Abstract
Therapeutic efficacy of both traditional chemotherapy and gene therapy in cancer is highly dependent on the ability to deliver drugs across natural barriers, such as the vessel wall or tumor cell membranes. In this regard, sonoporation induced by ultrasound-guided microbubble (USMB) destruction has been widely investigated in the enhancement of therapeutic drug delivery given it can help overcome these natural barriers, thereby increasing drug delivery into cancer. In this chapter we discuss challenges in current cancer therapy and how some of these challenges could be overcome using USMB-mediated drug delivery. We particularly focus on recent advances in delivery approaches that have been developed to further improve therapeutic efficiency and specificity of various cancer treatments. An example of clinical translation of USMB-mediated drug delivery is also shown.
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1 Introduction
Cancer has emerged as the leading cause of human death worldwide (Jemal et al. 2011). In 2012, approximately 14.1 million patients were diagnosed and about 8.2 million patients died from cancer (Ferlay et al. 2014). This high mortality primarily results from a lack of effective therapy in many cancer types. Current treatment approaches include either surgical removal with and without adjuvant radiation and/or systemic chemotherapy, primary radiation or chemotherapy (Minchinton and Tannock 2006; Jain 1998). However, most chemotherapeutics lack tumor specificity, leading to high systemic toxicity. In addition to chemotherapy, gene therapy has been investigated as an alternative treatment approach as it has demonstrated promising antitumor effects in preclinical studies. However, major hurdles still exist for this treatment approach in terms of safe methods to selectively deliver therapeutic genes into tumor cells and high enough gene expression levels to efficiently eradicate tumors in-vivo (Shillitoe 2009; Tong et al. 2009).
Over the last two decades, several methods have been developed to deliver drugs, including genes, to the tumor target location using an externally applied “trigger” (Waite and Roth 2012; Guarneri et al. 2012). Among these methods, ultrasound-guided microbubble (USMB) destruction has great potential for clinical translation in oncology because it is a safe, non-invasive, cost-effective and non-ionizing modality (Edelstein et al. 2007). Importantly, this approach can create temporary and reversible openings in vessel walls and cellular membranes through a process called “sonoporation”, allowing enhanced transport of therapeutic agents across these biological barriers in the insonated region (Tzu-Yin et al. 2014; Kaneko and Willmann 2012).
An in-depth description of the mechanisms of sonoporation can be found in previous chapters of this book. Here, we focus on the in-vitro and in-vivo investigations on USMB-mediated drug delivery in various tumor models for improved cancer therapy. Specifically, we discuss how USMB assists in overcoming the challenges of drug delivery into tumors, general treatment protocols, current status in preclinical and clinical applications, as well as future directions for clinical translation of this technique.
2 Tumor Microenvironment and Pathways of Sonoporation-Mediated Drug Delivery
Although many anticancer agents are effective in killing monolayer tumor cells grown in culture, their treatment effects are significantly reduced in-vivo because the in-vivo tumor microenvironment creates several barriers for drug delivery into tumor cells (Lozano et al. 2012). Most solid tumors are composed of proliferating tumor cells, tumor stroma (including the extracellular matrix of tumors) and angiogenic vessels, which are different from normal tissues. The tumor vasculature is chaotic in terms of spatial distribution, microvessel length and diameter. Vessels are also tortuous and saccular, possessing haphazard interconnections (Wang and Yuan 2006) and they show leaky pores, allowing for larger particles up to a few hundred nanometers to pass through (Hobbs et al. 1998). Also, the tumor architecture generally lacks adequate lymphatic drainage. The combination of high vascular permeability and inadequate lymphatic drainage results in an increased interstitial fluid pressure, which severely limits convection-dependent transport of agents in the interstitium (Boucher et al. 1990). Furthermore, the extracellular matrix of tumors, a combination of proteoglycans, collagens and additional molecules (Mow et al. 1984), can limit interstitial transport and prevent sufficient and uniform distribution of anti-cancer agents (Wang and Yuan 2006). Finally, actively proliferating tumor cells can force the vessels apart, leading to an increased distance between the tumor cells and the blood vessels. The tumor cells can be separated from the blood vessels by more than 100 μm (Minchinton and Tannock 2006). Due to high interstitial fluid pressures, transport barriers in the extracellular matrix, and an increased distance from the vessels to the cells, usually only limited quantities of therapeutic agents reach tumor cells by diffusion only.
USMB-mediated drug delivery has been reported to result in a 20–80 % improvement in tumor response to drug treatment compared with administration of drugs alone in preclinical murine models (Yu et al. 2013; Sorace et al. 2012; Pu et al. 2014; Duvshani-Eshet et al. 2007; Carson et al. 2012). In an USMB delivery system, hydrophobic gas-filled microbubbles, stabilized by a lipid, protein or polymer shell, are exposed to ultrasound (Sirsi and Borden 2014). During exposure, the microbubbles can undergo volumetric change and/or violent collapse, a process called cavitation (Tzu-Yin et al. 2014). Cavitation can occur in two forms: stable and inertial. Stable cavitation occurs when the microbubbles oscillate stably around a resonant diameter at low acoustic intensities. At higher intensities, the microbubbles undergo much more violent expansion, contraction and forcible collapse, generating shock waves in the vicinity of the microbubbles, a process called inertial cavitation (Newman and Bettinger 2007). Both forms of cavitation can create pores on the nearby cellular membranes (Matsuo et al. 2011; Zhang et al. 2012) and vessel walls (Bekeredjian et al. 2007; Bohmer et al. 2010), allowing for transport of particles. In addition, the fluid motion induced during the cavitation process may enhance the transportation of drugs into the interstitium, increasing the quantities of agents that can reach more distant tumor cells (Eggen et al. 2013).
While multiple novel treatment approaches are being explored, in this chapter we focus on two USMB-mediated drug delivery approaches currently being investigated for cancer therapy. The first approach aims to kill tumor parenchymal cells by delivering cytotoxic or cytostatic antitumor therapeutics across the vessel, through the interstitium, and into tumor cells, i.e., a transvascular-interstitial-transmembrane pathway. The second approach aims to destroy tumor vasculature by either killing the vascular endothelial cells or mechanically destructing the tumor vasculature in order to compromise tumor blood supply. Both approaches are discussed in the following sections.
2.1 Tumor Treatment Through a Transvascular-Interstitial-Intracellular Pathway
The major challenge of drug delivery into tumor cells through this pathway is the need to push therapeutic agents across several barriers: (1) across vessels, (2) interstitial transport, and (3) passage into tumor cell.
2.1.1 Transvascular Transport by Modulating Vascular Integrity
Inertial cavitation of microbubbles in the lumen of tumor vessels may disrupt vascular endothelial integrity due to shock waves and jetting during collapse of microbubbles (Qin et al. 2009). On the other hand, stable cavitation is thought to temporarily increase the gap-junction distance between vascular endothelial cells by a volumetric change of the oscillating microbubbles. In the expansion phase, the large microbubbles may cause a circumferential displacement of the vessel, and the contraction phase may cause invagination of the interacted vessel (Chen et al. 2011; Caskey et al. 2007). Both forms of cavitation can lead to pores on the vessel wall, allowing for circulating therapeutic agents to extravasate across the vessels wall into the tumor interstitium (Fig. 15.1a).
Bekeredjian et al. (2007)) injected Evans blue dye (a highly charged low molecular weight marker that binds to serum albumin (about 69 kDa) to become a high molecular weight intravascular tracer protein) (Hoffmann et al. 2011; Elodie Debefve et al. 2013) and lipid microbubbles into hepatoma-bearing rats and insonated the tumors with ultrasound (1.3 MHz, mechanical index 1.6, bursting pulses every 4 cardiac cycles for 15 min). They showed an approximate five-fold higher Evans blue dye accumulation in insonated compared to non-insonated tumors. The amount of Evans blue extravasation has also been shown to be affected by both the microbubble type and the acoustic conditions. Bohmer et al. (2010)) showed that ultrasound (10,000 cycles of 1.2 MHz ultrasound pulsed at 2 MPa pressure and a pulsing rate of 0.25 Hz for 5 min) increased Evans blue extravasation by a factor of 2.3 in the presence of lipid-shelled mircobubbles, compared to a factor of 1.6 in the presence of polymer-shelled microbubbles in murine colon cancers subcutaneously established in mice. This difference likely occurred because the cavitation threshold is lower for lipid-shelled microbubbles. In the same study, two acoustic conditions were compared: Pulse lengths of 100 and 10,000 cycles. The results showed that the spatial extent of extravasation was significantly smaller for 100 cycles per pulse than for 10,000 cycles (6 ~ 9 mm vs. 18 ~ 20 mm), while other ultrasound parameters (1.2 MHz, 2 MPa pressure and pulsing rate of 0.25 Hz for 5 min) and the microbubble type (polymer-shelled microbubbles) were kept the same.
Since Evans blue dye bound to serum albumin is relatively small (7 nm) (Elodie Debefve et al. 2013) compared to many therapeutic agents, another study assessed whether USMB can also increase tumor delivery of other model drugs that are larger in size. Carlisle et al. (2013)) demonstrated that USMB (ultrasound: 0.5 MHz, 50,000 cycles pulse length, 0.5 Hz pulse repetition frequency, 1.2 MPa peak rarefactional pressure for 4 min; SonoVue® microbubbles) increased extravasation and intratumoral (i.t.) distribution of a 130-nm luciferase labeled polymer-coated adenovirus in a breast cancer mouse model. Compared with non-insonated tumor, USMB resulted in a 5-fold increase in the amount of delivered adenovirus within 100 μm of blood vessels, and an increase of 40 fold beyond 100 μm. This suggests that USMB may not only increase the amount of drug extravasation, but also enhance drug penetration in the tumor interstitium, as shown in the following section.
2.1.2 Interstitial Transport
The high interstitial fluid pressure in tumors can reduce the convectional transport of drugs and particles throughout the extracellular matrix and, hence, only a small population of neoplastic cells located close to blood vessels is exposed to therapeutic agents by diffusion (Bae 2009; Davies Cde et al. 2004). Application of ultrasound has been shown to facilitate drug penetration beyond the close proximity of tumor vessels, potentially through radiation force caused by ultrasound (Fig. 15.1b). Radiation force is produced by the pressure gradient caused by a momentum transfer from the wave to the attenuating media, arising either from absorption or reflection of the wave. This momentum transfer from ultrasound beam to a particle causes the transport of the particle in the direction of wave propagation. Due to higher tissue absorption at higher frequencies, the radiation force increases with increasing frequencies.
In a study performed by Eggen et al. (2013), prostate tumors established in mice were exposed to ultrasound (1 or 0.3 MHz, 13.35 W/cm2, mechanical index 2.2, 5 % duty cycle, total exposure 10 min) 24 h after the administration of liposomes. At this time point, liposomes had passively extravasated into the tumor via the enhanced permeability and retention (EPR) effect, with a very low remaining concentration in the circulation (only approximately 10 % of liposomes in the circulation 24 h after injection). Since the blood liposome concentrations at 24 h was so low, changes of liposomal tumor distribution following ultrasound application was considered to be caused by its effect on already extravasated liposomes, rather than liposomes still in circulation. The study showed that liposomes in tumors insonated with ultrasound were more scattered throughout the tumor volume and penetrated two-fold more from blood vessels compared to those in non-insonated tumors. Moreover, the penetration distance was larger when the higher frequency (1 MHz) was applied. One potential explanation for this phenomenon is that the acoustic radiation force enhances drug transport. As the ultrasound frequency increased from 0.3 to 1 MHz, the radiation force could be increased, thus facilitating the transport of particles in the interstitium. This study demonstrated that radiation force from ultrasound may propel interstitial transport of extravasated therapeutic agents within the interstitial space. The increased penetration depth may allow the therapeutic agents to act on deeper lying tumor cells, eventually improving the outcome of tumor drug therapy.
However, the penetration depth of therapeutic agents varies at different spatial locations within tumors. Eggen et al. (2014) showed that USMB had a different impact on drug delivery in the periphery versus the core of tumors. In a prostatic cancer mouse model, USMB resulted in an increased nanoparticle penetration distance of 0.5–1 nm in the tumor periphery compared to the tumor core. This phenomenon was potentially caused by the heterogeneous distribution of interstitial fluid pressure across tumors. Indeed, in other studies using subcutaneous rat breast cancer models (Boucher et al. 1990) and a subcutaneous human osteosarcoma xenograft model (Eikenes et al. 2004), the interstitial fluid pressure rose with increased distance from the tumor periphery to the core within the first 400 μm, and then plateaued afterwards. The elevated interstitial fluid pressure may hinder transport of the extravasated particles in the interstitial space, resulting in shorter penetration in the tumor core.
2.1.3 Transmembrane Transport of Tumor Parenchymal Cells
The process of USMB-mediated permeability enhancement of tumor cells can be induced by pore formation and/or active transport across the membrane (Fig. 15.1c).
Pore formation in tumor cells has been visualized in many in-vitro studies, such as melanoma C32 cells (Matsuo et al. 2011) and prostate cancer DU145 cells (Zhang et al. 2012) by electron microscopy. Stable and inertial cavitations have been shown to cause cell membrane displacement and disruption for improved drug delivery across cellular membranes (Taniyama et al. 2002; van Wamel et al. 2004). Pore sizes between 100 nm and a few micrometers have been reported (Schlicher et al. 2006). This implies that exogenous antitumor agents with sizes smaller than the pore size could passively diffuse into the cytoplasm in-vitro via pores created by USMB. However, these observations were made in a simple in-vitro setting with monolayers of cells cultured in a fluid environment. It is not clear whether USMB also causes pore formation in-vivo, where tumor parenchymal cells are located in a densely packed solid tissue environment.
In addition to passive diffusion through nonspecific pores on tumor cell membranes, USMB has also been shown to assist in active drug transport mechanisms into the cytoplasm, such as endocytosis, especially for larger molecules (>500 kDa). Meijering et al. (2009) and Juffermans et al. (2014) demonstrated that cellular uptake of larger molecules relied on endocytosis alone; whereas cellular uptake of smaller molecules involved both pore formation and endocytosis. Chuang et al. (2014) used microscopy to show the endocytotic process (24 h) by which albumin-shelled microbubbles loaded with paclitaxel (1.91 μm) enter breast cancer cells in presence of acoustic exposure, resulting in increased transport of albumin microbubbles into tumor cells. The exact mechanism behind USMB-induced endocytosis has not been completely elucidated. It has been speculated that ultrasound exposure and microbubble cavitation trigger changes in the membrane ion channels and the cytoskeletal arrangement, leading to an increase in intracellular Ca2+ (Parvizi et al. 2002) and polymerization of microtubules (Hauser et al. 2009). The changes may lead to enhanced endocytotic activity, thereby causing an increase in extracellular drug uptake in insonated cells. A detailed description on the microbubble-membrane interaction can be found in previous chapters of this book.
Indeed, the interaction between microbubbles and cells occurs within close proximity to the cells (Tzu-Yin et al. 2014). In-vivo, since microbubbles are spatially limited within the vessels, USMB induced in the vessel may only affect very few parenchymal cells near the vasculature (Ward et al. 2000). Therefore, successful drug delivery into distant parenchymal cells may require combination of USMB and other slow release therapeutic carrier systems. While USMB allows for passage of the therapeutic carriers across the vessels, the extravasated therapeutic carriers diffuse into the tumor parenchyma and slowly release the drug payload into tumor cells (Cochran et al. 2011a).
2.2 Destruction of Tumor Vascular
An alternative approach to cancer therapy is to destroy tumor vasculature by USMB. Exposure of tumor vessels to oscillating and imploding microbubbles can not only increase vascular endothelial cell membrane permeability, thereby enhancing uptake of anti-tumoral or anti-angiogenic in the vessels, but can also directly and mechanically destroy tumor vasculature. Both phenomena can cause blood vessel shut down with decreased supply of nutrients to tumor tissue (Molema et al. 1998).
2.2.1 Enhanced Cellular Uptake of Drugs in Vascular Endothelial Cells
The ultrasound-microbubble-cell interaction in the lumen of tumor vessels can selectively stimulate uptake of cytotoxic or anti-angiogenic drugs in vascular endothelial cells, leading to cellular apoptosis and subsequent disruption of the tumor vasculature (Fig. 15.2a).
In-vitro, this enhanced endothelial cellular uptake has been demonstrated using a dye, as well as fluorescently labeled molecules with difference sizes, such as propidium iodide (0.8 nm) (van Wamel et al. 2006), DiI (1 nm) (Patil et al. 2011), dextran (4.4 kDa) (Meijering et al. 2009), 5-carboxytetramethylrhodamine labeled small interfering RNA (siRNA about 15 kDa) (Juffermans et al. 2014), fluorescein isothiocyanate (FITC)-labeled dextran (500 kDa) (Taniyama et al. 2002) and Cy3-labeled plasmid DNA (about 3,500 kDa) (van Wamel et al. 2004). In-vivo, Fujii et al. (2013) demonstrated enhanced uptake of plasmid in endothelial cells in a heterotopic mammary adenocarcinoma model. In this study, vascular endothelial growth factor receptor-2 (VEGFR2) short hairpin (sh)RNA plasmid delivered by USMB (1.3 MHz, 0.9 W power, 10 s pulsing intervals for 20 min; cationic lipid-shelled microbubbles) resulted in increased knockdown of VEGFR2, as examined by PCR, immunostaining and western blotting. In-vivo contrast-enhanced ultrasound imaging further confirmed decreased tumor microvascular blood volume and blood flow in tumors treated with plasmid and USMB compared to tumors treated with plasmid alone.
2.2.2 Mechanical Destruction of the Tumor Vasculature
In addition to delivering anti-angiogenic therapeutics, USMB alone without adding therapeutic agents has been shown to have a direct anti-angiogenic effect in tumors (Fig. 15.2b). Wood et al. (2008) observed an acute shutdown of blood flow (as measured by Power Doppler) along with increased necrosis and apoptosis by histology following the administration of Definity® microbubbles and low intensity ultrasound (1 MHz at 2.2 W.cm−2 or 3 MHz at 2.4 W.cm−2; treatment for 3 min) in a murine melanoma model. Similarly, an acute decrease of blood flow by USMB alone (1 MHz, 0.1 ms pulse length, 1.6 MPa, Definity® microbubbles) was demonstrated in an in-vivo breast cancer model by Todorova et al. (2013). In this study, vessels in the tumor center were more preferentially disrupted versus those in the tumor periphery.
3 Treatment Protocols in Preclinical Experiments
USMB treatments require sufficient accumulation of microbubbles and drugs and appropriate ultrasound waves at the target tissues (Panje et al. 2012). The microbubbles and drugs can be delivered through different routes (intravenous (i.v.), intratumoral (i.t.) or intraperitoneal (i.p.)). The drugs can be mixed in the microbubble solution prior to administration or loaded on the microbubbles. Once the microbubbles and drugs reach the target tissues, appropriate ultrasound waves need to be delivered in a timely manner to produce optimal release of drugs (Willmann et al. 2008, Fig. 15.3).
In general, USMB treatment protocols involve systemic or local administration of microbubbles, along with a combination of therapeutic agents, followed by imaging-guided application of extracorporeal acoustic energy to actuate sonoporation at the desired delivery site. Delivery outcomes can be influenced by several factors, including but not limited to (1) whether drugs are mixed with or loaded on microbubbles, (2) routes of microbubble and drug administration, (3) ultrasound parameters, and (4) the temporal sequence of treatment. Several studies have investigated the influence of these factors on drug delivery efficiency in order to optimize treatment outcomes in cancer and to ultimately prepare this technique for clinical translation.
3.1 Mixing Drugs with Microbubbles Versus Loading a Drug onto Microbubbles
3.1.1 Mixture of Drug and Microbubbles
One approach to USMB-mediated drug delivery is co-injecting a mixture of microbubbles and therapeutic agents. The advantage of this approach is the accessibility of already commercially available clinical grade microbubbles, such as Optison®, Definity® and Lumason®, all of which are FDA-approved for clinical contrast-enhanced ultrasound imaging. Sorace et al. (2012) intravenously injected Taxol, a chemotherapeutic for breast cancer, along with Definity® in breast cancer bearing xenografts in mice followed by ultrasound insonation (1.0 MHz, 5 s pulse repetition period, mechanical index 0.5, 20 % duty cycle for 5 min). Over a 3-week treatment period, these tumors showed almost a 40 % increased inhibition and a higher degree of necrosis compared to the tumors treated with drugs alone. Wang et al. 2013a intravenously injected SonoVue® along with a suicide gene, herpes simplex virus-thymidine kinase gene (HSV-TK), for USMB treatment (mechanical index 1.2 for 10 min). They observed that USMB resulted in a 47-fold enhanced TK mRNA expression and a more than 2-fold apoptosis rate in an ovarian cancer model in mice. More examples (Sorace et al. 2012; Duvshani-Eshet et al. 2007; Matsuo et al. 2011; Carlisle et al. 2013; Wang et al. 2013a, b; Nie et al. 2008; Liao et al. 2012; Kotopoulis et al. 2014; Zhao et al. 2012; Suzuki et al. 2010; Yamaguchi et al. 2011; Heath et al. 2012; Iwanaga et al. 2007) are summarized in Table 15.1.
3.1.2 Drug-Loaded Microbubbles
The drawbacks of co-injecting drugs freely along with microbubbles are (1) faster degradation of certain drugs (nucleic acid (Zhou et al. 2010; Greco et al. 2010; Haag et al. 2006) and RNA (Carson et al. 2012)), and (2) potentially increased toxicity to other organs (other than liver and spleen in which microbubbles are usually cleared). To address these issues, microbubbles have been exploited as drug delivery vehicles as they are amenable for surface modification. Several strategies have been proposed for conjugating therapeutic agents onto or into microbubble carriers, which are further detailed in Chap. 11. For example, drugs can be embedded within the microbubble shell, dissolved in an oily layer between the gas core and the shell, or linked to the surface of the microbubbles. However, the drug loading capacity using these approaches is generally low. To improve this, alternative techniques coupling drug loaded liposomes or nanoparticles onto the microbubble shell have been reported (Wang et al. 2012; Sirsi SR and Borden MA (2014) State-of-the-art materials for ultrasound-triggered drug delivery. Advanced drug delivery reviews.
3.2 Routes of Microbubbles and Antitumor Agent Administration
Several drug administration routes have been explored including i.v., i.t., and i.p. injections. Direct i.t. and i.p. injection allow delivery of high local concentrations but are invasive.
3.2.1 Intravenous Injection
In most studies on USMB-mediated drug delivery for cancer therapy in preclinical animal models, microbubbles and drugs are administered intravenously. The potential drawbacks of this approach are the potential systemic toxicity and, in the case of gene delivery, the rapid degradation of the agent in the circulation. Both disadvantages can be overcome by either attaching drugs directly onto microbubbles or by loading them into nanoparticles.
Another potential drawback of systemic administration is that the delivery efficiency may be limited in hypovascularized tumors, such as pancreatic cancer (Fukumura and Jain 2007), because this route relies on sufficient tumoral vascularity for circulating microbubbles and drugs to float into target lesions.
3.2.2 Intratumoral Injection
Several early proof-of-concept animal studies have used this approach and demonstrated improved drug delivery after ultrasound exposure (Duvshani-Eshet et al. 2007; Iwanaga et al. 2007; Haag et al. 2006). The main advantage of i.t. injection is the ability to deliver high concentrations of drugs directly to the site of desired treatment while minimizing systemic toxicity (Duvshani-Eshet et al. 2007). However, this method of administration is invasive and can be challenging if the target lesion is located in an area that is difficult to access.
3.2.3 Intraperitoneal Injection
This approach may be useful for primary peritoneal cancers or cancers with i.p. spread as local drug concentration can be increased at the tumor sites (Pu et al. 2014; Kotopoulis et al. 2014). It has been shown that i.p. injection of drugs can result in 20- to 1,000-fold higher peritoneal drug concentrations compared to plasma concentrations (Zimm et al. 1987; Markman et al. 1992). Micron-sized microbubbles, injected intraperitoneally, can stably persist in the peritoneal cavity without rapid clearance through the lymphatic drainage (Pu et al. 2014; Kohane et al. 2006; Tsai et al. 2007). Recently, in a mouse model of metastatic peritoneal lesions of ovarian cancer, Pu et al. (2014) injected luteinizing hormone-releasing hormone (LHRH) receptor-targeted paclitaxel-loaded microbubbles into the mouse peritoneal cavity and exposed the abdomen to ultrasound for sonporation. These microbubbles specifically bind to tumor cells expressing LHRH, and upon exposure to ultrasound, encapsulated drugs can be locally released at the tumor sites. Compared to treatment with paclitaxel alone, this approach resulted in an approximately two-fold higher apoptosis rate, an extended median survival time of treated mice from 37 to 47 days, and an approximately 55 % reduced tumor angiogenesis. In patients, however, peritoneal spread of cancer is usually diffuse and further studies are needed to assess clinical practicability of this approach to efficiently treat a diffuse disease process, such as peritoneal carcinomatosis using USMB.
3.3 Ultrasound Parameters
Most studies have shown successful USMB-guided drug delivery using already available clinical ultrasound imaging systems; however, the reported delivery efficiency is inconsistent (Newman and Bettinger 2007), likely due to there being so far no standardization of the acoustic parameters. To date, standardized ultrasound parameters for drug delivery have not been determined on any of the current clinical ultrasound systems, possibly because the systems have limited tunable acoustic parameters. This makes it difficult to perform a systematic and parametric study for optimal drug delivery on these systems. Optimizing ultrasound parameters tailored for the purpose of drug delivery has the potential to improve treatment outcomes (Yu et al. 2013). To determine an optimal setting for effective delivery, some studies compared drug delivery outcomes using custom-built ultrasound systems with more flexibility in the acoustic parameters. A wider range of ultrasound parameters was tested in drug delivery into cells in-vitro (Sonoda et al. 2007; Ghoshal et al. 2012) and in-vivo (Sorace et al. 2012; Wang et al. 2013a, Haag et al. 2006). So far, standard ultrasound parameters for USMB drug delivery have not been established. In-vivo ultrasound settings suggested by current literature are as follows:
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Ultrasound frequency: 0.4 ~ 3 MHz. Lower frequencies are more preferable in general because the pressure threshold to initiate cavitation is reduced in the low frequency range (Apfel and Holland 1991).
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Ultrasound intensities: 0.3 ~ 3 W/cm2. This range lies close to or above the level used in diagnostic ultrasound (0.1–100 mW/cm2), but below that of high-intensity focused ultrasound (Dubinsky et al. 2008; Leslie and Kennedy 2006). This allows for drug delivery into tumors while minimizing damage to normal tissues.
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Mechanical index: 0.2 ~ 1.9. Mechanical index is defined as the ratio of peak negative pressure in MPa and the square root of center frequency in MHz. This index indicates the likelihood of cavitation generation. The likelihood of cavitation increases with increasing ultrasound intensity and decreasing frequency, and the mechanical index of an acoustic field is used as a safety gauge on clinical ultrasound imaging systems. The FDA stipulated limitation of mechanical index for clinical diagnosis is 1.9. It is thought that cavitation is unlikely to occur at a mechanical index of less than 0.7 (Newman and Bettinger 2007). However, the presence of microbubbles in the acoustic field significantly reduces this threshold by a rather unpredictable degree. This allows for USMB-enhanced drug delivery under a mechanical index lower than 1.9 (Newman and Bettinger 2007).
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Duty cycles: <1–90 %. Duty cycle specifies the percentage of time pulsed ultrasound transmission occurs (O’Brien 2007). Applied duty cycles vary substantially among various publications and usually depend on the ultrasound intensity used. In general, long duty cycles combined with high intensities can cause thermal damage to tissues. To avoid unnecessary thermal effects, duty cycles are kept low when high intensities are used and vice versa.
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Duration of ultrasound exposure: 10 s ~ 30 min. The exposure duration needs to be sufficiently long for complete destruction of the administered microbubbles. However, for safety reasons, the exposure duration should be shortened to the minimally required time to avoid excess tissue damage. Most investigators apply ultrasound for a period of 1–5 min.
3.4 Treatment Schedule
The treatment schedule, including the temporal sequence of drug administration, USMB treatment, and the length and interval durations of repeated treatment cycles can have substantial effects on treatment efficiency.
Given that USMB only increases the permeability for a few seconds to a few hours (Tzu-Yin et al. 2014; Fan et al. 2012; Sheikov et al. 2008; Park et al. 2012a), administration of therapeutic agents at different time points following USMB treatment could result in substantially different treatment outcomes, as recently demonstrated in an in-vivo model by Zhao et al. (2012). In their experiment, three different treatment schedules (USMB applied 2 h before, 2 h after, or simultaneously with the injection of doxorubicin-loaded liposomes) were tested in a human breast cancer model in mice. Tumor suppression was smallest in mice treated with USMB applied 2 h after drug administration, and comparable in the other two treatment groups. This indicates a lingering therapeutic window for drug delivery of at least 2 h after USMB. Knowing the therapeutic window after a certain USMB treatment is critical to maximize therapeutics in cancer.
The influence of treatment interval length on USMB therapeutic outcomes was further assessed by Liao et al. (2012). Two different USMB treatment schedules, combined with the administration of anti-angiogenic gene therapy using endostatin and calreticulin, were evaluated in a subcutaneous hepatocellular cancer model in mice. In the first group of animals, USMB was applied once a week over 4 weeks. In the second group, USMB was applied daily over the first 4 days and all tumors were observed over a 4-week period. Therapeutic effects were more pronounced in the first group compared to the second one, suggesting that a continuous systemic concentration of angiogenesis inhibitors administrated weekly may be more effective in tumor growth inhibition than the administration of a high dose during a short time period (Grossman et al. 2011; Kisker et al. 2001).
It is expected that in the future optimized treatment schedules may need to be assessed for different tumor types and different therapeutic agents to enable maximum treatment effects.
4 Application in Cancer Therapies
Numerous studies have shown successful USMB-mediated drug delivery to a number of different cancer types (Table 15.1). This technique has shown enhanced systemic chemotherapy tumoricidal effects, improved biodistribution with preferential local accumulation in tumor tissue, and reversal of drug resistance of certain cancer types. It has also been proposed as an adjuvant treatment to other cancer therapies, as well as a potential approach to cancer vaccination. In the following section, the current status of USMB-mediated drug delivery in different types of cancer therapies in-vitro and in preclinical animal models is reviewed.
4.1 Cancer Therapy
4.1.1 Enhanced Tumoricidal Effects
Multiple in-vitro and in-vivo studies have demonstrated that USMB improves tumoricidal effects, as evidenced by a reduction of tumor growth, increase in tumor apoptosis and necrosis, decrease in angiogenesis and regulation of relative protein expressions (Fig. 15.4).
For example, in a prostate tumor bearing mouse model (Goertz et al. 2012), intravenous injection of the chemotherapeutic docetaxel, along with microbubbles and ultrasound treatment, resulted in four-fold increase in necrosis compared to treatment with docetaxel alone at 24 h. In a mouse ovarian cancer model, Xing et al. (2008) investigated the level of tumor suppressor p53 after treatment with paclitaxel-loaded microbubbles and ultrasound. They showed that p53 expression was down-regulated 33 % more than in the paclitaxel alone group. Greco et al. (2010) treated mice with prostate cancer xenografts using USMB-assisted delivery of cancer terminator virus (CTV) with CTV-loaded microbubbles. They showed complete tumor response with complete tumor eradication following several weeks of weekly treatment. Even when animals were followed up to 3 months after the treatment, there was no tumor recurrence or metastatic spread in any of the mice. Similar complete response results were also reported in other murine cancer models, including head and neck squamous cell carcinoma (2007) and ovarian cancer (Greco et al. 2010).
Delivery of multiple medications, or poly-therapy, using USMB can further enhance tumoricidal effects. Yu et al. (2013) administered a mixture of two therapeutic plasmids, HSV-TK/GCV and the tissue inhibitor of metalloproteinase 3 (Timp3), along with cationic microbubbles into mice bearing subcutaneous hepatocellular carcinomas and insonated the tumors with ultrasound. An additional 30 % improvement of tumor suppression was observed compared with USMB-mediated delivery of either gene alone. Liao et al. (2012) treated orthotropic liver tumors in mice using USMB-assisted delivery of a combination of endostation (an anti-angiogenic gene) and interleukin-12 (an immunotherapeutic drug that prompts the immune system to fight cancer). The treatment resulted in an average tumor volume reduction to 7 % of the original size, while USMB-assisted delivery of either endostation or interleukin-12 alone resulted in a tumor volume reduction to only 52 % and 56 %, respectively.
Tumoricidal effects were observed not only in primary tumors but also in their metastases. Park et al. (2012b) studied treatment of breast cancer brain metastasis using USMB. A chemotherapeutic, trastuzumab, was co-injected along with Definity® microbubbles, and brain metastatic lesions were insonated by transcranial ultrasound. In animals treated with USMB and trastuzumab, an overall longer survival time, significant tumor suppression and even complete remission in some cases were observed compared to animals treated with intravenously injected trastuzumab alone. Pu et al. (2014) developed a method for treating metastatic ovarian cancer peritoneal lesions using the complex of LHRHa-targeted paclitaxel-loaded microbubbles. Five consecutive treatments with i.p. injection of this complex, followed by ultrasound exposure to the abdomen, resulted in approximately two-fold more cell apoptosis and 50 % lower microvessel density in peritoneal implants compared to the treatment with i.p. injection of paclitaxel alone.
In summary, USMB has demonstrated benefits in improving outcomes of many anti-cancer therapeutics in various preclinical tumor models, resulting in significantly increased tumoricidal effects, even complete remission in some cases.
4.1.2 Reduction of Toxicity of Chemotherapeutics
One of the most notorious problems of chemotherapy is its significant systemic toxicity, including cardiotoxicity and myelosuppression (Rahman et al. 2007). This issue could be addressed by the aforementioned technique of drug-loaded microbubbles with a spatially confined release of the encapsulated drug in the region exposed to ultrasound, while the drug remains on the microbubbles or nanoparticles, and rapidly clears before free drug exposes healthy tissues. For example, Cochran et al. (2011b) demonstrated preferential drug accumulation in the tumor, and smaller levels in normal organs, using doxorubicin-loaded microbubbles and ultrasound in a subcutaneous hepatoma mouse model. Specifically, the drug concentration was eight-fold higher in hepatoma (2.491 vs. 0.373 %/g tissue) and 50 % lower in the myocardium (0.168 vs. 0.320 %/g tissue) in mice treated with doxorubicin-loaded microbubbles, with ultrasound relative to the mice treated with the same dose of free drug (Fig. 15.5). Similar results were reported by Yan et al. (2013) in mice bearing breast cancer xenografts treated with paclitaxel liposome-loaded microbubbles and ultrasound. In tumors, a 3.5-fold higher paclitaxel tumor concentration could be obtained, along with significantly reduced levels of paclitaxel in normal liver and kidney tissues, compared to mice treated by free paclitaxel liposomes and ultrasound without microbubbles.
The lower drug concentration in the non-insonated healthy organ might reduce the toxicity of chemotherapeutics. Additionally, the preferential accumulation in insonated tumors suggests that the systemically administered dose may be reduced and yet still produce a comparable treatment effect in the diseased tissues. This may reduce the drug deposition in healthy organs, thus reducing the systemic toxicity. This feature has significant clinical implications in that it may reduce the systemic side effects in patients, as well as the financial burden of the cost of expensive chemotherapy drugs.
4.1.3 Reversal of Drug Resistance
Drug resistance is a common chemotherapy challenge resulting in failure of successful therapy in many cancers. For example, 75 % of pancreatic cancer patients are resistant to gemcitabine, even though it is the first-line chemotherapeutic agent for pancreatic adenocarcinoma (Ducreux et al. 1998). In breast cancer, only 60–70 % patients respond to anthracycline-based chemotherapy, with only 14 % of them being completely responsive (Carey et al. 2006).
Drug resistance is often caused by the up-regulation of special transporters across the cancer cell membranes, preventing cellular uptake of drugs and/or ejecting drugs from the cytoplasm. An example is the multidrug resistance associated protein pumps, also known as P-glycoproteins, which are exporters of ATP-binding cassette transporters (Gottesman 2002; Szakacs et al. 2006).
Deng et al. (2013) observed that the use of USMB could help reduce drug resistance by down-regulating the level of P-glycoprotein in breast cancer cells in-vitro. Doxorubicin-resistant MCF-7 breast cancer cells were exposed to doxorubicin-liposome-microbubble complexes and insonated by ultrasound. Cells treated with doxorubicin-liposome-microbubble complex and ultrasound showed a more rapid cellular uptake, enhanced nuclear accumulation of drugs, and less drug efflux. Importantly, P-glycoprotein levels were substantially reduced in treated cells compared to non-treated cells (Fig. 15.6). Although the exact mechanism of reduced P-glycoprotein expression levels by USMB treatment remains unclear, it has been speculated that the P-glycoprotein could have been mechanically removed from the cell membranes due to shear force induced by ultrasound-triggered microbubble cavitation (Brayman et al. 1999).
Alternatively, drug resistant tumors can be transfected with therapeutic genes to increase membrane transporters that shuffle drugs into tumor cells. This concept has been shown in-vitro in gemcitabine-resistant cells (dilazep-treated HEK293) transfected with human concentrative nucleoside transporter 3 (hCNT3) gene using USMB (Paproski et al. 2013). This resulted in a more than 2,000-fold increase of hCNT3 mRNA expression, and a subsequent more than 3,400-fold increased cellular uptake of gemcitabine relative to that in non-transfected cancer cells.
These two examples demonstrate that both physical impact of USMB on tumor cells and USMB-assisted transfection of transporter genes could potentially help overcome tumor cell drug resistance. However, so far experiments on this topic have only been performed under in-vitro conditions and further studies in animal models are warranted.
4.2 Adjuvant Treatment to Other Cancer Therapies
Adjuvant chemotherapy or radiotherapy is often applied following surgical resection in order to minimize local tumor recurrence and reduce tumor metastases. USMB-mediated drug delivery into a resection bed could become a part of a multimodality treatment approach of certain cancer types to reduce local recurrence rates. Sorace et al. (2014) proposed the use USMB-mediated delivery of cetuximab as adjuvant therapy following surgical resection of head and neck cancer in mice (1 MHz, 0.9 MPa peak negative pressure, 15 s pulse repetition period, 5 % duty cycle for 5 min). Tumors were resected at various degrees (0, 50, or 100 %), followed by adjuvant therapy with USMB-assisted delivery of cetuximab. During a 60-day post surgery observation period, there was no tumor recurrence in mice treated with complete tumor resection and USMB-aided drug treatment, while the recurrence rate was 66 % in animals receiving complete resection but no adjuvant USMB-guided therapy.
4.3 Cancer Vaccination
Cancer vaccination refers to the mediation that stimulates or restores the immune system’s capability to treat existing cancer or prevent cancer development in certain high-risk individuals. The “classic” vaccine is currently achieved using tumor antigens isolated from surgical specimens or cancer cell lines, and made non-viable in ex-vivo conditions (Chiang et al. 2010). The non-viable antigens are then injected into the patient. The antigens can be taken up by the dendritic cells, processed intracellularly and subsequently expressed on the cell surface (Timmerman and Levy 1999). In the presence of antigen-presenting cells, the naïve T-cells are activated and play a central role in cell-mediated immunity to eliminate cancerous cells before they can do any harm. However, most clinical trials investigating cancer vaccination have failed or had very modest responses. A possible explanation is that the immune system of cancer patients is suppressed, with dendritic cells not recognizing the antigens to trigger an appropriate immune response in order to kill cancer cells.
USMB is currently being explored as a tool for in-vivo transfection of dendritic cells for cancer vaccination with improved transfection efficiency. It was found that antigen-encoding RNA intranodally injected into lymph nodes can be taken up by resident lymph node dendritic cells. Transfection of the dendritic cells propagated a T-cell attracting and stimulatory intralymphatic milieu, leading to efficient expansion of antigen-specific T cells, eliciting a protective and therapeutic anti-tumoral immune response (De Temmerman et al. 2011). The uptake of antigen-encoding RNA by dendritic cells could be further enhanced by the assistance of USMB. On the other hand, intradermally injected microbubbles can migrate to and successfully accumulate in lymph nodes (Sever et al. 2009). The accumulation of microbubbles can enhance image contrast and facilitate in-vivo transfection of dendritic cells in the lymph nodes.
Oda et al. (2012) performed a first in-vitro proof-of-principle experiment and extracted tumor-specific antigens from melanoma cells. These were then delivered into dendritic cells with the assistance of USMB. This treatment induced 74.1 % of dendritic cells to present melanoma-derived antigens on their cell surface, relative to only 5.7 % in the group without USMB. These antigen-presenting dendritic cells were then intradermally injected twice into the backs of mice to assess effects in preventing melanoma lung metastases in-vivo. The results demonstrated a four-fold decrease in lung metastasis frequency after USMB-assisted prophylactic vaccination.
5 First Clinical Case Study
Recently, USMB was explored in a first clinical case study conducted by Kotopoulis et al. (Kotopoulis et al. 2013) in five patients with locally advanced pancreatic cancer. In this study, the patients were administered standardized gemcitabine treatment followed by sequential treatment with SonoVue® microbubbles and customized commercial ultrasound scanning over a period of 31.5 min (1.9 MHz, mechanical index 0.49, 1 % duty cycle, 5 kHz repetition rate, and 0.27 MPa peak negative pressure). The results showed that compared with a historical control group of 80 patients treated with gemcitabine alone, the 5 patients were able to tolerate a greater number of chemotherapy cycles (16 ± 7 vs. 9 ± 6 cycles). The tumor size was temporally or permanently reduced in 2 out of 5 patients, and the other 3 patients showed reduced tumor growth. No adverse effects related to this procedure were reported in this study.
This is the first report on sonoporation performed in a clinical setting, representing an important first step toward clinical development and hopefully also supporting subsequent clinical trials to be performed in additional institutions. However, this study has several limitations. Firstly, the treatment protocol has not been optimized, including ultrasound parameters and doses of drug and microbubbles. Future studies are warranted to explore this in the clinical setting. Secondly, only five patients were included for this pilot study and it remains unclear whether there was a true clinical benefit for the treated patients since there was no report on standard oncological outcomes, such as time to progression and overall survival time. Finally, long-term safety needs to be assessed for this treatment protocol.
An ongoing clinical trial conducted by the same research team including more patients with pancreatic cancer is expected to confirm this promising outcome (Helse Bergen and Georg 2010). Additionally, a clinical trial about the safety of USMB-assisted chemotherapy for the treatment of malignant neoplasms of the digestive system is currently being performed in China (Kun and Lin 2014). In this study, pancreatic cancer patients with liver metastases in whom routine chemotherapy has failed will be recruited. These patients will undergo treatment with USMB (SonoVue® microbubbles) and chemotherapy (platinum or gemcitabine). The tumor response rate and the safety limits on the mechanical index and ultrasound treatment time will be explored.
6 Prospects and Conclusions
Exciting results in preclinical studies and promising results in a first clinical case study show great potential for USMB-mediated drug delivery in cancer therapy. To further improve this technique and to develop it as a safe and efficient therapeutic approach, several issues need to be addressed.
6.1 Mechanisms of Microbubble-Tissue Interaction In-vivo
While multiple studies have provided some insight into the dynamic interaction between cavitating microbubbles and tumor cells for successful cellular drug delivery in a well-controlled in-vitro setup, successful drug delivery in an in-vivo environment is more complex and challenging. For a drug to reach the target tumor cells in-vivo, several biological barriers have to be overcome. New insights into the mechanisms of sonoporation in in-vivo tumor tissue need to be further explored to allow optimal use of the biological implications of USMB-mediated drug delivery. The cavitation dynamics of microbubbles may be altered in-vivo compared to in-vitro settings due to the confinement from the surrounding tissues.
6.2 Advance in Multifunctional Microbubbles
Microbubbles play a key role in USMB-mediated drug delivery systems. Improved clinical outcomes may be achieved by the development of new microbubble formulations, with increased drug loading capacity and improved site-specific targeting. Several studies have been initiated towards these aims. For example, Borden et al. (2007) designed a multilayer construction using cationic polymers on the surface of positively charged microbubbles. These increased loading capacity of microbubbles for DNA by ten-fold. Covalently binding nanocarriers to microbubbles is an alternative approach, increasing loading capacity 34-fold without significantly increasing the diameter of the microbubble drug carrier (Sirsi and Borden 2014). In terms of further improvement of the targeting specificity, molecularly targeted microbubbles could be used that bind to markers differentially overexpressed on the tumor vasculature, such as VEGFR2, αvβ3 integrins or thymocyte differentiation antigen 1 (Lutz et al. 2014; Foygel et al. 2013; Bachawal et al. 2013; Wilson et al. 2013; Kircher and Willmann 2012a, b; Kiessling et al. 2012; Pysz and Willmann 2011; Deshpande et al. 2010; Schneider 2008).
6.3 Optimization of Drug Delivery Protocol
One of the main aims of USMB-mediated drug delivery research is to develop an optimal treatment protocol for improved drug delivery into tumor tissues. As mentioned above, several studies have investigated the influence of various ultrasound parameters, microbubble types and drug dosages, as well as routes of microbubble and drug administration, in order to identify more optimized settings for an USMB-assisted drug delivery approach. Unfortunately, so far, most optimization studies have been performed in cell culture experiments (Sonoda et al. 2007; Ghoshal et al. 2012), with only a few studies performed in-vivo (Sorace et al. 2012; Panje et al. 2012), these being limited to mouse tumor models. It is unclear whether these results obtained in mice are applicable in larger animals and even patients, where concerns of limited acoustic window and higher attenuation may arise for deeply seated tissues. Future research, systematically assessing the influences of various delivery parameters on the efficiency and safety of USMB-mediated drug delivery in larger animals is needed.
6.4 Development of a Dedicated Ultrasound System for Drug Delivery
USMB-mediated drug delivery can be achieved using clinical ultrasound imaging systems or custom-built ultrasound systems; however, limitations exist in both types of systems. The clinical imaging systems have very limited range of tunable pulse parameters and temporal pulsing sequences, which may result in less effective drug delivery outcomes. The custom-built ultrasound systems have more flexibility in pulse parameter and sequence design; however, these systems are usually assembled with a single element transducer. Mechanical motion of the transducer is often needed for a 3-dimensional raster scan over the entire tumor volume, which can be a time-consuming procedure. To address these issues, a more flexible system capable of generating a wide range of tunable pulse parameters and equipped with an array transducer capable of 3D electronic beam steering is essential. Development of a new system dedicated for drug delivery may substantially improve the therapeutic outcomes with minimally required treatment time.
6.5 Safety Studies
Although diagnostic ultrasound and contrast agents are considered safe and have been approved for use in clinical diagnostic imaging, safety of using ultrasound and microbubbles for therapeutic purposes needs to be systematically studied. A few preclinical studies in small animals so far have evaluated the safety of USMB using simple parameters, such as weight, eating habits and mobility (Pu et al. 2014; Kotopoulis et al. 2014; Zhou et al. 2010). However, more formal toxicity studies are likely required for various treatment protocols before clinical development.
7 Conclusions
The future success of cancer therapy is dependent on the development of noninvasive delivery methods that can efficiently and selectively deliver therapeutic agents to target cells with minimal systemic toxicity. Sonoporation, triggered by USMB, is a promising technique to fulfill this need. It is likely that drug delivery with USMB will benefit greatly from future improvements in molecular targeting strategies, engineering of new microbubble, and the development of precisely focusable ultrasound probes with optimized technical parameters of the ultrasound beam and optimized therapeutic temporal delivery sequences. This approach may provide much-needed therapeutic breakthroughs in cancer therapy, especially in cases where only palliative treatment is available.
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Qin, J., Wang, TY., Willmann, J.K. (2016). Sonoporation: Applications for Cancer Therapy. In: Escoffre, JM., Bouakaz, A. (eds) Therapeutic Ultrasound. Advances in Experimental Medicine and Biology, vol 880. Springer, Cham. https://doi.org/10.1007/978-3-319-22536-4_15
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