Abstract
Ribonucleic acids from different organs and from yeast have been used for the treatment of chronic and degenerative diseases in the context of naturopathic medicine in the last 60 years. This chapter provides general information about ribonucleinates as therapeutic agents. Past and present pharmacological and clinical investigations are discussed in the field of the central nervous system , sensory organs , cancer and degenerative diseases of joints and vertebra.
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1 Introduction
It is now well established that diseases affecting the nervous, immune and articular systems are among the most serious and debilitating conditions affecting human populations worldwide. The impact of these chronic conditions both on afflicted patients, the economies and health care systems is by far the most demanding of all human conditions. At present, the prevention and treatment of these conditions are based on a wide range of therapies and surgical procedures all of which are costly and in some cases only partially alleviate or ameliorate the various conditions. The possibility that a single group of therapeutic substances might be effective in treating such a wide range of conditions has some appeal. The reality is that this may not always prove to be the case in the long term.
The concept that ribonucleic acids from different organs might regulate the regeneration of these organs was developed over 60 years ago by Professor Dr. Hanns Dyckerhoff and further commercialised by a company he formed (Dyckerhoff Pharma GmbH & Co. KG, Köln, Germany) (Becker et al. 1995). In essence, the concept he formulated was that ribonucleic acids (RNAs) are the key regulator of regeneration which is necessary to maintain healthy tissue and prevent disease (Becker et al. 1995). The thesis about RNA involvement in regeneration is that after the age of 40 the body lacks sufficient biologically active RNA. The RNA derived from specific organs is used therapeutically to enhance the production of proteins in the organs which should benefit from the treatment.
1.1 Development of RNA Regenerative Therapy
Decades ago, ribonucleic acid was expected to have modulating effects in the cellular metabolism especially the protein biosynthesis with high potential in regenerating cellular metabolism in degenerating tissues. RNA from different sources was tested in biological studies about the influence on the synthesis of RNA (Kanehisa et al. 1977; Grabowska et al. 1981; Liu et al. 1981; Novakova et al. 1979), the synthesis of DNA (Beljanski and Plawecki 1979; Plawecki and Belianski 1981; Lodemann et al. 1989) and the protein biosynthesis (Amos and Moore 1963; Malpoix 1964, 1967; Rollins et al. 1966; Bogdanovsky et al. 1973; Kelly et al. 1983).
1.1.1 Pharmacodynamics
Early research was done in the field of RNA effects in the brain showing improved brain function and learning tested in different animal species (Hydén and Pigon 1960; Hydén and Egyhazi 1963; Cook and Davidson 1963; Solyom et al. 1967; Guyette et al. 1980; Rosenzweig 1984; Davis and Squire 1984; Högger 1999).
A variety of modulating effects of RNA on the immune response were shown including interferon induction (Aksenov et al. 1970; Taborsky and Dolnik 1977; Wacker et al. 1981; Lacour et al. 1984; Sula and Nouza 1984; Lodemann et al. 1989), virus inhibition (Gifford 1965; Stebbing et al. 1977; Stebbing and Lindley 1980; Zemskov 1977; Iliescu et al. 1983; Repanovici et al. 1983; Nosik et al. 1984; Ignat’ev et al. 1988), stimulation of macrophages and propagation of plasma cells (Merritt and Johnson 1965; Engibarian 1977; Stebbing et al. 1980; Zemskov 1980; Razvorotnev et al. 1987; Ikeda et al. 1994), increase in colony stimulating cells of the hematopoietic system (Semina et al. 1976), increase in host versus graft immune-tolerance (Ashley et al. 1960; Jolley et al. 1961; Largiadèr et al. 1968; Groth et al. 1968), anti-Inflammatory effects (Davis et al. 1981, 1985) and the inhibition of cancer (DeCarvalho and Rand 1961; Esposito 1964; Matienko et al. 1971; Demin 1973; Beljaew et al. 1974).
Hormone-like effects of RNA preparations have been tested for RNA extracts including those from adrenal glands and testis (Villee 1967), thyroid gland and liver (Mu 1973), uteri , kidney , lungs , skeletal muscle , thymus and liver (Mansour 1968; Fencl and Villee 1971) and from seminal vesicle , ovary , prostate and liver (Fujii and Villee 1969; Niu et al. 1973). In these studies, RNA preparations from different tissues showed organ-specific effects .
Regenerative effects were found in the healing of bones and wounds (Williamson and Guschlbauer 1961a, b, 1963; Belous and Pankow 1966, 1969; Babiichuk et al. 1969; Klyuewa et al. 1977; Semochkin et al. 1999, 2001; Bekman et al. 2001), in the regeneration of nerves (Batkin 1966; Razumova 1970; Vichikova 1982) and of heart, liver, pancreas and bone marrow (Wool et al. 1968; Chernukh et al. 1970, 1971; Breslavskii et al. 1978; Skuba and Levkova 1980; Beljanski et al. 1983). RNA extracts induce regeneration after radiation damages (Sugahara et al. 1966; Ebel et al. 1969; Vladimirov et al. 1985). There is an indication for RNA eliciting differentiation in embryonic myocardium cells (Deshpande et al. 1977; Deshpande and Siddiqui 1978; McLean et al. 1977).
1.1.2 Pharmacokinetics
Cellular uptake of oligonucleotides has been shown to occur by receptor-mediated endocytosis and by unspecific non-receptor-mediated mechanism (Bennet et al. 1988, 1991; Yakubov et al. 1989; Loke et al. 1989; Rieber et al. 1989; de Smidt et al. 1991; Barry et al. 1993; Geselowitz and Neckers 1992; Iversen et al. 1992; Krieg et al. 1991, 1993; Vlassov et al. 1993; Saijo et al. 1994; Wu-Pong et al. 1994; Zamecnik et al. 1994; Giles et al. 1995). Oligonucleotides can be found in the nucleus and in the cytoplasm of incubated cells (Yakubov et al. 1989; Chin et al. 1990; Hawley and Gibson 1992; Barry et al. 1993; Gao et al. 1993; Wu-Pong et al. 1994; Giles et al. 1995). After intravenous, intraperitoneal, intradermal, oral or mucosal administration of oligonucleotides , these are distributed throughout the body (Bazanova et al. 1991; Vlassov et al. 1993; Cossum et al. 1994; Crooke et al. 1994; Sands et al. 1994; Saijo et al. 1994; Agrawal et al. 1995; Zhang et al. 1995). Oligonucleotides are metabolised in cells and serum and excreted mainly in the urine (Crooke et al. 1994; Galbraith et al. 1994; Agrawal et al. 1995). Toxicological studies showed no evidence of acute or chronic toxic effect, teratogenetic effects or mutagenicity (Goossens and Gastpar 1960; Caujolle 1966; Lapik and Matienko 1970; Bormann and Reyher-Pauly 1972; Leuschner 1974a, b, c, d, 1975, 1984, 1988). No cancerogenic effect of oligonucleotides could be found in RNA extracts from healthy tissues (Niu et al. 1961; Esposito 1964; Demin 1973; Beljaew et al. 1974; Svirnovskii et al. 1974; McLean et al. 1977).
1.2 Modern Concepts of RNA Regenerative Therapies
1.2.1 Micro-RNA /Silencing RNA
Current research on micro-RNA/silencing RNA shows that there is highly specific effects of these small RNA chains in cardiovascular disease (Kataoka and Wang 2014), disorders of the immune system and inflammatory diseases (Tomakova et al. 2011) and osteoarthritis (Stanczyk et al. 2008, 2011; Miyaki et al. 2009; Nakamachi et al. 2009; Tardif et al. 2009; Abouheif et al. 2010; Niimoto et al. 2010; Kawano and Nakamachi 2011; Kurowska-Stolarska et al. 2011; Li et al. 2011, 2012a, b; Nakasa et al. 2011; Tew et al. 2011; Yu et al. 2011; Dai et al. 2012; Díaz-Prado et al. 2012; Dong et al. 2012; Goldring and Marcu 2012; Liang et al. 2012; Martinez-Sanchez et al. 2012; Steck et al. 2012; Swingler et al. 2012; Ukai et al. 2012; Yamasaki et al. 2012; Akhtar and Haqqi 2012; Le et al. 2013; Matsukawa et al. 2013; Song et al. 2013, Trenkmann et al. 2013; Wang et al. 2013). Synthetic micro-RNA for medicinal use is of rapidly expanding relevance (Gibson 2014).
1.2.2 Natural RNA Extracts Containing Micro-RNA
RNA regenerating therapy is based on pharmacological data described above. This may be related to the actions of the components of Regeneresen ® comprising the RNA extracts from different organs and from yeasts. Recent analysis of Regeneresen® RNA extracts shows the complex composition of these natural organ extracts. Thus, the chain length of nucleotides (nt) has been found to be below 500 nt when extracts were tested using an Agilent Bioanalyzer (Fig. 1). This analysis shows that the majority of small RNA chains comprise transfer-RNA or smaller RNA types. Micro-RNA was analysed by RNA hybridisation in Regeneresen® RNA extracts which showed the presence of more than 100 micro-RNA types compared with those found in known sequences from different mammalian species shown in standard databases. These hybridisation assays showed differences in the spectrum of micro-RNA for different organ RNA extracts (Fig. 2). Micro-RNA might contribute to organ-specific effects of natural RNA extracts found in preclinical tests.
1.3 Clinical Relevance of RNA Regenerative Therapies
There is evidence that RNA extracts of different sources and even synthetic “non-sense” RNA are of clinical relevance as well. RNA extracts from yeast or liver enhanced the recovery from hepatitis and fatty liver with long-term benefits (Levina et al. 1975; Frolov and Razenkova 1980; Rychnev et al. 1982; Hou et al. 1988). In patients with diabetes mellitus, the clinical chemistry of parameters of the pentose phosphate cycle including the activity of ATP-ase, 3-nucleotidase and transketolase increased, while the purine nucleotide concentrations were improved (Karabun and Yefimov 1975). In patients with Tapetoretinal dystrophia or Retinitis pigmentosa , treatment with yeast RNA improved the visual field and acuity as well as the dark adaptation (Fuks et al. 1969, 1971; Shershevskaya et al. 1971; Shershevskaya and Levina 1978; Trutneva et al. 1972). Yeast RNA extract reduced dyspnoea and asthma in chronic obstructive lung disease (Zemskov et al. 1979; Silvestrov et al. 1981). Improved wound healing has been found after surgical intervention in Otitis media epitympanic after treatment with homologous bone RNA (Filatov et al. 1977). Phage double-stranded RNA accelerated the recovery of Herpes simplex infections and improved symptoms of Herpes genitalis or other virus-related dysplasia (Borecky et al. 1978; Gasparyan et al. 1991; Cheknev et al. 1994). Adjuvant treatment with synthetic “non-sense” polyadenylic–polyuridylic acid increased tumour-free intervals and the lifespan of patients with breast cancer in 8 years of observation (Lacour et al. 1980, 1984, 1988). A synthetic “non-sense” dsRNA Poly(I)-poly(CU) improved symptoms of lethargy and fatigue in patients with Chronic Fatigue Syndrome (Strayer et al. 1994). In patients with age-related dementia or memory loss due to other diseases of the central nervous system, yeast RNA improved memory and vigilance (Cameron and Solyom 1961 Cameron et al. 1963; Kral et al. 1967). Clinical experience and trials with Regeneresen® RNA Extracts are detailed below.
2 Regeneresen®
2.1 General Properties
Regeneresen® is a trade name for sodium salt-ribonucleic acid extracts (RNA) preparations from about 50 bovine organs and from yeast as mixtures of specific amounts of organ RNA and yeast RNA. One type of this is RN 13 Regeneresen which comprises a specific mixture of RNA components from adrenal cortex , cerebral cortex , heart , hypothalamus , kidney , liver , ovary , pituitary gland , placenta , spleen , testes , thalamus , vessel wall and yeast . RN13 has been employed for treating patients with geriatric conditions , age-related endocrine involution , general manifestations of ageing , immune deficiencies and for improving muscular strength . Another type of Regeneresen, known as AU4 Regeneresen comprises RNA derived from the auditory system, has been used in patients with presbyacusis, degenerative diseases or toxic injury to the internal ear , sudden deafness and tinnitus . Osteochondrin® is a mixture from connective tissues as described in the subsequent section.
Regeneresen®/AU 4/Osteochondrin® is administered by intramuscular injection, intravenous infusion, intraperitoneally, orally, or applied directly to the mucous membranes or the skin. While intramuscular injection has been the standard method of application over decades, topical application has been proven effective to some extend (Vlassov et al. 1993).
The dosage of Regeneresen® is 6 mg RNA per 5 ml ampoule with recommended daily injection of 2 ampoules. The weekly dosage is 4–12 ampoules with a total of 12–18 ampoules per treatment. There is also some clinical experience with intravenous infusion (Westphal 1997) as well. Since uric acid is a metabolite of RNA and phenylalanine was used as excipient patients with manifest gout, phenylketonuria could not be treated with Regeneresen®. Hypersensitivity reactions manifest in the form of itching, and exanthema occurs infrequently at a rate of less than 1:10,000 applications. In these very rare cases, the treatment was discontinued.
2.2 Clinical Observations
Clinical studies with Regeneresen® have been conducted in patients with diseases of the central nervous system, sensory organs, cerebral insufficiency and cancer.
Diseases of the auditory system have been the subject of several studies with adjuvant treatment with Regeneresen® compared to standard therapy alone or with placebo.
A randomised study with standard therapy and Regeneresen® containing RNA derived from auditory system (AU4 Regeneresen®), vessel wall, placenta and yeast compared with standard treatment alone (low-molecular dextran; naftidrofurylhydrogenoxalate; Vitamin B; saluretic medication) was performed in 50 patients in 4 study groups with Ménierè’s disease (2 × 10 patients), sudden deafness (onset recently 2 × 5 and onset formerly 2 × 5 patients) and old acoustic trauma (2 × 5 patients). Of these, 25 patients received standard therapy alone and 25 additional Regeneresen (120 mg RNA) injections over 3 weeks (Pilgramm and Schumann 1985). Relative changes in hearing derived from audiometric data averaged from 0.25/0.5/1/2/3/4/5/6 to 8 kHz showed no significant differences between standard treatment and adjuvant Regeneresen treatment. Dizziness was reported by 20 patients in the group with Menière’s disease before treatment. After treatment with standard therapy, 6 patients reported improvement of dizziness and 5 patients in the Regeneresen group. A complete relief of Tinnitus was found in the Menière’s disease group (standard treatment 33 % vs. Regeneresen 62 %), in the group with sudden deafness with recent onset (standard treatment 60 % vs. Regeneresen 100 %), in the group with sudden deafness and formerly onset (standard treatment 40 % vs. Regeneresen 80 %) and in the group with old acoustic trauma (standard treatment 0 % vs. Regeneresen 20 %) showing a benefit due to adjuvant Regeneresen treatment in all study groups. A total of 3 patients showed mild inflammation at the injection site of Regeneresen, and one patient interrupted the treatment after breaking out into sweat and sensation of heat.
AU 4 Regeneresen® containing RNA from the auditory system and yeast (36 mg RNA) was compared with placebo (glucose) in a controlled study with 20 patients after acoustic trauma (Pilgramm and Schumann 1986). All patients received standard treatment with dextran40. Hearing loss was evaluated by audiometry, and tinnitus shown a proportion of patients with full relief of symptoms. Hearing gain was 24.6 % after 10 days and 25.2 % after 42 days in the Regeneresen® group and 24.1 % after 10 days and 24.2 % after 42 days in the placebo group. Tinnitus revealed in 60 % of patients after 10 days and in 70 % of patients after 42 days in the Regeneresen® group and in 70 % after 10 days and 60 % after 42 days in the placebo group. These changes were not significantly different between placebo and Regeneresen® group. The treatment was well tolerated.
RNAs derived from auditory system (AU4 Regeneresen®), vessel wall placenta and yeast were tested in a randomised double-blinded study with 2 × 20 patients with tinnitus after acoustic trauma or sudden deafness (Gottwik 1989). All patients received standard therapy with pentoxifylline and dextran in addition to Regeneresen® (120 mg RNA) or placebo (containing the excipients from Regeneresen® and low-dose riboflavine). Placebo and verum groups were divided each into 2 subgroups with recent onset of tinnitus or longer existing tinnitus. Hearing loss was evaluated by audiometry and rated (0 = no symptom; 1 < −20 dB, 2 < −40 dB, 3 < −50 dB). Tinnitus was rated by patients (full relief, improved, unchanged, worse). Improvement in tinnitus was seen after 3 weeks of treatment with Regeneresen® (Regeneresen: 50 % of patients improved, placebo 40 % of patients improved). Hearing gain (2 before treatment, 1.3 after 3 weeks; p < 0.05) was seen in the subgroup with recent onset of tinnitus (mean 0, 81 years). No significant hearing gain was seen in other subgroups. The treatment was well tolerated.
A placebo-controlled double-blinded study with RN 13 Regeneresen® was executed in 60 patients with cerebral insufficiency mainly due to degeneration (Held et al. 1989). RN 13 (RNA from adrenal cortex, cerebral cortex, heart, hypothalamus, kidney, liver, ovary, pituitary gland, placenta, spleen, testes, thalamus, vessel wall and yeast) and placebo (low-dose Vitamin B2) were injected intramuscular over 3 weeks. The dosage of RN 13 was 3 × 12 mg per week. There was no significant difference in effects of RN 13 (SCAG: −6.1 %) compared to placebo (SCAG: −5.2 %) in the Clinical Assessment Geriatric Scale (SCAG) as well as in the tolerance of the treatments. Mild local inflammation at the injection site was seen in 6 of 30 patients in the placebo group and in 7 of 30 patients in the RN 13 group.
However, a subgroup of 24 patients (14 RN 13, 10 placebo) with severe clinical signs (SCAG at least 75) showed significant effects for RN 13 in SCAG (RN 13: −10.9 %, placebo: −3.5 %; p < 0.039) after 3 weeks. There was some evidence of effects after week 1 (RN 13: −8.1 %, placebo: −2.2 %; p < 0.055), but this tapered off after injections ceased; after week 5 (RN 13: −11.0 %, placebo: −4.3 %; p < 0.093) and week 8 (RN 13: −10.4 %, placebo: −6.6 %; p < 0.68), a trend to better results with RN 13 was found.
A total of 13 patients with Parkinson’s disease were treated with 132 mg RNA from cerebral tissues as adjuvant treatment over a period of 12 days (Fornadi 1993). In this pilot study, all patients received L-Dopa and at least one further medication for this disease and physical therapy. Mini-Mental-State Scale , ZUNG Depression Scale and CURS (Columbia University Rating Scale) were evaluated. After 5 weeks, the CURS rating was reduced from 19.3 to 11.4. The other parameters were unchanged. The treatment was well tolerated.
The adjuvant treatment with RN 13 Regeneresen and RNA from bone marrow was tested in an open-controlled randomised study with 45 patients with breast cancer (Tchaika et al. 1999). All patients underwent surgery and chemotherapy (cyclophosphamide, methotrexate, fluorouracil; 4 cycles with 3 months time interrupt). Regeneresen (72 mg RNA) was tested versus standard adjuvant treatment (Hämodes, Aerosyl, Cerucal, Navoban). Patients were divided into three groups with 15 patients each receiving standard, adjuvant treatment, RN 13 Regeneresen® and Regeneresen® bone marrow. Primary endpoints were leukocyte and thrombocyte count. In patients treated with Regeneresen®, bone marrow leukocytes recovered in mean from 3.3 Gpt/l before to 4.7 Gpt/l after 10 days of treatment. Thrombocytes recovered in mean from 145.4 Gpt/l before to 220.7 Gpt/l after treatment. In patients treated with RNA, 13 leukocytes recovered in mean from 3.1 Gpt/l before to 4.7 Gpt/l after 10 days of treatment. Thrombocytes recovered in mean from 168.1 Gpt/l before to 233.4 Gpt/l after treatment. In patients treated with standard therapy, leukocytes recovered in mean from 3.1 Gpt/l before to 4.2 Gpt/l after 10 days of treatment. Thrombocytes recovered in mean from 159.8 Gpt/l before to 202.4 Gpt/l after treatment differences were not statistically significant. One patient treated with Regeneresen bone marrow showed allergic exanthema after one injection. The consecutive treatment was well tolerated, and the patient finished the treatment accordingly.
3 Osteochondrin®
3.1 General Properties
Osteochondrin® is a trade name for a special mixture of Regeneresen® containing sodium salt-ribonucleic acid extracts (RNA) preparations from cartilage, intervertebral disc, synovia, placenta and yeast. It has been used for treatment of patients with osteochondrosis , osteoporosis , osteoarthritis , spondylosis and brachialgia .
3.1.1 Current Therapies for Osteoarthritis
Osteoarthritis (OA) affects over 90 % of the western population with increase in frequency and severity with age (Buchanan et al. 2003). Recent studies have given much information on the type and pattern of inflammatory changes that accompany this disease (Pelletier et al. 2001). The treatment of OA is conventionally symptomatic and relies on drugs and/or physical therapies to relieve the symptoms of pain, swelling, stiffness and immobility (Altmann 1991; Buchanan and Kean 2002a). Joint pain is the most significant clinical parameter for the patient (Buchanan and Kean 2002a), but the precise origins of this are not clear (Creamer et al. 1998).
There are no therapies currently available that can either arrest or reverse the disease (Wieland et al. 2005) although there are some new developments which are encouraging (Wu and Kalunian 2005). In severe OA, surgery is the only realistic option where there is unremitting pain, immobility or instability of the affected joint (Brandt and Flusser 1991; Buchanan and Kean 2002a, b, c; Buchanan et al. 2003). While considerable advances have been made in surgical techniques since the development of the “Charnley” prosthetic hip nearly half a century ago and with advances in biomaterials, conventional surgery is still a procedure of last resort, which has considerable costs, some risks of failure and in some cases limited benefit within the scope of the lifespan of the individual (Brandt and Flusser 1991; Buchanan and Kean 2002a, b, c; Buchanan et al. 2003). Stem cell therapy, while attractive as a means of reversing joint damage, is still only experimental (Baker and Ferguson 2005). Most patients with OA will rely on therapy (self- or doctor-prescribed) with drugs comprising non-steroidal anti-inflammatory drugs (NSAIDs), non-narcotics (e.g. paracetamol , dipyrone ), narcotics and a range of herbal or natural products to relieve symptoms of pain and joint inflammation (Buchanan and Kean 2002a). While having some benefit, these natural therapies have variable responses and the risks of developing adverse reactions, despite relative safety, are sometimes limitations to their applications. More significant is that despite claims for “chondro”- or cartilage protection with some NSAIDs (Rainsford 1996, 1999), and these claims are clinically unproven. With a few NSAIDs (e.g. aspirin , indomethacin ), there is evidence that they may even accelerate cartilage destruction either as a consequence of over-use from analgesia or biochemical effects (e.g. impaired connective tissue metabolism).
3.1.2 Natural Products and Derivatives
In the past decades, much interest has been shown in therapy with oral glucosamine sulphate and/or chondroitin sulphate (Pavelka et al. 2002; Brenner et al. 2004; Bruyere et al. 2004; Reginster et al. 2001; Richy et al. 2003), and intra-articular hyaluronic acid (Hyal®, hyaluronan) (Leopold et al. 2003; Caborn et al. 2004; Kotevoglu et al. 2006; Neustadt et al. 2005; Ozturk et al. 2006; Raynauld et al. 2002, 2005) and intramuscular injection of galactosamino–glycuronylglycan sulphate (Rovetta 1991; Chevallard et al. 1993; Baker and Ferguson 2005; Moskowitz and Hooper 2005; Goldberg and Buckwalter 2005) as treatments for control of joint destruction as well as achieving relief of pain and inflammation. The biochemical rationale for the case of glucosamine/chondroitin sulphate , while not proven, rests on claims for inhibiting pro-inflammatory cytokine-mediated cartilage destruction as well as stimulating proteoglycan synthesis (by mechanisms that are not clear but could depend on provision of substrates). There are claims for analgesic and anti-inflammatory efficacies, and these effects are mild to moderate. There is also little or no substantial clinical benefit proven with chondroitin/glucosamine sulphate preparations in reversing joint damage per se, although there may be some protection of cartilage. Similar conclusions can be drawn with the use of hyaluronic acid preparations (Buchanan and Kean 2002a; Brandt and Mazzuca 2005). Here, the utility and applications, like those of intra-articular corticosteroids (Bellamy et al. 2005a, b; Raynauld et al. 2005), are limited because of the need for injection into joints with associated risks of operative injury or side effects from the therapy.
Antioxidants have been proposed as another means for preventing or controlling cartilage destruction in OA. For some preparations, there is evidence for these to inhibit pro-inflammatory cytokine-mediated connective tissue degradation, but there is little clinical evidence that this is prevented with these agents Baker and Ferguson 2005; Moskowitz and Hooper 2005).
The central issue with the applications of all these agents is that there is no proven reversal of damage to both bone (notably subchondral bone) as well as cartilage in the joints of patients with OA. Here, some natural product extracts derived from connective tissues (e.g. Rumalon® , a cartilage-bone marrow-placental extract; Katona 1987; Pavelka et al. 2000) or polysulphated derivatives of glucosamine (e.g. Arteperon® ; Arck 1982; Ghosh et al. 1992; Pavelka et al. 2000) have been tried, based on some experimental evidence for their effects in “controlling” joint destruction in animal models of joint injury. Concerns about unspecific immune reactions with Rumalon® (Ghosh et al. 1992) and liver toxicity from Arteperon® lead to their withdrawal or reduced interest (Rainsford 1996). Sterile abscesses in joints, and other adverse reactions have been reported in patients who have received these preparations (Schadelin et al. 1981; Berg et al. 1992) raising issues about the safety of these glycosaminoglycan products.
3.1.3 Osteochondrin
Osteochondrin is unique natural product derived from connective tissue sources but it is different from the above mentioned (which are glycoproteins or glycosaminoglycans; GAGs), where it is a ribonucleic acid/ribonucleotide extract product (RNP) derived from connective tissues and yeast (Schroeder et al. 1989; von Sulecki 1990; Rainsford 1996). The rationale for this (as well as a range of RNP’s (including Regeneresen®) is that these stimulate regenerative processes, e.g. in bone and cartilage in an attempt to reverse or control the joint degenerative processes . There is evidence to support accelerated repair of experimentally induced fracture injury (Babayan et al. 1979; Bethge et al. 1979; Lodemann et al. 1989) and stimulation of joint GAGs and collagen production in regenerating bone of rats (Babiichuk et al. 1969) and other healing processes (Belous 1971). Osteochondrin/Regeneresen® products have been employed as medicinal products in some European and some other countries for several decades for relieving degenerative conditions in joints, the central nervous system (CNS) and other organs (Lodemann et al. 1989; Schroeder et al. 1989; von Sulecki 1990).
The basis for the actions of Osteochondrin in OA may be that it has combined actions on immuno-inflammatory reactions and connective tissue metabolism . OA is accompanied by a variety of local immunological reactions with well-defined T-cell responses (Schlaak et al. 1995; Liossis and Tsokos 1998; Nakamura et al. 1999; Sakkas and Platsoucas 2002; Sakkas et al. 2004; Sturmer et al. 2004). Some of these immunological reactions are due to breakdown products of collagen, proteoglycan and bone connective tissues that are degraded in the osteoarthritic process (Liossis and Tsokas 1998; Schroeder et al. 1989).
Part of their actions may have an immunological basis since RNPs have been shown to act as immune stimulants (Wacker and Eichler 1981; Lacour et al. 1984; Zemskov et al. 1984; Berg et al. 1992; Ikenda et al. 1994) possibly in part by regulating T-cell functions (Rudolf et al. 1984; Kulkani et al. 1986; Bekman et all. 2001) so controlling chronic inflammatory conditions (Vladimirov et al. 1985; Beljanski 1991; Burmeister and Rainsford 1991) and the immune deficiencies from infection (Rudoff et al. 1984; Kulkarni et al. 1986). How these T-cell-mediated actions of RNPs affect degenerative processes in such diverse organs as the CNS and arthritic joints is not known. However, there is evidence from a wide range of immunological models for RNPs influencing abnormal immune functions and for the manipulation of T-cell functions to achieve reversal or control of chronic inflammatory-degenerative conditions.
Another action of RNPs may arise from the roles that (ribo)-nucleotides and RNAs have in regulating cell growth (Semochkin et al. 1999, 2001). Ribonucleotides and RNAs stimulate a number of metabolic reactions including mitochondrial oxidative metabolism (Germaniuk and Minchenko 1972, 1982; Germaniuk and Goidoash 1976; Germaniuk et al. 1976; Minchenko and Germaniuk 1976), and this may lead to increased metabolic reactions that lead to repair in connective tissues (Lodemann et al. 1989). Hitherto, difficulties that were envisaged in uptake of RNPs into cells so that they can stimulate growth processes have been overcome in well-characterised models. Moreover, the recent discovery of inhibiting RNAs (iRNA) that block specific translation of RNAs coding for proteins that in some cases may include pro-inflammatory cytokines, metalloproteinases and various inflammatory mediators (e.g. PLA2, COX-2) raises the tantalising prospect that some, albeit unspecific, iRNA-like activity may be present in RNPs to act as inhibitors of mRNAs coding for those cytokines and metalloproteinase enzymes (e.g. Jiang et al. 2005; Fukuyama et al. 2005) some of which are known to be central to the joint destructive processes in OA. Furthermore, ribonucleate sodium (Osteochondrin S) has been shown to inhibit cytokine-induced degradation of bones and cartilage (Rainsford et al. 2008) and modifies osteoclast activity reducing bone resorption in vitro (Cantley et al. 2010a, b). Osteochondrin® and its components showed a concentration-dependent inhibition of human osteoclast activity (Cantley et al. 2013). This inhibition by the RNA components of Osteochondrin® of the resorptive ability of osteoclasts is likely to occur at a late stage during osteoclast formation, downstream from the sites of action of NFATc1 . Overall, the findings show that Osteochondrin S inhibition of osteoclast activity may be responsible for its beneficial effects on diseases of the bones such as osteoarthritis (Cantley at al. 2013).
Although these putative actions of RNPs have not yet been proven to have effects in control of regenerative or degenerative cell processes, let alone those involved in joint destruction in OA, the need for an agent to attack these joint degenerative processes which is based on a non-protein, RNP product with some evidence for its clinical utility makes clinical studies with Osteochondrin®, a unique and novel strategy for treating OA.
3.2 Clinical Observations
Clinical studies have been conducted with Osteochondrin in patients with a variety of musculo-skeletal or arthritis condition. Among the most significant observations are significant improvements in osteoarthritis, lumbago and ischialgia.
A double-blinded randomised study with 57 patients with osteoarthritis of the ankle, knee or patella treated with Osteochondrin® S (27 patients, 120 mg RNA) or placebo (30 patients, low-dose vitamin B2) was conducted. All patients received standard physical therapy. Pain, stiffness and general function parameters were evaluated after 4, 8 and 12 weeks (Schröder et al. 1989). Osteochondrin S and placebo groups showed significant improvements of almost all parameters at week 12 compared to values before the treatment, and only the duration of pain was not significantly changed in the placebo group. Matched pair analysis with 18 patients each from placebo and verum groups could be applied considering age, severity and localisation of osteoarthritis showing superiority of verum in 61 %, equal results in 11 % and superiority of placebo in 28 % of the matched pairs suggesting that patients might benefit from an adjuvant treatment with Osteochondrin S. The treatment was well tolerated in both groups.
A total of 118 Patients with Lumbago or Ischialgia were included into a controlled study with Osteochondrin S (120 mg RNA) in two groups comparing efficacy and safety of paravertebral injections (58 patients) compared to intragluteal injections of Osteochondrin S (60 patients). Examination of the patients and injection of the patients were executed by two doctors independently achieving a blinding of the study. Superiority of paravertebral injection should be tested compared to intragluteal injection . Primary endpoints were the sum of the scores of pain, paraesthesia in the legs and reflexes after 2 weeks (118 patients) and after 3 months (100 patients). All patients received a standard physical therapy. The sum of the scores was 7.45 + 1.77 (mean + SD) before intragluteal injection and 7.64 + 1.97 (mean + SD) before paravertebral injection. The sum of scores (mean + SD) was reduced after 2 weeks by 1.90 + 1.79 with intragluteal injection and by 1.60 + 1.72 with paravertebral injection. After 3 months, the reduction was 2.66 + 1.93 (intragluteal) and 2.74 + 2.13 (paravertebral). Both groups were not significantly different. The treatment was well tolerated. Painful injections were reported in 28.3 % of the intramuscular treatments, and 47.5 % of paravertebral injection which was significantly more. Two patients finished the study after the first paravertebral injection one after a heat sensation in the back and the other after pain at the injection site with nausea and insomnia. These data suggest that both routes of administration might be effective but the paravertebral route causes more adverse effects so the intragluteal injection might be recommended for Osteochondrin S as the standard application.
3.2.1 Multi-centre Clinical Trial
To establish the efficacy of Osteochondrin in patients, a randomised, parallel-group, multi-centre study was undertaken to investigate the effects of this RNP preparation in controlling pain and joint swelling in osteoarthritis of the knee
There were initially 20 centres recruited in this multi-centre study (under Chefarzt Dr. Med. Wolfgang Bolten, Aerztlicher Direktor, Klaus Miehlke Klinik, Wiesbaden as Principal Investigator). At the same time, there was a study at a single centre in Moscow. The study was designed and managed by the CRO, the Institut fuer Angewandte Statistik GmbH (IAS) (Bielefeld) under the Trial Manager, Dr. rer. Nat. Jörg Schnitker. Dipl. Math.
A total of 168 patients were enrolled in the 20 study centres in Germany and a further 48 at a centre of Moscow ; the latter centre is excluded from further investigation in this report because of some protocol violations and inhomogeneity. Thus, the main report considered here is of the 168 patients initially enrolled in Germany. To these were applied standardised and appropriate Inclusion and Exclusion Criteria. Two patients withdrew consent, and thus 166 patients were randomised and considered for safety evaluation. After exclusion of two centres with substantial errors in records and other unacceptable deviations and patients with early termination without relation to efficacy, 145 patients constituted the Full Analysis Set (FAS). Subsequently, there were 12 major protocol deviations in the Osteochondrin Group and 13 in the placebo group treatment, and there were 60 patients in each group that comprised the Valid Case (VC) Set (Table 1).
The loss of patients due to deviations and violations was acceptable considering the circumstances in the trial which have been fully accounted for in the Report. From the statistical viewpoint, the number of patients in each of the treatment groups of the FAS and VCS, respectively, is well balanced so that type II errors relating to loss of power (DiGiovanni and Hayes 2001) would be unlikely.
3.2.1.1 Measuring the Progression of OA and Responses to Therapy
OA (Osteoarthritis) is a complex disease which has variable clinical progression and outcomes (Altman 1991; Buchanan and Kean 2002b, c). In OA of the knee, long-term clinical and radiological studies have shown that although most deteriorate that a small proportion will actually improve and some will remain the same (Massardo et al. 1989). This variability in outcome presents considerable challenges to the investigator for measuring changes that occur in the knee and other joints in response to therapies (Dworkin et al. 2014). While routine X-ray and magnetic resonance imaging (MRI) may give a visual representation of changes in joints, application of these techniques to reliably quantify changes in bone and cartilage in OA has sometimes not been performed with standardised and fully validated techniques so that the assessment of changes and progression of joint injury or pathology may be highly variable (Buchanan and Kean 2002c). For the patients, the most significant clinical symptoms are pain and impairment of joint function (Buchanan and Kean 2002c). In assessing the treatment of OA, it will, therefore, be these parameters that will have greatest clinical significance (Buchanan and Kean 2002c). Quantifying changes in these clinical parameters as well as quality of life (QoL) assessments under standardised and validated procedures (Chassany et al. 2002) are the key components of assessing clinically relevant changes during therapy. In the present study, a standard clinometric approach was employed employing a health status instrument and assessment of QoL and global health status to determine the responses to Osteochondrin therapy.
3.2.1.2 Use of the WOMAC Instrument
In this study, the Western Ontario and McMaster Universities OsteoArthritis (WOMAC) Index was employed as the primary instrument for determining health status of the study patients.
WOMAC has been widely used as a health status instrument to determine outcomes from therapy with a wide variety of pharmacological agents, physical treatments and procedures used to treat osteoarthritis including that in the knee (Bellamy 2005; Lequesne and Maheu 2003; Salaffi et al. 2003, 2005).
3.2.1.3 Linguistic Forms of WOMAC and Applications
WOMAC has been evaluated in a number of different language forms, notably in German (Lesquesne 1994; Stucki et al. 1996; Kirschner et al. 2003). In the present study, the CRO has stated that the German version of WOMAC published by Lesquesne (1994) was employed.
3.2.1.4 Main Outcomes
Patients received treatments with intramuscular injection of 20 ampoules of Osteochondrin S with a dosage of 3 × 2 ampoules per week or placebo ampoules containing the excipients of Osteochondrin S and low-dose riboflavin (Fig. 3). Three subsequent treatment periods were conducted starting from 12th week after the onset of the previous cycle. Overall, the Primary Endpoint of the study in which the WOMAC total index showed response (>20 % reduction of the baseline values) was achieved. This was shown in the form of statistically significant differences between treatment and control in the total index. Along with this were improvements in Osteochondrin c.f. placebo in the Pain, Stiffness and Physical Function Scales of WOMAC; these being Secondary Endpoints in the Valid Case Set using χ2 test and logistic regression analysis and in the Full Analysis set using logistic regression following completion to series 2 and 3 of treatments (Rainsford et al. 2004; Stommel et al. 2008). In essence, this means that patients who received Osteochondrin showed significant improvement in total index, pain, stiffness and physical function over placebo.
Examination of the time-dependent changes reveals, overall, qualitative in the Valid Case (VC) population and there were, overall, striking improvements in the total WOMAC Index as well as the individual scales in both Osteochondrin and placebo groups (Fig. 4). The overall trend in the total WOMAC Index and all these component scales was a progressive reduction of about one-half in the VAS scores from the starting baseline (V1) over the three periods (V3, V5 and V7) of the VAS scores. While there was a slight reduction in some of the VAS scores between the period measurements at V5 (post series 2) and V7 (post series 3), the most striking changes in physical function, pain and total index seem to be evident at V5 (post series 2) compared with those at the other time points. These data suggest that there was a substantial influence of both treatments in the clinical outcomes shown by WOMAC measurements from the study.
Similarly, overall trends of both groups are evident in the VC population in the global health status (Fig. 5), as well as the OA status (Fig. 6). Again, the trend is towards a reduction of about one-half in the VAS scores over the entire period from the baseline in these global clinical parameters, with some trends being slightly greater than others. There is clearly a positive placebo effect evident, and since the trends towards improvements are apparent overall, this tends to disguise differences that are apparent with Osteochondrin treatment over placebo making the latter appear proportionately less.
3.2.1.5 Analgesic Consumption
As an indicator of pain status during the periods of the trial, the consumption of ibuprofen tablets (400 mg) did not reveal any differences in self-administration of this drug in the two treatments; whether the comparison of individual periods were considered (Table 2) or in the post-V7 period compared with V1 (1st injection) and there were no differences between the groups at baseline in both the VC or FAS groups. Overall, the consumption of ibuprofen was about 0.5–1.8 tablets per week which is relatively small and does not present a problem for developing gastro-intestinal or other side effects (Rainsford 1999). Although there was a trend to reduction in the intake of ibuprofen with both Osteochondrin and placebo groups, this difference did not achieve statistical significance in either the FAS or VC series populations. However, it was notable that patients in both groups were initially taking about 5 tablets of ibuprofen per week in both FAS and VC series so the relative reduction in rescue medication is small (since this was about 0.5–1.8 tablets/week).
3.2.1.6 Joint Parameters
The assessments of tenderness, mobility, circumference and swelling of knee joints were designated “Exploratory Target Criteria” in the measurements of efficacy in this study. These parameters are of considerable clinical significance and have advantages in being to some extent objective measures of joint inflammation and associated pain responsiveness to pressure application.
In both the FAS and VC series, the reduction in tenderness to application of pressure above the articular space of the affected knee (Table 3) was shown for the individually last series “post7”. This is a substantial reduction in pain responsiveness. Even though there were no statistically significant differences between the two treatments, this trend shows parallel with the WOMAC parameters of pain and physical function noted earlier. There was a reduction in the pain tenderness of contralateral knees in the FAS and VC series of both treatment groups as well but again there were no differences between the treatment groups. The tenderness pain in the contralateral knees is about half that of the affected knees but is still quite pronounced. This is an interesting aspect and reflects the view that OA has systemic components.
The changes in tenderness pain had, to some extent, parallels with swelling of the knee joints (Table 4) which was reduced by about one-half, and the patients were symptom-free or improved over the period to the individually last series “post7” from baseline in about 60–70 % of individuals in both treatment groups. In the same way, the tenderness pain was symptom-free or improved in some 70–80 % of patients on both treatments (Table 3).
In values of the mobility of the affected joints, the values for the angles of stretch, bend and degree of mobility were improved in both treatment groups over the V1 to post V7 period by about 10 degree for the degree of mobility, and there were no changes in these parameters on the contralateral side (Table 5). Likewise, the values for the circumference of the knee joints of the affected side were reduced by about 10 mm in both treatment groups with a trend to get better results in the OST-group shown by the differences at the 1st, 2nd and 3rd series versus V1 at the affected side and contralaterally (Tables 6 and 7).
Overall, these parameters of joint inflammation and pain show that inflammatory pain is reduced in both treatment groups as well as indices of joint movement. There are no differences between the two treatment groups. The patient diary records show changes in pain in the knee by 40 % reduction in the OST-group and 30 % in the PLA-group for the last series compared to the first (Table 8), and this may relate to the changes in joint inflammatory/pain components for both treatments noted above with a clear trend to favour OST.
The measurements of walking time do not show any appreciable differences for both treatments, and there are no significant differences between the two treatments (Table 9).
The QoL Global Health State shows improvement in both groups from V1 to post 7 (Table 10) as well as the results in osteoarthritis status (Table 11) and global quality of life (Table 12) without significant differences between Osteochondrin and placebo.
The investigator’s Global Assessment of Efficacy in relation to Clinical Global Impressions (CGI) showed an overall trend for improvement at the various periods for both treatment groups (Table 13). When the values for CGI were correlated with changes in the WOMAC index in the FAS and VC groups that received Osteochondrin and placebo (Table 14), where there appeared to be no differences between the two treatments, there were overall improvements with both the two treatments. This is shown by the predominance of changes in improvements of the CGI of 1–3 (“very much improved” to “minimally improved”) with relative changes from baseline in the WOMAC index >20 % (which are outlined in double-lined boxes in Table 14). Outliers have been listed in the comments in Table 14. However, the underlying assessment CGI and the components of the WOMAC Index would not be expected to have identical clinical responsiveness.
The Patient’s Global Assessment of Efficacy (FAS and VC) showed a similar trend to that seen with the Investigator’s assessment but with a trend to better results in favour of OST after the 2nd series of treatment (Table 15).
3.2.1.7 Adverse Events and Safety
About half the patients who received the treatments experienced adverse events (Table 16), and it was assumed that the treatments were possibly related in five patients who received Osteochondrin (6.0 %) and 6 who had placebo (7.3 %). The events reported (WHO Terms) were all minor, and there was no clear pattern of their occurrence (Table 17). It might be argued that the reports of pruritus (1 case) and erythematous rash (1 case) (both types of events have been reported earlier and are described in the SPC) might have resulted from the therapy because of vague possibility of some unspecified immunological reactions to the injection.
There were no statistically significant differences between the two treatment groups in the overall incidence of adverse events and most were minor general disorders, principally in the gastro-intestinal (GI), musculo-skeletal and the respiratory systems (Table 18).
Influenza-like symptoms (6 cases) in three patients who received Osteochondrin 3 with placebo could be coincidental even though these symptoms sometimes appear as a result of leucocyte reactions to immunological agents. Since there were no indications of leucocyte changes, there being only three patients who received Osteochondrin and five on placebo who exhibited abnormal leucocyte counts (Table 19). There was no evidence of fever in any of the patients given either of the two treatments. Fever has been related to the use of polynucleotides designed for anti-viral therapy (Powanda et al. 1977).
Changes from baseline to endpoint of laboratory findings showed similar results for OST and PLA (Table 20). A difference of the p-value < 0.150 was obtained in HDL cholesterol (p = 0.068), Triglycerides (p = 0.086) and Total bilirubin (p = 0.036). These differences were due to different baseline values or within the normal range and clinically not significant.
Clinically relevant shifts (Table 21) occurred in two OST-treated patients (LDL, HDL and total cholesterol resp. triglycerides) and in one PLA-treated patient (γ-GT and alk. phosphatase). Laboratory findings were evaluated at V1 and at least at one visit after treatment in most cases at V7.
There do not appear to be any appreciable changes in the laboratory values over the treatment periods, and there appeared to be no differences in the occurrence of abnormal high values. There were some abnormal high values of cholesterol and LDL cholesterol in both treatment groups, but no trends were evident over the treatment periods. These high values like those of the liver enzymes probably reflect the conditions of the relatively older group of patients who have been recruited for the study.
The cardiovascular and other vital signs (Table 22) likewise reflect those expected the type of patients who were recruited in this study, and the comparison of changes from baseline to end of study did not differ between OST and PLA. Aside from some missing values, there were in mean no obvious abnormalities in vital signs that occurred during the study (Table 23) and presumably none could be related to the treatments unless they appeared as adverse events. The intake of concomitant medications, particularly cardiovascular, anti-thrombotic and GI agents, reflects that expected in the study population, while other drugs are of little consequence for safety. No drug–disease or drug–drug interactions were noted, and no deaths were reported.
The assessments of local tolerability assessed by the patients and investigators (Table 24) showed that the injections were overall acceptable and well tolerated with no reports of “bad” tolerability. At study end, 78 of 79 patients treated with OST and 77 of 80 patients treated with PLA rated the tolerability ‘good’ or ‘very good’. There were four serious adverse events in the patients who received Osteochondrin and four who were in the placebo group (Table 25). It was considered that the relationship with the study group was excluded or rated unlikely in all these cases. The outcomes for most of these cases were either complete recovery after intervention or in the case of the arthritic conditions would be expected to be unresolved because of the progressive nature of the disease.
It is worth noting that the study population had a considerable number of concomitant circulatory, endocrine, nutritional and metabolic diseases and immunity disorders (Table 26). The occurrence of other chronic conditions (e.g. malignancies, hyperthyroidism, GI and mental conditions) whether treated or untreated was relatively low and probably reflected the population at large. Since no drug–disease interactions were noted, it is unlikely that the presence of these conditions appreciably influenced the outcome of responses to the treatments.
High placebo responses as shown in this study were already known in osteoarthritis studies especially when the medication was applied by injection (Zhang et al. 2008; Doherty and Dieppe 2009; Zeidler 2011; Abhishek and Doherty 2013). Since this is an unsolved problem in clinical studies, the proved safety of Osteochondrin S might be of high significance.
4 Future Developments and Conclusions
Micro-RNA research is expected to induce the development of new medicinal products showing specific effects in the cellular metabolism with high benefit in patients with degenerative diseases and cancer. These products will be based on well-characterised synthetic RNA entities, detailed descriptions of pharmacological properties and proven efficacy in clinical applications. Natural RNA extracts from animal tissues or yeast provide mixtures, like most natural extracts from plants, which were not yet characterised in detail but with clinically proven relevance and with a background of decades of experience in a safe application in patients with chronic and degenerative diseases. Since natural RNA extracts contain a variety of micro-RNAs, further progress in micro-RNA research might lead to a better understanding of the pharmacological properties of natural RNA extracts confirming decades of clinical experience with these products.
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Stommel, G., Schuehlein, S., Schuehlein, KH., Rainsford, K.D. (2015). Therapeutic Effects of Ribunucleinate (Ribonucleotides) in Immuno-Inflammatory and Arthritic Diseases. In: Rainsford, K., Powanda, M., Whitehouse, M. (eds) Novel Natural Products: Therapeutic Effects in Pain, Arthritis and Gastro-intestinal Diseases. Progress in Drug Research, vol 70. Springer, Basel. https://doi.org/10.1007/978-3-0348-0927-6_2
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