Abstract
Obesity is a chronic, relapsing, stigmatized disease process that is increasing in prevalence, affecting both adults and children. It is the result of a small positive energy imbalance from too much food or too little activity. These underlying causes are influenced by many environmental factors. The food we eat is more than “calories,” and focusing on calories alone may not be as productive as focusing on patterns of eating and the role of sugar and fat in the diet. Obesity increases the risk of many diseases and shortens life span, and weight loss provides benefits in reducing health risks and improving the quality of life. Management of obesity must redress the energy imbalance using one of several strategies, including diet, lifestyle modification, exercise, medications, and, potentially, bariatric surgery. Five drugs are approved by the FDA for long-term treatment of obesity, and they can effectively improve health-related risks. Bariatric surgery has become a major treatment strategy and can reduce long-term health risks from obesity.
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Keywords
FormalPara Key Points-
Obesity is a chronic, relapsing, stigmatized disease process that is increasing in prevalence, affecting both adults and children.
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A small positive energy imbalance from too much food or too little activity causes the obesity that is influenced by many environmental factors.
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The food we eat is more than “calories.” Focusing on calories alone may not be as productive as focusing on patterns of eating and the role of sugar and fat in the diet.
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Obesity increases the risk of many diseases and shortens life span.
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Weight loss provides benefits in reducing health risks and improving the quality of life.
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Management of obesity must redress the energy imbalance with diet, lifestyle modification, exercise, medications, and, potentially, bariatric surgery.
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Five drugs are approved by the FDA for long-term treatment of obesity, and they can effectively improve health-related risks.
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Bariatric surgery has become a major treatment strategy and can reduce long-term health risks from obesity.
Introduction
Obesity is a chronic, relapsing, stigmatized disease that is increasing in prevalence worldwide and affecting both children and adults [1]. This chapter reviews the key facts around obesity with a primary focus on prevention and treatment. Since the subject is a large one, and we cannot cover all of its details, we have provided additional sources of information.
Definition
Obesity means having too much body fat, but measuring body fat accurately requires facilities that are not generally available. For this reason, measures of height and weight are usually substituted. Of these, the body mass index (BMI) is the most widely used. The BMI is defined as weight divided by the square of height [weight/height2]. Table 9.1 provides the definitions of BMI used in the United States and some, but not all other countries, the exceptions being largely Asian countries.
Prevalence of Obesity
Using BMI as the criterion, a worldwide epidemic of obesity began in the 1980s and continues today [3]. Table 9.2 provides the most recent information from the Centers for Disease Control using the National Health and Nutrition Examination Survey data.
From the survey in 1999–2000 through the survey in 2017–2018, the prevalence of obesity increased from 30.5% to 42.2% and the prevalence of severe obesity, that is, individuals with a BMI ≥ 40 kg/m2, increased from 4.7% to 9.2% indicating that heavier people are getting fat even faster than people with less fat. There are also clear effects of ethnicity and of gender (Table 9.2).
Centrally Located Body Fat
Excess fat located as intra-abdominal fat in deposits such as the liver or visceral adipose tissue is particularly hazardous to health. Measuring centrally located fat can be done accurately with magnetic resonance imaging (MRI) or computed tomographic (CT) scans, but these are costly to use for this purpose. The waist circumference is a practical alternative for use by healthcare professionals to estimate central adiposity. If the BMI is between 20 and 35 kg/m2, a waist circumference of >40 in. in American men and > 35 in. in American women provides a high-risk category. Most other areas of the world use lower cut points of 90–94 cm [35.5–37 in.] for men and 80 cm [31.5 in.] for women.
Basic Facts About Obesity
Etiology
At its simplest, obesity results from an imbalance between energy intake and energy expenditure [5, 6]. However, it is the connection between these two components that provides clues about how we should understand, prevent, and manage obesity [7]. Modification of future obesity begins with the pregnant woman and her fetus. This is a time where the healthcare professional can easily intervene – advise a pregnant woman not to smoke, to avoid consumption of sugary beverages, keep her weight gain within prescribed levels, and treat gestational diabetes if it occurs since all of these increase risk to the infant for obesity later in life [7].
Postnatal factors also affect the risk of obesity, but intervention is more challenging. Genes clearly underlie the risk of obesity [8], and “genes can be said to load the gun, while the environment pulls the trigger” [9].
Food patterns including the “Western” high-fat/high-sugar diet and sugary beverages enhance the risk of weight gain [5, 7]. Social settings including watching television and the amount of sleep an individual gets are other factors which an individual can modulate [7]. Portion sizes have increased, providing more energy to people with each portion, and people tend to eat more when larger portions are provided. Medications, toxins, viruses, and the microbiome are additional factors that play a role in the risk of obesity. Obesogens, a group of chemical agents used in many manufacturing processes including plastics, can produce obesity in animals and are of concern for humans. Viruses are known to produce obesity in animals, and their potential role in obesity in humans needs further study.
Some medications are known to cause weight gain, and these are listed in Table 9.3 along with potential alternatives. The health professional can use this knowledge to intervene by replacing the medications which cause weight gain with the ones that do not when this is medically reasonable. Physical activity has gradually declined, meaning we need less food energy for our daily life [7].
Pathology and Pathogenesis of Diseases Associated with Obesity
The pathology of obesity results from enlarged and/or too numerous fat cells. The fat they contain and the adipokines they release have effects on distant tissues that can cause disease. Increasing body fat increases demands from many other organ systems and can be the basis for causing many of the diseases associated with obesity including diabetes mellitus, hypertension, nonalcoholic fatty liver disease, sleep apnea, osteoarthritis, coronavirus (SARS-2-CoV-2) or COVID-19, and cardiovascular disease as described in the paper by Bray et al. [1].
Costs Associated with Obesity
Obesity is an expensive disease process, costing between 3% and 8% of healthcare budgets [10].
Treatment
The first step in treating any patient with obesity is to evaluate them and their needs and wishes [11]. Guidelines for the management of the patient with obesity have been published by three organizations [11,12,13]. The Guidelines for Obesity from the AHA/ACC/TOS provide an algorithm to help in making this assessment [11]. It is a useful framework on which to hang basic clinical information that is collected during the examination. Effective weight loss requires a reduction in energy (calorie) intake relative to energy expenditure that lasts over time [11]. The energy in our diet comes from protein, fat, and carbohydrate. It is the manipulation of the amounts of these macronutrients, and the foods that provide them that is the basis for all dietary approaches to weight loss.
There is high variability of weight loss with all weight loss programs. Some patients will lose a lot of weight, others a modest amount, and some will actually gain weight. In one clinical trial with over 3000 people (Look AHEAD) which used the best available lifestyle intervention, 10% of the individuals lost less than 1 kg after 1 year and 25% loss less than 3 kg, while the average loss was about 7.5 kg, meaning that some patients lost a lot of weight – 25% lost more than 12 kg and 10% lost more than 17 kg [14]. Thus, no matter what program you and your patient/client select, there will be some great successes and other dismal failures. The patient needs to be prepared for this because we have no way of predicting success or failure with any confidence before treatment begins.
The fourth concern for patients and healthcare providers is that with all weight loss programs, initial weight loss slows and then stops at a “plateau” which is often less than the patient’s desired weight loss which is followed in turn by frustration and weight regain. This is one of the most perplexing problems for patients and healthcare providers alike. For many patients, a “dream weight loss” would be the amount of a loss of nearly 30% of their body weight, which is outside the efficacy of any program other than surgery [15]. A loss of less than 17%, which is also greater than can be delivered by most lifestyle programs, was considered by many patients to be a disappointment. It is thus important for the patient and healthcare provider to recognize that an initial weight loss of 10% is a success and is one that will produce measurable health benefits.
A final issue is the “false hope syndrome.” Each year sees the publication of new diet books which promise amazing results. Each year people who have regained weight the year before vow to try again using the next popular diet or weight loss plan, believing they can overcome last year’s failure. They labor under the delusion of the “false hope syndrome,” i.e., that having failed last time, they are sure to succeed this time [16].
Components of a Comprehensive Program
The cornerstone of treatment for obesity is a comprehensive program involving diet, exercise, and behavioral therapy aimed at helping patients lose and maintain weight loss [11]. The elements of such a program are outlined in Table 9.4.
Diet
Diet has two meanings. On the one hand, it describes the sum total of foods that we consume to maintain health. On the other hand, diet focuses on specific combinations of foods for specific health purposes. It is this latter meaning that we explore below.
Each year the US News and World Report publishes a list of “healthy” diets for Americans based on the review by a panel of experts [17]. We have included their sub-list that ranks weight loss diets (Table 9.5).
Since the calories (energy) in food comes from proteins, fats, carbohydrates, and alcohol in those foods, it is the reduction of one or more of these components of the diet that is essential if calorie intake is to be reduced below daily energy expenditure for successful weight loss. Protein usually makes up 12–20% of dietary calories, fat anywhere between 25% and 45%, and carbohydrate the rest. Since carbohydrate and fat are the major sources of calories, they are the central focus for most diets.
Balanced Low-Calorie Diets
Diets in this category reduce the intake of both fat and carbohydrate which may increase the percentage of protein. The underlying hypothesis is that reducing calories is essential for weight loss [11]. Examples would be the DASH diet; a lower calorie diet based on MyPyramid food guide; Weight Watchers diet, a derivative of the Prudent Diet; and the Volumetrics diet. However, most meal plans can be balanced yet provide lower calorie intake if the individual self-monitors their calorie intake.
Low-Carbohydrate/Keto Diets
The low- and very-low-carbohydrate or keto diets reduce the quantity of carbohydrate below 30% and often go as low as 10% or less. They have been popular for more than 100 years, and books touting them occur on a regular basis. The hypothesis behind this diet is the carbohydrate-insulin hypothesis which argues that dietary carbohydrate stimulates insulin which drives fat formation and thus obesity [18], a concept which isn’t universally accepted [19]. Two large trials have compared the diet composition and found that very low, moderately low, or normal carbohydrate made no difference in weight loss [20, 21]. In a meta-analysis comparing low-fat and low-carbohydrate diets where the two diets had the same amount of protein, Hall and Guo [22] concluded that there was no clinically significant difference.
Low-Fat Diets
The low-fat diet is premised on the idea that reducing fat will decrease energy intake and thus produce weight loss. These diets like the low-carbohydrate diets have been popular for more than 100 years. Examples of these diets include the Ornish diet, the Pritikin diet, the T-factor diet, and others.
Table 9.6 is a compilation of several of diet types which provide the main elements for many diets. Assessing the value of diets is best done with a meta-analysis of head-to-head comparisons. A recent such meta-analysis examined 121 trials with 21,942 patients comparing 14 named diets and 3 control diets. Compared with the usual diet, diets low in carbohydrate or low in fat had similar effects on weight loss at 6 months (4.63 kg vs 4.37 kg) and reduction in systolic blood pressure and diastolic blood pressure [23]. Moderate-macronutrient diets resulted in slightly less weight loss and blood pressure reductions. Low-carbohydrate diets had less effect than low-fat diets and moderate-macronutrient diets on reduction in LDL cholesterol but an increase in HDL cholesterol, whereas low-fat diets and moderate-macronutrient diets did not. Among popular named diets, those with the largest effect on weight reduction and blood pressure in comparison with a usual diet after 6 months were the Atkins diet, the DASH diet, and the Zone diet. No diets significantly improved levels of HDL cholesterol or C-reactive protein at 6 months. Weight loss diminished at 12 months with all dietary patterns and popular named diets. The benefits on cardiovascular disease essentially disappeared at 12 months, except for the Mediterranean diet.
Energy Density
The Volumetrics diet was no. 5 in the US News and World Report list of diets in 2020 [17]. It focuses on energy density as a guide to selecting foods and reducing energy intake. The diet is low in fat and rich in fruits and vegetables which give the diet a high-water content. This diet reduces calorie intake by providing bulkier foods with more water and less fat, thus enhancing satiety.
Portion-Controlled Diets
Portion control is one dietary strategy with promising long-term results. A trial in patients with diabetes using portion-controlled diets as part of the lifestyle intervention in the Look AHEAD Study found that weight loss was increased across each quartile of increased use of portion control foods [24].
Timed-Food Intake: Intermittent Fasting and Timed Meals
Intermittent fasting and time-restricted Feeding are two other strategies that may reduce energy intake and thus produce weight loss. When 11 studies of intermittent fasting or timed-energy restriction were compared to continuous calorie restriction, 9 of the studies showed no difference [25], and the 2 studies which reported benefit from these strategies were modest, at best. One study suggested that early timed-restricted feeding might improve insulin sensitivity in individuals with prediabetes even when there was no weight loss.
Behavior Modification and Lifestyle Interventions
Behavioral modification in lifestyle programs has been an important part of programs for weight loss for more than half a century with weight losses in the 5–10% range [11]. Behavior modification has a number of components. First, it is a strategy designed to help people understand their eating behavior, from the triggers that start eating to the location, speed, and type of eating, through the consequences of eating and the rewards that can change it. In addition, it consists of strategies to help people develop assertive behavior, learn cognitive techniques for handling their internal discussions, and ways of dealing with stress. The newest innovation in the use of lifestyle intervention is to implement it over the Internet which has shown some promising results [1].
Exercise
Exercise is important for maintaining weight loss, but when used alone it does not generally produce much weight loss. A comparison of people who successfully maintain weight loss and those who do not shows a critical role of exercise. More than 200 min/week provides greater likelihood of maintaining weight loss than lower levels of exercise. Using a pedometer or wrist-activated device allows counting of steps. Working toward 10,000 steps per day is a good goal, and one that the healthcare provider should encourage.
Medications
Five medications are currently approved by the US Food and Drug Administration for long-term management of obesity along with four older drugs approved for short-term use (Table 9.7) [1, 12]. In addition there are several drugs that affect body weight but are not currently approved by the FDA for management of patients with obesity. These include leptin, amylin, oxyntomodulin, and inhibitors of glucose transport in the kidney or intestine (SGLT 1 or 2).
Noradrenergic Drugs (Many Trade Names)
Diethylpropion, phentermine, benzphetamine, and phendimetrazine were approved in the 1950s by the US Food and Drug Administration (FDA) for short-term use, based on data from clinical trials that were usually less than 3 months [1]. These drugs probably work by enhancing the availability of norepinephrine in the interneuronal space either by blocking reuptake of norepinephrine into neurons or enhancing its release. Phentermine is one of the most widely prescribed appetite suppressants [26]. The clinician is advised to use this drug and other similar drugs with care and to inform patients of the potential for abuse and the potential cardiovascular risks.
Drugs That Increase Intestinal VOLUME
Gelesis
Gelesis 100 (PlenityR) was approved by the US FDA for the management of obesity in 2019 and is the latest prescription drug to be approved. It is taken with water before lunch and dinner. It is produced by cross-linking cellulose and citric acid to create a three-dimensional hydrogel matrix. The capsules release thousands of non-aggregating particles that rapidly absorb water in the stomach, creating small individual pieces of gel which have the firmness of plant-based foods, such as vegetables, but without providing calories. This product is approved for individuals with a BMI as low as 25 kg/m2. There is also no limit on how long Gelesis100 can be used. A clinical trial with Gelesis100 produced a weight loss of 6.4% versus 4.6% for the placebo group after 6 months [27].
Drugs That Modify Intestinal Absorption of Fat
Orlistat (Marketed Worldwide as Xenical)
Orlistat (XenicalR) is a potent and selective inhibitor of pancreatic lipase and thus reduces intestinal digestion of fat. In a meta-analysis of 31 studies using orlistat, the maximal weight loss using computer modeling was −6.65 kg, and the half-time to the maximal effect occurred by 35.4 weeks [28].
Orlistat is the only FDA-approved medication for weight management in both adolescents and adults with obesity . It is available by prescription at a dose of 120 mg tid before meals and also over-the-counter at a dose of 60 mg under the trade name AlliR. Small but significant decreases in fat-soluble vitamin levels may occur, and it is recommended that patients take vitamin supplements . Frequent oily bowel movements and steatorrhea often occur in patients using orlistat. Reducing dietary fat will reduce this unwanted outcome.
Lorcaserin (Withdrawn in February 2020)
Lorcaserin (BelviqR) was withdrawn from the market in February 2020 due the report of 7.7% incidence of cancer in the lorcaserin arm compared to 7.1% in the placebo arm.
Glucagon-Like Peptide Receptor-1 Agonists
Drugs with this mechanism of action have been approved for the management of both diabetes and obesity. In some cases the same chemical is used for both conditions, but with different trade names and different dose recommendations. In other cases, a specific drug is only approved for one indication and not the other.
Exenatide
Exenatide (ByettaR, BydureonR) , approved in 1995 by the US FDA for diabetes, is a long-acting analogue of glucagon-like peptide-1. This drug delays gastric emptying and promotes a feeling of fullness after eating. In addition, some patients experience weight loss during treatment, but the drug is not approved for the management of obesity. One disadvantage of this medication is that it must be injected subcutaneously twice daily. In addition, it causes severe nausea in some patients, especially during the initiation of therapy.
Liraglutide (Marketed as VictozaR for Diabetes at a Dose of 1.2 or 1.8 mg/d and as SaxendaR at a Dose of 3.0 mg/d for the Management of Obesity)
Liraglutide has a 97% homology to GLP-1, which extends the circulating half-life from 1–2 minutes to 13 hours. The use in adult and pediatric patients with diabetes is limited to 1.2 mg/d or 1.8 mg/d. Weight loss is often observed in both adults and children with diabetes who are treated with liraglutide [29].
For the management of obesity, a higher dose of 3.0 mg/d (SaxendaR) should be prescribed in combination with a reduced-calorie diet and increased physical activity in adult patients with obesity who have an initial BMI of ≥30 kg/m2 or in adult patients with a BMI ≥27 kg/m2 and who have diabetes mellitus, hypertension, or dyslipidemia. Liraglutide has not yet been approved for the management of obesity in children.
In a meta-analysis of three studies using liraglutide, the maximal computer-modeled weight loss was −7.68 kg, and half the maximal effect occurred by 12.7 weeks [28].
This drug is contraindicated in patients with a history of medullary thyroid carcinoma or multiple endocrine neoplasia syndrome type 2. Clinicians should not prescribe liraglutide for patients with a history of pancreatitis and should discontinue liraglutide if acute pancreatitis develops. If weight loss doesn’t exceed 4% after 16 weeks, liraglutide should be stopped.
There have been two cardiovascular outcome trials with liraglutide (1.8 mg/d). In patients with diabetes mellitus, liraglutide significantly lowered the rate of the first occurrence of death from cardiovascular causes, nonfatal myocardial infarction, or nonfatal stroke.
Combination of Two Drugs for the Management of Obesity
Two different drug combinations are currently approved by the US FDA for the management of obesity.
Combination of Topiramate and Phentermine: Extended Release
The combination of phentermine/topiramate ER (PHEN/TPM ER) (marketed as QsymiaR) is approved by the US FDA, but not by the European Medicines Agency. It uses lower doses of phentermine than are usually prescribed when phentermine is used alone. Phentermine acts on norepinephrine reuptake receptors, whereas topiramate may reduce appetite through its effect on GABA receptors.
A meta-analysis of six studies using the combination of phentermine/topiramate found a maximal weight loss of −15.6 kg, and the half-time for the maximal effect was 29.8 weeks using a computer-modelled approach [28]. There were improvements in blood pressure, glycemic measures, HDL cholesterol, and triglycerides with both the middle and the top doses, which were related to the magnitude of weight loss. In patients with obstructive sleep apnea, this combination reduced the severity of these symptoms.
Topiramate, alone, in the first trimester of pregnancy may increase the risk of cleft lip/cleft palate in infants, and this combination is contraindicated in pregnancy. Glaucoma is a rare side effect of topiramate, and the drug is contraindicated in glaucoma as it is in patients with hyperthyroidism and within 14 days of treatment with monoamine oxidase inhibitors. Topiramate is a carbonic anhydrase inhibitor that often produces tingling in the fingers and may affect the taste of carbonated beverages. Other potential issues include a risk for kidney stones (associated with topiramate) and increased heart rate in patients susceptible to phentermine.
Combination of Naltrexone-Bupropion: Sustained Release
Naltrexone/bupropion (ContraveR in the United States; MysimbaR in Europe) is approved by the US FDA and in Europe. Bupropion, as a single agent, is approved for the treatment of depression and for smoking cessation. It reduces food intake by acting on adrenergic and dopaminergic receptors in the hypothalamus. Bupropion alone has a modest effect on weight loss, but is not approved as a separate medication for management of obesity. Bupropion stimulates the pro-opiomelanocortin (POMC) neurons in the hypothalamus to produce α-melanocyte-stimulating hormone, which reduces food intake, and β-endorphin (which stimulates feeding). Naltrexone blocks the effect of β-endorphin on appetite, thus allowing the inhibitory effects of α-melanocyte stimulating hormone to reduce food intake by acting on the melanocortin-4 receptor system.
In a meta-analysis of six studies using naltrexone/bupropion, the maximal computer-modeled weight loss was −13.2 kg, and the half-time to the maximal effect was 35.2 weeks which was probably related to the titration schedule [28]. Treatment improved fasting glucose, fasting insulin, homeostasis assessment model of insulin resistance (HOMA-IR), and HDL cholesterol, but there was a transient increase in BP.
Best Practices for the Use of Medications Approved for the Management of Obesity
Criteria for using medications approved for long-term management of obesity were agreed upon between the 2013 American Heart Association/American College of Cardiology/The Obesity Society Guideline for the Management of Overweight and Obesity in Adults [11] and the 2015 Endocrine Clinical Practice Guideline on Obesity Pharmacotherapy [12]. Clinicians may consider prescribing medications to reduce body weight in patients who (1) struggle to achieve weight loss goals, (2) meet label indications (BMI >30 kg/m2 or > 27 kg/m2 with comorbidities), and (3) need to lose weight for health reasons (such as osteoarthritis, prediabetes, fatty liver, or other conditions). Furthermore, the American Association of Clinical Endocrinologists/American College of Endocrinology Comprehensive Clinical Practice Guidelines for Medical Care of Patients with Obesity from 2016 [13] indicate that clinicians may consider pharmacotherapy as a first line for weight management if patients present with one or more severe comorbidities and would benefit from weight loss of 10% or more. Those guidelines do not require that patients fail lifestyle therapy before clinicians prescribe medications.
Dietary Supplements Used to Manage Obesity
In addition to prescription medications, there are a number of agents available in pharmacies and health food stores that are touted by some to be helpful for patients with obesity [30]. Table 9.8 shows a list of some of these complementary and over-the-counter products with comments on their efficacy and safety.
Surgical Procedures for the Management of Obesity
Surgical strategies to treat obesity began more than 50 years ago and have now risen to over 200,000 procedures per year in the United States [1].
Surgical Procedures
There are three principal surgical procedures now widely used. Sleeve gastrectomy (SG) is the most common procedure, and Roux-en-Y gastric bypass (RYGB) is second, with laparoscopic adjustable gastric banding being less commonly used. The technically complicated biliopancreatic diversion is occasionally performed, but there is insufficient controlled data to include it. Data on the response to these three procedures are summarized in Table 9.9 [32].
Criteria for Bariatric Surgery
Criteria established in 1991 considered appropriate candidates as those with a BMI ≥35 kg/m2 and a related comorbidity or a BMI ≥40 kg/m2 in the absence of comorbidities as appropriate candidates for bariatric surgery. These criteria have since been modified in a joint statement by international diabetes groups indicating that bariatric or metabolic surgery is a consideration for patients with poorly controlled diabetes mellitus and a BMI of 30–35 kg/m2. The Endocrine Society has also released pediatric guidelines for bariatric surgery based on the high rate of reversion of diabetes to normal glucose tolerance.
Outcomes of Bariatric Surgery
There is a low rate of mortality (see Table 9.9) as well as some serious complications that occur in about 4.1% of all patients. The experience of both the surgeon and the surgical center are predictors of surgical outcomes. Longer-term complications can include intestinal obstruction, marginal ulcer, ventral hernia, and gallstones. Additional metabolic complications include nephrolithiasis, osteoporosis, and hypoglycemia. Mineral and vitamin deficiencies and weight regain occur in a variable numbers of patients. Micronutrient deficiencies following gastric bypass include iron deficiency in 33 to 55%; calcium/vitamin D deficiency in 24 to 60%; vitamin B12 deficiency in 24 to 70%; copper deficiency in 10 to 15%; and thiamine deficiency in <5%. Established guidelines recommend that the healthcare provider routinely give nutrient supplementation that includes multivitamins, vitamin B12, iron, minerals, calcium, and vitamin D.
There are clear benefits of bariatric/metabolic surgery that may outweigh the risks and potential complications. Weight loss is significant with most of it being retained over the long-term. The poorest weight loss following gastric bypass is comparable to the best reported weight loss for nonsurgical interventions. Changes in weight from baseline to 5 years in surgically treated groups were superior to the changes seen with medical therapy. Body weight decreased 23% with gastric bypass and 19% with sleeve gastrectomy, but only 5% with drug therapies. But like other forms of treatment for obesity, there is considerable variability of response. In a large follow-up study of patients undergoing a Roux-en-Y gastric bypass, the trajectories of initial weight loss in the first year tended to be retained for up to 7 years and varied from 12 to 45% of the initial weight. Weight loss following laparoscopic banding is similarly variable, but weight losses are only about half that seen with gastric bypass.
The single best predictors of sustained postoperative weight loss (identified by the LABS Consortium) are postoperative eating and lifestyle behaviors. Specifically, subjects who self-monitor by weighing themselves frequently and who avoid eating when full and avoid snacking between meals appear to experience the best weight loss.
The remarkable remission of T2DM following bariatric/metabolic surgery was originally noted by Pories et al. [33]. The durability of the remission was sustained for up to 7 years in many participants. There may also be a remission of dyslipidemia, sleep apnea, and hypertension following bariatric/metabolic surgery.
In the large, long-term Swedish Obese Subjects study, mortality was significantly reduced by 29% in the operated patients [34, 35] who also showed a reduction in myocardial infarction, stroke, and reduced incidence of diabetes mellitus. Cancer was significantly reduced in women.
Vagal Blockade
In addition to the major gastrointestinal procedures, there are several other surgical strategies. Vagal blockade can be produced by activating electrodes placed around the vagal trunks at the diaphragm in order to produce intermittent vagal blockade. Weight loss occurs by reducing appetite and inducing early satiety. Weight loss is modest, but superior to sham-treated controls yet less successful than conventional surgical procedures described above.
Endoscopically Placed Balloons
In 2015, the US FDA approved two intragastric balloons and a third one in 2016. The Orbera Intragastric Balloon System is filled with 400 to 700 mL of saline. The ReShape Integrated Dual Balloon System contains two connected saline-filled balloons. The Obalon Balloon System expands with air after insertion. Technical improvements to these devices have resulted in a favorable safety profile. The present protocol requires removal of these intragastric balloons after 3–6 months, which is a limitation to the long-term efficacy of this intervention. In August 2017, the US FDA sent a letter to healthcare providers noting seven deaths associated with liquid-filled intragastric balloon systems used to treat obesity. Four of the reports involved the Orbera Intragastric Balloon System and one the ReShape Integrated Dual Balloon System. Two earlier deaths were also noted.
Another intragastric device is a specially designed percutaneous gastrostomy tube called the AspireAssist device. It allows patients to directly remove ingested food from the stomach. In a clinical trial lasting 1 year using this device, patients lost 12.1% compared to 3.6% in the control group. This aspiration technique requires available facilities to discard the aspirated food and is not for everyone.
Finally, there are two endoscopic procedures for placing a duodenal-jejunal luminal sleeve to reduce absorption of nutrients and activation of GI hormones and another which involved reducing duodenal absorptive surface by abrasion. The duodenal-jejunal luminal bypass liner shows promise. In a study that examined endoscopic ablation of duodenal mucosa, there was an enhanced glycemic control of T2DM with a reduction of HbA1c that persisted 6 months after ablation.
Liposuction
Liposuction (also known as lipoplasty or suction-assisted lipectomy) is the most common esthetic procedure performed in the United States, with over 400,000 cases performed annually. This is not generally considered a bariatric procedure, but clinicians use it to remove and contour subcutaneous fat following recovery from bariatric surgery when there is excess subcutaneous fat. The procedure involves aspiration of fat and fluid after injecting physiologic saline into fat tissue. As the technique has improved, it is now possible to remove significant amounts of subcutaneous adipose tissue. However, visceral fat and other ectopic fat deposits are unaffected. Whether this procedure improves the metabolic profile has been examined in a study by Klein et al. [36]. They studied seven women with diabetes who were also overweight and eight women with normal glucose tolerance that were overweight both before and after liposuction . The control women lost 9.1 kg of body fat, and the women with diabetes lost 10.5 kg of fat. Despite these significant reductions in body fat, there were no changes in blood pressure, lipids or cytokines, or C-reactive protein. There was also no improvement in insulin sensitivity, suggesting that the removal of subcutaneous adipose tissue without reducing visceral fat has little influence on the risk factors related to being overweight.
Conclusion
The epidemic of obesity over the past 50 years has increased by threefold the number of individuals with obesity. Since no one chooses to be fat, this has led to the search for cures for the patient with obesity. This chapter has outlined obesity as a chronic relapsing disease process for which bariatric surgery is the most effective treatment. However, many people do not want surgery, and for them there are a variety of diets, exercise programs, and behavioral programs which can be supplemented by the use of pharmacological treatment in many cases. The difficulty of reversing obesity is well recognized and poses one of the major challenges for those working on this obstinate problem.
COVID-19 Addendum
Since the time this chapter on understanding and achieving a healthy weight was completed, the world has been through the SARS-2-Cov-2 coronavirus pandemic which has affected individuals with obesity and those with diabetes more than any other group, except the elderly and nursing home residents. The impact of this pandemic on scholarly activity is shown by the fact that in March 2021, there were 337 papers, 91 of which were published in 2021, identified as related to COVID-19 and obesity in PubMed, a large medical indexing system. The impact of COVID-19 has been worldwide. This is nicely shown in the meta-analysis by Popkin et al. [37]. Individuals who were overweight/obese were 46% more likely to test positive for COVID-19, had a 113% higher risk of being hospitalized, a 74% higher likelihood of entering an intensive care unit (ICU), and a 48% increased risk for mortality. Similar increases in hospitalization, admission to the ICU, use of ventilators, and mortality were reported by Kompaniyets et al. [38] and by Huang et al. [39]. In another meta-analysis using fully adjusted data from six studies, Hoong et al. found that the odds ratio for severe disease and mortality was more than twice that of the normal weight subjects [40]. The magnitude of the obesity also impacted outcomes. Poly et al. [41] reported that individuals with Class I obesity (BMI 30–34.9 kg/m2) had a 27% increase in mortality, those with Class II obesity (BMI 35–39.9 kg/m2) had a 56% increase in mortality, and those in Class III (BMI > 40 kg/m2) had a 92% increase in mortality. The interaction of obesity and age over 65 was particularly apparent in the rate of hospitalization and death with increasing BMI [38].
Obesity affects many systems as noted earlier, and several of these systems may be involved in enhancing the risk of the coronavirus disease [1]. First, the virus enters the respiratory system where patients with obesity may express larger amounts of the angiotensin-converting enzyme-2 (ACE-2) receptors to which the coronavirus locks on in the body [42]. This in turn may activate the complement system with lysis of cytokine-containing cells followed by the often lethal cytokine storm. If there is vitamin D deficiency, this too may augment the risk. Patients with obesity often have reduced pulmonary ventilation, and this may increase their risk of ending up on a ventilator. Thus, COVID-19 in the patient with obesity and especially those who are older is a serious risk to their health.
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Suggested Further Readings
Apovian CM, Aronne LJ, Bessesen DH, et al. Pharmacologic management of obesity: an endocrine society clinical practice guideline. J Clin Endocrinol Metab. 2015; https://doi.org/10.1210/jc.2014-3415.
Arterburn DE, Telem DA, Kushner RF, Courcoulas AP. Benefits and risks of bariatric surgery in adults: a review. JAMA. 2020 Sep 1;324(9):879–87.
Bray GA, Heisel WE, Afshin A, Jensen MD, Dietz WH, Long M, et al. The science of obesity management: an endocrine society scientific statement. Endocr Rev. 2018 Apr 1;39(2):79–132.
Davis RAH, Plaisance EP, Allison DB. Complementary hypotheses on contributors to the obesity epidemic. Obesity (Silver Spring). 2018 Jan;26(1):17–21.
Ge L, Sadeghirad B, Ball GDC, da Costa BR, Hitchcock CL, Svendrovski A, et al. Comparison of dietary macronutrient patterns of 14 popular named dietary programmes for weight and cardiovascular risk factor reduction in adults: systematic review and network meta-analysis of randomised trials. BMJ. 2020;369:m696.
Jensen MD, Ryan DH, Donato KA, et al. Guidelines (2013) for managing overweight and obesity in adults. Obesity. 2014;22(S2):S1–S410.
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Bray, G.A., Champagne, C.M. (2022). Obesity: Understanding and Achieving a Healthy Weight. In: Wilson, T., Temple, N.J., Bray, G.A. (eds) Nutrition Guide for Physicians and Related Healthcare Professions. Nutrition and Health. Humana, Cham. https://doi.org/10.1007/978-3-030-82515-7_9
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