Abstract
The substituted effect on the first excited-state proton transfer (ESPT) process in 2,7-diazaindole-H2O (2,7-DAI-H2O) complex in water was studied in detail at the TD-M06-2X/6–311 + G(d, p) level. The frontier molecular orbital, geometries, reaction mechanism and energies of ESPT process with different substituent have been analyzed. ESPT process in the title complex occurred concertedly but highly asynchronously no matter of the electronic nature of substituent. The absorption and fluorescence peaks, H-bond distances, asynchronicity of ESPT and barrier height were affected by the substituent. The Hammett’s substituent constant had linear correlation with the difference between the sum of N1−O11 and O11−N7 distances in the reactant and that in the TS and Mulliken charge of H3O+.
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1 Introduction
Hydrogen bond (H-bond) is one of the most fundamental weak interactions in nature and the basis of maintaining life-cycle [1,2,3]. It plays important parts in some microstructures of molecules and supramolecules, such as the complex of solute and solvent, polymers, proteins and DNA.[4,5,6]. Recently, hydrogen bonding (H-bonding) dynamics has attracted a lot of attention since Han et al. proposed a new mechanism that H-bond is enhanced in the electronic excited state [7,8,9,10,11]. H-bonding interaction can reasonably interpret many various mechanisms in the excited state. Proton transfer (PT) is one of the most significant chemical reactions along H-bond and broadly exists in biological and chemical field. Especially, excited-state proton transfer (ESPT) reaction has received great attention due to its unique photochemical and photophysical properties.
Compounds with ESPT behavior have a proton donor (−OH or –NH group) and a proton acceptor (−C = O or –N = N group) which are far away from each other and can transfer the proton with the assistance of the protic solvent serving as a bridge via forming a H-bonded network between the proton donor and proton acceptor [12]. When the proton donor and proton acceptor are close to each other, excited-state proton transfer can occur along the intramolecular H-bond, and it is called excited-state intramolecular proton transfer (ESIPT) [13, 14]. ESPT and ESIPT reactions takes place on ultrafast time scale within 100 fs. Recently, ESPT reactions have been widely studied on the detailed mechanism and some parameters relate to control ESPT process [15,16,17,18,19,20,21,22,23,24]. The dynamics of ESPT process is related to the strength of H-bond. Among all kinds of ESPT molecules, 7-azaindole (7AI) is an important model molecule because of its similar structures of DNA base pair and its application in probing protein structure [25,26,27]. 7AI contains both proton donor (N–H) and acceptor (= N−) and can form a cyclic H-bonding structure between proton donor and proton acceptor via dimerization [28,29,30,31,32,33,34,35,36,37,38,39,40,41,42] or solvent mediated [26, 27, 43,44,45] which may provide an effective path to transport a proton from N–H to = N−. 7AI molecule has dual emission behavior in alcohol, while in pure water there is only a single fluorescence band at 385 nm.
Several research groups have investigated the fluorescence emission of 7AI in water and draw different conclusions on its source and mechanism. This emission band was originally designated as a strong red-shifted normal emission [46], and it was suggested to be caused by the formation of exciplex (7AI/water) [47]. Negrerie et al. [27] reassigned the 385 nm band to the emission of tautomer generated by excited state double proton transfer (ESDPT). Chou et al. [48] observed a weak emission peak at ~ 500 nm which was originated from ESDPT of 7AI-water H-bonded complex. Chapman et al. [49] reported that the spectral properties of 7AI in water and alcohol were different. The difference in the spectrum was owing to the different rate. Petrich et al. [50] explained the spectrum of 7AI in water and proposed that only a small amount (20%) of 7AI could occur ESPT on a time scale of 1 ns. They also pointed out that the tautomer emission of 7AI in water could be ignored because of the rapid protonation of tautomer species, which led to the tautomer cation (~ 440 nm) emission hidden in the main normal (385 nm) emission.
7-Azatryptophan has long been used as a probe to study the structure and kinetics of proteins [26]. 7-azatryptophan has a longer absorption spectral onset and a polar sensitive emission peak wavelength. However, the photophysical properties in water of 1-azatryptophan are similar to that of 7AI, namely, no tautomer emission has been observed [51,52,53,54]. Therefore, 7-azatryptophan cannot be used to detect any water-related photophysical phenomena in proteins. In order to overcome the limitations of 7AI and 7-azatryptophan, Chou et al. [55] developed a new probe, 2,7-diazaindole (2,7-DAI) (see Fig. 1), which could sense a protein in water environment. In 2,7-DAI, N2 atom acts as an efficient electron-withdrawing group [56], which can improve the acidity of N1−H group without affecting the parent structure. In pure water, 2,7-DAI showed distinct triple fluorescence bands in the excited state, that was an obvious shoulder at ~ 330 nm, a peak wavelength at ~ 370 nm and a large red-shifted emission band at ~ 500 nm, which was corresponding to N1−H, N2−H and N7−H isomers, respectively. The triple emission has been rationalized by ground state and excited-state proton transfer processes. Similar to 7AI, 2,7-DAI can occur excited-state proton transfer along the intermolecular H-bonded chain with the assistance of polar solvent (H2O, NH3, CH3OH, etc.). Taking 2,7-DAI as the core part, a new tryptophan analogue, 2,7-diazatryptophan, which displayed apparent water-assisted proton transfer tautomerization and had an advantage of water molecule sensing in proteins was developed. Hence, detailed study on 2,7-DAI is very necessary. Li et al. [57] studied the water-catalyzed ESPT process in the 2,7-DAI-(H2O)2 complex theoretically. Their results showed that the H-bonds were enhanced in the excited state which could accelerate the ESPT process. The transfer of H1 from N1 to O1 in 2,7-DAI-(H2O)2 complex was more easier due to the lower potential barrier energy (6.99 kcal/mol). Since no stable intermediate has been obtained during the ultrafast ESPT process, they could not conclude that excited-state proton transfer occurred concertedly or stepwisely. Our group has investigated the ESPT processes occurring from N1−H isomer to N2−H (path 1) or N7−H (path 2) isomers of 2,7-DAI-H2O complex theoretically [58]. The two ESPT reactions in 2,7-DAI-H2O complex both took place in a concertedly but asynchronously protolysis mechanism. The excited state double proton transfer tended to occur between N1−H and N7−H isomers since the ESPT barrier height of path 2 is 13.7 kcal/mol lower than that of path 1. We also considered the substituted effect on the ESPT process in 2,7-DAI-H2O complex. The substituted halogen atom did not influence the ESPT mechanism, but changed the structural parameter, reduced the barrier height of 2,7-DAI-H2O, and enlarged the asynchronicity of ESPT process.
Recently, the substituent effect on proton transfer process has aroused great interest of many researchers [59,60,61,62,63]. A large number studies showed that ESPT dynamics was closely correlated with the substituent properties and substituted positions. The introduction of different functional groups to modify the molecular structures has been proved to be an effective strategy to design new ESPT molecules with specific functions. Hence, in order to illustrate the relationship between ESPT dynamics and substituted group, we performed a deeper insight into the ESPT process in the 2,7-DAI-H2O derivatives. In 2,7-DAI-H2O, electron-donating or electron-withdrawing group R (CH3, C2H5, NH2, CF3, CN) is substituted for the H atom at C3 position since this position is the closest position to proton donor (N–H) of 2,7-DAI-H2O. Our theoretical calculations have been proved that the closer the substituent is to the proton donor, the lower the barrier height of ESPT, and more favorable for proton transfer [64]. Hence, 2,7-DAI-H2O derivatives is denoted as 3-R-2,7-DAI-H2O. The purpose of this study is to investigate the electron effect of the substituent on the ESPT thermodynamics and kinetics. Our work will provide some valuable information for designing new ESPT molecule.
2 Computational details
All the quantum chemical calculations were accomplished by using Gaussian 09 program [65]. The ESPT process in the 2,7-DAI-H2O complex may take place in two pathways and produce two different tautomers (see Fig. 1). Since the ESPT process between N1−H and N2−H isomers is difficult to occur due to its high barrier height based on our previous studies [58], we only consider the substituent effect on the ESPT reaction between N1−H and N7−H isomers. The first excited state (S1) optimized structures of reactant, product and transition state (TS) in the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex and vibrational frequencies calculations were performed with TD-M06-2X [66] method and 6–311 + G(d, p) basis set. There is no imaginary frequency for the reactant and product, and only one imaginary frequency for TS. Solvent effect is considered via the integral equation formalism polarizable continuum model (IEFPCM) [67,68,69]. Water with a dielectric constant of 78.3 was used as solvent. The ground state (S0) optimized structures of 3-R-2,7-DAI-H2O were obtained at the M06-2X/6–311 + G(d,p)/IEFPCM level. Based on the S0 and S1 optimized structures, the absorption and fluorescence spectral data were calculated at the TD-M06-2X/6–311 + G(d,p)/IEFPCM level.
3 Results and discussion
3.1 Frontier molecular orbitals
At first, we investigated the nature of electron distribution of 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex in the first excited state before analyzing the ESPT dynamics since the nature of ESPT process in the heteroaromatic molecules and their H-bonded complexes was influenced by the relative energy of the Sππ* and Sπσ* states. Excited state hydrogen atom transfer (ESHAT) occurs in the πσ* state, while ESPT occurs in the ππ* state [70,71,72,73]. The highest occupied molecular orbital (HOMO) and the lowest unoccupied molecular orbital (LUMO) of 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex are displayed in Fig. 2 since the first excited state of 3-R-2,7-DAI-H2O was mainly related to the transition between HOMO and LUMO (see Table 1). HOMO and LUMO of 3-R-2,7-DAI-H2O show π and π* character, respectively, which confirms that the S1 state has obvious ππ* feature. The whole electron density of HOMO and LUMO is distributed on 3-R-2,7-DAI-H2O, and no electron density is distributed on water and the H-bonded chain. Namely, water and the H-bonded chain are still in S0 state during PT process. The π and π* feature of HOMO and LUMO in 3-R-2,7-DAI-H2O were not affected by the substituted group R.
We also calculated the maximum absorption and dual fluorescence emission peaks of 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) based on the optimized structures in the S0 and S1 states, respectively. As shown in Table 1, the calculated absorption and fluorescence emission peaks of 2,7-DAI-H2O are consistent with the experimental values [55], which proves that our theoretical results of 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) are reliable. It is obvious that the substituent R influences the absorption and the fluorescence peaks of 3-R-2,7-DAI-H2O. For 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2) complex, the absorption peak and the fluorescence peaks of N1−H and N7−H forms locate at 269−283 nm, 323−354 nm and 465–542 nm, respectively. When the electron-withdrawing group (CF3, CN) replaced the H atom at C3 position in the 2,7-DAI-H2O complex, the corresponding absorption peak and fluorescence peaks of N1−H and N7−H forms are at 255–60, 296–298 and 386–388 nm, respectively. It is obvious that the Stokes shift of 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex changes with the substituent R.
3.2 ESPT mechanism
The structural parameters of reactant, product and TS in the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex are listed in Table 2. The geometries of TS are shown in Fig. 3. For the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex, there is only one TS but no intermediate obtained during the ESPT process. As shown in Table 2, the N1−H10, H10−O11, O11−H12 and H12−N7 distances of 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) are in the range of 1.309–1.357 Å, 1.154–1.195 Å, 1.029–1.103 Å and 1.452 ~ 1.670 Å, respectively. The N1−H10 distance of 3-R-2,7-DAI-H2O is on average 0.157 Å longer than the corresponding H10−O11 distance, and the O11−H12 distance is on average 0.512 Å shorter than the corresponding H12−N7 distance. This result indicates that the proton H10 transfers first and moves more than halfway from N1 to O11, the proton H12 transports a little from O11 to N7 subsequently, and a H3O+-like moiety is generated at O11. ESPT process in the 3-R-2,7-DAI-H2O complex takes place via an asynchronous but concerted protolysis [74] pattern. The Mulliken charges of the H3O+-portion of TS in the 3-R-2,7-DAI-H2O complex are in the range of 0.752–0.859 a.u. (see Table 3), which are because asynchronous transfer of H10 and H12 makes both protons are close O11, and hence, a H3O+-portion of TS generates. It is evident that the Mulliken charges in Table 3 confirm the mechanism of ESPT in the 3-R-2,7-DAI-H2O complex.
We also depicted a correlation plot between proton transfer coordinate and the H-bond distance during proton transfer process visually. The H-bond coordinates q1 = 1/2 (rXH − rYH) and q2 = rXH + rYH can be used to describe the H-bond distance (rXH and rYH) in the X–H…Y complex [76,77,78]. In the X–H…Y complex, based on the assumption of total bond order conservation, the rXH and rYH distances conform to the Pauling equations and are correlated with each other [79].
where rXH0 and rYH0 are bond distances in free XH and YH, and bXH and bYH are parameters describing bond valences decay [80]. For a linear H-bond, the distance from H to the H-bonding center is expressed by q1, and the distance from X to Y is expressed by q2. Bond distance correlates with bond energy and bond order. The characteristics of TS (e.g., earliness or lateness, bond order, synchronicity) can be investigated by this correlation [81, 82]. When H migrates from X to Y in the X–H…Y complex, q1 will change from negative to positive, and q2 will experience a minimum and locate at q1 = 0. The negative or positive q1 value of TS means an early or a late TS, respectively. The small or big q2 value of TS means a tight or a loose TS. When more than one proton moves in the synchronous or asynchronous pattern, the multiple q1 values of TS would be very similar or different, respectively.
The correlation between N1−H10 and H10−O11 distances (H10 transfer), and O11−H12 and H12−N7 distances (H12 transfer) for the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex are displayed in Fig. 4. The stationary points (reactant, TS and product) of 3-R-2,7-DAI-H2O are at or very close to the black line, which means that the bond orders at those correlation points were almost conserved. As shown in Fig. 4, the q1 values of H10 correlation points at the TS are a bit positive, which indicates that H10 moves more than halfway from N1 to O11 and is close to O11. The q1 values of H12 correlation points at the TS are very negative, which indicates that H12 rarely moves and is still very close to O11. Hence, H3O+-like structure appears as part of TS. The correlation plot proves that ESPT process in the 3-R-2,7-DAI-H2O complex occurs concertedly but highly asynchronously.
3.3 ESPT energetics
We calculated the reaction energies (ΔE) and the barrier heights (ΔV) of ESPT in the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex and listed those data in Table 4. The reaction energies with and without zero-point energy (ZPE) corrections of 3-R-2,7-DAI-H2O are in the range of − 13.3 to − 16.1 kcal/mol and − 3.7 to −1.5 kcal/mol, respectively. The ESPT processes in the 3-R-2,7-DAI-H2O complex are obviously exothermic. The ESPT barrier heights without and with ZPE-corrected in the 3-R-2,7-DAI-H2O complex are in the range of 8.91–12.0 kcal/mol and 6.49 –8.65 kcal/mol, respectively. Evidently, the barrier height of ESPT in the 3-R-2,7-DAI-H2O complex varied with the substituted group.
3.4 Substituent effect
In order to study the roles of different substituent to the ESPT process in the 2,7-DAI-H2O, we compared the results of ESPT in the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex with those in 2,7-DAI-H2O [58]. It is obvious that the nature of tautomerization in the 3-R-2,7-DAI-H2O complex is π → π* transition no matter which substituent R is introduced. The ESPT processes in the 3-R-2,7-DAI-H2O complex all occur in a highly asynchronous but concerted protolysis pattern. Except those similarities during the proton transfer process, the introducing substituent also causes some differences in the 3-R-2,7-DAI-H2O complex.
At first, the absorption peak and fluorescence peaks of N1−H and N7−H forms of 3-R-2,7-DAI-H2O change with substituted group R. When the H atom at C3 position in the 2,7-DAI-H2O complex is replaced by the electron-donating group (CH3, C2H5, NH2), the absorption peaks red-shift about 8–38 nm, and the fluorescence peaks red-shift about 18–252 nm. Hence, Stokes shifts of 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2) complex is averagely increased 32 nm by introducing the electron-donating groups. On the contrary, the replacement of electron-withdrawing group (CF3, CN) averagely blue-shifted the absorption and fluorescence peaks of N1−H form of 2,7-DAI-H2O complex by 3.5 nm and 8 nm, respectively, which makes the Stokes shifts of 3-CF3-2,7-DAI-H2O and 3-CN-2,7-DAI-H2O decrease by only 4.5 nm on average.
Secondly, the H-bond distances of reactant and product in the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex are affected by different substituent obviously. Compared to the corresponding structural parameters of 2,7-DAI-H2O, the introducing electron-donating groups (CH3, C2H5, NH2) averagely elongate the H10−O11 distance in reactant and O11−H12 distance in product by 0.024 Å and 0.032 Å, respectively. The H12−N7 distance in reactant and the N1−H10 distance in product averagely shorten by 0.044 Å and 0.057 Å, respectively, by introducing electron-donating group (CH3, C2H5, NH2). The changes of the H-bond distances in the reactant and product caused by the electron-withdrawing group (CF3, CN) are completely opposite to those caused by the electron-donating group (CH3, C2H5, NH2). As a result, the distance between two adjacent end atoms (such as N1−O11 and O11−N2) varied with the substituent. H-bond compression can reduce the barrier [83]. Namely, the distances of N1−O11 (R1) and O11−N7 (R2) can influence the ESPT barrier height. As shown in Table 3, the sum of R1 and R2 in the 3-R-2,7-DAI-H2O complex are in the range of 5.535–5.557 Å in the reactant and in the range of 4.863 ~ 4.985 Å in the TS, respectively. We used ∆(R1 + R2) to represent the difference between (R1 + R2) in the reactant and that in the TS. For the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2) complex, ∆(R1 + R2) is on average 0.025 Å longer than the corresponding distance of 2,7-DAI-H2O, which indicates that ESPT process in the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2) complex is much harder than that in the 2,7-DAI-H2O. When the electron-withdrawing group (CF3, CN) is introduced in the 2,7-DAI-H2O, ESPT process would be much easier due to the shorter ∆(R1 + R2) value. The ESPT barrier height and ∆(R1 + R2) in the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex have a good correlation (see Fig. 5). The ∆(R1 + R2) value and Mulliken charge of H3O+ in the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex also have linear dependence on the Hammett’s constant of R (see Fig. 6).
Thirdly, the geometrical parameters in the TS of 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) changed with the substituted group. For 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2), the N1−H10 and H12−N7 distances are on average 0.012 Å and 0.064 Å shorter than the corresponding values in the 2,7-DAI-H2O complex, and the H10−O11 and O11−H12 distances are on average 0.012 Å and 0.024 Å longer than those values in the 2,7-DAI-H2O complex. The influence to the geometrical parameters from the introducing electron-withdrawing group (CF3, CN) is totally contrary with comparison to introducing electron-donating group (CH3, C2H5, NH2). Such changes on the structures result in a few differences in the correlation plot. As shown in Fig. 4a, H10 and H12 correlation points for TS in the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2) complex move slightly to the left side and a little to the right side, respectively, along the Pauling curve with comparison to the corresponding points in the 2,7-DAI-H2O complex. Hence, positions of H10 and H12 transfer reaction coordinate in the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2) complex are slightly late and a little early, respectively, which means that the asynchronicity of ESPT was reduced by introduction of the electron-donating group (CH3, C2H5, NH2). For 3-R-2,7-DAI-H2O (R: CF3, CN) complex, H10 and H12 correlation points for TS shift a trifle to right and a little to left along the Pauling curve, which leads to the positions of H10 and H12 transfer reaction coordinate are a trifle early and a little late, respectively. The introduction of electron-withdrawing group (CF3, CN) enlarges the asynchronicity of ESPT (see Fig. 4b).
Lastly, the barrier heights of ESPT process in the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex are obviously influenced by the substituent. The electron-donating group (CH3, C2H5, NH2) averagely increases the barrier height by 0.60 kcal/mol, and the electron-withdrawing group (CF3, CN) averagely reduces the barrier height by 0.36 kcal/mol.
4 Conclusions
In this work, we investigated the substituent effect on the ESPT process in the 3-R-2,7-DAI-H2O (R: CH3, C2H5, NH2, CF3, CN) complex in detail at the TD-M06-2X/6–311 + G(d, p) level. Our theoretical results showed that ESPT in the title complex preferred to occur in a concerted but highly asynchronous protolysis pattern regardless of electron-donating or electron-withdrawing group. Along this pathway, proton H10 triggered the ESPT process and shifted more than halfway from N1 to O11, proton H12 transferred little from O11 to N7 simultaneously, then a H3O+-like moiety was formed at O11. Different substituent at C3 position in the 2,7-DAI-H2O complex had an evident effect on the H-bond distances and lead to the N1−O11 (R1) and O11−N7 (R2) distances varied with the substituent. The ∆(R1 + R2) value and the ESPT barrier height had a good correlation. The ∆(R1 + R2) value and Mulliken charge of H3O+ also have linear dependence on the Hammett’s substituent constant. The replacement of different substituent affected the structural parameters of TS. Hence, the asynchronicity of proton transfer was enlarged or reduced by the electron-withdrawing group (CF3, CN) or electron-donating group (CH3, C2H5, NH2), respectively. The barrier height of ESPT process averagely decreased or increased 0.36 and 0.60 kcal/mol by the electron-withdrawing group or the electron-donating group. The electron-donating group red-shifted the absorption and fluorescence emission peaks with different increments on absorption and fluorescence bands, respectively, which resulted in increasing the Stokes shift obviously. Whereas the electron-withdrawing group blue-shifted the absorption and fluorescence emission peaks with similar decrement on absorption and fluorescence bands, which led to a slight decrease in the Stokes shift.
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Fang, H. A theoretical study on water-assisted excited state double proton transfer process in substituted 2,7-diazaindole-H2O complex. Theor Chem Acc 139, 139 (2020). https://doi.org/10.1007/s00214-020-02655-3
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DOI: https://doi.org/10.1007/s00214-020-02655-3