Abstract
In this work, the feasibility of triplet fusion upconversion (TFU, also named triplet–triplet annihilation upconversion) technology for the functionalization (arylation) of furans and thiophenes has been successfully proven. Activation of aryl halides by TFU leads to generation of aryl radical intermediates; trapping of the latter by the corresponding heteroarenes, which act as nucleophiles, affords the final coupling products. Advantages of this photoredox catalytic method include the use of very mild conditions (visible light, standard conditions), employment of commercially available reactants and low-loading metal-free photocatalysts, absence of any sacrificial agent (additive) in the medium and short irradiation times. The involvement of the high energetic delayed fluorescence in the reaction mechanism has been evidenced by quenching studies, whereas the two-photon nature of this photoredox arylation of furans and thiophenes has been manifested by the dependence on the energy source power. Finally, the scaling-up conditions have been gratifyingly afforded by a continuous-flow device.
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1 Introduction
Application of photon upconversion (UC) that transforms low-energy (visible light) into higher energy (UV or near-Vis) radiation has been potentially ranged from energy to biology fields constituting nowadays an active area of research [1,2,3]. The UC mechanism implies two types of scenarios, named two-photon absorption (TPA) [4] and triplet fusion upconversion (TFU, also so-called triplet–triplet annihilation, TTA) [5,6,7]. The latter proceeds with lower energetic radiation than TPA, and constitutes one of the most attractive wavelength conversion technologies, successfully applied in several scientific topics [8,9,10,11,12,13,14,15,16,17,18]. Thus, TFU involves the association of multistep photochemical events (Fig. 1B), and a variety of organic dyes and metal complexes can be currently found in literature for this purpose [19]. Briefly, after absorption of low energy photons (hν1), the singlet excited state 1S* of the sensitizer (donor) is reached; then, intersystem crossing (ISC) leads to the corresponding triplet excited state 3S*. Afterwards, intermolecular triplet–triplet energy transfer (TTEnT) from 3S* to the emitter (acceptor, A) takes place, affording 3A*. Finally, collision of two 3A* units gives rise to the highly energetic 1A*, which is capable to radiate anti-Stokes delayed fluorescence (hν2).
In this context, visible-light photoredox catalysis represents a novel emerging strategy to drive chemical reactions [20,21,22,23,24,25,26,27]. Activation of molecules by visible light offers the possibility of new reaction routes, otherwise impossible to occur using classical nonphotochemical strategies. Frequently, photocatalytic processes require the employment of activated substrates that facilitate generation of radical intermediates in the vicinity of heteroatomic functional groups (amines, carbonyls) [28,29,30], or by irreversible reaction steps [31,32,33,34]. Consequently, photocatalytic activations of unbiased or non-activated substrates have received very little attention. In general, the scope of photocatalytic bond activations is limited not only by the low energy of photons laying in the visible range, only sufficient for the cleavage of weak C–I, Csp3–Br and π-bonds, but also by the energetic losses suffered by the photocatalysts, such as intramolecular charge transfers or internal conversions [35,36,37].
Among other strategies such as consecutive photoinduced electron transfer or electrophotochemistry [38, 39], a novel possibility to overcome this limitation is the implementation of TFU. In the former methodologies, after exciting the photocatalyst (or reducing by electrode), reductive quenching of its excited state from sacrificial donor (or electrode) generates the reduced species that can become subsequently excited, producing an even more potent reductant. They differ from the TFU technology which provides high energy excited state from low energy light in a redox–neutral strategy. Despite the fact that this biphotonic process could be a useful synthetic tool in organic synthesis, only few examples are reported in the literature [40,41,42,43,44,45,46,47,48]. Thus, we wish to report the successful use of TFU photocatalysis for the challenge of heteroarene functionalization, a straightforward methodology that can be employed for the synthesis of natural products, bioactive compounds, and high value fine chemicals [49]. We have recently explored the feasibility of employing the TFU technology for the photocatalyzed arylation of N-methylpyrrole [45].
Herein, we focus our attention on the application of TFU to the C–C coupling between aryl bromides and furans or thiophenes (Fig. 1B). Similar photoreactions have been reported in the past employing metal-based or metal-free photoredox catalysts [50,51,52,53,54,55,56,57]; however, these methods present some drawbacks, such as the need of expensive and toxic noble-metal complexes as photocatalysts, the use of high activated starting materials (aryl iodides or aryl diazonium salts) that limits the accessible substrate scope, the presence of additives in the medium increasing the complexity of the system or the prolonged irradiation times (more than 10 h) implying unwanted processes. In this context, TFU photoredox catalysis would offer some advantages over other photocatalytic-based protocols which include very mild reaction conditions (visible light, room temperature, atmospheric pressure), employment of stable and less activated commercially available reagents, absence of metal photocatalysts or other additives (sacrificial donors/acceptors) in the medium, and short irradiation times.
2 Results and discussion
2.1 Optimizing conditions for coupling reaction catalyzed by TFU
We focused on the arylation of furans and thiophenes using bis(difluoroboron)-1,2-bis((1H-pyrrol-2-yl)-methylene)hydrazine (BOPHY) as sensitizer and 9,10-diphenylanthracene (DPA) as emitter as photocatalytic system on the basis of literature data (Fig. 1C) [45]. For searching the optimal conditions, we initiated the investigation using 4-bromoacetophenone (1a) and furan (2a) as starting materials in the presence of catalytic amounts of BOPHY/DPA and the mixture was submitted to visible light irradiation through quartz with a commercially available blue laser pointer (λexc = 450 nm ± 10, 2 W, see Figure S1 in the Supporting Information). The desired coupled product 3a was thus obtained after 2 h of irradiation using acetonitrile (ACN) as solvent (Table 1, entries 1–3); however, conversions and yields were low-to-moderate even using higher equivalents of 2a (Table 1, entry 3). Conversely, full conversion of 1a was detected in dimethylacetamide (DMA), although 42% yield of 3a was gained together with significant amounts of acetophenone (3a’) as photo-reduced by-product (Table 1, entry 4). To reach the best conditions for conversion, product distribution and coupling product yield, we then performed the reactions using ACN/DMA mixtures (Table 1, entries 5–8). In a first attempt the results did not improve using an excess of DMA (Table 1, entry 5). Interestingly, when the ACN/DMA ratio was 3/1 v/v, good conversion was observed, yielding 51% of product 3a (Table 1, entry 6). To gain better conversion/selectivity (DMA is a good H donor) the solvent ratio was modified to 4/1 v/v (Table 1, entries 7–11).
The optimized reaction conditions led to almost total conversion and 70% yield of 3a after 2 h irradiation of 1a (1 eq) and 2a (100 eq) in the presence of catalytic amounts of BOPHY (1% mol) plus DPA (10% mol) in N2-bubbled ACN/DMA mixture (Table 1, entry 9). As expected, formation of 3a did not take place in the absence of BOPHY or DPA (Table 1, entries 10–11), confirming the key role of the TFU system in the investigated reaction. To mention that the excess of nucleophile (furan) was easily recovered by conventional chromatographic techniques. Besides, the reaction was also carried out using 4-iodoacetophenone as starting material, obtaining a 25% yield of the coupled product 3a which was found to be clearly lower than that obtained with the optimal reaction. A plausible explanation for this result could be the formation of iodide (heavy atom) in the medium that is a well-known singlet excited quencher and consequently provoking loss of efficiency of the TFU system.
2.2 Substrate scope
After standardizing the conditions, we studied the generality and applicability of this methodology to aryl bromides with different furan derivatives, where very good conversions and selectivities were in general obtained (Fig. 2). Hence, arylation of 2a was also achieved satisfactorily in the presence of 4-bromobenzaldehyde (1b) and 4-bromobenzonitrile (1c) as starting reagents, obtaining the desired products (3b–c). The reaction was tolerant in terms of regioselectivity, since 2-bromoaryl compounds could also functionalize different furans (3d–f, 3m–n). Reaction proceeded efficiently using 1a or 1c and several 2-substituted furans bearing different substituents, such as nitrile (–CN), ester (–COOMe), carbonyl (COMe) groups or alkylated chains, affording the corresponding coupling products (3g–l). Formation of 3c (60% yield) was comparable to that from example of donor–acceptor-type organic photocatalyst (46%) [52], despite of the shorten irradiation time and the absence of additives. Finally, hetero bicyclic compounds such as quinoline could also be coupled to furan (3o–p), giving rise to regioisomers.
The arylation of thiophenes was also photocatalyzed by BOPHY/DPA system using visible light as energy source. The outputs in terms of conversion and selectivities were found to be in a lesser extent than those for furans (Fig. 2). Two main reasons could explain that the reactivity of thiophenes towards electrophilic substitution is less than furans: (1) the most aromatic character of the former and, (2) the p-electrons of the sulphur atom are in the 3p orbital which overlaps less effectively than the 2p orbital of oxygen with the 2p orbitals of carbon. We decided to increase the equivalents of thiophene derivatives with the occurrence of directing the process towards the formation of the final product to adjust the reaction conditions at the optimal state. Remarkably, the production of such amount of arylated thiophenes (5a–k) evidenced the key role of the TFU couple as suitable photocatalyst system for such synthetic purpose. In line with furans, the method allowed the introduction of ortho- or para-substituted aryls to thiophenes, where the production of regioisomers was also feasible (5l–l′ and 5m–n).
2.3 Mechanistic proposal
The proposed reaction mechanism is outlined in Fig. 3. Following similar performance [45], the reaction then starts with the selective absorption of BOPHY dye at λirr = 450 nm. After ISC from the singlet to the triplet, a rapid TTEnT occurs to produce quantitatively 3DPA* which collides with another 3DPA* to generate the 1DPA* upconverted fluorescence. A single electron transfer (SET) from 1DPA* to the aryl bromide (Ar‒Br) leads to the radical ion pair, Ar‒Br·− and DPA·+. Fast scission of the Ar‒Br·− gives rise to bromide (Br−) plus the aryl radical (Ar·) that is successfully trapped by the 5-membered heteroarene, affording the radical intermediate A (Int A). A SET from Int A to DPA·+ provides the restoring of DPA and the cationic intermediate B (Int B) which evolves to the final product after deprotonation.
The involvement of the high-energy delayed fluorescence 1DPA* in the SET was supported by quenching experiments (Fig. 4A; Figures S2–S3). Clearly, a decrease of 1DPA* was observed in the presence of increasing amounts of quenchers, confirming the interaction between 1DPA* and the aryl bromides. The quenching rate constants (kq) were calculated by the Stern–Volmer analysis (Fig. 4B; Equations S1 and S2). The Stern–Volmer constants (KSV) were thus estimated as 44, 79 and 18 M−1 for 1a, 1b and 1c, respectively. From these data and the DPA singlet lifetime value (τF = 6.96 ns in aerated ACN(4)/DMA(1) solution at 0.01 mM, Figure S4), the kq(S1) were found to be 6.3 × 109 M–1 s–1 (for 1a), 1.1 × 1010 M–1 s–1 (for 1b) and 2.6 × 109 M–1 s–1 (for 1c). These results indicated that interaction of 1DPA* with the aryl bromides occurred at diffusion rates. To worth mentioning that a good correlation might be established between starting material conversion in the steady-state irradiations and fluorescence quenching measurements.
Besides, the diversity in reactivity was directly linked to thermodynamic and kinetic data (see Table S1). The SET pathway was assumed to be the rate-determining step, considering that fragmentation of Ar‒Br·− and trapping of Ar· by the large excess of the heteroarenes were found to be very fast processes. Hence, the activation barriers of both SET vs. BET (Table S1) supported that the weak reactivity in some cases was in accordance with an efficient reversibility of the electron transfer process.
To verify the necessity of light to maintain the coupling, we investigated a “light/dark” experiment in the reaction of 1b with 2a in the presence of the TFU system under optimal conditions (Fig. 5A). It was observed that the reaction progressed steadily with visible light irradiation, but consumption of the aryl bromide abruptly stalled when the light source was removed. The results of this experiment did not definitively rule out a radical chain propagation mechanism by SET from Int A to the aryl bromide, although it was evident that visible light was a necessary component of the reaction. Furthermore, similar photoreactivity using pyrroles as trapping nucleophile showed that the possibility of a radical chain propagation appeared to be thermodynamically unfeasible [58].
Finally, the biphotonic nature of this photoredox catalytic process at reaction conditions was demonstrated by its dependence on the light source power (Fig. 5B). Shorter irradiation time (9 min) was used to prevent other influencing factors such as adverse effects of prolonged reaction time. Yields were determined by GC analysis with 1-dodecanenitrile as internal standard. Thus, upon increasing the blue laser pointer power from half to full intensity, the rate of product generation was found to enhance by a factor of 4.1 (resulting from ratio of 3.2608 to 0.78116 from the slopes of the linear regression fits) which supported an overall two-photon mechanism [41, 59, 60]. To gain further insight into mechanistic aspects relying on biphotonic excitation, a non-linear power dependency of the product yield (determined by GC–FID analysis) should operate. Hence, the model reaction (Table 1, entry 9) was submitted to different laser pointer intensities and a non-linear behavior was observed (Figure S5). Biphotonic reactions, therefore, proceed with high photon fluxes (higher yields are observed) which, in principle, might entail an increment of the likelihood for the catalytic system photodegradation. In this context, the utilization of this TFU system appeared to be advantageous, since negligible degradation of DPA was detected after irradiation (see for instance Figures S6–S7).
2.4 Scaling-up
The scalability of photochemical transformations by simply enlarging the reaction vessel (quite typical in thermal reactions in the laboratory) does not appear to be an efficient method; this could be explained by the attenuation of light penetration. To address this drawback continuous-flow photochemical devices have been developed for the scale-up of several processes [61,62,63,64]. Encouraged by the idea that TFU photoredox catalysis could be successfully applied to gram scale, we carried out the coupling reaction between 1a (or 1b) with 2a in the presence of the TFU system under flow settings (Fig. 6). In a glass bottle, the reaction mixture under anaerobic conditions was delivered to a quartz cuvette holder (constant temperature at 20 °C due to water cooling) by a Fisher® continuous-flow pump through a Tygon Pharmed® BPT tubing (ID 1.6 mm). The sample kept continuously stirring in the quartz cuvette to facilitate the flow at the irradiation region, where the blue laser pointer (λexc = 445 nm ± 10) acted as visible light source. Gratifyingly, not only the coupled products 3a and 3 h were obtained in hundreds of milligrams but also the selectivity of the process was found to be 100% (Figures S6, S7), representing, therefore, a useful method for organic synthesis.
3 Conclusions
In summary, we have demonstrated that arylation of furans or thiophenes by a C–C coupling reaction can be successfully achieved using a TFU bimolecular system as photocatalyst. The reaction displays a broad scope toward aryl halides and furans or thiophenes with an acceptable range of functional group tolerance. The potential of this strategy lies on the advantage of using substrates commercially available, metal-free photocatalysts, no additives, visible light, and short reaction times. Mechanistic evidence has been demonstrated by laser flash photolysis, where the high energetic delayed fluorescence of DPA is directly implied on the activation of aryl halides. Finally, the biphotonic nature of this photoredox arylation of furans and thiophenes has been supported by the power dependence of the energy source. We believe that triplet fusion upconversion technology can be potentially applied in photoredox catalysis and further synthetic purposes employing this methodology beyond C–C coupling will be undertaken in the future.
4 Experimental
4.1 Materials and methods
All reagents (≥ 97% purity) and solvents (≥ 99% purity) were purchased from commercial suppliers (Merck, TCI, Apollo Scientific, Fluorochem, Scharlab) and used as received unless otherwise indicated. The dye BOPHY was synthesized as previously described (Ref. 10d in the main text), whereas the acceptor 9,10-diphenylanthracene (DPA) is commercially available. Reactions were carried out in a quartz cuvette (4 mL, Hellma) sealed with septum. Irradiation was performed using a blue diode laser pointer with a real power of 2000 mW (λexc = 445 nm ± 10, beam diameter of 10 mm) that was purchased from ®TorLaser. TLC was performed on commercial SiO2-coated aluminium plates (DC60 F254, Merck). Visualization was done by UV-light (254 nm). 1-Dodecanenitrile was used as an internal standard in the GC quantitative measurements; yield products were estimated as: [conversion × selectivity]/mass balance. Determination of purity and structure confirmation of the literature known products was performed by 1H NMR, 13C NMR and low-resolution mass spectrometry (LRMS)–LRMS measurements were replaced by high-resolution mass spectrometry (HRMS) in case of unknown products. NMR spectral data were collected on a Bruker Advance 400 (400 MHz for 1H; 101 MHz for 13C) spectrometer at 20 °C. Chemical shifts are reported in δ/ppm, coupling constants J are given in Hertz. Solvent residual peaks were used as internal standard for all NMR measurements. The quantification of 1H cores was obtained from integrations of appropriate resonance signals. Abbreviations used in NMR spectra: s—singlet, d—doublet, t—triplet, q—quartet, m—multiplet, bs—broad singlet, dd—doublet of doublet, ddd—doublet of doublet of doublet. HRMS was carried out was performed in the mass facility of SCSIE University of Valencia. LRMS was carried out on an HP 6890 Series GC System with Agilent 5973 Network Mass Selective Detector and H2 as carrier gas. Abbreviations used in MS spectra: M—molar mass of target compound, EI—electron impact ionization, ESI—electrospray ionization.
4.2 General procedure for the arylation of furans or thiophenes
In a quartz cuvette (4 mL) with a magnetic stirring bar, an ACN (2.4 mL) + DMA (0.6 mL) solution of aryl halide (30 μmol, 0.01 M, 1.0 eq), BOPHY (100 μg, 0.3 μmol, 10–4 M, 0.01 eq), DPA (1 mg, 3 μmol, 10–3 M, 0.1 eq) and 1-dodecanenitrile (6.5 μL, 0.01 M, 1 eq) was prepared. The cuvette was sealed with a septum and placed in a water-cooling holder to keep a constant temperature around 20 °C (see Figure S1). The mixture was first purged with a nitrogen gas flux for 10 min, then furan (1 M, 100 eq) or thiophene (1.2 M, 120 eq) was added to the mixture which was subsequently maintained by nitrogen atmosphere during the photolysis. Then, 2 h irradiation of the reaction was performed with an external diode laser pointer (λexc = 445 nm ± 10) through one face of the cuvette. The reaction progress was monitored by GC–FID analysis. For isolation purposes, water (10 mL) was added, and the aqueous phase was extracted with ethyl acetate (3 × 10 mL). The combined organic phases were washed with brine (10 mL), dried over magnesium sulphate, filtered from the drying agent, and concentrated in vacuum. The crude product was purified by high-performance liquid chromatography (HPLC), using acetonitrile:water (80:20 v/v) as eluent.
4.3 Delayed emissions recorded by laser flash photolysis
The LP980–KS Laser Flash Photolysis Spectrometer (from Edinburgh Instruments) is a combined system for the measurement of laser induced transient absorption, emission kinetics and spectra, with the ability to automatically convert and fully analyze the kinetic and spectral information. The probe pulse is longer than the recorded time window of a measurement, and a monochromator (TMS302-A, grating 150 lines mm−1) disperses the probe light after it passed the sample. The probe light can be then passed on to a PMT detector (spectral S5 range 200–870 nm) to obtain the temporal resolved picture. All components are controlled by the software L900 provided by Edinburgh.
For our delayed emission measurements, the probe shutter is closed so that no light from the Xe lamp is exciting the sample and the laser is only used as a light source. To photolyze our samples, a 485 nm monowavelength was employed, ensuring that only the BOPHY chromophore absorbs the excited photons. The data have been acquired as an average of several shots to improve the signal-to-noise ratio.
4.4 Fluorescence lifetime
Lifetime measurement of DPA (0.01 mM in aerated ACN/DMA 4/1 v/v) was carried out using an EasyLife X system containing a sample compartment composed of an automated Peltier cuvette holder to control the temperature, a pulsed LED excitation source and a lifetime detector. The employed LED excitation source was 372 nm, with emission filter of GG400.
4.5 Light/dark experiment
In a quartz cuvette (4 mL) with a magnetic stirring bar, an ACN (2.4 mL) + DMA (0.6 mL) solution of 4-bromobenzaldehyde 1b (5.5 mg, 30 μmol, 0.01 M, 1.0 eq), BOPHY (100 μg, 0.3 μmol, 10–4 M, 0.01 eq), DPA (1 mg, 3 μmol, 10–3 M, 0.1 eq) and 1-dodecanenitrile (6.5 μL, 0.01 M, 1 eq) was prepared. The cuvette was sealed, placed in a water-cooling holder for keeping a constant temperature (20 °C). The mixture was first purged with nitrogen for 10 min, then furan 2a (1 M, 100 eq) was added to the mixture. The reaction was alternatively irradiated with an external diode laser pointer and kept in the dark in 15-min intervals. Aliquots of 50 μL were removed at the start and after each interval and diluted with ACN. Conversion of the starting material was determined by GC–FID and based on 1-dodecanenitrile as internal standard.
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Acknowledgements
We thank the Generalitat Valenciana (project CIDEGENT/2018/044) and the Spanish Government (project PID2019-105391GB-C22 funded by MCIN/AEI/10.13039/501100011033 and fellowship PRE2020–093783 funded by MCIN/AEI/10.13039/501100011033) for financial support. We also thank Prof. Julia Pérez-Prieto for spectroscopy facilities.
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Castellanos-Soriano, J., Álvarez-Gutiérrez, D., Jiménez, M.C. et al. Photoredox catalysis powered by triplet fusion upconversion: arylation of heteroarenes. Photochem Photobiol Sci 21, 1175–1184 (2022). https://doi.org/10.1007/s43630-022-00203-5
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DOI: https://doi.org/10.1007/s43630-022-00203-5