Abstract
The misleading and overbroad notion is widespread that there is no right of asylum of the individual set out in the Refugee Convention but rather that the right of asylum is instead purely a State discretionary prerogative. That over-simplistic perspective further seems to be premised on an erroneous view of the refugee asylum seeker as ‘the other’ in the sense also of being a person beyond the sovereign protective jurisdiction of any State but for the discretionary decision of a particular State to exercise its authority and control over the asylum seeker and possibly grant asylum. Yet, as the analysis here (it is contended) illustrates in respectful opposition to the holding of the European Court of Justice Grand Chamber in X and X v. Belgium; the asylum seeker is not beyond the protective aspect of democratically based national or regional law. Under law that is grounded in democratic values, which law is inevitably and inextricably bound with respect for fundamental human rights, an absence of a positive ‘duty to protect’ (purportedly flowing from, for instance, the ostensible declining by a prospective asylum State of jurisdiction over an asylum request) is, on the view here, but a ‘legal fiction’ where refoulement would be the practical effect. It is, however, a legal fiction that when adopted and applied to actual decision-making generally has tragic consequences for refugees seeking and in dire need of asylum.
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Notes
- 1.
The reference here is to the asylum seeker fleeing persecution who may or may not be stateless and who may or may not as yet be a declared refugee (an officially recognized refugee under the Refugee Convention or a person recognized as in need of international protection under some complementary international protection framework).
- 2.
European Court of Justice (Grand Chamber Judgment) Reference for a Preliminary Ruling (7 March, 2017) (Case No. C-638-16) X and X v. Belgium Available at http://curia.europa.eu Accessed 22 October, 2017.
- 3.
Compare Gowlland-Debbas (1994), p. 3.
- 4.
United Nations High Commissioner on Refugees (UNHCR) Advisory Opinion on the Extraterritorial Application of Non-Refoulement Obligations under the 1951 Convention relating to the Status of Refugees and its 1967 Protocol (26 January, 2007) at point 8, p. 3.
- 5.
United Nations High Commissioner on Refugees (UNHCR) Advisory Opinion on the Extraterritorial Application of Non-Refoulement Obligations under the 1951 Convention relating to the Status of Refugees and its 1967 Protocol (26 January, 2007 point 8).
- 6.
United Nations High Commissioner on Refugees (UNHCR) Advisory Opinion on the Extraterritorial Application of Non-Refoulement Obligations under the 1951 Convention relating to the Status of Refugees and its 1967 Protocol (26 January, 2007 point 6).
- 7.
UNHCR Advisory Opinion on the Extraterritorial Application of Non-Refoulement Obligations under the 1951 Convention relating to the Status of Refugees and its 1967 Protocol, point 35 at p. 16.
- 8.
Pushback measures can involve refoulement of asylum seekers irregularly arrived near or at the border or of those who have irregularly entered the State interior territory i.e. often through expedited removal without a hearing or fast tracked removal with a hearing without the full procedural safeguards of due process to an unsafe homeland or third country etc. The Trump travel ban (ostensibly temporary) previously here discussed is a blanket extraterritorial control measure targeting refugees who had not yet received final entry and travel papers through the US resettlement program by a set date and banning also entry by certain foreign nationals abroad more generally based on specific nationality. The decision regarding entry under the Trump travel is thus not based on the merits or demerits of individual applications for entry documents.
- 9.
Should a State allow humanitarian visas to be issued to asylum seekers through its embassy located in a third country (outside its own territory and also outside the asylum seeker’s home State) that would not constitute extraterritorial processing of an asylum application. This since the embassy located in that third State is as an embassy the designated territory of the State granting that asylum and not that of the third State hosting the embassy.
- 10.
See Gowlland-Debbas (1994), pp. 3–4.
- 11.
X and X v. Belgium European Court of Justice (Grand Chamber Judgment) Reference for a Preliminary Ruling (7 March, 2017) (Case No. C-638-16).
- 12.
Jensen (2014), p. 4.
- 13.
Jensen (2014), p. 3.
- 14.
Jensen (2014).
- 15.
European Visa Code Article 25(1) Cited in X and X v. Belgium European Court of Justice (Grand Chamber Judgment) Reference for a Preliminary Ruling (7 March, 2017) (Case No. C-638-16).
- 16.
See United Nations High Commissioner on Refugees (UNHCR) Advisory Opinion on the Extraterritorial Application of Non-Refoulement Obligations under the 1951 Convention relating to the Status of Refugees and its 1967 Protocol (26 January, 2007) at point 26, p. 12.
- 17.
See United Nations High Commissioner on Refugees (UNHCR) Advisory Opinion on the Extraterritorial Application of Non-Refoulement Obligations under the 1951 Convention relating to the Status of Refugees and its 1967 Protocol (26 January, 2007) at point 27, p. 13.
- 18.
See United Nations High Commissioner on Refugees (UNHCR) Advisory Opinion on the Extraterritorial Application of Non-Refoulement Obligations under the 1951 Convention relating to the Status of Refugees and its 1967 Protocol (26 January, 2007) at point 29, p. 14.
- 19.
See Suresh v. Canada (Minister of Citizenship and Immigration), [2002] 1 S.C.R. 3, 2002 SCC 1. This Supreme Court of Canada ruling affirms that refoulement (deportation where the individual could face torture and/or inhuman or degrading treatment or punishment is a violation also of the ICCPR “Deportation to torture is prohibited by both the International Covenant on Civil and Political Rights [ICCPR] and the Convention against Torture and other Cruel, Inhuman or Degrading Treatment or Punishment… International law generally rejects deportation to torture, even where national security interests are at stake.”
- 20.
X and X v. Belgium European Court of Justice (Grand Chamber Judgment) Reference for a Preliminary Ruling (7 March, 2017) (Case No. C-638-16) Available at http://curia.europa.eu Accessed 22 October, 2017:
…since …no measure has been adopted, to date, by the EU legislature …with regard to the conditions governing the issue by Member States of long-term visas and residence permits to third- country nationals on humanitarian grounds, the applications at issue in the main proceedings fall solely within the scope of national law
- 21.
See United Nations High Commissioner on Refugees (UNHCR) Advisory Opinion on the Extraterritorial Application of Non-Refoulement Obligations under the 1951 Convention relating to the Status of Refugees and its 1967 Protocol (26 January, 2007) point 34, at p. 16.
- 22.
X and X v. Belgium European Court of Justice (Grand Chamber Judgment) Reference for a Preliminary Ruling (7 March, 2017) (Case No. C-638-16).
- 23.
For instance see European Court of Justice (Grand Chamber) (26 July, 2017) Referral for a Preliminary Ruling Case Khadija Jafari and Zainab Jafari v Bundesamt für Fremdenwesen und Asyl. Case No. C-646/16 “Determination of the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national” http://www.refworld.org/cases,ECJ,598dc9d14.html Accessed 24 October, 2017.
- 24.
European Court of Justice (Grand Chamber Judgment) Reference for a Preliminary Ruling (7 March, 2017) (Case No. C-638-16) X and X v. Belgium Available at http://curia.europa.eu Accessed 22 October, 2017.
- 25.
Germany has admitted over one million asylum seekers since 2015 including over 65,000 unaccompanied minors See Reuters 19 October, 2017 ‘Refugees in Germany: Fewer family reunifications than expected. says study’ http://www.dw.com/en/refugees-in-germany-fewer-family-reunifications-than-expected-says-study/a-41043907.
- 26.
European Court of Justice (Grand Chamber Judgment) Reference for a Preliminary Ruling (7 March, 2017) (Case No. C-638-16) X and X v. Belgium Available at http://curia.europa.eu Accessed 22 October, 2017.
- 27.
See for instance the Communiqué (14 February, 2017) titled ‘The Situation in Nauru and Manus Island:Liability for crimes against humanity in the detention of refugees and asylum seekers’ submitted by Stanford University’s International Human Rights and Conflict Resolution Clinic to the ICC Prosecutor Available at https://law.stanford.edu/publications/communique-to-the-office-of-the-prosecutor-of-the-international-criminal-court-under-article-15-of-the-rome-statute-the-situation-in-nauru-and-manus-island-liability-for-crimes-against-humanity/ Accessed 24 October, 2017.
Literature, Materials and Cases
Literature
Gowlland-Debbas V (ed) (1994) The problem of refugees in the light of contemporary international law issues. Papers presented at the Colloquium organized by the Graduate Institute of International Studies in collaboration with the Office of the United Nations High Commissioner for Refugees, Geneva, 26–27 May, 1994. p 3. http://www.unhcr.org/4ca348026.pdf. Accessed 22 Oct 2017
Jensen UI (2014) Humanitarian Visas: option or obligation? EEPS Paper No. 68. Available https://www.ceps.eu/publications/humanitarian-visas-option-or-obligation. Accessed 22 Oct 2017
Materials
Communiqué (14 February, 2017) titled ‘The Situation in Nauru and Manus Island:Liability for crimes against humanity in the detention of refugees and asylum seekers’ submitted by Stanford University’s International Human Rights and Conflict Resolution Clinic to the ICC Prosecutor Available at https://law.stanford.edu/publications/communique-to-the-office-of-the-prosecutor-of-the-international-criminal-court-under-article-15-of-the-rome-statute-the-situation-in-nauru-and-manus-island-liability-for-crimes-against-humanity/ Accessed 24 October, 2017
United Nations High Commissioner on Refugees (UNHCR) Advisory Opinion on the Extraterritorial Application of Non-Refoulement Obligations under the 1951 Convention relating to the Status of Refugees and its 1967 Protocol (26 January, 2007) http://www.unhcr.org/4d9486929.pdf Accessed 22 October, 2017)
Cases
European Court of Justice (Grand Chamber) (26 July, 2017) Referral for a Preliminary Ruling Case Khadija Jafari and Zainab Jafari v Bundesamt für Fremdenwesen und Asyl. Case No. C-646/16 “Determination of the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national” http://www.refworld.org/cases,ECJ,598dc9d14.html Accessed 24 October, 2017
European Court of Justice (Grand Chamber Judgment) Reference for a Preliminary Ruling (7 March, 2017) (Case No. C-638-16) X and X v. Belgium Available at http://curia.europa.eu Accessed 22 October, 2017
Suresh v. Canada (Minister of Citizenship and Immigration), [2002] 1 S.C.R. 3, 2002 SCC 1
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Grover, S.C. (2018). In Defence of Non-Refoulement. In: Child Refugee Asylum as a Basic Human Right. Springer, Cham. https://doi.org/10.1007/978-3-319-78013-9_6
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