Abstract
Parameterization of wave runup is of paramount importance for an assessment of coastal hazards. Parametric models employ wave (e.g., Hs and Lp) and beach (i.e., β) parameters to estimate extreme runup (e.g., R2%). Thus, recent studies have been devoted to improving such parameterizations by including additional information regarding wave forcing or beach morphology features. However, the effects of intra-wave dynamics, related to the random nature of the wave transformation process, on runup statistics have not been incorporated. This work employs a phase- and depth- resolving model, based on the Reynolds-averaged Navier-Stokes equations, to investigate different sources of variability associated with runup on planar beaches. The numerical model is validated with laboratory runup data. Subsequently, the role of both aleatory uncertainty and other known sources of runup variability (i.e., frequency spreading and bed roughness) is investigated. Model results show that aleatory uncertainty can be more important than the contributions from other sources of variability such as the bed roughness and frequency spreading. Ensemble results are employed to develop a new parametric model which uses the Hunt (J Waterw Port Coastal Ocean Eng 85:123–152, 1959) scaling parameter \(\beta \left (H_{s}L_{p}\right )^{1/2}\).
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1 Introduction
Runup is defined as the wave-by-wave induced maximum water elevation measured on the foreshore above the mean ocean level. Runup is the result of the combination of the depth-integrated and time-averaged cross-shore momentum balance (i.e., setup) and wave-induced time-varying oscillations (i.e., swash motion). The swash oscillations can be decomposed further into high- and low-frequency components (Stockdon et al. 2006). The relevance of runup relies on the fact that it is often employed to define the level of exposure to inundation of any given beach, in relation to its morphological features (e.g., Sallenger 2000; Stockdon et al. 2007). Ultimately, runup relative to the structure freeboard, or the deficit in runup freeboard, determines the risk and quantity of overtopping flows (Baldock et al. 2012). Hence, runup has an important role in coastal design parameters and risk reduction strategies, highlighting the need to develop reliable methods for its prediction.
Wave runup in the field is often collected using runup wires (Guza and Thornton 1982; Sallenger 1985; Holland et al. 1995; Hughes et al. 2014) or image-based techniques (e.g., Holman 1986; Ruessink et al. 1998; Ruggiero et al. 2004; Stockdon et al. 2006; Atkinson et al. 2017), with the latter being more common. For video imagery, cross-shore transects of pixel intensity are employed to track the water-land interface producing a runup time series. Swash statistics can be calculated from the mean-removed runup spectra (e.g., Stockdon et al. 2006) or from a wave-by-wave approach through time-series analysis (Hughes et al. 2014).
Extreme value statistics of runup are often defined as the vertical elevation exceeded by only 2% of the runup events (Holman 1986). Indeed, R2% is commonly correlated to beach slope and deep-water wave conditions in order to develop runup parameterizations (e.g., Holman 1986; Ruessink et al. 1998; Ruggiero et al. 2004; Stockdon et al. 2006; Brinkkemper et al. 2013; Atkinson et al. 2017). However, runup measurements are often scattered about empirical parameterizations (Guza and Feddersen 2012). For instance, Atkinson et al. (2017) assessed the accuracy of nine common runup parameterizations using field data from 11 different beaches along the Australian East coast and found no one model to be the best model on all beaches, with the best models yielding errors of order 25%. The large errors suggest either that parameterizations may be site dependent or the lack of key processes in their formulation.
Laboratory experiments (e.g., Baldock et al. 2000; Baldock and Huntley 2002; Baldock 2006; Palmsten and Splinter2016, among many others) and numerical models (e.g., Madsen et al. 1997; Stockdon et al. 2014; Ruju et al. 2014; Fitzgerald et al. 2016; Fiedler et al. 2019, among many others) provide a means to study runup under a variety of forcing scenarios under controlled conditions. The advent of transient nonlinear swash models (e.g., Briganti et al. 2016) has increased the use of numerical models to improve runup parameterizations by incorporating further information regarding the environmental conditions, the wave forcing, and the beach geometry. For instance, Guza and Feddersen (2012) employed a Boussinesq-type model to investigate the effect of angular and frequency spread in infragravity swash and a new parameterization was derived in order to improve predictions of infragravity runup over idealized bathymetry during energetic wave conditions. Medellin et al. (2016) employed a non-linear shallow water equations (NLSWE) non-hydrostatic model [SWASH; Zijlema et al. 2011], to develop a site-specific parameterization that depends on wave conditions and tidal elevation. They found that accounting for tidal elevation improved the correlation coefficient between numerical and parameterised R2%. Atkinson et al. (2017) also found model accuracy varied with tidal stage. More recently, Park and Cox (2016) employed a Boussinesq-type numerical model to develop a new runup parameterization considering the berm width. It was found that including the berm width improved the predictions when compared with previous parametric models (e.g., Stockdon et al.2006). Poate et al. (2016) derived a runup equation for a gravel beach incorporating the grain size that predicts the field data well. However, all the aforementioned laboratory and numerical runup studies often employed a single realization (deterministic approach), yielding a unique relationship between the wave/beach conditions and the R2% (Holman 1986).
Despite these advances in the understanding of the runup process, the reliability of the runup prediction in real field applications can be unreliable, as its estimation derived from empirical formulae or state-of-the-art models involves a certain amount of uncertainty from different sources (Atkinson et al. 2017). These uncertainties could lead to errors in the prediction of extremes; therefore, further research should be aimed at understanding the influence of these uncertainties on the resulting engineering analysis (e.g., Rodriguez-Rincon et al. 2015). For instance, a few numerical studies have been devoted to quantifying uncertainty in runup estimations due to variations of parameters such as incoming wave height (Ge and Cheung 2011; Ricchiuto et al. 2014), shape of the incoming wave (Didenkulova et al. 2015), and friction coefficient (Ricchiuto et al. 2014). However, no previous study has investigated the uncertainty associated with random waves and its relative importance with respect to the other sources of runup variability (e.g., frequency spread and bed friction). Aleatory uncertainty can be estimated by conducting multiple model realizations, i.e., employing different forcing time series derived from the same spectral wave conditions. This stochastic approach has been recently adopted in coastal engineering for the study of wave-structure interaction (Williams et al. 2014; Palemón-Arcos et al. 2015; Romano et al. 2015).
This paper investigates, by means of a two-dimensional (2D) deterministic numerical model, the role of uncertainty in wave runup predictions and its relative importance when compared with other sources of variability. A Reynolds-averaged Navier-Stokes (RANS) approach is employed since NLSWE or Boussinesq models lack of all the physics that are fundamental to investigate uncertainty associated to the wave transformation processes. The outline of the paper is the following. In Section 2, the model employed in this study is described and validated with laboratory runup data. Then, the methodology employed in the present work and the description of the simulated cases is presented in Section 3. The ensemble predictions of setup, significant swash, and runup for the different cases corresponding to different forcing and beach conditions are presented in Section 4. Furthermore, a new parameterization for wave runup is obtained based on the numerical results. A discussion of the current results and how they are related with previous work is presented in Section 5. Finally, concluding remarks are provided in Section 6.
2 Model description
2.1 Numerical formulation
Accurate runup predictions require a fully dispersive wave model that simulates non-linear wave transformation including wave breaking, wave-induced setup, high- and low-frequency wave transformation, and swash-swash interactions. A depth- and phase-resolving model that solves the 2D Reynolds-averaged Navier-Stokes (RANS) equations with a turbulence closure and a free-surface tracking scheme (COBRAS; Lin and Liu 1998; Hsu et al. 2002; Losada et al. 2008) is employed in this work to estimate runup. The COBRAS model solves the 2D RANS equations for an incompressible fluid given by,
where t is time, xi is the bed-parallel (i = 1) and bed-orthogonal (i = 2) coordinate, gi is the gravitational acceleration component, ui is the fluid velocity in direction xi, ρ is the fluid density, p is the pressure, τij is the shear stress, and angle brackets denote Reynolds-averaged quantities. The influence of turbulence fluctuations on the mean flow field is introduced via the Reynolds stresses \(\rho \left \langle {u^{\prime }_{i} u^{\prime }_{j} } \right \rangle \), approximated using a k − 𝜖 turbulence closure scheme. The governing equations for production of turbulent kinetic energy k and energy dissipation rate 𝜖 are derived from the Navier-Stokes equations and correlations of turbulence fluctuations in the k and 𝜖 equations are replaced by closure conditions. A non-linear algebraic Reynolds stress model is used to relate the Reynolds stress tensor and the strain rate of mean flow (Lin and Liu 1998; Rodi 1993) and the volume of fluid (VOF) method is used (Hirt and Nichols 1990) to track the free surface.
A rough-wall logarithmic law is imposed as the bottom boundary condition for velocity parallel to a solid boundary (Lin and Liu 1998). The bottom shear stress is expressed via a friction velocity, u∗, assuming that a logarithmic velocity profile is valid between the bottom and the half grid point above the bed as,
where κ is the von Karman constant (0.4) and Ks is the apparent roughness that is set equal to 2D50 (Hsu et al. 2006) for the median grain size D50. These boundary conditions were deemed suitable for prediction of bed shear stress and runup distance during a dam-break-driven swash event with this numerical model (e.g., Torres-Freyermuth et al. 2013). This modelling approach has been employed in previous studies of swash zone processes, driven by a dam-break event, including the study of turbulent kinetic energy dissipation (Zhang and Liu 2008), bed shear stresses (Torres-Freyermuth et al. 2013), and bed boundary layer dynamics (Pintado-Patiño et al. 2015). However, the RANS model capability for the study of wave runup has not been investigated previously.
2.2 Model setup
The numerical model implementation to study runup processes requires the solution of the governing equations in a model coordinate system that is bed-parallel (x) and bed-orthogonal (z) owing to the partial cell treatment (e.g., Zhang and Liu 2008; Torres-Freyermuth et al. 2013) (see Fig. 1). A uniform grid of Δx = Δz = 0.015 m was employed in this work for two different beach slopes (Fig. 1a, b). Previous studies reported a residual water layer that remains at the first grid point during the backwash phase (Torres-Freyermuth et al. 2013; Desombre et al. 2013) and hence the runup time series were extracted by tracking the water-land interface at two grid points above the bed.
The wave forcing in the numerical model considered second-order generation and active wave absorption (Torres-Freyermuth et al. 2010). Non-linear wave interactions were estimated following (Longuet-Higgins and Stewart 1960), where the free surface η and velocity potential Φ are given by,
where the ζ is the free surface elevation, the superscripts 1 and 2 denote the first- and second-order solutions respectively, the single subscripts denote individual wave components, and the double (i.e., 12) subscript corresponds to the difference (bound) wave interaction. A flux boundary condition is prescribed at the location of the most seaward sensor. For forcing the model, the measured free-surface elevation was band-passed (0.5fp < f < 2fp; where f is frequency and subscript p denotes peak) and further decomposed into Fourier components. Thus, free-surface and velocity potential second-order solutions are given by a sum of primary and difference interactions between each pair of components as Baldock et al. (1996),
Finally, second-order velocity components (u and w) can be obtained by taking the derivative of the velocity potential. An active wave absorption is also implemented in the forcing boundary following (Torres-Freyermuth et al. 2010) in order to avoid re-reflection and ensure mass conservation within the computational domain.
2.3 Model validation
For the numerical model validation, we employed runup measurements corresponding to experiments for monochromatic waves (Baldock and Holmes 1999) and transient wave groups (Baldock 2006). The laboratory experiments were carried out in a wave flume 18 m long, 0.9 m wide, and 0.8 m deep. The experimental setup is described elsewhere (Baldock 2006) and hence an overview is given here.
The laboratory experiments employed a 1:10 planar beach (\(\beta =\tan \theta \)) composed of rigid, smooth polyethylene beginning 5.65 m from the wave paddle. Waves were generated using a hydraulic-driven wedge-type paddle considering second-order generation for long waves (e.g., Baldock et al. 2000) and active wave absorption. Resistance-type wave gauges were located at different cross-shore locations outside and inside the surf zone. Moreover, the runup was acquired using a runup wire elevated 3 mm above the bed. The still water line (SWL) intersection on the beach face (as defined by the runup wire prior to the commencement of each test) defines the origin of the vertical coordinate for the runup data. The model setup follows the description in 2.2.
Baldock and Holmes (1999) conducted laboratory experiments on wave runup due to monochromatic waves. Four different wave conditions, comprising different values of the surf similarity parameter \(\xi _{0} =\beta / \left (H_{o}/L_{0} \right )^{1/2}\) (Battjes 1974), were selected for the model-data comparison. The numerical model was forced with the wave forcing boundary condition described in Section 2.2 using the first-order solution. Despite the coarse grid resolution, the numerical model performance is satisfactory when compared against the runup wire data. The discrepancy between simulated and measured maximum runup increases with decreasing surf similarity parameter (differences of 1.6%, 4.0%, 13%, and 17%, respectively from top to bottom in Fig. 2). The model skill (Willmott et al. 1985) is employed to assess the model performance for the prediction of wave runup.
where 𝜃meas and 𝜃pred represent the measured and predicted quantities as a function of time t. The model skill ranges from complete disagreement (𝜃skil = 0) to perfect agreement (𝜃skil = 1). Table 1 shows the model skill regarding time series of runup predictions for the simulated cases.
The numerical model was also validated against runup data corresponding to a focusing transient wave group experiment conducted by Baldock (2006). Numerical simulation of this data requires a fully dispersive and non-linear model to predict the wave focusing at intermediate water depth, the wave breaking, and the runup event associated to the breakpoint-generated low-frequency wave (Baldock 2006). Lara et al. (2011) investigated the mechanisms of low-frequency wave transformation under similar wave conditions inside the surf zone using the same numerical model, finding a satisfactory agreement with respect to data. However, an assessment on the model capability to predict wave-induced runup was not addressed in that study. Here, the numerical model was forced using second-order generation and active wave absorption in the rotated reference frame (Fig. 1a). The numerical model reproduces the forcing time series (Fig. 3a), predicts the shoaling (Fig. 3b), and wave focusing (Fig. 3c). Some discrepancies are observed near the wave-focusing location owing to the low mesh resolution employed for this work. Nevertheless, the extreme runup event, induced by the break-point generated low-frequency wave, is reproduced in the numerical model (Fig. 3d). It is worth noting that the model performance can be significantly improved by increasing the mesh resolution (not shown), but at the cost of a increase in the computational time. Thus, we employed the coarse resolution to conduct a parametric study.
2.4 Simulated cases
Previous studies pointed out the influence of frequency spreading (γ) (e.g., Guza and Feddersen 2012) and bed roughness (Apotsos et al. 2008) on the infragravity swash and the wave-induced setup, respectively. The simulated cases in the present work (Table 2) consider different combinations of random wave forcing conditions (Hs,Tp, γ) and beach characteristics (β, Ks). Therefore, rough/smooth beds and different frequency spread values were used to assess the effect on runup. Furthermore, simulating 20 realizations for each wave condition and estimating the mean μ and standard deviation σ of the different components of R2% allow us to address the role of aleatory uncertainty. Each series of tests (i.e., NB_S, NB_R, and BB_R) corresponds to different spectra and bed characteristics. For instance, NB_S corresponds to the control case with a Narrow Band spectrum (γ = 3.3) and Smooth bed, whereas the effect of frequency spread and bed characteristics can be determined from the comparison of the control case with respect to the Broad Band and Rough bed (BB_R) and the Narrow Band and Rough bed (NB_R), respectively. Two different bed slope values (1:10 and 1:20) were considered to extend the surf similarity parameter space.
3 Methods
3.1 Random wave forcing
The numerical model requires free surface elevation time series in order to derive the forcing condition following 2.2. Thus, synthetic free-surface time series were obtained from a JONSWAP wave energy density spectrum (Hasselman et al. 1973) using,
where w is the wave frequency, wp represents peak wave-frequency, γ is the peak enhancement factor, σ is the peak shape factor, Hs is the significant wave height, T1/3 is the period associated to Hs, and Tp is the spectral peak period. The wave characteristics employed for the simulated cases are shown in Table 3.
Monte Carlo simulations were employed for the estimation of random phases in order to generate 20 different realizations from the wave spectral conditions via an inverse Fourier transform using,
where k is the wave number, H is the wave height, and ψ the phase of the i th wave component of the irregular wave spectrum.
Free-surface elevation time series corresponding to different realizations for the same JONSWAP spectrum are shown in Fig. 4. The length of the time series is set equal to 245 s that corresponds to approximately 100 waves, consistent with the duration of data series typically employed for computing runup statistics from field data (e.g., Stockdon et al. 2006; Hughes et al. 2014). The numerical model is forced with free-surface elevation time series using second-order wave theory for deriving the velocity profile at the forcing boundary according to (3)-(6).
3.2 Data analysis
The runup signal from each simulated case was decomposed into the setup and swash contribution (e.g., Stockdon et al.2006). The swash is further decomposed into low-frequency (lf) and high-frequency (hf) swash, obtained by using the low-/high- passed filtered signal of the swash data, respectively. The threshold between hf and lf was set equal to fp/2 (Janssen et al. 2003). For each case, the ensemble average and the standard deviation of different parameters result from the 20 independent realizations. A sensitivity test was carried out to determine the minimum number of realizations for obtaining ensemble statistics of the different runup parameters. Ensemble averages and standard deviation for the mean shoreline elevation (setup), incident and infragravity swash height, and R2% were computed as a function of the number realizations (Fig. 5; example from BB_R7). The sensitivity analysis suggests that 20 realizations provide reliable estimates for the shoreline elevation, incident and infragravity swash height, and R2% for all cases. Notice that the maximum runup (gray circles in Fig. 5) did not converge over 20 realizations as maximum runup is not a statistical quantity or the product of time averaging and hence requires a larger number of realizations (see Williams et al. 2014). Sensitivity tests for the other cases yielded similar results.
4 Results
4.1 Runup variability
Runup time series for the simulated cases (Table 2) were employed to investigate the R2% variability associated with different parameters including the wave forcing (Hs, Tp, γ), the bed characteristics (Ks, tanβ), and the aleatory uncertainty. The R2% components were compared with the Hunt scaling parameter (Hunt 1959) (i.e., β(HsLp)1/2). The results from all cases and realizations show scatter (see Fig. 6), becoming the largest for the Slf component (Fig. 6c) and the smallest for the setup. This results highlight the difficulties of comparing runup parameterizations with measured data. Thus, ensemble averaging of the realizations was conducted for each case to diagnose the sources of runup variability (Fig. 7). Differences between ensemble results provide a reliable assessment of the influence that different forcing/beach characteristics has on runup, whereas the standard deviation provides a means to estimate the aleatory variability intrinsic to the runup process. The R2% variability presented in Fig. 6a is represented in terms of ensemble estimates, as shown in Fig. 7. In general, the aleatory uncertainty, represented by the error bars, is of the same order as the variability induced by differences in the wave spectral or bed characteristics. This implies that natural variability contribution cannot be neglected.
Series NB_R and BB_R are compared with the idealized cases in series NB_S to investigate the sources of variability (Fig. 8). NB_R and BB_R show an increase and decrease in the R2% with respect to NB_S (Fig. 8a), respectively. Differences between NB_R and BB_R become significant for the low-frequency swash contribution (Fig. 8c). Thus, non-linear interaction seems to play an important role in such differences. On the other hand, increasing the bed roughness and keeping the same frequency spreading (NB_R) decreases the high frequency swash, owing to increased bed-induced energy losses (Fig. 8d). The mean shoreline elevation is less sensitive than other parameters (Fig. 8b), but is more sensitive to frequency spreading than bed roughness.
4.2 Implications of uncertainty on runup parameterizations
The model results suggest that aleatory uncertainty can be more important than other sources of variability such as the bed roughness and frequency spread (see Figs. 7 and 8). Therefore, questions arise on both the inherent limitations of current runup parameterizations and the convenience of introducing more parameters into the current R2% formulations for reliable estimations of inundation under extreme events. The analysis of the normalized R2% corresponding to the realizations for idealized conditions (NB_S) shows a good fit with a Gaussian Probability Density Function and Cumulative Density Function distributions (Fig. 9). This behavior allows an estimate of the percentage of occurrence as a function of the number of standard deviations Nσ with respect to the ensemble mean value. Here, a new parameterization for R2% is proposed, based on the zero intercept of the ensemble average of the realizations under idealized conditions (NB_S), where the natural (aleatory) uncertainty can be accounted for in terms of the standard deviation. The parameterization is given by,
where Nσ= 1, 2, 3,... and the H0 and L0 are deep water wave height and wavelength. By comparing (14) with the results from all simulations (see Fig. 10), it is found that more than 56%, 86%, and 95% of the data are contained within Nσ = 1,2, and 3 standard deviations, respectively. This implies that accounting for the variability associated with the aleatory uncertainty can be more important than considering other sources of variability (e.g., frequency spread and bed roughness).
5 Discussion
Runup models are derived from the laboratory and field observations, and numerical model predictions. The differences in the runup prediction between models are site-dependent and hence might not be applicable to other sites (Atkinson et al. 2017). Atkinson et al. (2017) investigated the performance of 11 runup models, derived in prior laboratory and field studies, for different beaches along the Australian East coast and derived a model-of-models through a least-squares fit as,
where the runup coefficient is 0.99, which is almost exactly the same as Holman (1986), and hence implies that R2% can be well predicted by the Hunt (1959) scaling parameter. The ensembled parametric model derived in the present work (14) yielded a runup coefficient of 1.76 which is 78% larger. However, the runup coefficient in (14) is consistent with the one derived using runup data in a wave flume (van der Meer and Stam 1992). The differences between (15) and 2D (flume and numerical) data suggests that 3D effects (angular spreading), not accounted in the numerical model and wave flume experiments, might play an important role in decreasing the runup on natural beaches (Guza and Feddersen 2012). An assessment of 3D effects is beyond of the scope of the present investigation and hence further research is warranted.
We investigate the increase in runup variability for some cases (see Fig. 10). The relative runup variability \(\sigma ^{\prime } =\sigma /\mu \), where μ and σ represent the ensemble mean and standard deviation is estimated for all simulated cases to investigate the role of beach slope and wave conditions. Figure 11 shows how the relative runup variability increases for decreasing ξ values. This suggests that runup variability is larger on dissipative beaches (ξ < 0.3). The variability can be ascribed to the low-frequency energy contribution which shows the largest scatter (Fig. 6) and tends to dominate the swash in such environments (Stockdon et al. 2006).
6 Conclusions
A deterministic model is employed to obtain stochastic runup predictions based on the ensembles of multiple realizations with constant spectral conditions. Ensemble estimates of extreme runup and its different components are computed for different values of frequency spread and bed roughness. Numerical results suggest that the setup and the low-frequency significant swash height are more sensitive to frequency spreading than bed roughness. On the other hand, the high-frequency significant swash is more sensitive to bed roughness. Nevertheless, the model simulations of R2% show that the variability ascribed to different frequency spread and bed roughness values are within the uncertainty values of the idealized condition. A new parameterization for R2% that incorporates the aleatory uncertainty accounts for 95% of all the cases considering variability within 3 standard deviations, irrespective of the bed roughness and frequency spread values. These results suggest that current parameterization needs to incorporate aleatory uncertainty for reliable predictions of extreme events.
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Acknowledgments
We acknowledge Gonzalo Uriel Martín Ruiz for technical support. The first author acknowledge Dr. Jantine Rutten for discussion on the assessment of relative runup variability. Two anonymous reviewers provided valuable comments that improved the manuscript.
Funding
We acknowledge ONR Global and CONACYT (CB-2016-284430 and LN 271544) for financial support. Additional financial support was provided by UNAM through PAPIIT DGAPA (PAPIIT IN101218) and the International Collaborative Project between Instituto de Ingenieria and the University of Delaware. J.C. Pintado-Patiño acknowledges the financial support provided by the Mexican National Council of Science and Technology (CoNACyT) under the graduate scholarship 490080.
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This article is part of the Topical Collection on the International Conference of Marine Science ICMS2018, the 3rd Latin American Symposium on Water Waves (LatWaves 2018), Medellin, Colombia, 19-23 November 2018 and the XVIII National Seminar on Marine Sciences and Technologies (SENALMAR), Barranquilla, Colombia 22-25 October 2019
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Torres-Freyermuth, A., Pintado-Patiño, J.C., Pedrozo-Acuña, A. et al. Runup uncertainty on planar beaches. Ocean Dynamics 69, 1359–1371 (2019). https://doi.org/10.1007/s10236-019-01305-y
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DOI: https://doi.org/10.1007/s10236-019-01305-y