Abstract
Rationale
The implications of the neurosteroid 3α-hydroxy-5α-pregnan-20-one [allopregnanolone (Allo)] in neuropsychiatric disorders have been highlighted in several recent clinical investigations. For instance, Allo levels are decreased in the cerebrospinal fluid (CSF) of patients with posttraumatic stress disorder (PTSD) and major unipolar depression. Neurosteroidogenic antidepressants [i.e., selective brain steroidogenic stimulants (SBSSs)], including fluoxetine and analogs, correct this decrease in a manner that correlates with improved depressive symptoms. Allo positively and allosterically modulates GABA action at postsynaptic and extrasynaptic GABAA receptors. It is synthesized in both the human and rodent brain cortices by principal glutamatergic pyramidal neurons from progesterone by the sequential action of 5α-reductase type I (5α-RI), which is the rate-limiting step enzyme in Allo biosynthesis, and 3α-hydroxysteroid dehydrogenase (3α-HSD), which converts 5α-dehydroprogesterone into Allo.
Hypothesis
We thus hypothesized that decreased CSF levels of Allo in depressed patients could reflect a brain dysfunction of 5α-RI.
Methods
In a pilot study of samples from six patients per group [six depressed patients and six nonpsychiatric subjects (NPS)], we studied the expression of 5α-RI messenger RNA (mRNA) in prefrontal cortex Brodmann’s area 9 (BA9) and cerebellum from depressed patients obtained from the Maryland Brain Collection at the Maryland Psychiatric Research Center (Baltimore, MD) that were age-matched with NPS.
Results
The levels of 5α-RI mRNA were decreased from 25 ± 5.8 in NPS to 9.1 ± 3.1 fmol/pmol neuronal specific enolase (NSE) (t1,10 = 2.7, P = 0.02) in depressed patients. These differences are absent in the cerebellum of the same patients. The levels of neurosteroids were determined in the prefrontal cortex BA9 of depressed patients obtained from the Stanley Foundation Brain Bank Neuropathology Consortium, Bethesda (MD). The BA9 levels of Allo in male depressed patients failed to reach statistical difference from the levels of NPS (1.63 ± 1.01 pg/mg, n = 8, in NPS and 0.82 ± 0.33 pg/mg, n = 5, in nontreated depressed patients). However, depressed patients who had received antidepressant treatment (three patients SSRI and one TCA) exhibited increased BA9 Allo levels (6.16 ± 2.5 pg/mg, n = 4, t1,9 = 2.4, P = 0.047) when compared with nontreated depressed patients.
Conclusions
Although in a small number of patients, this finding is in-line with previous reports in the field that have observed an increase of Allo levels in CSF and plasma of depressed patients following antidepressant treatment. Hence, the molecular mechanisms underlying major depression may include a GABAergic neurotransmission deficit caused by a brain Allo biosynthesis downregulation, which can be normalized by SBSSs.
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Introduction
Depression and anxiety spectrum disorders, which include generalized anxiety, panic, and posttraumatic stress disorder (PTSD), could reflect a brain perturbation of GABAergic neurotransmission as the result of a reduction of the GABAA receptor-active neurosteroid, 3α-hydroxy-5α-pregnan-20-one [allopregnanolone (Allo)] levels. Indeed, Allo levels are decreased in the cerebrospinal fluid (CSF) and plasma of patients with PTSD and major unipolar depression in a manner that correlates with severity of symptoms (Rasmusson et al. 2006; Uzunova et al. 1998; Romeo et al. 1998). Remarkably, neurosteroidogenic antidepressants [i.e., selective brain steroidogenic stimulants (SBSSs)] (Pinna et al. 2004; Pinna et al. 2006b; Pinna et al. 2009), including fluoxetine and analogs, correct this Allo level deficit and improve depression (Uzunova et al. 1998; Romeo et al. 1998).
Allo acts as an endogenous potent positive allosteric modulator of the action of GABA at postsynaptic and extrasynaptic GABAA receptors (Gunn et al. 2011; Herd et al. 2007; Belelli and Lambert 2005; Puia et al. 1991). In both human and rodent brains, Allo is synthesized from progesterone by the sequential action of two enzymes: 5α-reductase type I (5α-RI), which is the rate-limiting step enzyme in Allo biosynthesis, and 3α-hydroxysteroid dehydrogenase (3α-HSD), the enzyme that converts 5α-dihydroprogesterone (5α-DHP) into Allo (Dong et al. 2001; Herd et al. 2007; Pinna et al. 2008). In mice, these enzymes colocalize and are highly expressed in glutamatergic corticolimbic neurons, including pyramidal neurons of the cortex, pyramidal neurons and granular cells of the hippocampus, and pyramidal-like neurons of the amygdala, but fail to be expressed by GABAergic interneurons (Agis-Balboa et al. 2006, 2007). Upon secretion from glutamatergic neurons, Allo may act in a paracrine fashion at GABAA receptors located on cell bodies or dendrites of pyramidal neurons, or in an autocrine manner at GABAA receptors located on dendrites of glutamatergic neurons or cell bodies, or may access and act at the intracellular sites of GABAA receptors (Agis-Balboa et al. 2007; Agis-Balboa et al. 2006; Akk et al. 2005). The finding that Allo in nanomolar concentrations facilitates the efficacy of GABAA receptor agonists and allosteric modulators substantiates its endogenous physiological relevance (Pinna et al. 2000; Guidotti et al. 2001). In experiments in which Allo biosynthesis was decreased by inhibiting 5α-RI with the potent competitive 5α-RI inhibitor, SKF 105,111, we have demonstrated a reduced pharmacological response to GABAA receptor agonists and allosteric modulators (Pinna et al. 2000).
Acute and protracted stresses induce an opposite effect on neurosteroid biosynthesis. Acute stress both in humans or experimental animals increases the brain and plasma levels of Allo (Bali and Jaggi 2013; Barbaccia et al. 1996; Purdy et al. 1991; Vallée et al. 2000); on the other hand, environmental stress for prolonged periods of time is associated with a decline of neurosteroid biosynthesis and involves changes in the expression of 5α-RI (Agis-Balboa et al. 2007; Bortolato et al. 2011; Dong et al. 2001; Matsumoto et al. 1999; Pibiri et al. 2008; Pinna et al. 2003; Pinna and Rasmusson 2012; Serra et al. 2000). In the socially isolated (SI) mouse, the mRNA and protein expressions of 5α-RI were halved when compared with group-housed counterparts in frontal cortex, hippocampus, and basolateral amygdala pyramidal neurons and unchanged in spiny medium neurons of the striatum and Purkinje cells of the cerebellum (Agis-Balboa et al. 2007). We observed that pharmacological interventions using SKF 105,111 or decreasing Allo biosynthesis by a protracted social isolation stress results in a GABAergic neurotransmission dysfunction characterized by deficits in emotional behavior such as anxiety-like behavior, aggression, and exaggerated contextual fear-conditioning responses (Agis-Balboa et al. 2007; Pibiri et al. 2008; Pinna et al. 2003, 2008). Furthermore, the social isolation-induced corticolimbic decrease of Allo levels and behavioral deficits has been associated with the decreased levels of brain-derived neurotropic factor (BDNF) in SI mice (Nin et al. 2011). This decrease of BDNF expression was reversed following treatment with neurosteroidogenic antidepressants at doses too low to affect serotonergic mechanisms (Nin et al. 2011). It is of note that a decrease of BDNF levels has been implicated in depression and in the impairment of cognitive function in psychiatric disorders (Sen et al. 2008) and that depressed patients express both a decrease in the levels of Allo in the CSF and plasma and of BDNF in the hippocampus and plasma (Uzunova et al. 1998; Romeo et al. 1998; Sen et al. 2008). In addition, social stress, including social isolation, decreases neurogenesis in the hippocampus (Dranovsky et al. 2011). Accordingly, rodent models of stress-induced depression show impaired neurogenesis (Kempermann and Kronenberg 2003). Neurosteroidogenic antidepressants, including fluoxetine, are able to increase the number, differentiation, and survival of newborn hippocampal neurons (Dranovsky and Hen 2006). On the other hand, inhibiting 5α-RI activity with finasteride resulted in decrease of brain Allo levels and decreased hippocampal neurogenesis, which has been reported to contribute to the pathophysiology of depression (Römer and Gass 2010; Römer et al. 2010; Melcangi et al. 2013; Anacker 2014). These findings are consistent with reports suggesting that Allo and other neurosteroids may contribute to neuroprotection by inducing neurite outgrowth, dendritic spine formation, and synaptogenesis (Borowicz et al. 2011; Tsutsui 2012).
Only limited knowledge is available on the expression, regulation, as well as the neuronal localization of 5α-RI in the human brain and how this is affected during depression and related psychiatric disorders. Because CSF Allo levels are decreased in patients with unipolar major depression (Uzunova et al. 1998), we hypothesized that this neurosteroid decrease could reflect an altered brain expression of 5α-RI. In a pilot study, we investigated the expression of 5α-RI mRNA in prefrontal cortex Brodmann’s area 9 (BA9) and cerebellum from a small group of depressed patients and nonpsychiatric subjects (NPS) obtained from the Maryland Brain Collection at the Maryland Psychiatric Research Center, Baltimore, MD (Table 1). The Allo levels were determined in samples obtained from the Stanley Foundation Brain Bank Neuropathology Consortium, Bethesda (MD) that were age-matched with NPS. This report suggests that the decreased expression of neurosteroidogenic enzymes that are directly involved in Allo biosynthesis, i.e., 5α-RI might be responsible for the CSF decline of Allo levels observed in major unipolar depression and in PTSD patients. Steroidogenic antidepressants, including SBSSs, correct this Allo level downregulation. These results are discussed in terms of possible epigenetic mechanisms operative in these affective disorders and possible new treatments for these debilitating conditions.
Methods
Sample collection
Frozen specimens from human brains [Brodmann’s area 9 (BA9), and cerebellum] used to determine the expression levels of 5α-RI were obtained blind through the Maryland Brain Collection at the Maryland Psychiatric Research Center, Baltimore, (MD) (https://www.mprc.umaryland.edu/mbc.asp). Demographic, clinic, and treatment history of depressed patients and control subjects are reported in Table 1.
The sample utilized to determine the levels of neurosteroids were from the superior prefrontal cortex gyrus, BA9 specimen from subjects obtained blind from the Stanley Foundation Brain Bank Neuropathology Consortium, Bethesda (MD). These samples consist of nine subjects with depression and eight control brains free of depressive and other psychiatric disorders before or at the time of death and herein defined as nonpsychiatric subjects (NPS). Demographic, clinic, and treatment history of these groups of depressed patients and NPS are reported in Table 2.
In situ hybridization and immunocytochemistry
To visualize 5α-RI mRNA, BA9 specimens were fixed in 4 % formaldehyde. Free-floating 40-μm sections were incubated for 40–48 h with a mixture of 50 pmol/ml of two antisense oligonucleotide probes complementary to bases 1627–1650 (P1) and 4801–4824 (P2) of the human 5α-RI cDNA (GenBank accession no. NM_001047). These nucleotides failed to match any other known mRNA sequence and were selected according to the criteria reported by Agis-Balboa et al. (2006). The oligonucleotide 3′ terminals were labeled with digoxigenin by using the Oligonucleotide Digoxigenin Tailing Kit (Roche Diagnostics). Double in situ hybridization (ie., 5α-RI mRNA) and immunohistochemistry [ie., vesicular glutamate transporter 2 (VGLUT2) protein] were carried out as described (Agis-Balboa et al. 2007; Agis-Balboa et al. 2006).
Confocal fluorescence microscopy
After 5α-RI mRNA in situ hybridization was completed, the sections were processed for immunohistochemistry with antibodies directed against VGLUT2 (1:500; Synaptic Systems, Germany). The sections were incubated with the antibody for 48 h at 4 °C and 2 h at room temperature. The slices were then incubated with Cy-5-conjugated goat anti-rabbit IgG to label the antibodies that reacted with VGLUT2. The reactions were carried out in 1 % normal goat serum, 1 % BSA, and 1 % normal rabbit serum in PBS for 1 h.
RNA extraction
RNA was extracted from tissue blocks using TRIZOL® reagent according the manufacturer’s specifications.
Reverse transcription-polymerase chain reaction (RT-PCR)
Reactions were carried out using the following conditions and primers designed to anneal to the following sites: human 5α-RI: forward 309–333, reverse 721–745. PCR cycle conditions were 94 °C for 5 min followed by 30 cycles of 94 °C for 30 s, 65 °C for 30 s, and 72 °C for 30 s, followed by 72 °C for 7 min. Neuronal specific enolase (NSE): forward 382–405, reverse 769–792. NSE PCR cycling conditions were the same as for 5α-RI. For competitive RT-PCR experiments, the internal standards (ISs) were generated introducing a deletion at the center of each IS.
Digital photomicrography
Confocal immunofluorescence was captured by using a Leica Confocal microscope (Leica Microsystems). The final composites were processed by using Photoshop (Adobe Systems) and PowerPoint (Microsoft).
Measurement of neurosteroids
Extraction, derivatization, and GC-MS analyses of progesterone, 5α-DHP, and Allo were performed with minor modifications as described (Uzunov et al. 1996; Pinna et al. 2000, 2003). (i) The tissues of interest were homogenized in ten volumes of distilled water containing 2–5 fmol/ml [3H]-hormone (New England Nuclear) to monitor the HPLC retention profile, and deuterium-labeled progesterone, 5α-DHP, or Allo (Steraloids) were used as an internal standard. The supernatants were extracted with ethyl acetate, and after lyophilization, were purified with HPLC as described (Pinna et al. 2000). (ii) The HPLC fractions containing progesterone and Allo were derivatized with heptafluorobutyric acid anhydride (HFBA) (Supelco) and subjected to GC-mass fragmentography analysis. 5α-DHP was derivatized with N-methyl-N-(trimethylsilyl)trifluoroacetamide (MSTFA)/ammonium iodide (NH4I)/1,4-Dithioerythritol (DTE)/acetonitrile (CH3CN) (Sigma-Aldrich) in a ratio of 1,000/2/5/1,000. Mass fragmentography analysis of derivatized progesterone, 5α-DHP, and Allo was performed in the standard electron impact (EI) mode. The detection limit was ≈ 10 fmol. For quantification, the m/z ion monitoring mode was 510 and 496 for HFBA-progesterone and Allo and 518 and 500 for HFBA-D-progesterone and Allo, respectively. The m/z ion-monitoring mode was 445 for 5α-DHP and 449 for D-5α-DHP.
Statistical analysis
The data were analyzed by unpaired Student’s t test or one-way Anova followed by Bonferroni comparisons. Errors are displayed as mean ± standard error of the mean (SEM).The criterion for significance was P < 0.05.
Results
Neurosteroid biosynthesis in brain of depressed patients
Neuronal localization of 5α-RI in the human prefrontal cortex
In previous studies in mouse brain, we showed a colocalization of 5α-RI with 3α-HSD mRNA and that these neurosteroidogenic enzymes are coexpressed in pyramidal neurons of cortical layers II–V (Agis-Balboa et al. 2006, 2007). Using a similar technique to that of our preclinical studies (in situ hybridization combined with immunostaining and confocal microscopy), we demonstrate that 5α-RI mRNA colocalizes with VGLUT2 protein, a marker for glutamatergic neurons, and is expressed in human cortical pyramidal neurons (Fig. 1).
5α-RI mRNA expression in the prefrontal cortex/BA9 of depressed patients
To demonstrate that the decrease of Allo levels in CSF reflects a decrease of brain Allo content, we compared the expression of the rate-limiting step enzyme in Allo biosynthesis, 5α-RI mRNA in samples of BA9 from depressed patients that were age-matched with NPS (n = 6, Table 1). The levels of 5α-RI mRNA were decreased from 25 ± 5.8 in NPS to 9.1 ± 3.1 fmol/pmol NSE (t1,10 = 2.7, P = 0.02) in depressed patients (see Fig. 2). These differences are not influenced by age or pH and are absent in the cerebellum of the same patients. Due to the small number of samples and the incomplete demographic information, we cannot conclude that gender, post-mortem interval (PMI), or drug treatment affect the levels of 5α-RI expression in the major depression group.
Neurosteroid levels in postmortem brain of depressed patients
The levels of progesterone, 5α-DHP, and Allo were measured in postmortem BA9 samples of depressed patients and NPS (Fig. 3) obtained from the Stanley Foundation (Table 2). We used this cohort of patients because the samples of the Maryland Brain Collection were not sufficient for the analyses. Neurosteroid levels were limited to male patients and NPS only in order to avoid gender variations due to the oscillation of progesterone associated with the menstrual cycle.
The BA9 levels of Allo in male depressed patients failed to reach statistically significant difference from those of NPS (1.63 ± 1.01 pg/mg, n = 8, in NPS and 0.82 ± 0.33 pg/mg, n = 5, in nontreated depressed patients) (see Fig. 3). The levels of progesterone (2.66 ± 1.46 pg/mg, n = 9 in NPS and 1.24 ± 1.02 pg/mg, n = 5 in depressed nontreated patients) and 5α-DHP (7.74 ± 1.45 pg/mg, n = 9 in NPS and 7.96 ± 2.99 pg/mg, n = 5 in depressed nontreated patients) also failed to change.
The small group of male depressed patients that were taking antidepressants exhibited elevated BA9 Allo levels when compared with depressed nontreated patients (6.16 ± 2.5 pg/mg, n = 4, t1,9 = 2.4, P = 0.047) (for details see Fig. 3). However, the levels of progesterone (6.21 ± 2.81 pg/mg, n = 4, P = 0.09) and 5α-DHP (17.53 ± 5.39 pg/mg, n = 4, P = 0.14) in the depressed antidepressant-treated male patients failed to change.
Discussion
The results of our pilot study on a cohort of six depressed patients and six NPS show that the expression levels of 5α-RI mRNA are significantly decreased in the prefrontal cortex BA9 of depressed patients (Fig. 2). These differences are absent in the cerebellum of the same patients. Unfortunately, the small number of samples and the paucity of the tissue material available did not allow the determination of progesterone, 5α-DHP, and Allo in this cohort of patients.
Despite the lack of Allo level downregulation in depressed subjects obtained from the Stanley Foundation Brain Bank Neuropathology Consortium, the finding of decreased 5α-RI mRNA expression in the Maryland Brain Collection and the tendency toward decreased Allo levels (1.63 vs 0.82 pg/mg) can be explained by the relatively small group of patients analyzed or by the fact that the elevated PMI of these samples may have affected possible differences in the neurosteroid levels (Table 2). Importantly, depressed patients under antidepressant treatment showed a significant increase of BA9 Allo levels in the absence of changes of progesterone and 5α-DHP levels. Collectively, these findings obtained in pilot studies encourage further investigation in a larger cohort of treated and nontreated depressed patients and further suggest that the molecular mechanisms underlying major depression symptomatology may include a downregulation of brain Allo biosynthesis, which leads to a deficit of GABAergic neurotransmission. This deficit may be corrected by steroidogenic antidepressants, including fluoxetine and congeners, as it has also been suggested by other clinical reports in which Allo levels were determined in the CSF and plasma (Uzunova et al. 1998; Romeo et al. 1998; reviewed in Pinna et al. 2006b; Pinna and Rasmusson 2012; Schule et al. 2011; 2014).
5α-RI expression in human brain
5α-Reductase catalyzes the conversion of progesterone, testosterone, and 11-deoxycorticosterone into 5α-DHP, 5α-dihydrotestosterone, and 5α-dihydro-deoxycorticosterone, respectively, which are then further converted by 3α-HSD into their GABAA receptor-active metabolites, including Allo, which is probably the most prominent and potent regulator of emotional behavior. Two 5α-reductase isozymes encoded by two distinct genes, designated type I and type II, have been identified in rodents (Berman and Russell 1993; Mahendroo et al. 1996; Normington and Russell 1992), monkeys (Levy et al. 1995), and humans (Andersson et al. 1991; Labrie et al. 1992; Russell and Wilson 1994). 5α-RI is the most abundant isoform in the rodent and human brains (Melcangi et al. 1998; Russell and Wilson 1994; Steckelbroeck et al. 2001; Stoffel-Wagner 2003; Thigpen et al. 1993; Torres and Ortega 2003). Our results depicted in Fig. 1 show that 5α-RI is highly expressed in cortical pyramidal neurons, which is in agreement with our previous work conducted in mouse brain where 5α-RI mRNA and immunoreactivity were detected in cortical pyramidal neurons, but not in GABAergic interneurons (Agis-Balboa et al. 2006, 2007). Other studies performed in the human brain observed that 5α-RI mRNA has been detected and is unevenly expressed in the temporal cortex and hippocampal tissue obtained from patients with chronic temporal lobe epilepsy (Stoffel-Wagner et al. 1998, 2000). These studies showed that 5α-RI mRNA is expressed in cortex and hippocampi of both children and adults, whereas 5α-RII mRNA is predominantly expressed in peripheral tissue but not expressed in the brain. Furthermore, the expression of 5α-RI mRNA was not influenced by gender; however, the temporal lobe expression of 5α-RI was significantly higher in specimens of adults than in those of children. Another group demonstrated the expression of 5α-RI in the cerebellum, hypothalamus, and pons from postpartum brains (Thigpen et al. 1993).
In accord with the findings showing the expression of 5α-RI mRNA and 5α-RI immunoreactivity, 5α-reductase activity has been determined in the human brain (Celotti et al. 1986; Steckelbroeck et al. 2001; Stoffel-Wagner et al. 2000). Cerebral neocortex specimens neurosurgically removed from patients suffering from epilepsy revealed the exclusive activity of the 5α-RI isoform. Furthermore, in contrast to liver, only 3α-HSD type II messenger RNA is expressed in the brain further suggesting the ability of neurons to convert progesterone, testosterone, and 11-deoxycorticosterone into their GABAA receptor-active metabolites.
Mouse models of anxiety/depression associated with a downregulation of neurosteroid biosynthesis
Preclinical studies using rodent stress models of anxiety and depression are a suitable basic research translational approach in support to the data presented in this report. In the past decade, using protracted social isolation stress, our group and other colleagues have shown that in rodents, this form of stress is associated with a downregulation of neurosteroid biosynthesis (Matsumoto et al. 1999; Serra et al. 2000; Dong et al. 2001; Bortolato et al. 2011). The expression of the rate-limiting step enzyme for Allo biosynthesis, 5α-RI was found decreased in several corticolimbic areas, namely, frontal cortex, hippocampus, and basolateral amygdala (Dong et al. 2001; Agis-Balboa et al. 2007; Pinna et al. 2008). Immunohistochemical studies have confirmed that this Allo level downregulation was caused by a decreased expression of 5α-RI specifically expressed in cortical and hippocampal pyramidal neurons and in basolateral amygdala pyramidal-like neurons (Agis-Balboa et al. 2007). These observations have since then been confirmed by other research groups (Bortolato et al. 2011; Serra et al. 2000, 2004). In SI mice, the decrease of corticolimbic Allo levels has been associated with several emotional behavioral deficits such as aggressive behavior, anxiety-like behavior, and enhanced contextual fear-conditioning responses (Matsumoto et al. 1999; 2007; Pinna et al. 2003, 2008; Pibiri et al. 2008). Accordingly, using the bulbectomized rat as a model of depression, Uzunova and collaborators (Uzunova et al. 2003; Uzunova et al. 2006; Uzunova et al. 2004) have observed a similar corticolimbic Allo level downregulation, which was associated with a depressive-like phenotype. The administration of SBSSs in bulbectomized rodents was highly successful in normalizing both the brain Allo downregulation and the associated behavioral dysfunctions (Uzunova et al. 2006; Uzunova et al. 2004).
In experiments performed in our laboratory, SI mice that have been exposed to the acute stress of an electroshock as part of the fear-conditioning paradigm exhibit exaggerated contextual fear responses and impaired fear extinction memory (Pibiri et al. 2008; Pinna et al. 2008; Pinna and Rasmusson 2012). The SI mice develop behavioral deficits similar to those found in PTSD patients. Interestingly, both PTSD patients and SI mice fail to respond to benzodiazepines and show decreased fronto-cortical benzodiazepine binding sites (Gelpin et al. 1996; Viola et al. 1997; Bremner et al. 2000; Geuze et al. 2008) and changes in the expression of subunit composition of GABAA receptors (SI mice) (Pinna et al. 2006a). It is interesting that Allo levels have been associated with changes in the GABAA receptor subunit expression in a model of progesterone withdrawal or with the changes in neurosteroid levels following parturition, which are considered models of premenstrual dysphoria and postpartum depression, respectively (Concas et al. 1998; Smith et al. 1998). Notwithstanding the neurochemical mechanisms involved in the neurosteroid biosynthesis downregulation and the changes in GABAA receptor subunits, these observations are relevant for the design of therapeutic strategies to overcome behavioral dysfunctions resulting from GABAA receptor signal transduction deficits.
Possible epigenetic mechanisms involved in the decline of neurosteroid biosynthesis in depressed patients
Gene–environment interactions in predisposed individuals have been linked with the susceptibility to a number of neuropsychiatric disorders. Ten years ago, the contribution of Caspi and collaborators (Caspi et al. 2003) to the epigenetic hypothesis of depression demonstrated that abuse and maltreatment during childhood and later stressful life events predicted the onset of adult major depression. Since then, preclinical and clinical epigenetic studies have demonstrated that the posttranslational modifications of histones as well as the methylated levels of cytosine of various promoters in response to stress, including BDNF, play a pivotal role in the pathophysiology of depression and anxiety disorders (Nestler 2014).
Recently, it has been shown that the 5′ upstream region of the rat 5α-RI includes all the features of CpG islands and contains several potential binding sites for the transcription factor Sp1, which has been implicated in the activation of a large number of genes. In the mouse, the expression of 5α-RI could also be regulated through an epigenetic regulation of promoter hypermethylation that may trigger 5α-RI mRNA downregulation after long-term social isolation.
Importantly, other studies have shown that antidepressants reverse the epigenetic changes due to defeat stress in mice by increasing histone acetylation mediated by a selective histone deacetylase (HDAC) downregulation (Tsankova et al. 2006), hence, suggesting that antidepressant drugs among other mechanisms may inhibit specific HDACs. The anticonvulsant and mood stabilizer, valproic acid, a pluripotent HDAC inhibitor (HDACi), offers a powerful pharmacological tool to reverse the adverse behavioral effects of protracted social isolation stress in mice (Tremolizzo et al. 2005). Also, chronic administration of the HDACi sodium butyrate induced antidepressant effects in a mouse model of depression (Schroeder et al. 2007). Accordingly, microinfusion of the HDACi, MS-275 or SAHA in mice that underwent defeat stress resulted in antidepressant effect of comparable efficacy to those elicited by fluoxetine and targeted the expression of genes that were also previously been reported to be influenced by fluoxetine (Covington et al. 2009). This study raised also the interesting question of whether fluoxetine itself may directly modify epigenetic mechanisms.
Hence, HDACi (e.g., valproate or MS-275) could be tested to reverse the 5α-RI expression downregulation. The characterization of these drug mechanisms using our model of protracted social isolation stress would be advantageous to gauge evidence for future treatments of stress-induced psychiatric disorders such as anxiety (e.g., PTSD and panic) or depression. As suggested by the present report and other studies in the field, in these psychiatric disorders, Allo levels are downregulated (Rasmusson et al. 2006; Romeo et al. 1998; Uzunova et al. 1998), probably because 5α-RI and/or 3α-HSD expression is epigenetically downregulated.
Therapeutic strategies to overcome the Allo level downregulation in depressed patients
In 1996, Uzunov and collaborators observed for the first time that SSRI antidepressants’ pharmacological action could include the ability of these drugs to increase the levels of Allo. In 1998, Uzunova and collaborators and Romeo and collaborators suggested that the mechanism of action through which the beneficial effects of SSRIs, including fluoxetine and fluvoxamine, in the treatment of major unipolar depression, may be achieved through increasing the CSF (Guidotti and Costa 1998; Uzunova et al. 1998) and plasma (Romeo et al. 1998) levels of Allo. This SSRI-induced neurosteroidogenic effect correlated with improved depressive symptomatology (Uzunova et al. 1998) and was confirmed by several other reports in the field (Eser et al. 2006; Longone et al. 2008, 2011). Notably, these former studies additionally reported an increase during depression in the levels of the Allo stereoisomer, isopregnanolone (Romeo et al. 1998), which acts as an antagonist for GABAergic steroids during depression (Rupprecht and Holsboer 1999). Importantly, and in contrast with preclinical reports, these clinical studies observed an increase of plasma allopregnanolone levels following tricyclic antidepressants (Romeo et al. 1998), in addition to SSRIs and mirtazapine (Romeo et al. 1998; Uzunova et al. 1998; Schule et al. 2006). The group of Rupprecht and colleagues also thoroughly investigated the effects of mood stabilizers, including lithium or carbamazepine, on neuroactive steroid levels in depressed patients (Schule et al. 2009) with or without therapy with mirtazapine and concluded that these mood stabilizers fail per se to enhance plasma allopregnanolone levels and even reverse the mirtazapine-induced increase in plasma levels of allopregnanolone (Schule et al. 2009). Furthermore, depressed patients treated with nonpharmacological therapies, including transcranial magnetic stimulation (Padberg et al. 2002), sleep deprivation (Schule et al. 2003), or electroconvulsive therapy (Baghai et al. 2005), failed to exhibit increased plasma levels of neuroactive steroids suggesting that the effect of nonpharmacological therapies of depression may act downstream of Allo biosynthesis.
The role of Allo in the antidepressant-like effects of steroidogenic antidepressants was confirmed in experiments in which fluoxetine’s ability to induce neurosteroidogenesis in several corticolimbic structures was tested in mouse models of psychiatric disorders such as the SI mouse (Pinna et al. 2004; Pinna et al. 2003). Interestingly, in these studies, fluoxetine’s action as a steroidogenic stimulant appeared to be the primary mechanism of SSRIs. The drug concentration that increased brain Allo levels was below and independent from the mechanism involving selective serotonin reuptake inhibition, which justified a new name to better define the “SSRI” mechanism of action: selective brain steroidogenic stimulants or SBSS (Pinna et al. 2006b, 2009). This novel mechanism of action of SSRIs has stimulated drug design to focus in the development of new more effective therapies for anxiety disorders by targeting the (18 kDa) translocase protein (TSPO), which is an important starting point and a rate-limiting step in neurosteroidogenesis (Costa et al. 1994). TSPO regulates neurosteroid biosynthesis from cholesterol in the inner mitochondrial membrane of glial cells (Costa and Guidotti 1991; 1994; Rupprecht et al. 2009). These drugs are able to exert important anxiolytic effects but are devoid of the unwanted side effects associated with benzodiazepines, including over-sedation, tolerance, and withdrawal symptoms (Rupprecht et al. 2010; Rupprecht et al. 2009). In summary, these drugs, which fulfill the requirement as SBSS molecules, may be a promising new class of drugs for the future treatment of PTSD and depression. Consistently, TSPO ligands have recently showed promising therapeutic effects in clinical studies (Rupprecht et al. 2010; Schule et al. 2011).
In patients who cannot adequately synthesize Allo and in whom administration of an SBSS is ineffective, the administration of an Allo analog, such as ganaxolone that directly activates GABAA receptors, may offer an important therapeutic alternative (Gulinello et al. 2003; Kaminski et al. 2004). Preclinical studies have recently observed that ganaxolone is highly potent in decreasing aggression and anxiety-like behavior and in restoring normal contextual fear responses (Pinna et al., in press). Notably, a multisite phase II trial of the efficacy and safety of ganaxolone in PTSD is currently in progress.
Ideally, the new SBSS ligands will selectively induce anxiolytic, anti-PTSD, and antidepressant effects by reactivating a likely epigenetically obliterated neurosteroidogenesis cascade downstream, possibly stimulating Allo content at the level of 5α-RI or 3α-HSD. Indeed, reports in the field have showed that fluoxetine and congeners studied in in vitro experiments increased the formation of Allo by enhancing the activity of the cytosolic 3α-HSD toward the reductive direction (Griffin and Mellon 1999). Importantly, another more recent in vitro investigation demonstrated a dose-dependent inhibition of mirtazapine on the activity of the microsomal 3α-HSD in the oxidative direction, a mechanism that also results in the accumulation of Allo (reviewed in Schüle et al. 2014). These studies are pivotal because they shed light into the mechanisms of action instrumental in drug development, which is well needed given the implication of neurosteroids as possible contributors not only in the pathology of a number of affective disorders (Uzunova et al. 1998; Romeo et al. 1998; Rasmusson et al. 2006; Nothdurfter et al. 2012; Schüle et al. 2014; Backstrom et al. 2003; Bloch et al. 2000; Marx et al. 2009, 2011), such as depression, anxiety, PTSD, premenstrual dysphoria, postpartum depression, and even schizophrenia, but also in several neurological disorders (Herzog 1995; Reddy 2011; Luchetti et al. 2011; Follesa et al. 2006), including epilepsy, Alzheimer’s disease, and alcohol withdrawal.
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This work was supported by NIMH grant MH085999 to Pinna G.
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Agis-Balboa, R.C., Guidotti, A. & Pinna, G. 5α-reductase type I expression is downregulated in the prefrontal cortex/Brodmann’s area 9 (BA9) of depressed patients. Psychopharmacology 231, 3569–3580 (2014). https://doi.org/10.1007/s00213-014-3567-5
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DOI: https://doi.org/10.1007/s00213-014-3567-5