Abstract
To find the most accurate evaporation or evapotranspiration estimation method(s) for the summer half-year (April to September) for a very humid temperate region, Tharandt, Germany, the class A pan evaporation (Ep) found from the water level difference of class A evaporimeter measurement and widely known potential evapotranspiration (PET) estimation methods, namely, Haude, Wendling, and Penman, have been employed. Data representation techniques such as box plot and trend check as well as linear regression model and model evaluation statistics such as R2, RMSE, MPE, NSE, MAE, RSR, and p value have been used to compare the estimated values of PET and values of Ep with reference evapotranspiration (ETo) values. ETo was used as the reference method using calibrated values, as = 0.014 and bs = 0.50, in Angstrom formula. The result showed that all the evaporation schemes had very good correlation with the reference method. The overall ranking shows merits in using Wendling and Penman methods. Moreover, a trial estimate of class A pan coefficient (Kp) was compared with Kp values estimated from the equation of Frevert et al. and Snyder. The empirically estimated trial method gave accurate estimates for fetch distances of 10 m, 20 m, 100 m, and 500 m.
Graphical abstract
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Introduction
Evaporation or evapotranspiration is the main element in water balance. Also, it is a major component of the global water cycle. Measurement and estimation of evaporation and using evaporation as a basic data has been used in agricultural, hydrological, hydro-meteorological, irrigation, and soil and water conservation applications. As direct measurement of evapotranspiration is not a simple task, each of these applications illustrates most of the practical issues that arise in estimating evaporation or evapotranspiration from meteorological data or from class A evaporation pan measurements ([1] p. 1332).
For the estimation of evapotranspiration from meteorological data, numerous methods have been developed ([1] p. 1333). Pan evaporation which is extremely important for local and global action plans has been used in a number of researches to choose the most appropriate evaporation equation in various parts of the world ([2] p.3). However, the methods result in different estimates due to different data requirements, the different climate regions, etc. they are based on. Hence, for a particular climate region, the most reliable method(s) has to be selected from the available numerous methods or a new method which is suitable for that particular climate condition has to be created.
Therefore, in this article, the performance of three methods for estimation of potential evapotranspiration (PET) which are suitable for the climate condition of Germany and measured class A pan evaporation (Ep) are compared with reference to the empirical formula released by the Food and Agricultural Organization Penman-Monteith (FAO56-PM) method of estimation of reference evapotranspiration (ETo). The class A evaporimeter (evaporation pan) is the World Meteorological Organization’s (WMO’s) standard device for manual as well as automatic measurement of evaporation. Ep is taken as a measured value. Because Ep is directly obtained from the difference in water levels of class A evaporimeter which are measurement values ([3] p.2). In this study, ETo, which is globally the sole standard reference method of estimation of evapotranspiration in all climates ([4] p.2; [5] p.65), is used as a reference method.
In another scenario, three methods of estimation of class A pan coefficient (Kp) are also compared with reference to Kp calculated as the ratio of ETo and Ep. Pan coefficient is used to convert Ep to ETo, i.e., ETo = Kp × Ep. ETo is important component in water management practices of irrigated crops.
The scientific rigor of this study relies on the calculation of class A pan evaporation (Ep) and the merits of the study is generally for water conservation development practices. Particularly, the need and significance of this study is to support and strengthen the provision of a reliable climate water balance (precipitation minus evaporation) information of a place which in turn is useful for efficient water management practices in agriculture, water, engineering, and forest developmental sectors. The methods used in this study can be used in other parts of the world with a different or similar climate condition with Tharandt site after proper validation. Therefore, this study can be a useful information input for local community of a place, researchers, and policymakers. However, care has to be given because the driving power/capability of the evaporation deriving meteorological parameters vary from region to region and sometimes within a region, i.e., from site to site [6]. Note that gauge as well as grid and satellite precipitation (rainfall) data can be easily obtained from different providers such as Meteorological and Hydrological offices across the world.
Materials and Methods
The study area is Tharandt, Germany. Topographically Tharandt station is located 220 m above sea level at latitude 50° 58′ 42.06′′ N and longitude 13° 34′ 52.69″ E. Climate data from 2004 to 2013 obtained from Tharandt Meteorology Office were used for the study as described in [6] p.184 Table 1 and [8] p.210–211. However, in this article, only the summer half-year (SHY), i.e., the time from April to September is considered.
For the calculation of evapotranspiration, two methods (Haude and Wendling) are selected based on their particular suitability for the climate condition of Germany. Note that Tharandt has a very humid climate based on De Martonne’s aridity index (AI); AI = \( \frac{P}{10+T\ } \), (as cited in [9] p.76) where P and T are mean annual precipitation (mm) and air temperature (°C), respectively; P = 879.82 mm and T = 8.92 °C were used. Another two methods (Penman [10] and FAO56-PM) are chosen because of their high global acceptance as well as their suitability for the climate condition of Germany. Then, these methods and Ep are compared with each other with reference to ETo using model evaluation statistics like the coefficient of determination (R2) ([11] p. 233), Nash-Sutcliffe efficiency (NSE) (Nash and Sutcliffe [12]; as cited in [13] p.887), mean absolute error (MAE), mean square error (MSE), root mean square error (RMSE), RMSE-observations standard deviation ratio (RSR) ([13] p.888), and mean percent of error (MPE) (in %) ([14] p.155 & 157). The model evaluation statistics were applied by considering reference methods as measured (observed) values (x) while the rest values were taken as estimated (simulated) values (y). In the linear regression equation (“y = ax + b”), the y-intercept (b) and slope (a) indicate how well “y” relate or match with “x.” The y-intercept indicates presence of a lead or lag, or that the data sets are not perfectly aligned while the slope indicates the degree or magnitude of relationship between model predictions and measured data ([13] p.887).
The methods are compared using a combination of graphical methods (box plot and trend check) and model evaluation statistics such as R2, RMSE, MPE, NSE, MAE, RSR, and p value.
This study is a good work for agriculture, forest, and water sectors particularly in warm and arid or semi-arid climate as well as for local community. Therefore, the methods used in this study can also be used for local community studies in various sites across the world.
Class A Pan Evaporation
Class A pan evaporation (Ep) is used as calculated and described in Antensay et al. [3].
Potential Evapotranspiration According to Haude
Haude’s approach for the estimation of PET is originally developed for the climate conditions of Germany. It uses water vapor pressure deficit measured or estimated at 2 p.m. at 2 m above ground in mbar (hPa) and a calibrated factor (f) referring to the plant cover. In arid climates, f which is calibrated for mid-latitudes has also been successfully applied (as cited in [15] p.76).
(as cited in Weiβ [16] p.97)
where PETHaude is potential evapotranspiration (in mm day−1), f is a calibrated factor (see Table 1) and es and ea are saturated and actual water vapor pressure (in hPa), respectively.
Saturation vapor pressure (es) in kPa is calculated as defined in Allen et al. [5].
where T is air temperature (in °C).
Replacing T with T at 2 p.m. (T2pm), saturation vapor pressure (es) in hPa is calculated as follows:
Note that care has to be taken in selecting a suitable equation for the calculation of es as the equations used in literature are not consistent. For instance, Weiss [16] used Eq. 1 for the calculation of PET, where es is used as given in the equations below:
(Weiβ [16] p.97)
(Weiβ [16] p.97)
Whereas, Seiler and Gat [15] used Eq. 6 for the calculation of PET and Eq. 7 and Eq. 8 for the calculation of es as given below:
In another literature, Wittenberg [7] used Eq. 1 for the calculation of PET; where es is calculated as follows:
In this article, Eq. 3 is used for calculation of es because it had resulted in more acceptable values (0–7.2 mm day−1) of PETHaude in Eq. 1.
Relative humidity in % (RH) expresses the degree of saturation of the air as a ratio of the actual (ea) to the saturation (es) vapor pressure at the same temperature ([5] p.35 Eq.10). Rearranging the equation of RH and replacing RH with RH at 2 p.m. (RH2pm), ea is calculated as given below.
Potential Evapotranspiration According to Wendling
PET from a well-watered plant stand is dependent on radiation, air temperature, humidity, and wind velocity ([17] p. 253) as given below:
where PET is potential evapotranspiration in mm day−1, RH is relative humidity in %, G is daily sum of global radiation in J cm−2; G in Jcm−2 = 8.4 × Rs in W m−2 day−1, N is day length (the daylight hour) in h.; see [5] p.48, g is a function which depends on air temperature in °C (see Eq. 12), and u2 is wind speed at 2 m above ground in m s−1 (see Eq. 13).
where uz is the wind speed at height z above ground in m s−1 and z is the height above ground in m. Except for PET according to Wendling, for all other cases, u2 is calculated using the equation of [5] p.56.
Potential Evapotranspiration According to Penman [10]
Penman was the first to calculate evaporation by combining the mass-transfer and energy-balance approaches; without using surface temperature data ([18] p.285). The classical form of the Penman equation (Penman [19, 20, 10]) is as formulated below.
where,
∆ slope of vapor pressure curve (in kPa °C−1), see [5] p.53;
γ psychrometric constant (γ) (in kPa °C−1), see [5] p.31;
Kw a unit constant,
aw and bw wind function coefficients,
Rn net radiation (in MJ m−2day−1); see [5] p.53,
G daily soil heat flux density (in MJ m−2d−1); see [5] p.54,
u2 wind speed at 2 m above ground (in m s−1); see [5] p.56,
es and ea saturated & actual vapor pressure (in kPa); see [5] p.36,
λ latent heat of vaporization (in MJ kg−1); see [21] p.B-7,
The value of λ varies only slightly over normal temperature ranges; λ = 2.45 MJ kg−1 for standardized calculations. For PET in mm day−1, Kw = 6.43. For wind speed in m s−1, es - ea in kPa and ETo in mm day−1, aw = 1.0 and bw = 0.537 ([21] p.B-12). Penman (1948) was first applied to open water and implicitly to grass, and later (in 1963) to clipped grass. In this study, the 1963 Penman method is used for the calculation of PET according to Penman. In the case of PET according to Penman (1963), es is based on mean daily air temperature (T ≈ 8.92 °C). Also, for the calculation of ea, daily RH is used rather than RHmax and RHmin.
Reference Evapotranspiration
The Food and Agricultural Organization (FAO) Penman-Monteith method (FAO56-PM) ([5] p.65 Eq.6) has been the sole standard method for the computation of ETo from meteorological data ([5] p.65). For the calculation of grass reference evapotranspiration (ETo) refer Allen et al. [5].
Calibration of a s and b s
The actual duration of sunshine in hours is derived from Angstrom formula (Eq. 15).
where,
Rs solar or shortwave radiation (in MJ m−2 day−1),
n actual duration of sunshine (in h),
N maximum possible duration of daylight (in hours); see [5] p.48,
\( \frac{n}{N} \) relative sunshine duration (no unit),
Ra extraterrestrial radiation (in MJ m−2 day−1); see [5] p.46,
as regression constant, expressing the fraction of extraterrestrial radiation reaching the earth on overcast days (n = 0),
as + bs fraction of extraterrestrial radiation reaching the earth on clear days (n = N).
Solving Eq. 15 for n and bs while using measured Rs, we get:
Calibration of as is needed if Eq. 16 results in unacceptable values (negative values or values greater than N). For example, negative values of n can be corrected by using a locally calibrated value of as which is set to the minimum of \( \frac{R_s}{R_a} \) .
Daily Soil Heat Flux
A robust estimate of soil heat flux (G) (in MJ m−2 day−1) is 0.1 × net radiation (Rn).
Soil heat flux density (G) is formulated as follows:
where G = soil heat flux density (MJ m−2 day−1); Cs = soil specific heat capacity, taken as 2.1 MJ m−3 °C−1; ds = effective soil depth (m); Ti = current day’s mean air temperature (°C); and TD = mean air temperature over previous 3 days (°C) (as cited in [14] p.155).
According to Allen et al. [5], daily soil heat flux density can be assumed to be zero.
Class A Pan Coefficient
From Snyder’s [22] equation for the relation of ETo and Epan (see [5] p.79), replacing Kpan with Kp and Epan with Ep and rearranging, the “reference” class A pan coefficient (Kp) is calculated as given below.
where ETo is reference evapotranspiration (in mm day−1), Kp is pan coefficient from class A pan (dimensionless), and Ep is pan evaporation from class A pan (in mm day−1). Note that if Ep has values close to zero, Kp will have misleadingly very large values. Thus, in this study, Kp was calculated for values of Ep≥ 1 mm day−1.
Numerous derived equations are also available for the estimation of Kp. For example, for the calculation of daily values of Kp as a function of daily RH, u2, and upwind-fetch (F) (in m) for low-growing vegetation; Frevert et al. [23] developed a polynomial equation where the coefficients of the equation were later rounded off by Cuenca [24] as given below (as cited in [14] p.154).
where u2 is the daily average wind speed in km day−1; Kp, RH, and F are as defined before.
As cited in [14] p.154, Snyder (1992) also proposed a simpler logarithmic equation to calculate daily Kp as a function of F, RH, and u2 as follows:
For the summer half-year, for Tharandt and for places with similar climate condition with Tharandt, daily class A pan coefficient can be calculated from measured solar or shortwave radiation (Rs) in MJ m−2 day−1, maximum air temperature (Tmax) in °C, and minimum relative air humidity (RHmin) in % as in the “trial” equation given below ([6] p.190) (Fig. 1).
Results and Discussions
Comparison of Evaporation Schemes
At Tharandt from 2004 to 2013, the summer half-year total amount of PET estimated according to Haude, Wendling, and Penman methods were 480.4, 514.8, and 522.3 mm, respectively. Whereas, the SHY total amount of precipitation was 478.8 mm. For very humid climates, the climate water balance (precipitation minus evaporation) is assumed to be positive. At Tharandt, the SHY total amount of evaporation is assumed not to exceed the precipitation (A.-S. [25] p. 187–188). Also note that on average, across all continents about 70% of precipitation reaching the land surface evaporates; in dry regions (e.g., Australia) this ratio is higher and can reach up to 90% and in Europe to approximately 60% of the annual rainfall ([26] p.v, [18] p.272–273, and Baumgartner and Reichel [27] TABLE12 as cited in [1] p.1331).
However, at Tharandt, this was maintained only in the case of ETo and Ep which had SHY total amounts of 476.4 and 459.1 mm, respectively. Because in most countries ETo is taken as the sole standard reference method for the estimation of evapotranspiration, the methods used for estimation of PET and Ep are compared with reference to ETo.
First, the methods are compared using box plots (see Fig. 2). However, from the visualization of the box plot alone, it was not possible to compare the methods.
Hence, model evaluation statistics are used for the comparison of the evaporation schemes with respect to ETo using linear regression model. A first check for using the linear regression model is to check whether a systematic trend exists or not. Generally, the existence of an increasing trend of PET according to Wendling and Penman and a decreasing trend of Ep and PET according to Haude were observed for increasing values of ETo (see Fig. 3). Although Ep decreased for increasing values of ETo and the trends were significant for all evaporation schemes, the trend or the existence of a systematic increase or decrease was not strong (R2 ≤ 0.15) except for PET according to Wendling. Generally, from Fig. 2 and Fig. 3, it was clear that PET estimated according to Wendling and Penman methods had overestimated ETo for more days; this was true particularly for larger values of ETo (see Fig. 3 “B” and “C”). Hence, first rank of “1” was given for Ep and PET according to Haude while second rank of “2” was given to PET according to Wendling and Penman (see Table 3).
In addition to the comparison of the methods using box plot and trend check (Fig. 2 and Fig. 3), linear regression model together with the model evaluation statistics described before were also used to compare the methods as presented in Fig. 4 and Table 2. For all the methods, the p value was less than 0.05 which indicated the existence of a significant relationship between the evaporation schemes and ETo at 5% significant level. Finally, the methods are ranked based on the average ranks of the model evaluation statistics such as R2, NSE, MAE, RMSE, RSR, and MPE values (see Table 3). Accordingly, PET estimated according to Wendling and Penman had got the first and second ranks while Ep and PET according to Haude had got the third and fourth ranks, respectively.
Calibration of a s and b s for Tharandt Site
Calibrated as value is used for the calculation of ETo. Eq. 16 had resulted in negative values of actual sunshine hours (n) with extreme maximum, extreme minimum, and average values of ≈ 5.99, − 7.11, and − 0.34 h, respectively when recommended values of as = 0.25 and bs = 0.50 ([5] p.50) were used. This result was not acceptable because the range of n is between 0 and daylight hours (N). Thus, calibration was made so that as is set to the minimum of \( \frac{R_s}{R_a} \) (≈0.014) which resulted in extreme maximum, extreme minimum, and average values of ≈ 13.687, 0.001, and 5.320 h, respectively; which is in the range of n (see Fig. 5). Therefore, for Tharandt, as ≈ 0.014 and bs = 0.50 are recommended.
Daily Soil Heat Flux
Eq. 18 was used for the calculation of soil heat flux (G). For the calculation of soil heat flux (G), Eq. 18 and Eq. 19 resulted in closely related values. Also, using G = 0 (Eq. 20) had also not significantly impacted the result of ETo.
Comparison of Methods of Estimation of Class A Pan Coefficient
The summer half-year class A pan evaporation (Kp) calculated from the ratio of ETo and Ep was taken as the reference method which resulted in average, extreme maximum, and extreme minimum values of 1.08, 2.33, and 0.16. Kp calculated from the equation of Frevert et al. (1983) and Kp calculated from the equation of Snyder (1992) were compared with each other and with the reference method using box plot (see Fig. 6).
The box plot shows that Kp from the equation of Frevert et al. [23] and Kp from the equation of Snyder under and overestimated the reference Kp, respectively. Comparatively, the first method gave “better” Kp values for fetch distances of 10 m, 20 m, and 100 m; also for F = 500 m (not shown in Fig. 6). This result also agrees with the finding of Irmak et al. [14]. On the other hand, for fetch distances of 500 m and 1000 m, Kp calculated from the equation of Snyder (1992) resulted in very large values (≥ 2.65). A fetch distance of 20 m was used for the Tharandt site. Since Tharandt has a very humid climate and for F = 20 m the Frevert et al. [23] method gave an average value of Kp = 0.85 (between 0.70 and 0.88).
Eq. 24 which is a trial method for calculation of Kp gave better estimates as compared to Kp calculated from the equation of Frevert et al. [23] for fetch distance of 20 m when Kp calculated as the ratio of ETo and Ep is used as the reference method (see Fig. 1).
Generally, Kp increases with increasing relative humidity and with decreasing wind speed ([5] p. 81). For a very humid climate, the average value of Kp is between 0.70 and 0.88 (FAO24-Doorenbos and Fruitt 1977 p.34 as cited in [9] p.81); note that for the summer half-year, the range may differ. At Tharandt, the average value of the SHY Kp was higher than 0.88; high RH (75%) and very light wind speed (0.42 ms−1) could be the causes.
Conclusions
Suitable methods for estimation of evaporation schemes and class A pan coefficient for a very humid climate site (Tharandt, Germany) were compared using a very good quality climate data of more than ten meteorological parameters found from Technische Universität Dresden, Faculty of Environmental Sciences, Institute of Hydrology and Meteorology, Chair of Meteorology for the summer half-year from 2004 to 2013.
The selected evaporation schemes were class A pan evaporation (Ep) and potential evapotranspiration (PET) according to Haude, Wendling, and Penman. These evaporation schemes were compared with respect to the FAO56-PM method of estimation of reference evapotranspiration (ETo). The result of the comparison showed that all the evaporation schemes had a very good correlation with the reference method and all were considered suitable methods for estimation of evaporation or evapotranspiration. PET according to Wendling and Penman had got the first and the second ranks while Ep and PET according to Haude were ranked from third and fourth, respectively. Generally, PET according to Wendling, Penman, and Haude overestimated ETo for lower values of ETo and underestimated ETo for higher values of ETo. Therefore, at Tharandt and in places with similar climate conditions as Tharandt, in addition to ETo, Wendling and Penman methods of estimation of PET and Ep were found to be very suitable methods for estimation of evapotranspiration or evaporation.
For the calculation of ETo, if actual sunshine hours are not in the range between 0 and the maximum possible duration of daylight hours, then as has to be calibrated. For calibration, as was set to a minimum of \( \frac{R_s}{R_a} \) . Therefore, for Tharandt calibrated values of as = 0.014 and bs = 0.50 were used. Moreover, for the calculation of soil heat flux (G), as compared to setting G to be zero, using other more accurate equation is recommended particularly in warm places (also in cold places for the summer half-year) as the latter gives a more accurate estimate of G which in turn may have a significant impact on the result of ETo. Also note that in applying the Haude method of estimation of PET, the limit of 7 mm day−1 can be maintained by replacing values of PET ≥ 7 mm day−1 with 7 mm day−1.
Kp calculated from the equation of Frevert et al. [23] and Snyder (1992), as well as a trial method of estimation of Kp, were also compared using Kp calculated from the ratio of ETo and Ep as the reference method. Comparatively, the trial method gave the best estimates while the equation of Frevert et al. [23] gave better estimates than that of Snyder (1992). Note however that the trial method needs validation before being applied in places other than Tharandt.
The climate water balance (precipitation minus evaporation) for PET estimated according to Haude, Wendling, and Penman was negative (− 1.6, − 36, and − 43.5 mm) while for ETo and Ep it was positive (2.4 and 19.7 mm), respectively. Thus, broadly speaking, it can be concluded that the summer half-year evaporation amount at Tharandt was approximately equal to the SHY precipitation amount. This implies that in warmer places (also in humid or very humid places in the SHY), evaporation would be higher and would possibly exceed precipitation. Therefore, precise quantification of evaporation or evapotranspiration is crucial for water, agriculture, and forest sectors particularly in warm and arid or semi-arid climates for many applications such as irrigation planning or scheduling. After applying the proper validation, this study can be used as a very useful information input for a local community of a place, development workers, researchers, and policy makers across the globe. Applying these and other suitable methods the future research may bring more reliable and easy methods of estimation of evaporation particularly for warm and arid sites across the world.
Data Availability
All data used during the study were provided by a third party. Direct requests for these materials may be made to the provider as indicated in the Acknowledgements. Also, all models or code generated or used during the study are available from the corresponding author by request.
Abbreviations
- SHY:
-
Summer half-year
- E p :
-
Class A pan evaporation
- PETs:
-
Potential evapotranspiration (PET) according to Haude, Wendling, and Penman
- Evaporation schemes:
-
Ep, reference evapotranspiration (ETo) and PETs
- K p :
-
Class A pan coefficient
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Acknowledgments
First of all, I do praise GOD and GOD’s Mother above all. I particularly thank Virgin Mary’s or ‘Tsadiqane Mariam’ monastery of Ethiopia. Next, I thank Technische Universität Dresden, Faculty of Environmental Sciences, Institute of Hydrology and Meteorology, Chair of Meteorology for providing me all the data used for the study. I also thank DAAD, the National Meteorology Agency of Ethiopia (NMA), and the Ethiopian Meteorology Society for giving me financial support during my master’s study. Very special thanks to my official supervisors Dr. Uta Moderow and Prof. Dr. Christian Bernhofer for their excellent supervision during my master thesis (finished in 2017). I am also grateful to Mr. Abebe Guadie and Mr. Shambel Abdi; they covered the publication fee of my previous research articles. I also thank my elementary, high school, and preparatory mathematics teachers. Last but not least, I would like to thank my family and friends for their crucial support and for sharing love and happiness.
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Highlights
• Consideration of the warmer season of a year in a very cold climate site.
• Use of methods very suitable for a very humid temperate climate.
• Consideration of both measured and estimated evaporation schemes.
• Use of a new formula for calculation of class A pan coefficient.
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Mekoya, A. Comparison of Evaporation Schemes and Methods of Estimation of Class A Pan Coefficient at Tharandt, Germany. Water Conserv Sci Eng 6, 25–35 (2021). https://doi.org/10.1007/s41101-020-00099-1
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DOI: https://doi.org/10.1007/s41101-020-00099-1