Abstract
Purpose
To systematically review the outcomes of surgical treatments of chronic acromioclavicular joint dislocation.
Methods
Studies were identified by electronic databases (Ovid, PubMed). All studies reporting functional and radiological outcomes of surgical treatments of chronic acromioclavicular joint dislocations were included. Following data were extracted: authors and year, study design, level of evidence, number of patients, age, classification of acromioclavicular joint dislocation, time to surgery, surgical technique, follow-up, clinical and imaging outcomes, complications and failures. Descriptive statistics was used, when a data pooling was not possible. Comparable outcomes were pooled to generate summary outcomes reported as frequency-weighted values. Quality appraisal was assessed through the MINORS checklist.
Results
Fourty-four studies were included for a total of 1020 shoulders. Mean age of participants was 38 years. Mean follow-up was 32.9 months. Arthroscopic techniques showed better results than open approach (p < 0.0001). Synthetic reconstructions demonstrated better functional outcomes compared to internal fixation and biologic techniques (p < 0.0001). Among biologic techniques, combined coracoclavicular and acromioclavicular ligaments reconstruction showed better Constant (p = 0.0270) and ASES (p = 0.0113) scores compared to isolated coracoclavicular ligaments reconstruction; anatomic biologic non-augmented graft reconstruction showed better Constant (p < 0.0001), VAS (p < 0.0001) and SSV (p = 0.0177) results compared to augmented techniques. No differences in functional outcomes could be found between anatomic biologic non-augmented graft versus synthetic reconstructions. Overall, methodological quality of the included studies was low.
Conclusion
Anatomic reconstructions, both synthetic and biologic, showed the best functional results.
Level of evidence
IV.
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Introduction
Acromioclavicular (AC) joint dislocations account for 9–12% of shoulder girdle injuries [7, 38], affecting especially young males [49] in their second–third decades [38]. They mainly occur through either a direct impact on the shoulder [60] or by an indirect force from a fall on the outstretched hand [38], typically during contact sports [49].
In the chronic setting, main indication to surgical reconstruction is largely recognised as failure of conservative treatment of Rockwood type III–V dislocations with residual pain and functional impairment [45].
However, similar to the surgical treatment of acute AC joint dislocation, a wide variety of open or arthroscopic techniques have been proposed [41, 48], albeit no gold standard has been yet defined. What is more, it is still unclear whether surgical management in acute and chronic setting deserves a different approach and the available literature is quite lacking and confusing on this topic.
In the last decades, the general surgical trend has shifted from non-anatomic reconstructions to more anatomic and biological approaches. However, recent systematic reviews [9, 71], which compared surgical reconstruction techniques in the chronic setting, could not demonstrate any differences in clinical results as well as failure rates and complications, even if they both concluded by suggesting the use of anatomic techniques as a preferable option.
The purpose of the present study was to systematically review the outcomes of surgical techniques of AC joint reconstruction in the chronic setting and determine if a surgical technique is better than another. The hypothesis of the study was that anatomic biologic AC joint reconstruction would result in better postoperative outcomes.
Materials and methods
This systematic review was conducted according to the PRISMA (Preferred Reporting Items for Systematic reviews and Meta-Analyses) guidelines [42].
Literature search
Studies were identified by scanning major electronic databases (Ovid, PubMed). No limits were applied for language and publication date. Articles available only as e-publication and articles e-published ahead of a print were included as well. The search was applied to MEDLINE through Ovid, and then adapted for PubMed. All databases were examined from their inception up to March 03, 2020. Full search strategies are available on Online Appendix 1.
All studies reporting functional and radiological outcomes as well as revision rates after surgical treatment of chronic AC joint dislocations were included in the review. Studies with level of evidence (LOE) I–IV were included. Both open and arthroscopic approaches were considered eligible. Studies including either acute or revision cases were excluded, unless separate data for chronic cases were available. Similarly, studies comparing surgical versus conservative treatment were also included, with only the data from the surgical cases included in this analysis. Titles of journals, names of authors or supporting institutions were not masked at any stage. Animal studies, biomechanical studies, case reports, technical notes, reviews, expert opinions and editorial pieces were excluded.
Two independent reviewers screened studies for eligibility. A first screening was based on titles and abstracts resulted from the search. Disagreement between the two reviewers was assessed by a third researcher, who took the final decision. Selected studies were screened again based on the full text by the same independent reviewers. Again, any disagreement was judged by a third reviewer or solved by consensus.
Data extraction
A data extraction form was developed on an electronic spreadsheet (Excel, Microsoft Corporation, Redmond, WA, USA). The form was tested on five included studies, then reassessed and refined. The following fields were included in the form and, therefore, the following data were extracted from the full text of each included study: authors, year of publication, study design (prospective or retrospective), LOE, number of shoulders, patients’ age, type of dislocation (according to Rockwood classification) time elapsed from injury to surgery, surgical approach, surgical technique, length of follow-up, functional and subjective outcomes, loss of reduction, revision and complications. When data were unclear or unavailable, no attempt was made to contact authors to obtain more information regarding methodology and findings.
Data were extracted by one author and checked by another independent reviewer. During data extraction, references of included articles were examined to search for missed studies. Although all functional outcomes were reported in the data extraction form, only the most commonly reported scores were used for data analysis.
Data analysis
Findings across all included studies were summarised with descriptive statistics, when a data pooling was not possible. Comparable outcome data from individual studies were pooled to generate summary outcomes reported as frequency-weighted values (weighted mean and standard deviation). Number of shoulders in individual studies were used to determine the weight of reported outcomes and used to calculate the weighted values. Between-group differences for continuous variables were analysed with Student’s t test. Statistical significance was set at p < 0.05. Data were analysed with the GraphPad software (GraphPad Software, Inc., CA, USA).
Quality appraisal
Validity of the included studies was assessed through a checklist for non-randomised clinical trials, named methodological index for non-randomized studies (MINORS) [57]. It comprises 12 items, four of which are exclusive for comparative trials. The eight common domains are: aim statement, inclusion of consecutive patients, prospective collection of data, endpoint appropriateness, unbiased assessment, appropriateness of follow-up period, loss to follow-up and study size calculation. The four items for comparative studies are: adequateness of control group, contemporality of groups evaluation, baseline equivalence of groups and adequateness of statistical analysis. Each item is scored from 0 to 2: 0 for “not reported”; 1 for “reported but inadequate” and 2 for “reported and adequate”. According to Moatshe et al. [41], studies were considered as at low risk of bias if 13 points were scored in non-comparative studies and if 21 points were scored in comparative studies. Two independent authors separately evaluated each included study with the MINORS checklist. The score of each item was compared; if disagreement existed, a third author reassessed the item and took the final decision.
Results
Study selection
The search of electronic databases resulted in 232 studies. After screening and eligibility assessment (Fig. 1), 44 studies [1, 2, 5, 6, 8, 10, 11, 14,15,16, 18, 19, 22, 24, 25, 27,28,29,30,31,32,33,34, 36, 37, 39, 40, 43, 44, 46, 47, 50, 51, 54, 58, 59, 62,63,64,65, 67,68,69,70] were finally included in the review.
Study characteristics
No LOE-I studies could be found. Seventeen studies [1, 6, 8, 11, 15, 18, 34, 37, 39, 43, 47, 50, 54, 62, 63, 69] were prospective in nature, while 27 [2, 5, 10, 14, 16, 19, 22, 24, 25, 27,28,29,30,31,32,33, 36, 40, 46, 51, 58, 59, 64, 65, 67, 68, 70] were retrospective. The included studies involved 1020 shoulders. Mean age of participants was 38 ± 5.6 years (range 18–78 years). The mean length of follow-up of was 32.9 ± 18.3 months (range 4–155 months).
According to the Rockwood classification, 351 type III, 41 type IV, 229 type V and one type VI AC joint dislocations were included. Time from injury to surgery was more than 2 weeks in four studies [14,15,16, 70], more than 1 month in six studies [19, 22, 39, 58, 59, 68], more than 6 weeks in 10 studies [5, 11, 27, 29, 30, 37, 46, 50, 51, 54], more than 3 months in 11 studies [1, 2, 6, 8, 10, 28, 33, 63,64,65], more than 6 months in 11 studies [10, 18, 24, 25, 34, 43, 44, 47, 62, 63, 67], and not reported in one study [31].
For reporting purposes, surgical techniques were divided into open and arthroscopic, and grouped as biologic reconstruction techniques, when a biologic graft or transposition was used; synthetic reconstructions, when artificial ligaments or buttons were used; or internal fixation, when hardware, such as plate or screws, was used. Surgical techniques are summarised in Table 1.
Several scores were used to report functional outcomes among studies. The most common were: Constant score [13] in 27 studies [2, 5, 6, 10, 11, 18, 25, 27, 28, 31,32,33, 36, 37, 40, 44, 46, 50, 51, 54, 59, 62,63,64,65, 67, 70], Visual Analogic Scale (VAS) for pain in 10 studies [10, 15, 22, 24, 25, 27, 46, 50, 64, 67], American Shoulder and Elbow Surgeons (ASES) society standardised shoulder assessment form [52] in seven studies [11, 22, 31, 39, 59, 62, 63], Subjective Shoulder Value (SSV) [21] in seven studies [8, 10, 15, 25, 32, 50, 63] and Disabilities of the Arm, Shoulder and Hand (DASH) score [26] in six studies [15, 29, 46, 54, 64, 65].
Loss of reduction was reported in 35 studies [1, 2, 5, 8, 11, 14,15,16, 18, 19, 22, 24, 27,28,29,30, 32,33,34, 36, 37, 39, 46, 47, 50, 51, 54, 58, 63,64,65, 67,68,69,70]. Definitions are summarised in Table 2.
Data extracted from each of the included studies are reported in Online Appendix 2.
Open vs arthroscopic techniques
Main characteristics of studies based on surgical approach are reported in Table 3. Two studies [39, 58] reported data on both open and arthroscopic techniques, whose results were not provided separately and were not included in the analysis.
Results of functional outcomes are reported in Table 4. Arthroscopic techniques demonstrated better functional results in terms of Constant score (p = 0.018), DASH (p < 0.0001), SSV (p < 0.0001) and lower residual pain at VAS score (p < 0.0001).
Biologic reconstruction vs synthetic reconstruction vs internal fixation
Main characteristics of different surgical techniques grouped as described above are summarized in Table 5. Clinical outcomes are reported in Table 6. Synthetic reconstruction showed statistically significant better results in all explored outcomes.
Comparison between biologic reconstruction techniques
In the biologic reconstruction group, a further comparison has been performed between ligament transfer techniques, tendon autograft reconstruction techniques and tendon allograft reconstruction techniques. Studies reporting results of these techniques with synthetic augmentation were not included in the comparison.
Main characteristics are summarised in Table 7 and clinical outcomes are reported in Table 8. No differences could be demonstrated in clinical outcomes among different groups except for VAS pain, in favour of autograft reconstruction (p < 0.0001) and ASES score in favour of allograft (p < 0.0001).
Anatomic biologic reconstruction techniques comparison
Two subgroup analyses were performed among studies reporting outcomes of anatomic biologic reconstruction techniques. First, isolated CC ligament versus combined CC and AC ligament reconstruction were compared; then, anatomic biologic graft reconstruction with or without synthetic augmentation was analysed.
Main characteristics of anatomical biologic reconstruction techniques comparing isolated and combined CC and AC ligaments reconstruction are reported in Table 9. Clinical results are reported in Table 10. Combined reconstruction of both CC and AC ligaments showed significant better functional results when evaluated through shoulder-specific questionnaires, such as Constant score (p = 0.0270) and ASES (p = 0.0113). On the opposite, DASH score (p < 0.0001) was significantly better when isolated CC ligament reconstruction was performed.
Comparison of anatomical biologic reconstruction techniques with and without synthetic augmentation are reported in Table 11. Clinical outcomes are reported in Table 12. Non-augmented techniques showed significant better Constant (p < 0.0001) and SSV (p = 0.0177) results, associated with lower residual pain at VAS (p < 0.0001). DASH score favoured augmented techniques (p < 0.0001).
A further comparison was made between anatomic biologic graft reconstruction techniques and synthetic techniques. Only Constant scores could be compared and no differences between groups could be detected.
Quality appraisal
The methodological quality of the included studies was low. Only one non-comparative study was considered at low risk of bias [22]; while the other 31 studies [1, 2, 5, 6, 8, 11, 14,15,16, 18, 25, 27,28,29,30, 33, 36, 39, 40, 43, 44, 47, 50, 51, 54, 59, 64, 67,68,69,70] were considered at high risk of bias. Two comparative studies [37, 62] resulted at low risk of bias, while 12 studies [10, 19, 24, 31, 32, 34, 46, 58, 63, 65] resulted at high risk of bias.
Scoring for each MINORS domain of all the included studies is reported in Online Appendix 3.
Discussion
Main findings of this systematic review on chronic AC joint reconstruction techniques showed that arthroscopy was associated with significantly lower residual pain and better functional results, with no differences in postoperative rate of loss of reduction, but with higher revision rate, compared to the open approach. Among biologic, synthetic and internal fixation techniques, synthetic reconstruction provided better functional outcomes; whereas, internal fixation provided lower loss of reduction rate. However, it must be highlighted that 30 studies [2, 5, 8, 10, 11, 14,15,16, 22, 24, 27, 29,30,31,32,33,34, 36, 39, 44, 46, 47, 50, 54, 58, 62,63,64, 68, 69] out of 44 [1, 2, 5, 6, 8, 10, 11, 14,15,16, 18, 19, 22, 24, 25, 27,28,29,30,31,32,33,34, 36, 37, 39, 40, 43, 44, 46, 47, 50, 51, 54, 58, 59, 62,63,64,65, 67,68,69,70] focused on biologic reconstruction techniques. Therefore, further subgroup analysis was deemed necessary. Results showed that combined CC and AC ligaments reconstruction provided better shoulder-specific functional scores compared to isolated CC ligaments reconstruction. Moreover, anatomic biologic non-augmented graft reconstruction techniques showed better shoulder-specific functional scores when compared to augmented techniques and no significant differences when compared to synthetic reconstructions. Although available data allowed us to explore only differences in the Constant score, a comparison between anatomic biologic and synthetic reconstructions was attempted, as artificial ligaments were mostly used aiming to reconstruct CC ligaments: three studies [19, 37, 65] passed the artificial ligament through two bone tunnels in the lateral third of the clavicle and under the coracoid; four studies [6, 28, 34, 70] used the Surgilig, an artificial ligament with two loops and a fixation screw, which passes around the coracoid and over the clavicle; one study [59] used a continuous-loop double endobutton supplemented with a “trapezoid stitch”. Comparable functional results between synthetic and biologic reconstructions probably mean that anatomy makes the difference rather than the type of graft. Therefore, hypothesis of the study could not be rejected.
Two recent systematic reviews [9, 71] explored the outcomes after surgical stabilisation of AC joint in a chronic setting. Xarà-Leite et al. [71] reviewed results of 28 studies. Surgical techniques were divided into two main groups: anatomic (biologic and synthetic reconstructions) and non-anatomic (Weaver–Dunn, Hook plates, tendon transfers). Both groups showed a significant improvement with similar pooled failure and re-operation rate. However, comparative studies showed better functional outcomes and less pain when an anatomic reconstruction was performed, thus suggesting anatomic reconstruction as a preferable option. Results from the present review strongly confirmed a significant superiority of anatomic reconstructions. Borbas et al. [9] included 27 studies. The authors arbitrarily set as a cut-off point for chronic setting, 6 weeks after trauma. They categorised surgical techniques as follows: non-biologic fixation (suture loops and synthetic ligaments), biologic fixation (autograft or allograft) and ligament and/or tendon transfer. They did not find any difference in complications and/or failure rates between groups. However, they highlighted that among the LOE-II studies, AC joint reconstruction with a tendon graft showed better functional outcomes. Results could not be entirely confirmed by the present review, since both synthetic and anatomic biologic reconstruction provided comparable functional scores. Differences could be mainly due to the different number of included studies.
Nevertheless, Borbas et al. [9] let us introduce another ongoing subject of controversy: the definition of “chronic” AC joint dislocation. Differences between acute and chronic setting could be reasonably related to the biological environment of the lesion and therefore, they must be taken into account in the surgical decision-making algorithm. The present review did not set any cut-off, since a clear definition has not been yet provided by the literature. Therefore, AC joint dislocations were considered chronic by some included studies if the trauma occurred more than 2 weeks before surgery [14,15,16, 70], as well as more than 6 months [10, 18, 24, 25, 34, 43, 44, 47, 62, 63, 67]. These differences may be explained by the fact that most of the time chronic surgery becomes the main treatment option only after failure of conservative treatment, which can variably last from 3 weeks up to 3 months.
Focusing on anatomy, the AC joint is primarily stabilised by CC (conoid and trapezoid) and AC ligaments (anterior, posterior, superior, and inferior), which act as primary restraint to superior–inferior and anterior–posterior translation, respectively. Biomechanical studies demonstrated that combined CC and AC ligaments reconstruction provides better results than isolated CC reconstruction [17, 55]. Despite various techniques for reconstruction have been described [3, 4, 11, 20, 23, 29, 35, 53, 66], no clinical study has yet focused on the advantages of one technique over another. Data available from included studies allowed the present review to be the first to confirm the importance of a combined reconstruction of both CC and AC ligaments from a clinical standpoint.
If a distal clavicle excision (DCE) should be considered a mandatory step when treating chronic AC joint injuries is still controversial. Literature is lacking and no comparative studies ever explored this topic. A data pooling was not possible because most of the studies included some patients who underwent a DCE and clinical results were not separable.
Two important issues came up when focusing on clinical results: AC joint dedicated functional scores are still not widespread; and a clear definition of loss of reduction has not been provided yet.
Based on the results of the present paper, two studies [27, 32] used the TAFT score [61], two [32, 63] used the ACJI score [56] and two [24, 34] used the Nottingham clavicle score [12]. A data pooling was not possible due to the paucity of studies; therefore, the Constant score was finally chosen as a main comparison for functional evaluation, since it has been used in the majorities of included studies [2, 5, 6, 10, 11, 18, 25, 27, 28, 31,32,33, 36, 37, 40, 44, 46, 50, 51, 54, 59, 62,63,64,65, 67, 70].
On the other hand, loss of reduction was the most commonly reported definition of failure after AC joint dislocation treatment. Unfortunately, despite agreeing on the importance of this parameter, authors did not agree on its definition. As shown in the results, multiple definitions have been provided. This wide variability increased the heterogeneity of its assessment among studies.
The present systematic review has some limitations. Mainly, the overall low quality of included studies compromised external validity of the review and decreased the strength of the produced evidence. The absence of LOE-I studies precluded the performance of a meta-analysis. For this reason, frequency-weighted means were used for the comparisons, when possible. Moreover, included studies showed heterogeneity regarding either definition of chronic setting as well as characteristics of included patients, such as different Rockwood types included without stratification of results. Furthermore, the conspicuous number of available and reported surgical techniques among the different studies resulted in the need for categorising the techniques in broader groups, improving generalizability, but decreasing precision of the results. Finally, the absence of a univocal definition of loss of reduction as well as the amount of different clinical outcomes impaired the comparisons of groups.
Conclusions
Good functional outcomes can be expected from surgical treatment of chronic AC joint dislocation. Anatomic reconstructions, regardless of if a tendon or a synthetic graft is used, showed the best functional results. Overall quality of evidence is hindered by the low quality of the available studies.
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Sircana, G., Saccomanno, M.F., Mocini, F. et al. Anatomic reconstruction of the acromioclavicular joint provides the best functional outcomes in the treatment of chronic instability. Knee Surg Sports Traumatol Arthrosc 29, 2237–2248 (2021). https://doi.org/10.1007/s00167-020-06059-5
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DOI: https://doi.org/10.1007/s00167-020-06059-5