Abstract
The number of geriatric patients is increasing. These patients exhibit specific characteristics, which influence the type of fracture care. Many patients have comorbidities, which make them more vulnerable to surgical procedures. The soft tissue envelope around the fracture often is compromised due to pre-existing diseases such as diabetes, chronic venous insufficiency or peripheral vascular disease. Bone mineral density has decreased, which enhances the risk of implant loosening. The goals of treatment differ from those, which are valid for younger adults. Primary goal is preserving independency of the elderly patient in his activities of daily life. Advantages and drawbacks of surgical procedures have to be balanced with those of conservative treatment. Fractures of the lower extremities will more often need surgical treatment than fractures of the upper extremities. Patient´s autonomy is best obtained by creating high stability in the fracture plane, which enables motion and weight-bearing. Second priority is prevention of general and local post-operative complications by the use of less invasive surgical procedures. Restoring anatomy and optimal function are less important goals. The implants, which are used, are inserted through small incisions, placed deep under the skin and use long anatomic or osseous corridors. Intramedullary devices have important advantages. This paradigm shift takes the special challenges and requirements of geriatric patients into account.
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Introduction
The number of elderly persons is steadily increasing in our societies. Thanks to high quality of life and high standard of medical care, life expectancy has steadily grown in recent decades. Life expectancy for a new born female is 83.4 years and for a new born male 78.6 years in Germany in the year 2018 [1]. The median age of the German population was 45.9 years in 2015, the second highest in the world after Japan [2]. In many European populations, median age is similar to that of Germany. Due to this matter of facts, our societies are confronted with a number of interrelated problems such as the increasing demand for adapted housing (service flats), a pension with which one can cover the costs of daily life; and rapidly growing costs for medical care.
Among elderly persons, many remain healthy and independent until in high age. Others need continuous medical or physical support, but remain mobile, still others are completely dependent, wheelchair bound or bedridden. The trauma surgeon needs a differentiated view on these varying groups. Older persons suffer more often from medical diseases than their younger counterparts. These “comorbidities” influence outcome, when older persons suffer a trauma. In a US study on 32.440 patients of 55 years of age and older, who suffered hip fractures, more than 95% had at least one comorbidity. Hypertension, deficiency anemia, and electrolyte disorders were the most common [3]. Loss of physiological reserves and comorbidities are both considered as independently influencing factors in regard to morbidity and mortality after trauma in the elderly [4]. Osteoporosis, which is characterized by a decrease of bone mineral density, is a disease which is often seen in elderly persons, especially in females [5]. Due to visual limitations, malnutrition, hypotrophic muscles, polypharmacia or problems with balance, there is a higher risk of falls in the elderly population. Due to osteoporosis, domestic falls often lead to osteoporotic fractures. Typical osteoporotic fractures are vertebral compression fractures, hip fractures, proximal humerus and distal radius fractures [6]. They are considered as “indicator-fractures” for osteoporosis [7]. The number of osteoporotic fractures increases in parallel with the increase of elderly persons and is expected to further grow in the next decades [8]. Also, the number of fragility fractures of the pelvis is steadily growing [9, 10].
This evolution puts the trauma surgeon for new challenges and new questions. Are the fracture patterns in elderly patients similar to those of the younger adults? Which are the most important goals of treatment? Do the same rules of emergency and urgency apply? Can we use the same principles of fracture treatment? This review looks at principles of fracture treatment since the foundation of the Association for the Study of Internal Fixation (AO/ASIF) in the late 50s of the previous century and its later amendments [11]. Arguments are given for further adaptations, which specifically take the characteristics and requirements of elderly patients into account [12].
Operative fracture care
In the 50s of the last century, fracture care was mainly conservative. The philosophy of Lorenz Böhler, which was published in his standard work on conservative fracture treatment, was widespread and respected in Europe [13]. There were some surgeons, who promoted operative fracture care at that time. External fixation was propagated by Albin Lambotte [14], compression plate osteosynthesis by Robert Danis [15] and intramedullary nailing by Gerhard Küntscher [16]. Although these surgeons published excellent results, their methods were not used by many. Major issues were manufacturing of bio-acceptable implants, fabrication of precise instruments, teaching of the surgeons and distribution of the surgical materials in the hospitals.
At the end of the 50s, Müller, Allgöwer, Schneider and Willenegger were able to convince Swiss insurance companies of the huge advantages of their method of treatment. The loss of working capacity after suffering an upper or lower leg fracture was very high at that time. Immobilization took several months, most of the patients could not regain their previous activity, and a number of them suffered from lifelong sequelae such as malalignment, shortening, non-union or infection. The previously mentioned Swiss surgeons founded in 1958 the Association for the Study of Internal Fixation (ASIF) also known as Arbeitsgemeinschaft für Osteosynthesefragen (AO). The association was built on four pillars: operative fracture care, teaching, documentation, research and development. The method of fracture fixation was based on open reduction and internal fixation (ORIF), mainly by plate osteosynthesis. The original principles of AO were anatomical reduction, rigid fixation, preservation of blood supply, early active mobilization [17]. Following these principles, fracture fragments were exposed, reduced and stabilized, long-time immobilization and malalignment avoided, and early onset of active motion possible. These principles were “universally” valid for joint, metaphyseal and diaphyseal fractures of the upper and lower extremities (Fig. 1a–e). Thanks to an excellent and efficient cooperation with industry partners, an immense variety of plates, screws and reduction tools was developed [11]. Young, healthy adults, suffering from traffic, working or sports accidents were the primary target population of this treatment method. Thanks to a systematic and rigid educational program, which is still one of the main pillars of the AO-Foundation, the method became widespread and obtained excellent results. Introduction of AO principles was a revolution in fracture treatment and forms the base of modern fracture treatment.
Functional reduction instead of anatomical reduction
Although the method marked an immense progress in fracture care, it was also combined with its own, sometimes serious complications [18, 19]. This was mainly due to violation of the principles of osteosynthesis, published by the founders of AO. When fracture stabilization was not adequate, implant loosening with secondary fracture displacement, malalignment, delayed union or non-union occurred. Aggressive exposure with periosteal stripping of fracture fragments led to bone necrosis. Wound healing problems due to large incisions in traumatized soft tissues, soft tissue defects, bone necrosis and deep infection were a “lethal” combination, which led to many operative revisions, bone defects, and sometimes loss of the extremity [20]. The risk of complications was higher in patients with pre-existing comorbidities [21]. It became clear that open reduction and internal fixation of every fracture fragment could bring more drawbacks than advantages. Whereas anatomical reduction of articular fractures remained an indispensable condition for optimal joint function, this was not the case for extra-articular fractures. The principle of “anatomical reduction” was adapted to “functional reduction” in the early 90s. The ultimate goals of stable fixation and early mobilization remained unchanged, the methods of fixation changed to less invasive techniques, avoiding the devasting complications described above. The AO principles of the 1990s were functional reduction, stable fixation, preservation of blood supply, early active mobilization [22]. For fixation of multi-fragmental meta-diaphyseal fractures, incisions became smaller and long implants were used to bridge an area of instability. Periosteal blood supply was left untouched (Fig. 2a–f) [23]. The absolute stability of a compression plate osteosynthesis after anatomical reduction and fixation was abandoned for a relative, yet adequate stability. Preserved periosteal blood supply and relative stability support secondary fracture healing via periosteal callus. Simultaneously, due to the bridging, the function of the nail or plate changed from weight-sharing to weight-bearing. As a consequence, the risk of implant failure in cases of delayed fracture healing became higher.
Internal plate fixators
With the introduction of angular stable plates, the function of plate osteosynthesis moved toward internal fixation. Dynamic compression plate (DCP) designs obtained stability through direct pressure of the plate against the cortical surface. Friction between plate and cortex was so high that movement during stress or weight-bearing was minimized. Disadvantage was stress shielding, which was responsible for weakening of bone and bone loss below the plate [24]. The internal fixator is characterized by an angular stability between the plate and the screws. The plate acts as a bridging implant, leaving the fracture fragments untouched. As the plate does not touch cortical bone, stress shielding is prevented. Thanks to these characteristics, vitality of bone fragments remains very good and motion between fragments boosts callus formation. Techniques of stabilization changed towards less invasive surgery with smaller incisions, using long implants and fewer screws, which bridge the fracture gap but do not compress it. The AO principles changed to preservation of blood supply, functional reduction, stable fixation, and early active mobilization [25, 26].
Special features of elderly trauma patients
Ageing is characterized by a continuous decline in physiological reserves. Moreover, ageing is connected with the appearance of diseases. Almost all geriatric patients have comorbidities, which make them more vulnerable in the posttraumatic phase [3]. Both, loss of physiological reserves and comorbidities are considered as independently influencing factors in regard to morbidity and mortality after trauma [4]. The most important declines of organ function concern the heart, lungs, kidneys and liver. A reduced cardiac output and a low physiologic reserve of the lungs limit the ability to respond to hemodynamic instability due to blood loss. As a result of reduced functions of kidneys and liver, clearance of metabolic and toxic agents and drugs is delayed or hindered [27, 28]. An increasing number of elderly persons receive anticoagulants for prophylactic (e.g. atrial fibrillation, after vascular stent implantation) or therapeutic (after thromboembolism) reasons. These drugs, especially coumadin, low molecular weight heparin and factor X-blockers, may prolong duration and volume of blood loss after trauma [29]. Chronic obstructive pulmonary disease (COPD) is a common disease of the elderly and is often connected with congestive heart failure. COPD leads to a reduced vital capacity and pulmonary function, which increases the risk of pulmonary complications during and after surgery [30]. Anemia is frequently detected in the elderly. Long surgical procedures, which may be connected with important blood loss, may endanger the hemodynamic balance in these patients [31]. The characteristics, which are mentioned above, are arguments against long-lasting surgical procedures with large incisions, important blood loss, low body temperature and high antigenic load [32].
Osteoporosis is a common disease in elderly persons. It is characterized by a decrease in bone mineral density. There is a resorption of cortical and cancellous bone, which makes the bone more vulnerable to external and internal stresses. A similar trauma mechanism will lead to more complex injuries than in the younger adult [5, 6]. The loss of bone mass directly influences the holding power of implants for fracture treatment. A biomechanical construct, which is adequate in younger adults, may fail in elderly persons with osteoporosis [34]. Implants for osteosynthesis in osteoporosis must use the longest possible corridors, be angular stable and be inserted in regions with the most bone mineral density [35,36,37].
Diabetes mellitus is often diagnosed in persons older than 65. This disease is responsible for an important number of consecutive complications such as peripheral microangiopathy, peripheral neuropathy, retinopathy with reduced eyesight and wound healing disturbances [38]. The soft tissue envelope around the fracture of older persons is frequently altered due to other concomitant diseases such as venous insufficiency, peripheral arterial disease, due to long-term cortisone intake or to pre-existing infections or decubitus. In these circumstances, there is a much higher risk of local complications when large incisions are made through compromised soft tissues or when long-lasting surgeries with aggressive manipulations are performed.
Minimal invasive surgery, high stability and full weight-bearing
Consequently, principles of fracture treatment in geriatric patients must be adapted. Most important goal is preserving the patient´s independency, which enables participation in activities of daily life. Therefore, the patient must become pain free and mobile. The advantages and drawbacks of operative fracture care must be compared with those of conservative treatment. In patients with high risks of general or local post-operative complications, conservative treatment must be considered. In fractures with a good intrinsic stability, immobilization with a splint or orthosis may be sufficient. This is especially valid for fractures of the upper extremity (e.g. impacted proximal humerus, impacted distal radius) [39, 40].
When operative treatment is chosen, restoring stability has the highest priority. Second priority is less invasive surgery. Restoring anatomy or optimal function becomes less important. In some fracture types, restoration of stability has higher priority as preservation of blood supply. This paradigm shift of operative fracture care seems to contradict previous principles, where restoration of anatomy and function were the ultimate goals. The shift is nevertheless justified in the light of the different characteristics and functional requirements of geriatric patients. Optimal function of a shoulder, knee or hip joint was often not present at the time of accident. A better function than before the accident cannot be expected. Being independent in activities of daily life such as personal hygiene, cooking, short walking, or shopping is much more important than optimal function of a joint.
This shift of priorities has already been applied since decades in the treatment of intracapsular and intertrochanteric hip fractures. Intracapsular hip fractures are treated with parallel screws or a dynamic plate-screw device, which accepts shortening of the neck for better impaction of the fracture fragments [41]. Intertrochanteric hip fractures are treated with a dynamic hip screw or a cephalomedullary implant. Both allow impaction of the head and neck fragment with shortening of the leg and medialization of the femoral shaft (Fig. 3a–c). Stability and less invasive surgery are considered as higher priorities than restoration of anatomy [42].
The second priority is minimizing the burden of surgery and preventing local complications. Therefore, the surgical procedure must be as less invasive as possible. The surgeon consequently must choose techniques, which use small incisions, implants which are placed deep under the skin, inside the bone or use long natural or anatomic corridors. Some percutaneous techniques restore stability for the price of blood supply: vertebroplasty for osteoporotic compression fractures of the thoracolumbar spine, and sacroplasty for sacral insufficiency fractures [43, 44]. In long bone fractures, it is advantageous to use intramedullary implants for fracture stabilization. The implant is embedded inside the bone, which minimizes the risk of healing problems of the soft tissue envelope. A long and thick nail acts as a weight-sharing implant and reduces stresses in the fracture plane. There is a smaller risk of implant loosening than in plate osteosynthesis, whereas the risk of axial malalignment is higher [45]. Intramedullary nailing is recommended for treatment of metapyseal fractures of the proximal humerus, unstable fractures of the proximal femur, distal femur, proximal and distal tibia [46]. The entry portal through the shoulder or knee joint puts the cartilage of the joint at risk. But the advantages of small incisions and no-touch of the fracture area overweigh disadvantages of limited joint damage and axis deviation. Intramedullary devices bring a clear advantage in distal fibula fractures with pre-existing and posttraumatic soft tissue compromise [47, 48]. The distal tibia nail protects the soft tissues and realizes high stability (Fig. 4a–e) [49]. In calcaneal fractures, large lateral approaches should be avoided as they bear a high risk of wound healing problems. An intra-osseous implant is a good alternative, creating high stability and allowing early weight-bearing when combined with an orthotic device [50].
The incidence of fragility fractures of the spine is also increasing. The usual technique of bridging fixation of fractured vertebra through posterior spondylodesis of the adjacent levels must be adapted for osteoporotic fractures. There is a high correlation between pedicle pull-out strength and bone mineral density [51]. To avoid fixation failure in fragility fractures of the spine, the dorsal instrumentation should be extended to at least two segments above and below the fracture vertebra [52]. Moreover, pedicle screws should be augmented with bone- or calcium-based cements [53, 54]. A combination of extended dorsal instrumentation, pedicle screw augmentation and augmentation of the fractured vertebrae obtains the highest stability.
Fragility fractures of the pelvic ring are an upcoming entity among osteoporotic fractures [55]. There is reluctance towards operative treatment, as conventional surgery uses long incisions, takes long time and is connected with significant blood loss. Stabilization of slightly displaced fragility fractures is possible though smaller incisions, when using implants, which are placed in long corridors. The trans-sacral bar osteosynthesis and the retrograde transpubic screw are good examples of minimal-invasive techniques, which create high stability (Fig. 5a–c) [56,57,58]. In geriatric acetabular fractures, single anterior approaches such as the ilioinguinal or modified Stoppa approach are well tolerated and adequately buttress typical anterior column fractures. Minor steps in the joint are well tolerated, as long as the patient is allowed to bear weight early (Fig. 6a–e) [59,60,61].
Conclusion
Geriatric patients need different principles of fracture care because they exhibit specific characteristics. The geriatric fracture patient is not comparable with the healthy, younger adult. Elderly patients regularly have comorbidities, which restrict their physiological reserves and influence outcome after trauma. Functional demands are different. Bone quality is diminished and soft tissue envelope compromised. Therefore, the goals of geriatric fracture treatment must be adapted. Regaining independence in activities of daily life is the most important goal. This is achieved by creating high stability in the fracture plane. Anatomical reduction, restoration of optimal function and preservation of blood supply are less important. Techniques of osteosynthesis and approaches have to be as less invasive as possible. Intramedullary nails, implants using long anatomical corridors and intra-osseous implants, using small incisions for insertion, are safe and prevent wound healing problems. An individual analysis of the specific benefits and drawbacks of conventional techniques and their alternatives is needed. More than in younger trauma patients, a comprehensive care including treatment of comorbidities and specific support for regaining mobility and independency are indispensable. This can best be guaranteed with geriatric co-management.
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Otmar Trentz lecture at the 20th European Congress for Trauma and Emergency Surgery, Prague, May 5th 2019.
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Rommens, P.M. Paradigm shift in geriatric fracture treatment. Eur J Trauma Emerg Surg 45, 181–189 (2019). https://doi.org/10.1007/s00068-019-01080-x
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DOI: https://doi.org/10.1007/s00068-019-01080-x