Skip to main content

Is There a Research Design Role for Sensitivity Analysis (SA) in Archaeological Modeling?

  • Chapter
  • First Online:
Uncertainty and Sensitivity Analysis in Archaeological Computational Modeling

Part of the book series: Interdisciplinary Contributions to Archaeology ((IDCA))

Abstract

The absence of sensitivity analysis (SA) in archaeological predictive modeling, and indeed in contemporary archaeological research design generally, places the discipline in stark contrast to other disciplines routinely employing such approaches. The lack of routinized use of SA diminishes credibility of model outcomes, and without it, loci of model uncertainty remain undetermined—whether attributable to parameterization or other model elements. This essay explores the nature of archaeological modeling goals, the constraints of archaeological data and the impact on uncertainty, and, finally, the potential position and role of SA in archaeological research design. In particular, issues of the tandem application of environmental and sociobehavioral modeling are addressed. It is argued that simplification of both models and expectations may well result in enhanced ability to effectively employ SA in archaeological modeling enterprises, and bolster outcome confidence.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Subscribe and save

Springer+ Basic
$34.99 /Month
  • Get 10 units per month
  • Download Article/Chapter or eBook
  • 1 Unit = 1 Article or 1 Chapter
  • Cancel anytime
Subscribe now

Buy Now

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 39.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 54.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 54.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Similar content being viewed by others

Notes

  1. 1.

    For my purposes, here I will ignore the various limitations of machine computing addressed by Evans (2012) as they might impact error and uncertainty.

  2. 2.

    This distinction to a degree replicates a long-standing debate in evolutionary theory between the primacy of individual and group selection (i.e., Darwin vs. Wynn Edwards; Borello 2005), as well as the role of information and its potentially differential distribution and access within the system (Whallon 2006, 2011). This distinction has also been recognized by Doran (1999) in his evaluation of “Agent Based Modeling in Archaeology,” and the differences between what he terms “individual cognition” and “group cognition,” although there are nuances of this distinction that cannot be afforded space here. Likewise, they may be variable in scale, being broadly applicable or narrowly so; the latter keyed to the individual case rather than the broader arena of like cases (recognizing that even simulation analyses keyed to individual cases may explain more than the case of interest).

References

  • Andres, T. (2010). Sensitivity analysis. In N. J. Salkind (Ed.), Encyclopedia of research design (pp. 1340–1341). Thousand Oaks, CA: Sage.

    Google Scholar 

  • Anonymous. (2013). A bone to pick. The Economist, Dec 21, 2013. Retrieved February 10, 2016 from http://www.economist.com/news/science-andtechnology/21591837-enthusiastic-amateur-suggests-work-how-dinosaurs-grew-wrong-bone

  • Baxter, M. J. (1994). Exploratory multivariate analysis in archaeology. Edinburgh, England: Edinburgh University Press.

    Google Scholar 

  • Beekman, C. S., & Baden, W. W. (Eds.). (2005). Non-linear models for archaeology and anthropology. Burlington, VT: Ashgate.

    Google Scholar 

  • Bernard, R. N. (1999). Using adaptive agent-based simulation models to assist planners in policy development: The case of rent control. Working paper 99-07-052. Santa Fe, NM: Santa Fe Institute.

    Google Scholar 

  • Bevan, A., & Wilson, A. (2013). Models of settlement hierarchy based on partial evidence. Journal of Archaeological Science, 40, 2415–2427.

    Article  Google Scholar 

  • Binford, L. R. (1978). Nunamiut ethnoarchaeology. New York: Academic.

    Google Scholar 

  • Borello, M. (2005). The rise, fall and resurrection of group selection. Endeavour, 29(1), 43–47.

    Article  Google Scholar 

  • Brouwer Burg, M. (2016). GIS-based modeling of archaeological dynamics: Strengths, weaknesses, and the utility of sensitivity analysis. In Brouwer Burg, H. Peeters, & W. A. Lovis (Eds.), Uncertainty and sensitivity in archaeological computational modeling. New York: Springer.

    Google Scholar 

  • Carr, C. (1985a). Perspective and basic definitions. In C. Carr (Ed.), For concordance in archaeological analysis, bridging data structure, quantitative technique and theory (pp. 1–17). Prospect Heights, NY: Waveland Press.

    Google Scholar 

  • Carr, C. (1985b). Getting into data: Philosophy and tactics for the analysis of complex data structures. In C. Carr (Ed.), For concordance in archaeological analysis, bridging data structure, quantitative technique and theory (pp. 18–44). Prospect Heights, NY: Waveland Press.

    Google Scholar 

  • Carroll, J. (2016). In M. Brouwer Burg, H. Peeters, & W. A. Lovis (Eds.), Uncertainty and sensitivity in archaeological computational modeling. New York: Springer.

    Google Scholar 

  • Clarke, D. L. (1970). Models in archaeology. London: Methuen.

    Google Scholar 

  • Costopoulos, A., & Lake, M. W. (Eds.). (2010). Simulating change: Archaeology into the twenty-first century, foundations of archaeological inquiry. Salt Lake City, UT: University of Utah Press.

    Google Scholar 

  • Costopoulos, A., Lake, M. W., & Gupta, N. (2010). Introduction. In A. Costopoulos & M. Lake (Eds.), Simulating change: Archaeology into the twenty-first century (foundations of archaeological inquiry) (pp. 1–8). Salt Lake City, UT: University of Utah Press.

    Google Scholar 

  • Crooks, A. T., & Heppenstall, A. J. (2012). Introduction to agent-based modeling. In A. J. Heppenstall, A. T. Crooks, L. M. See, & M. Batty (Eds.), Agent-based models of geographical systems (pp. 85–108). New York: Springer.

    Chapter  Google Scholar 

  • Doran, J. (1970). Systems theory, computer simulations, and archaeology. Special issue: Analysis. World Archaeology, 1(3), 289–298.

    Article  Google Scholar 

  • Doran, J. (1999). Prospects for agent based modelling in archaeology. Archeologia e Calcolatori, 10, 33–44.

    Google Scholar 

  • Doran, J. (2008). Review of: The model based archaeology of socionatural systems. In T. A. Kohler & S. E. van der Leeuw (Eds.), Socializing complexity: Approaches to power and interaction in archaeological discourse. In S. Kohring & S. Wyne-Jones (Eds.), Journal of Artificial Societies and Social Simulation. Retrieved March 19, 2014, from http://jasss.soc.surrey.ac.uk/11/3/reviews/doran.html.

  • Doran, J. (2011). Review of: Simulating change: Archaeology into the twenty-first century (foundations of archaeological inquiry). In A. Costopoulos & M. W. Lake (Eds.), Journal of Artificial Societies and Social Simulation. Retrieved December 02, 2014, from http://jasss.soc.surrey.ac.uk/14/4/reviews/2.html.

  • Evans, A. (2012). Uncertainty and error. In A. J. Heppenstall, A. T. Crooks, L. M. See, & M. Batty (Eds.), Agent-based models of geographical systems (pp. 309–346). New York: Springer.

    Chapter  Google Scholar 

  • Fayyad, U., Piatetsky-Shapiro, G., & Padhraic, S. (1996). From data mining to knowledge discovery in databases. Journal of Artificial Intelligence, 11(3), 37–53.

    Google Scholar 

  • Gilbert, N. (2008). Agent based models. Thousand Oaks, CA: Sage Research Methods.

    Google Scholar 

  • Hamby, D. M. (1994). A review of techniques for parameter sensitivity analysis of environmental models. Environmental Monitoring and Assessment, 32, 135–154.

    Article  Google Scholar 

  • Hegmon, M. (2003). Setting theoretical egos aside: Issues and theory in North American archaeology. American Antiquity, 68, 213–243.

    Article  Google Scholar 

  • Henrickson, L., & McKelvey, B. (2002). Foundations of “New” social science: Institutional legitimacy from philosophy, complexity science, postmodernism, and agent-based modeling. Proceedings of the National Academy of Sciences, 99(Suppl. 3), 7288–7295.

    Article  Google Scholar 

  • Heppenstall, A. J., Crooks, A. T., See, L. M., & Batty, M. (Eds.). (2012). Agent-based models of geographical systems. New York: Springer.

    Google Scholar 

  • Ioannidis, J. P. (2005). Why most published research findings are false. PLOS Medicine. doi:10.1371/journal.pmed.0020124.

    Google Scholar 

  • Jankowski, P., Andrienko, N., & Andrienko, G. (2010). Map centered exploratory approach to multiple criteria spatial decision making. International Journal of Geographical Information Science, 15(2), 101–127.

    Article  Google Scholar 

  • Jochim, M. (1976). Hunter-gatherer subsistence and settlement: A predictive model. New York: Academic.

    Google Scholar 

  • Kurzer, G., Kowarik, K., & Reschreiter, H. (Eds.). (2015). Agent based modeling and simulation in archaeology. New York: Springer.

    Google Scholar 

  • Lake, M. W. (2014). Trends in archaeological simulation. Journal of Archaeological Method and Theory, 21, 258–278.

    Article  Google Scholar 

  • Lovis, W. A., Arbogast, A. F., & Monaghan, G. W. (2012a). The geoarchaeology of Lake Michigan Coastal Dunes. Environmental research series no. 2. East Lansing, MI: Michigan Department of Transportation, Michigan State University Press.

    Google Scholar 

  • Lovis, W. A., Monaghan, G. W., Arbogast, A. F., & Forman, S. L. (2012a). Differential temporal and spatial preservation of archaeological sites in a great lakes coastal zone. American Antiquity, 77(3), 591–608.

    Article  Google Scholar 

  • Merton, R. K. (1949). On sociological theories of the middle range. In R. K. Merton (Ed.), Social theory and social structure (pp. 39–53). New York: Simon & Schuster/The Free Press.

    Google Scholar 

  • Monaghan, G. W., Arbogast, A. F., Lovis, W. A., & Kowalski, D. (2013). Millennial-scale cycles of coastal dune formation during the Late Holocene, Lake Michigan. North-Central GSA Section Meeting. Abstracts with Programs, 45(4), 67.

    Google Scholar 

  • Myhrvold, N. P. (2013). Revisiting the estimation of dinosaur growth rates. PLOS ONE, 16, 2013. doi:10.1371/journal.pone.0081917.

    Google Scholar 

  • Ngo, T. A., & See, L. M. (2012). Calibration and validation of agent-based models of landcover change. In A. J. Heppenstall, A. T. Crooks, L. M. See, & M. Batty (Eds.), Agent-based models of geographical systems (pp. 181–198). New York: Springer.

    Chapter  Google Scholar 

  • Peeters, H., & Romeijn, J.-W. (2016). Uncertainty in exploratory computational modeling in archaeology: A case study between theory and practice. In M. Brouwer Burg, H. Peeters, & W. A. Lovis (Eds.), Uncertainty and sensitivity in archaeological computational modeling. New York: Springer.

    Google Scholar 

  • Premo, L. S. (2010). Equifinality and explanation: The role of agent-based modeling in postpositivist archaeology. In A. Costopoulos & M. Lake (Eds.), Simulating change: Archaeology into the twenty-first century, foundations of archaeological inquiry (pp. 28–37). Salt Lake City, UT: University of Utah Press.

    Google Scholar 

  • Raab, L. M., & Goodyear, A. C. (1984). Middle-range theory in archaeology: A critical review of origins and applications. American Antiquity, 49, 255–268.

    Article  Google Scholar 

  • Renfrew, C. (1981). The simulator as demiurge. In J. Sabloff (Ed.), Simulations in archaeology (pp. 283–306). Albuquerque, NM: The University of New Mexico Press.

    Google Scholar 

  • Rogers, E. (1962). The Round Lake Ojibwa. Occasional paper 5. Toronto, ON: Royal Ontario Museum, University of Toronto.

    Google Scholar 

  • Schiffer, M. B. (1976). Behavioral archaeology. New York: Academic.

    Google Scholar 

  • Stanilov, K. (2012). Space in agent-based models. In A. J. Heppenstall, A. T. Crooks, L. M. See, & M. Batty (Eds.), Agent-based models of geographical systems (pp. 253–269). New York: Springer.

    Chapter  Google Scholar 

  • Verhagen, P., & Whitley, T. G. (2012). Integrating archaeological theory and predictive modeling: A live report from the scene. Journal of Archaeological Method and Theory, 19, 49–100.

    Article  Google Scholar 

  • Whallon, R. (2006). Social networks and information: Non-“utilitarian” mobility among hunter-gatherers. Journal of Anthropological Archaeology, 25, 259–270.

    Article  Google Scholar 

  • Whallon, R. (2011). An introduction to information and its role in hunter gatherer bands. In R. Whallon, W. A. Lovis, & R. K. Hitchcock (Eds.), The role of information in hunter-gatherer bands (Ideas, debates and perspectives 5, pp. 1–28). Los Angeles, CA: Cotsen Institute of Archaeology, University of California.

    Google Scholar 

  • White, A. (2016). In M. Brouwer Burg, H. Peeters, & W. A. Lovis (Eds.), Uncertainty and sensitivity in archaeological computational modeling. New York: Springer.

    Google Scholar 

Download references

Acknowledgments

I owe deep thanks to Kyle Bocinsky for his insightful comments into an earlier draft of this chapter, and for pointing me to some critical literature. Henk Weerts was the catalyst that prodded our research group to collectively consider the application of sensitivity analysis to archaeological modeling. Jim Doran provided multiple thought provoking observations that resulted in a much better product, but likely still with flaws of my own making and responsibility.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to William A. Lovis .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2016 Springer International Publishing Switzerland

About this chapter

Cite this chapter

Lovis, W.A. (2016). Is There a Research Design Role for Sensitivity Analysis (SA) in Archaeological Modeling?. In: Brouwer Burg, M., Peeters, H., Lovis, W. (eds) Uncertainty and Sensitivity Analysis in Archaeological Computational Modeling. Interdisciplinary Contributions to Archaeology. Springer, Cham. https://doi.org/10.1007/978-3-319-27833-9_2

Download citation

  • DOI: https://doi.org/10.1007/978-3-319-27833-9_2

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-319-27831-5

  • Online ISBN: 978-3-319-27833-9

  • eBook Packages: Social SciencesSocial Sciences (R0)

Publish with us

Policies and ethics