Abstract
This chapter gleans some lessons from the World Bank’s enablement initiative that took place in Iran from 2004 to 2009. An $80 million loan from the World Bank targeted these settlements in Bandar Abbas, Zahedan, Kermanshah, Sanandaj, and Tabriz. Adaptation, formalization, and integration emerged as the three components of this upgrading process based on data collection and analysis from mainly secondary sources of information on this initiative. The chapter then delves deeper into these themes and distinguishes them from the mainstream planning process that starts from the conception of an idea, followed by the planning phase, and finally implementation. Service delivery, governance, and leadership constitute the three key components of adaptation which captures people’s coping mechanisms and endurance. Title deeds, regularization, and physical upgrading represent the three attributes of formalization representing compliance with formal regulations, and finally, trust building, capacity building, and asset building epitomize integration when an informal settlement victoriously formalizes. Regardless of whether or not the targeted settlements experienced all of these three types of transformations fully or partially, these efforts were compared and ranked for the target cities.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Similar content being viewed by others
Notes
- 1.
See Dovey, Kim. 2012. Informal Urbanism and Complex Adaptive Assemblage. International Development Planning Review 34 (4): 349–367.
- 2.
Bandar Abbas (capital of Hormozgan province); Tabriz (capital of Azarbaijan Province); Kermanshah (capital of Kermanshah province); Zahedan (capital of Sistan and Baluchestan Province); Sanandaj (the capital of Kurdestan province).
- 3.
This low-tech recycling process engaged a wide network of people and businesses, from shop owners who rented out carts to truck drivers distributing them among end users who collected garbage throughout the city, to people that separated and packaged garbage by type. For more information see Khatam (2002).
- 4.
For example, in Pinar, Istanbul, people have reused discarded mattress wire mesh to separate public from private spaces and to demarcate their house boundaries.
- 5.
Eskandari (2008) explains how 22 local women served as neighborhood mayors and oversaw the implementation of repairing an open sewer project that ran through a neighborhood in Bandar Abbas. This project demonstrated successful trust building and cooperation between people and city officials in 2006.
- 6.
While ‘formalizing the informal’ presents a common urban management goal, Dowlatabad experienced a reverse trend. This originally large swath of land belonged to a wealthy local landlord who decided to subdivide and sell it all (Irandoust personal interview 2016). To avoid poor planning, a professional planner prepared a gridiron plan with plots of roughly 200 m². Knowing that large lot sizes were not affordable and would not easily sell in the future, they were further broken up into four smaller 50 m² lots. Having found these small lots affordable and more compatible with their needs, lower-income people purchased them. Unlike the organic, meandering, and seemingly unorganized spatial structure of most informal settlements, Dowlatabad looks much like a typical formal planned neighborhood. This experience demonstrates that if there is an economic or political will, informal settlements do not have to look chaotic, and can benefit from the clarity of gridiron plans.
- 7.
For more information about Kermanshah’s typologies of informal neighborhoods see Alaedini and Tavangar (2012).
- 8.
Building the Ill Goli metro station in the upscale part of Tabriz as opposed to Ahmadabad with its potentially higher ridership illustrates the public perception about enforcing redlining toward the poor.
- 9.
While, according to Piran (2002), 25–30% of Shirabad’s population might engage in drug-related activities, its public image is much worse.
- 10.
This is what Roy calls the “rural/urban interface.” See Roy (2005).
- 11.
See Razzaz (1998).
- 12.
See Glickman and Servon (1998).
References
Alaedini, P., & Bahmani Azad, B. (2012). The target population’s evaluation on upgrading and empowerment activities of informal settlements in Zahedan: Case studies of Karimabad, Siksouzi and Shirabad. Research in Social Welfare, 1, 29–47 (in Farsi).
Alaedini, P., & Ghani, A. (2010). The empowerment and upgrading experience of informal settlements in Sanandaj: The stakeholders’ views. Haft Shahr, 33 & 34, 11–21.
Alaedini, P., Poorshad, M. M., & Jalali-Mousavi, A. (2012). Promoting the welfare state of informal settlements in Iran. Social Welfare, 41, 69–91 (in Farsi).
Alaedini, P., & Tavangar, F. (2012). Improving safety and security of informal settlements through urban upgrading and enabling activities: The experience of dowlatabad neighborhood of Kermanshah, Iran. Haft Shahr, 37 & 38, 94–104 (in Farsi).
Arefi, M. (2004). Neighborhood jump-starting: Los Angeles neighborhood initiative. Cityscape, 7(1), 5–22.
———. (2014). Order in informal settlements: A case study of Pinar, Istanbul. Built Environment, 37(1), 42–56.
De Soto, H. (2000). The mystery of capital: Why capitalism triumphs in the West and fails everywhere else. New York: Basic Books.
Dovey, K. (2012). Informal urbanism and complex adaptive assemblage. International Development Planning Review, 34(4), 349–367.
Eskandari, Z. (2008). Teacher-Mayor: Managing the city like a classroom: Revisiting an experience from Bandar Abbas. Haftshahr, 23 & 24, 106–113 (in Farsi).
Glickman, N., & Servon, L. (1998). More than bricks and sticks: Five components of community development corporation capacity. Housing Policy Debate, 9, 497–539.
Irandoust, K. (2010). A brief overview of the informal settlements’ enabling experience: The case study of Kermanshah. Geography & Development, 20, 59–78 (in Farsi).
Khatam, A. (2002). People’s share, government’s share in neighborhood physical upgrading & enabling projects: The Jafarabad, Kermanshah experience. Haftshahr, 9 & 10, 33–42 (in Farsi).
Lewis, O. (1959). Five families: Mexican case studies in the culture of poverty. New York: Basic Books.
Nathan, R. P. (1992). A new agenda for cities. Columbus, OH: National League of Cities.
Piran, P. (2002). On informal settlements again: A case study of Shirabad, Zahedan. Haftshahr, 9 & 10, 8–24 (in Farsi).
Razzaz, O. (1998). Land disputes in the absence of ownership rights: Insights from Jordan. In E. Fernandes & A. Varley (Eds.), Illegal cities: Law and urban change in developing countries (pp. 69–89). New York: Zed Books.
Rostamzadeh, Y. (2011). Organizing and empowering informal settlements in urban areas with the attitude of local residents: Case study: Tohid area, Bandar Abbas. Urban Management, 28(Autumn & Winter), 321–336 (in Farsi).
Roy, A. (2005). Urban informality: Towards and epistemology of planning. Journal of the American Planning Association, 71(2), 147–158.
Sarrafi, M. (2002). Recommendations for organizing and empowering the informal settlements in Iran. The Journal of Social Welfare, 11, 111–122 (in Farsi).
Shatkin, G. (2000). Obstacles to empowerent: Local politics and civil society in Metropolitan Manila, the Philippines. Urban Studies, 37(12), 2357–2375.
Takahashi, K. (2009). Assessing NGO empowerment in housing development frameworks: Discourse and practice in the Philippines. International Journal of Japanese Sociology, 18, 112–127.
The World Bank: Implementation Completion and Results Report (IBRD-47390). (2010). Report No: ICR00001412.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2019 The Author(s)
About this chapter
Cite this chapter
Arefi, M., Mohsenian-Rad, N. (2019). Endurance, Compliance, Victory: Learning from Informal Settlements in Five Iranian Cities. In: Arefi, M., Kickert, C. (eds) The Palgrave Handbook of Bottom-Up Urbanism. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-319-90131-2_14
Download citation
DOI: https://doi.org/10.1007/978-3-319-90131-2_14
Published:
Publisher Name: Palgrave Macmillan, Cham
Print ISBN: 978-3-319-90130-5
Online ISBN: 978-3-319-90131-2
eBook Packages: Social SciencesSocial Sciences (R0)