Bennett lesions demonstrate posterior joint tightness and internal rotation deficit [33]. Also in the same study, the presence of posterior joint laxity and absence of internal rotation deficit were found to be useful clinical features to suggest a painful Bennett lesion, suggesting that excessive motion of the humeral head due to posterior laxity at the follow-through phase of the throwing action could contribute to the pain [33].
Abnormalities of glenoid morphology
Posterior glenoid rim deficiency
Weishaupt et al. [34] demonstrated that patients with recurrent atraumatic posterior shoulder instability had an osseous deficiency of the posteroinferior glenoid rim. From a morphologic viewpoint, they found two shapes of the posteroinferior glenoid, the lazy J and the delta, to be more common in shoulders with PSI than in control subjects with stable shoulders or anterior instability (Fig. 18). The craniocaudal extent of the osseous deficiency measured > 12 mm in patients with recurrent atraumatic posterior subluxation. CT is more useful than MR imaging in defining such osseous deficiencies of the glenoid (Figs. 19 and 28a) [35]. It is debatable whether the deficient posterior glenoid rim is a congenital abnormality or a consequence of recurrent PSI.
Hypoplasia of the glenoid neck of the scapula
Glenoid hypoplasia of the neck of the scapula is a developmental anomaly associated with shoulder pain and multidirectional/posterior instability [36]. It consists of incomplete ossification of the lower two-thirds of the bony glenoid and scapular neck, with smooth articular surface of the glenoid, and abnormal hypertrophied posterior labrum. Glenoid hypoplasia is commonly bilateral and symmetric [36]. MR imaging demonstrates abnormal tissue of heterogeneous signal intensity, consistent with a combination of fibrocartilage and fat, compensating for the osseous hypoplasia (Fig. 20) [37]. Patients with glenoid hypoplasia have increased incidence of posterior labral tears [38]. Whilst some authors differentiate limited dysplasia of the posterior glenoid rim from fully developed glenoid dysplasia [34], others suggest the likelihood of a spectrum of posteroinferior glenoid osseous deficiencies, ranging from mild posterior glenoid rim deficiency to a hypoplastic glenoid neck [38].
Glenoid retroversion
Increased retroversion of the glenoid in the mid- and inferior aspects, leading to some loss of containment of the humeral head, has been noted to be an invariable finding in shoulders with atraumatic PSI [34, 39]. It is uncertain if the retroversion of the labrum in patients with PSI is a cause or an effect of the instability, although the latter theory is favored by some authors [39]. The axial fluid-sensitive sequence images obtained at the mid- and inferior glenoid levels are used for measurement of the glenoid version (Fig. 21) [39]. Correction of the labral retroversion by capsulolabroplasty can restore the humeral head containment [19].
Reverse osseous Bankart lesion
This is seen with traumatic posterior dislocations and can range from avulsion-type rim fractures of the posteroinferior glenoid to large comminuted fractures that may malunite (Figs. 22 and 23). Reverse osseous Bankart lesions may suggest the need for an open surgical approach [4, 7]. CT is useful in accurately quantifying the glenoid bone loss (Fig. 22) [40].
Humeral side abnormalities
Reverse Hill–Sachs lesion
The reverse Hill-Sachs lesion (also sometimes called the trough lesion or McLaughlin’s fracture) is a consequence of traumatic PSI and results from an impression fracture (Fig. 4) involving 10–30% of the articular surface of the anterior humeral head [41]. This lesion is seen in only 10% to 15% of cases of acute unidirectional posterior dislocation of the shoulder and is associated with higher grades of PSI [14, 20, 41]. The anterior humeral defect can catch on the posterior surface of the joint during internal rotation, resulting in posterior subluxation of the humeral head, thus causing gradual wear of the humeral head and tear of the posterior labrum (Fig. 24) [17].
Reverse humeral avulsion of the glenohumeral ligament and floating PIGHL lesions
The reverse humeral avulsion of the glenohumeral ligament (RHAGL) lesion is also called the posterior band inferior glenohumeral ligament avulsion from the humerus (PHAGL) lesion [42–47]. The PIGHL is an inconsistently present band of the inferior glenohumeral ligament complex and is the thinnest part of the ligament [48]. It is an important soft tissue restraint to posterior subluxation of the humeral head. Tear of the PIGHL could be associated with posterior or multidirectional instability. The RHAGL lesion is identified by a discontinuity of the PIGHL from the humerus (Fig. 25). The retracted part of the PIGHL may be identified in the posterior recess of the joint (Fig. 26). Lack of awareness of this lesion can frequently lead to non-detection pre-surgically on MR arthrogram [43, 45]. Another importance of the RHAGL lesion is that it can be missed on arthroscopy if anterior ports are not used for visualization of the posterior capsular structures [49]. The presence of concurrent RHAGL lesion and a Bankart/variant posterior labral tear (Figs. 27 and 28) is termed a floating posterior inferior glenohumeral ligament (FPIGHL) lesion [50]. It is not uncommon to see associated posterior labral tears in the presence of a RHAGL lesion [43, 45, 51].
Other miscellaneous findings in PSI
Posterior capsular laxity
A patulous posterior capsule is the most common primary pathologic abnormality in PSI [6, 52]. Laxity and some redundancy of the posterior capsule without (Fig. 29) or with (Fig. 30) tears of the labroligamentous structures can be seen in cases of recurrent posterior subluxation, leading to posterior instability [1, 4, 6, 52]. Although there is still a lack of objectivity in defining a patulous posterior recess on MR imaging, a recent article has proposed some methods to calculate the capsular cross-sectional areas on MR arthrographic images, which were found to be significantly increased in patients with PSI in comparison with control patients with stable shoulders [53].
Injuries to the rotator cuff and muscles
Tears of the posterior cuff, especially the teres minor and inferior infraspinatus, can frequently accompany posterior capsular tears [46, 54]. These injuries are manifested either as edema on the fluid-sensitive sequence (Fig. 7) or as gadolinium-filled gaps on the MR arthrogram (Fig. 31). Subscapularis tears could be seen in recurrent traumatic dislocations (Fig. 31). This may have clinical implications, because strengthening of the subscapularis can add to posterior glenohumeral stability [10]. Injuries to the rotator interval may also be seen in the setting of recurrent posterior dislocations on MR arthrogram (Fig. 31). Closure of the rotator interval is sometimes performed in the setting of posteroinferior instability [18, 19].
Posterior humeral translation
Tung and Hou [27] demonstrated that, in patients with clinical PSI, there may be associated excessive posterior humeral translation that is demonstrable on MR imaging (Fig. 32). The center of the humeral head is translated 4 mm more posteriorly, on average, in patients with posterior labral tears than in those without tears and 2.5 mm or more in patients with PSI than in those without PSI (Fig. 8).
Treatment
A non-operative approach is usually recommended as the initial treatment option for symptomatic PSI [5, 6]. This includes some modification of shoulder activity, scapular stabilization, and physiotherapy to strengthen the posterior cuff muscles and the deltoid. Operative treatment of PSI is usually only considered in those who remain significantly symptomatic and disabled after failing to respond to an adequate and prolonged trial of non-surgical treatment [4]. Operative stabilizations have been proven to be more successful if aimed at the precise anatomic lesions present [7, 12]. The classification of PSI based on direction is crucial in surgical decision-making [6]. For example, if there is pure PSI, an operative technique correcting the redundant posterior capsule would be necessary. In situations of posteroinferior instability with intact anterior component and rotator interval, a posteroinferior capsular shift may be appropriate. In patients with multidirectional instability, the operative approach is determined by the primary location of the symptoms (Fig. 33). When there is primary anterior and posterior instability, rarely a combined anterior and posterior capsular shift procedure may need to be performed.
Conclusion
PSI, although more uncommon than anterior instability, contributes to significant patient morbidity and is more prone to failure of both surgical and non-surgical treatment. Recognition of the cause, degree and direction are essential for proper treatment planning and to prevent recurrent instability. Recognition of lesions contributing to and associated with PSI can be identified in detail with MR imaging, particularly MR arthrography, and, thus, aid in the diagnosis and treatment of the same.
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Acknowledgments
We extend special thanks to Glen Oomen for preparation of the illustrations. We wish to thank Joanna Andrews and David Wormald for the small financial contribution from the Dept. of Diagnostic Imaging, St. Joseph’s Healthcare towards preparation of this manuscript.
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Harish, S., Nagar, A., Moro, J. et al. Imaging findings in posterior instability of the shoulder. Skeletal Radiol 37, 693–707 (2008). https://doi.org/10.1007/s00256-008-0487-7
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DOI: https://doi.org/10.1007/s00256-008-0487-7