Abstract
Objective
The predetermination of the risk for falls in elderly patients, who will have or had a surgery, enables one to carry out the protective/preventive interventions on this matter. The aim of this review was to provide an up-to-date meta-analysis with regard to falls in elderly surgical patients.
Materials and methods
The studies, which were carried out on elderly patients between January 2009 and November 2019 and which investigated the risk factors for falls in elderly surgical patients, were screened on the databases of Google Scholar, Pubmed, Ovid, Cinahl through various combinations of keywords, such as “geriatrics”, “aged”, “surgery”, “accidental falls” in English or Turkish, to determine the risk factors for the falls in elderly surgical patients.
Results
Meeting the study inclusion criteria, 18 studies were analyzed. Of these studies, three were retrospective, seven descriptive, two case–control, four cross-sectional, and two prospective. The kappa value of the general rate of agreement was found as 0.84. No publication bias found in the studies included (Kendall’s tau b = 0.31; p = 0.07) in the meta-analysis based on the values calculated.
Conclusion
In this meta-analysis, it was determined that the falls in elderly surgical patients were quite a prevalent public health problem, that the presence of chronic diseases and previous history of falls constituted an extremely high risk for the falls in elderly patients, and that the age or the presence of a gait-inhibiting condition did not constitute any risk for the falls in elderly patients.
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Introduction
As our world grows older with each passing day, the life expectancy of humans is prolonged, and therefore the elderly population is exponentially increasing, in line with the reduction in the birth rates and the improvement of the standards of living. As per the data of 2015, the elderly population constitutes 8.5% of the world population [1]. Aging is an ongoing process from birth to death and has a universal characteristic. Biological changes accompanying the aging process increase the predisposition to falling directly or in the presence of other factors [2].
When the causes of death in the elderly are analyzed, accidents rank fifth while falls are reported to constitute 2/3 of these accidents [3]. The publication titled “Global Report on Falls Prevention in Older Age”, released by the World Health Organization (WHO) in 2011, states that individuals at the age of 65 and above fall at least once every year at the rate of 35%, while the frequency of falls in elderly at the age of 70 or above rises by approximately 42%. Falling is defined as coming down from upstairs by leaving one’s location where one stands, is present at or holds onto, or by losing one’s support or balance (Turkish Language Society—TDK https://sozluk.gov.tr/ Date of access: 02.01.2020).
The risk of falling increases with advanced age or based on the presence of multiple factors. The studies report that factors, such as environmental factors, the age being > 65, a history of falling, the fear of falling, being a woman, the presence of lower extremity prosthetics, use of assisting devices (walking stick, “walker”, etc.), wearing sandals, medical problems (stroke, Parkinson’s disease, cognitive disorders, incontinence, acute diseases, vestibular disorders, arthritis, foot problems, dizziness, syncope, orthostatic hypotension, vitamin D deficiency, depression, diarrhea, chronic pain, lack of sleep, vascular diseases, chronic diseases), changes in blood sugar, cognitive disorders, executive dysfunctions, drugs (antihypertensives, benzodiazepines, psychoactive drugs, non-steroidal anti-inflammatory drugs/NSAIDs), polypharmacy (use of more than four drugs), sarcopenia, fragility, weakness in the lower extremity, gait disorders, balance disorders, vestibular dysfunctions, limitations in everyday activities, constitute a risk in terms of falling [4, 5].
Fall-induced injuries in the elderly prolong the duration of care while increasing the need for medical care and treatment as well as the cost of healthcare [1]. Dunne et al. [6] determined that 43.7% of the patients suffered as a consequence of falls, while Wong et al. [7] determined that the period of hospitalization prolonged by 6.3 days on average. In a study conducted in our country, the additional hospital expenses caused by fall-induced serious injuries were calculated as USD 3302.60 [8].
The changes that occur in the body as a consequence of the use of anesthetic agents in surgical patients during the operation, the use of analgesics and sedatives in the post-operation management of pain, as well as the effects of the surgical intervention, start to differ by age and constitute a higher risk for the falls [9].
Determining the risk factors, evaluating the risks, and preventive care practices are of the essence in the prevention of falls in elderly surgical patients. In this meta-analysis, it was aimed to provide an up-to-date meta-analysis with regard to the falls in elderly surgical patients.
Research questions
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Is age a risk factor for falls?
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Are chronic diseases a risk factor for falls?
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Is a history of previous falls a risk factor for the falls?
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Is the presence of a gait-inhibiting condition a risk factor for the falls?
Methods
Type, place, and duration of the study
This research was conducted using the meta-analysis method, which is one of the quantitative research methods between January 2009 and November 2019.
Application steps of the study
The application steps of the study were classified on the basis of Preferred Reporting Items for Systematic Reviews and Meta-Analyzes statement (PRISMA) and Meta-analysis of Observational Studies in Epidemiology (MOOSE) criteria in the articles to be included in the meta-analysis.
Articles that meet these criteria were determined and presented in Table 1.
Research strategy
The relevant published research articles, which were conducted over elderly surgical patients and investigated the risk factor for falls, were included in the scope of the evaluation. In the study, keywords were determined in Turkey Science Terms and Medical Subject Headings (MeSH Browser). The determined keywords were scanned in Prospero (International prospective register of systematic reviews), and it was checked whether the determined research topic had been researched before then registered to Prospero. The keywords “geriatrics”, “aged”, “surgery”, “accidental falls” determined for article searches were searched in the designated databases in English or Turkish. Articles published between January 2009 and November 2019 in Google Scholar, Pubmed, Ovid and Cinahl databases were included in the evaluation.
In the first step, 2807 publications were reached in the search performed in four databases with the determined search strategy. After removing the repetitive, that does not fit the title and summary, the remaining articles were evaluated, and the articles to be included in the full-text reading were determined. Articles found unrelated to the subject were classified and excluded from the study. Eighteen studies that met the inclusion criteria were included in the study. The article search and screening diagram for the inclusion flow of the articles is presented in Fig. 1 [26].
Searching articles and inclusion criteria in meta-analysis
The titles and abstracts of the identified studies were examined to exclude studies that failed to meet the inclusion criteria. The full texts of the selected studies were analyzed and evaluated. The inclusion criteria in all studies to determine the research were as follows:
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The articles analyzing the falls in elderly surgical patients were published between January 2009 and November 2019.
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English or Turkısh language should be used in all studies.
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Articles should have been published in national and international journals.
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Studies should be in full-text form.
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The studies should be original and quantitative.
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Dissertations, systematic reviews and oral or poster presentations performed in the conferences were not included in the study.
Methodological quality assessment according to the review, coding, and inclusion criteria of articles
Independent and detailed abstract and full-text readings of the articles were completed by two researchers/experts to prevent publication bias. The articles evaluated were coded according to their descriptive features. These defining features.
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Name of the study, authors, and year
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Type of study
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The sample size of the study
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Variables of average age, chronic illness questioning status, previous fall history questioning status, questioning the existence of the situation that would prevent walking
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Quality evaluation score
Twelve of the research quality evaluation criteria proposed by Polit and Beck [27] were used for the remaining eight publications after the review of the studies. These criteria allow a general evaluation based on the aims, sample characteristics, findings, and results of the studies. Each study was separately evaluated by the researchers over all of the criteria, and they were given “one point” if they fully met each article, and “zero points” when they failed to meet them. The scores that the study can get according to the criteria range from 0 to 12. In the study, articles belonging to all subgroups were examined independently by two researchers, and articles scoring seven or more in the quality evaluation were evaluated as quality. Since studies evaluated with strong and medium quality will be included in the meta-analysis, a total of 18 studies met this criterion and were included in the meta-analysis.
Data analysis
In the analysis of the data, the licensed software “Comprehensive Meta-Analysis Academic (CMA)/Non-profit Pricing (Version 3)” was used. The data of all articles meeting the inclusion criteria and decided to be included in the study were entered into the CMA software, and the heterogeneity of the articles was evaluated. In the heterogeneity test, the random-effects model in the group analyzed with p ≤ 0.05, and the fixed-effect model in the group analyzes with p > 0.05, effect sizes, study weights, 95% confidence intervals, and the overall effect size was calculated all the studies. The statistical significance limit was accepted as p ≤ 0.05 in the evaluation of the overall effect. Funnel Plot analysis was performed to test the publication bias, and the results of Classic Fail-Safe N and Tau coefficient calculations were used.
Effect size
The “Risk Ratio = Odds Ratio” was used to calculate the effect size in this study. The effect size was calculated through the “Odds ratio and Standard Deviation” values in the study. In the present study, Cochran’s Q statistics were used to test the heterogeneity between the studies. In heterogeneity assessment, when the heterogeneity ratio (I2) below 25% is considered as not heterogeneous; it is considered as low between 25 and 50%, moderate between 51 and 75%, and high above 75% [28]. The Odds ratio is equal to one means that there is no correlation between the variables. This ratio being above 1 shows the effectiveness of the risk ratio. The negative sign (–) before the effect values states that the effect of the risk factor for the falls measured in the studies has a negative direction/is in favor of the control (non- fall) group; while the positive (+) sign specifies that the effect has a positive direction/is in favor of the experiment (fall) group. If the effect size has a value of zero (0) or near zero, it can be inferred that there are no effective results in favor of or against the fall and non-fall groups [29].
Heterogeneity
In this study, to test the inter-study heterogeneity, Cochran’s Q test was used; p < 0.05 was considered statistically significant, and the study results were interpreted accordingly. To determine if there were any publication biases in the studies subjected to meta-analysis, initially, the scatters in the funnel plot were analyzed, which was followed by an Egger’s linear regression test and the Begg and Mazumdar rank correlation statistics.
Results
Descriptive findings
As a consequence of the screening, 2807 studies were found. Of those meeting the study inclusion criteria, 18 studies were analyzed. The studies included in the meta-analysis are three retrospectives, seven descriptive, two case–control, four cross-sectional and two prospective.
Characteristics of the sampling group in the studies considered
The sample size in the studies included in the meta-analysis was determined to be between 70 and 6912.
Evaluation of methodological quality
In this meta-analysis, it was found that the agreement between coders was 84% according to the quality assessment score. In the reliability analysis, Cohen's kappa is 0.84 95% confidence interval [Confidence Interval (CI) (CI 0.812–0.885)]. Kappa value < 0 worse fit than chance fit; 0.01–0.20 insignificant compliance; 0.21–0.40 poor compliance; 0.41–0.60 moderate compliance; 0.61–0.80 good fit and 0.81–1.00 very good fit, or 0.75 and above excellent, 0.40–0.75 medium-good and below 0.40 is considered to be a poor fit. The kappa value (0.84) in this study shows that there is a very good level of agreement between encoders.
Analytical findings
In the study, a heterogeneity test was implemented for the variables, such as age, chronic diseases, previous history of falls and presence of any gait-inhibiting condition, which were evaluated as the risk factors for falls in elderly patients. As a result of the heterogeneity test, the p value was found to be lower than 0.05 and the Q (44.0) value was found to be higher than the value corresponding to the df value.
Age
As a result of the heterogeneity test, the p value was found to be lower than 0.05 and the Q (62,131) value was found to be higher than the value corresponding to the df value; as a consequence of the individual research included in the analysis, the studies, which were analyzed based on the age variable evaluated as a risk factor for the falls in elderly patients, were found to be of a heterogeneous structure in the meta-analysis. The I2 statistical value was calculated as 85.51. As a result of the calculations, the effect size distribution was evaluated according to the random effects model (Fig. 2). Through an analysis carried out based on the random-effects model, it was determined that the general effect size of the age over the occurrence of the falls in the elderly surgical patient was at high levels and had a positive direction with a value of 1.63 (CI 0.87–3.04; p > 0.05) and that the effect of the age over the occurrence of the falls in elderly surgical patients was found to be meaningful in itself, although it was not statistically significant when analyzed collectively (Fig. 3).
Chronic disease
As a result of the heterogeneity test, the p value was found to be higher than 0.05 and the Q (444) value was found to be lower than the value corresponding to the df value; as a consequence of the individual research included in the analysis, the studies, which were analyzed based on the chronic disease variable evaluated as a risk factor for the falls in the elderly patient, were found to be of a homogeneous structure in the meta-analysis. The I2 statistical value was calculated as 0.00. As a result of the calculations, the effect size distribution was evaluated according to the fixed effects model (Fig. 4). Through an analysis made with the fixed effects model, it was determined that the general effect size of the presence of chronic diseases over the occurrence of the falls in elderly surgical patients was at high levels and had a positive direction with a value of 1.92 (CI 1.44–2.56; p < 0.05), and that it was statistically significant (Fig. 5).
Previous history of falls
As a result of the heterogeneity test, the p value was found to be higher than 0.05 and the Q (13,12) value was found to be lower than the value corresponding to the df value; as a consequence of the individual research included in the analysis, the studies, which were analyzed based on the variable of previous history of falls evaluated as a risk factor for the falls in elderly patient, were found to be of a homogeneous structure in the meta-analysis. The I2 statistical value was calculated as 39.05. As a result of the calculations, the effect size distribution was evaluated according to the fixed effects model (Fig. 6). Through an analysis made with the fixed effects model, it was determined that the general effect size of the presence of previous history of falls over the occurrence of the falls in elderly surgical patients was at high levels and had a positive direction with a value of 1.71 (CI 1.36–2.14; p < 0.05), and that it was statistically significant (Fig. 7).
Gait-inhibiting condition
As a result of the heterogeneity test, the p-value was found to be lower than 0.05 and the Q (92,70) value was found to be higher than the value corresponding to the df value; as a consequence of the individual research included in the analysis, the studies, which were analyzed based on the gait-inhibiting condition variable evaluated as a risk factor for the falls in the elderly patient, were found to be of a heterogeneous structure in the meta-analysis. The I2 statistical value was calculated as 92.44. As a result of the calculations, the effect size distribution was evaluated according to the random effects model (Fig. 8). Through an analysis carried out based on the random-effects model, it was determined that the general effect size of the presence of a gait-inhibiting condition over the occurrence of the falls in the elderly surgical patient was at high levels and had a positive direction with a value of 1.16 (CI 0.43–3.10; p > 0.05), and that the effect of the presence of a gait-inhibiting condition over the occurrence of the falls in elderly surgical patients was found to be meaningful in itself, although it was not statistically significant when analyzed collectively (Fig. 9).
Publication bias
The results of the funnel scatter plot that is evaluated as a visual summary of the meta-analysis set and that demonstrates the possibility of any publication bias was shown in Fig. 10. As seen in Fig. 10, a great majority of 18 studies included in the research are positioned in quite a close proximity to the combined effect size. The calculation of Kendall’s tau b coefficient is another way to determine the publication bias in meta-analysis studies. In the absence of a publication bias, this coefficient is expected to be close to 1, while the two-tailed p value, namely p value, is expected to be higher than 0.05, meaning it does not constitute any significant difference [29]. No publication bias could be found in the studies included (Kendall’s tau b = 0.31; p = 0.07) in the meta-analysis based on the values calculated in this statistic.
Discussion
Falls and fall-induced injuries are quite common and serious problems for hospitalized and elderly patients. Falling is an important problem that prolongs the period of hospitalization of the elderly patient, causes secondary traumas and increases the cost of care [5]. In a study carried out over the elderly, Pirrie et al. [30] determined that 14 (22.6%) of 62 elderly adults at risk of falling were between the ages of 65–74, 19 (30.6%) were between the ages of 75–84, and 16 (25.8%) were 85 age and over, 50 (80.6%) had a fear of falling, 38 (61.3%) had fallen in the previous year.
As important risk factors for falls in the literature; variables, such as age, gender, past history of falling, physical and cognitive impairments, multiple drug use are reported [31, 32]. In the study conducted by Kim et al. [33] on the elderly, it was determined that the elderly groups were at higher risk of falling. It is observed that the risk of falling increases particularly with the history of surgical intervention that is combined with being an elderly patient.
There are studies showing that the age factor is and is not effective over the falls. In a study carried out over surgical patients, Fındık et al. [34] determined that the risk of falling increased with the increasing mean age of the patients included in the study. Similarly, in a study determining the risk for falls in the patients, Özden et al. [13] reported that 53.8% of the patients included in the group of 65-year-old and above were under the risk of falling. In a study conducted by Rashid et al. [35], it was determined that 47 of 235 patients had a high risk of falling and 34 of these patients were 70 years old and over. The study results show that the risk of falling is higher in elderly surgical patients. Of the patients included in the study conducted by Özşaker et al. [25], 71.6% were found to be in the age range of 65–74, with a mean age of 71.34 ± 6.04, while no statistically significant correlation could be found between the age group and risk of falling. In a study carried out to determine the risk of falling for the inpatients in neurology and neurosurgery clinics, Savcı et al. [10] did not find any significant difference with regard to the age groups. In the studies included in the scope of the study, it was determined that being elderly singlehandedly constituted a risk factor for falling, although no significant difference could be found between being elderly and falling when the studies were analyzed collectively (p = 0.124). The research studies examined, it was determined that showed similar characteristics between the Turkish-based and the non-Turkish-based studies, the relationship between the fall with being old.
The presence of chronic diseases is a risk factor for falling. In a study carried out to analyze the reasons for the falls in elderly patients who fell, Victor et al. [21] determined that 97.1% of the falling patients had chronic diseases. In another study conducted to analyze the status of falling in elderly patients who had a major elective surgical operation, Jones et al. [14] spotted hypertension in 19 out of 29 patients who had a colorectal surgery and fell (66%), and in 44 out of 49 patients who had cardiac surgery and fell (90%). A significant correlation was found between the presence of chronic diseases and falling in this meta-analysis (p = 0.000), and the study results are in parallel with the literature. The research studies examined, it was determined that showed similar characteristics between the Turkish-based and the non-Turkish-based studies, the relationship between the fall with having chronic disease.
In a study conducted by Berke and Aslan [12], it is reported that 52.7% of the patients with a history of falls in the past three weeks, and 25.9% of the patients with no history of falls had the risk of falling. In a study conducted by Schwendimann et al. [36] to analyze the risk factors for falls in inpatients, it was found that 50.1% of the falling patients had a previous history of falls. In a study conducted by Najafpour et al. [24], it was reported that (n = 185) 22.7% of the patients who fell had a previous history of falls. In the study to evaluate the prevalence of falls among older adults conducted by Sharif et al. [37], it was determined that 188 (50.8%) elderly people experienced falls in the last two years. A significant correlation was found between the variable of history of falls and falling in this meta-analysis (p = 0.000), and the study results are in parallel with the literature. The research studies examined, it was determined that showed different characteristics between the Turkish-based and the non-Turkish-based studies, the relationship between the fall with previous history of falls.
The use of assisted walking devices (e.g. walking sticks, crutches, walkers) as a result of gait disorders or balance disorders, remission in muscle strength and coordination disorders, which are included in the causes of falls, is considered to be a risk factor for the falls [4]. In the study conducted by Savcı et al. [10], no significant difference could be determined between the high risk of falling and the use of assisted walking devices (p > 0.05). In the study conducted by Çeçen and Özbayır [9], it was determined that the risk of falling increased in the patients who were at advanced ages and had difficulties in hearing and walking, and they were found to be significantly correlated when the factors affecting the falls in elderly patients, such as age, gender, vision, hearing, presence of gait problems, were compared to the points they scored on Hendrich’s fall risk scale (p < 0.05). In the study carried out by Severo et al. [23], it was reported that (n = 179) 81% of the patients with gait limitations fell. Based on the results obtained from this study, while it was found that there was a significant difference between the presence of a gait-inhibiting condition and the falls when the studies included in the analysis were evaluated one by one, no significant difference could be found between them when evaluated collectively (p = 0.761). The research studies examined, it was determined that showed similar characteristics between the Turkish-based and the non-Turkish-based studies, the relationship between the fall with use of assisted walking devices.
Conclusion
Falls are a risk factor for patients of all ages. The risk of falling increases due to an increase in the factors, such as the changes that occur in the body with advanced age, the increase in the number of chronic diseases, the medicines are taken, the assisting devices used for gait and hearing, previous history of falls, and the fear of falling. Furthermore, it is also known that the post-operation drugs used in surgical patients and the changes in the body that are caused by stress due to the operation-related anxiety, are among the factors that lead to falling. Fall risk can be predetermined and actions can be taken to reduce the occurrence and severity of falls. Predetermination of the risk for falls in elderly patients, who will have or had surgery, enables one to carry out the protective/preventive interventions on this matter. In this meta-analysis, the presence of chronic disease and previous history of falls is particularly emphasized as the important factors although there are many factors that are effective in the occurrence of a fall in elderly patients. The fact that no significant correlation was found between the age factor and falling is believed to have been caused by the fact that the population of patients above the age of 65 was higher in numbers compared to the population of patients of other age groups in the studies included in the meta-analysis. It is believed that this meta-analysis carried out to determine the risk factors effective in falls in elderly surgical patients, which is a universal public health problem both in the world and in our country, will function as a guideline for any prospective studies. Within this scope, in addition to the determination of the risk factors, it was set forth that experimental studies, which may be of evidential quality, are required with regard to the methods that can be used to prevent falls.
Limitations
This meta-analysis was limited to 18 studies due to the low number of international and national studies aimed at determining the risk factors that are effective in the falls in elderly surgical patients. Furthermore, the fact that only the past 10 years were taken into consideration in the studies included in the evaluation, was another limitation, in addition to the investigation of the fall-related risk factors.
Data availability
The data sets generated and analysed during the current study are available from the corresponding author on reasonable request.
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Hacıdursunoğlu Erbaş, D., Çınar, F. & Eti Aslan, F. Elderly patients and falls: a systematic review and meta-analysis. Aging Clin Exp Res 33, 2953–2966 (2021). https://doi.org/10.1007/s40520-021-01843-w
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DOI: https://doi.org/10.1007/s40520-021-01843-w