Abstract
Embodied conversational agents (ECAs) are increasingly used in healthcare and other settings to improve self-management and provide companionship. Their ability to form close relationships with people is important for enhancing effectiveness and engagement. Several studies have looked at enhancing relationships with ECAs through design features focused on behaviours, appearance, or language. However, this evidence is yet to be systematically synthesized. This systematic review evaluates the effect of different design features on relationship quality with ECAs. A systematic search was conducted on electronic databases EMBASE, PsychInfo, PubMed, MEDLINE, Cochrane Library, SCOPUS, and Web of Science in January–February 2019. 43 studies were included for review that evaluated the effect of a design feature on relationship quality and social perceptions or behaviours towards an ECA. Results synthesize effective design features and lay a scientific framework for improving relationships with ECAs in healthcare and other applications. Risk of bias for included studies was generally low, however there were some limitations in the research quality pertaining to outcome measurement and the reporting of statistics. Further research is needed to understand how to make ECAs effective and engaging for all consumers.
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1 Introduction
An embodied conversational agent (ECA) is a computer-based dialogue system with a virtual embodiment (full body or face-only) that typically interacts with people using multimodal communication cues (e.g. speech, text, animated facial expressions or gestures) [1]. ECAs are increasingly used across a range of industries including healthcare, education, banking, and retail. This is made possible due to improvements over the last decade in computer processing power, computing techniques, data availability, storage, and security. ECAs show promise for improving the supply and quality of support services across a range of industries, as ECAs are scalable, inexpensive (in comparison to robots), customizable to user needs, portable to use in many environments, and available 24/7 for support.
There are several areas where ECAs are particularly well-suited to supporting people; one of which is education. ECAs are beginning to be used in education as part of online or in-person courses. For example, ECAs have been applied to teach computer programming [2], mathematics [3], literacy [4], medical diagnosis skills (as virtual patients for medical students) [5], and social communication skills to children with autism [6]. It is important that ECAs form quality relationships with students because student–teacher relationship quality affects learning engagement and academic achievement [7]. Teacher empathy and warmth are also strongly associated with learning outcomes [8]. This suggests that if ECAs are to be effective teachers, they must be able to develop positive relationships with students, and demonstrate empathy and warmth.
ECAs also show potential for use in commercial settings. ECAs have been used to assist with customer service tasks in retail [9], banking [10], and real estate [11] settings. This includes helping people to find information [12], make decisions about products or services [13], or solve common problems [14]. ECAs that are able to build trust and a sense of warmth with customers have been shown to improve online purchase intention [13], satisfaction with the purchase experience and company loyalty [15].
Another promising area for ECAs to provide support is in healthcare. ECAs have been shown to improve self-management in several healthcare contexts including: stress management [16], mental health [17], medication adherence [18], breastfeeding support [19], and diet and exercise programs [20, 21], including programs for overweight adults [22]. ECAs may also provide emotional, instrumental, or informational support to people, which can influence health behaviours, such as adherence to medications or exercise regimes [23, 24]. Support provided by ECAs could also help to reduce distress and subsequently reduce the activation of the sympathetic nervous system [25], which has positive implications for physiology [26], immune function [27], and stress hormones [28].
ECAs have also been developed to provide companionship to reduce loneliness, which is a risk factor for a range of poor health outcomes [29, 30]. Companion ECAs have been used by older adults living alone [31, 32], as well as hospitalized adults [33] and children [34]. Quality companionship can provide a range of psychosocial and health benefits to people (e.g. greater mental well-being, improved cardiovascular, neuroendocrine, and immune function) [35, 36], and these effects are also seen when the companion is artificial [37,38,39].
Quality relationships are especially important in healthcare. Similar to patient-provider relationships, an ECA’s ability to form quality relationships with patients is important for enhancing intervention effectiveness and engagement. The quality of patient provider relationships has been shown to directly and indirectly affect health outcomes [40]. This includes objective disease markers such as symptom recovery [41], blood pressure, blood sugar, and functional status [42], as well as coping [43], knowledge of the illness or treatment [44], and treatment adherence [45]. A good patient-provider relationship has also been shown to improve engagement in healthcare [46]. It is therefore possible that relationships with ECAs could have similar impacts on patient outcomes. Given the relative novelty of ECAs and their application to healthcare, further research is needed to understand how to build quality relationships with ECAs in healthcare contexts, as well as the effects of these relationships.
One way to improve relationships with ECAs in healthcare contexts could be to apply principles from doctor-patient communication. This has been proposed in a new model on robot-patient communication [47]. Effective physician communication skills include relationship building, shared decision making, and information sharing. In this model, it is suggested that background variables related to the user (demographics, health status, personality, needs, experience and abilities) and the artificial agent (appearance, voice, gender, personality, and other design cues) influence the content of the interaction (relationship building, verbal and nonverbal cues, affective and instrumental communication), which then affects patient outcomes (engagement, satisfaction, understanding, compliance, health status). This model was developed for socially assistive robots; however, the paper proposes that this model could be applied to computer-based agents as well.
Several studies have looked at design features to enhance relationships with ECAs in healthcare and other settings. Some design features are static, such as appearance, while others are more dynamic such as behaviour models. Most design features, especially detailed behavioural models, are the result of a substantial development effort. This involves researching human characteristics or behaviour, determining modeling approaches and datasets, and user testing. There can be variation in how features appear based on the decisions made during the development process. For example, empathetic facial expression may appear different between research groups because the developers used unique modeling approaches. Research has focused on behaviours [48, 49], emotional expression [50, 51], language [52, 53], personality [2], appearance [54, 55], embodiment [32, 56], and the virtual environment [50, 57]. Some studies have found that responses to design features can vary by user characteristics such as gender [57], personality [2, 58], emotional state [53], and technical abilities [59].
The effects of ECA design features on relationships can be assessed using many outcomes. For example, relationship quality is an umbrella term that refers to positive or negative feelings about a relationship [60] and incorporates related constructs (e.g. intimacy, nurturance)[61]. Relationship quality is a term applicable to different types of relationships including professional and personal. Related constructs that have been studied across the human–computer interaction (HCI) literature, include intimacy [50], social closeness [62], and therapeutic alliance [32]. Other HCI papers have also assessed rapport, which describes a relationship quality involving positive emotions, mutual attentiveness, and coordination during interactions [63].
Research has also studied the effect of design features on social perceptions and behaviours that may form part of relationship quality. Social perceptions refer to judgements of the intentions and psychological dispositions of others [64]. Some social perceptions that are related to relationship quality and have shown to be affected by design features include: perceived trustworthiness [33, 65], warmth [54, 66], and caring [67, 68]. Design features may also influence social behaviours related to relationship quality including engagement (the degree of user involvement and interaction [69, 70])[71, 72], degree of self-disclosure [73, 74], and desire to interact again [72, 75].
The research conducted to date on how design features impact relationship quality, social perceptions and behaviours may inform a framework for improving relationships with ECAs in healthcare and other applications. However, this evidence is yet to be systematically synthesized.
1.1 Aim
This systematic review aimed to evaluate the effect of different design features on relationship quality and related outcomes with ECAs. This review covers research investigating the impact of design features on relationships with ECAs across a range of settings. Results will synthesize effective design features and present a scientific framework to improve relationships with ECAs in healthcare and other applications. The review will investigate the following research questions:
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(i)
What design features are shown to improve relationship quality with embodied conversational agents?
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(ii)
What design features are shown to improve social perceptions and behaviours towards embodied conversational agents?
2 Methods
2.1 Eligibility Criteria
For the purpose of this review, an embodied conversational agent was defined as a dialogue agent with a virtual embodiment (full body or face-only) [1]. Studies eligible for the review were required to be (1) experiments, pilot studies, or randomized controlled trials (RCTs) with a within- or between-subjects design, where (2) the population was adults aged 18 years or older from the general public or clinical populations, and (3) the intervention of interest was an embodied conversational agent used in any context, (4) comparators were an artificial agent (a robot, embodied conversational agent, or chatbot) of an alternative design, (5) the outcome of interest was relationship quality (or similar, such as social closeness, rapport, or therapeutic alliance) or social perceptions and behaviours that could affect relationship quality (e.g. perceived supportiveness, warmth, trustworthiness, self-disclosure), (6) outcomes were assessed at least once following an interaction with the embodied conversational agent, and (7) studies were peer-reviewed journal publications or refereed conference papers.
Studies were not excluded based on the year of publication, the setting in which the intervention was delivered, or on methodological quality. Excluded studies were those presented in abstracts only, theses or dissertations (as these are not peer-reviewed publications and therefore their ability to meet publishable standards is not demonstrated), papers published in languages other than the English language or those that focused on avatars (as a virtual representation of the user), simulation games (The Sims, Second Life), animal agents, and virtual or augmented reality.
2.2 Search Strategy
A systematic search was conducted on electronic databases from the health and computer sciences including EMBASE, PsychInfo, PubMed, MEDLINE, Cochrane Library, SCOPUS, and Web of Science between 21 January–03 February 2019. Manual searches were completed from reference lists, citing articles, and author citations to identify additional studies. A literature search strategy was developed from topic keywords, synonyms, and test searches to identify additional terms from titles, abstracts, and subject descriptors. A subject librarian assisted with developing the search strategy. The search strategy for EMBASE is included in “Online Appendix 1”. Searches were not limited by dates as ECAs are a relatively new technology.
2.3 Study Selection
Search results were imported to Covidence, an online review management software developed by the Cochrane Collaboration [76]. Duplicate articles were recorded and removed. Two independent reviewers screened the title and abstract of search results against eligibility criteria (see Sect. 2.1). Next, the reviewers examined the full text articles of studies marked as eligible for inclusion and studies where eligibility was unclear. The full text articles were collected directly from academic databases. Interrater reliability was calculated by the researchers from data provided by Covidence and indicated the extent to which the reviewers matched on judgements to include or exclude papers. Interrater reliability was 84%. Disagreements about study eligibility were recorded and resolved through discussion with a third independent reviewer. Reviewers recorded the number of studies excluded at each step and reasons for exclusion. Studies determined as eligible for review were included as part of data synthesis.
2.4 Data Collection
Data were extracted on study design, population, intervention, comparators, outcomes, setting, timing of measurements, publication status, and results in August 2019. Authors were not contacted for missing data or to enquire about unpublished results.
2.5 Risk of Bias Evaluation
A risk of bias evaluation was conducted to evaluate the internal validity of included studies. Two independent reviewers assessed risk of bias in individual studies using the Revised Cochrane Risk-of-Bias Tool for Randomized Trials (RoB 2) uploaded to Covidence for online data entry. RoB 2 examines bias across five domains which cover the randomization process, deviations from intended interventions, missing outcome data, outcome measurement, and selection of reported results. An additional domain was added to evaluate outcome measure reliability and validity. For each domain, reviewers answered signaling questions that evaluated possible areas of bias, made domain-level judgements about bias risk, and predicted the direction of bias. Judgements could be ‘low’, ‘some concerns’, or ‘high’ risk of bias. After evaluating possible bias across the six domains per study, reviewers made a judgement on the overall risk of bias in the study and predicted the direction of bias.
3 Results
3.1 Study Selection
Results of the eligibility screen are depicted in Fig. 1. Searches yielded a total of 825 results. Following removal of duplicates, and an abstract only and full text eligibility screen, a total of 43 studies were included for review. Reasons for exclusion were that the study did not meet eligibility criteria due to out of scope outcomes (n = 22), intervention (n = 14), comparators (n = 12), study design (n = 8), publication type (n = 6), language (n = 3), it was not possible to access the paper (n = 7), or the study was a duplicate not detected in the initial screen (n = 8). Some examples of excluded studies were a study about computational modeling of human lungs for use in virtual clinical trials, a study on the gesture recognition system of an Arabic sign language program, and a study looking at predicting drug-induced arrhythmia risk from in silico models that use cardiac electrophysiology data.
3.2 Study Characteristics
Four studies contained more than one experiment from which data were extracted, making the total number of analysed studies 47. Studies ranged in sample size from 8 to 1607 participants with a median size of 57 participants (interquartile range = 33–81). Included studies were predominantly experiments (n = 45; 96%), with a between-subjects design (n = 27; 60%), that recruited adult participants (n = 24; 51%), from the general public (n = 24; 51%) or who were university students and staff (n = 20; 43%). Several studies focused on young adult (n = 19; 40%) or older adult (n = 4; 9%) populations. Most studies recruited a mixed gender sample (n = 33; 70%); however, one study recruited only female participants, and one study recruited only male participants. 12 studies (n = 26%) did not report on the gender of the sample. Outcome assessments were mostly conducted directly after the interaction (n = 39; 83%), however some assessments were made longitudinally (n = 5; 11%), at first impression and post interaction (n = 1; 2%), after interacting for 30 days (n = 1; 2%), and longitudinally plus at two weeks follow up (n = 1; 2%). Included studies were peer-reviewed journal papers (n = 20; 47%) and conference papers (n = 23; 53%) published between 2001 and 2019. Full details of the study characteristics and results are included in “Online Appendix 2”.
3.3 Embodied Conversational Agent Characteristics
72 embodied conversational agents were presented across the included studies. In terms of characteristics, ECAs were most often humanlike (92%), female (53%), adult (74%), and white-‘skinned’ (67%). Depictions varied from animations to photos of a real human where facial expressions varied by text content. Characteristics of the ECAs are presented in Table 1. Examples of ECAs from some included studies are presented in Fig. 2.
3.4 Setting
ECAs were tested in a range of contexts including companionship (n = 12), healthcare (n = 9), commercial (n = 9), education (n = 8), gaming (n = 5), museum or conference guidance (n = 2), and no context (n = 2). In healthcare settings, ECAs were used to provide counselling for mental health (n = 4) or substance misuse (n = 1), and coaching for improving exercise (n = 3) or diet (n = 1) (see Fig. 3).
3.5 Design Features
A total of 42 unique design features were evaluated across the included studies. Studies tested design features related to behaviour (n = 16), language (n = 15), emotional expression (n = 9), embodiment (n = 7), appearance (n = 5), environment (n = 2), personality (n = 1), and a combination of language and behaviour features (n = 3) (see Fig. 4). Several studies evaluated multiple design features. It was not possible to conduct a meta-analysis for relationship quality or social perceptions and behaviours as outcome measures were not adequately homogenous and reporting of results were not consistent across studies.
3.5.1 Effect of Design Features on Relationship Quality
This section presents the results for question 1 (“What design features are shown to improve relationship quality with ECAs?”). Several studies looked at the effect of design features on relationship quality (n = 1) or similar outcomes including rapport (n = 16), closeness (n = 5), working alliance (n = 3), or intimacy (n = 1). 21 unique design features were tested that pertained to behaviour (n = 7), language (n = 7), emotional expression (n = 3), the virtual environment (n = 2), embodiment (n = 1), and a combination of language and behaviour features (n = 1). Results are outlined in Table 2 and described in more detail below.
3.5.2 Language
Seven studies investigated the effect of language features on rapport and closeness with an ECA. Language features that were shown to improve rapport included humour [49], a first-person storytelling perspective [77], ‘social reasoning’ language (including self-disclosure, acknowledgement, praise, reference to shared experiences, adherence to or violation of social norms by degree of closeness detected, questions to elicit self-disclosure) [52], and self-disclosure of humanlike stories, particularly for users with high social anxiety [53]. Context awareness improved social closeness with an ECA exercise coach, which involved demonstrating knowledge of the user’s physical activity each day [33]. There were no significant effects of user identification and high self-disclosure on relationship quality [72, 74].
3.5.3 Behaviour
Only 2 of the 7 behaviour features evaluated in the literature were shown to improve rapport, which were affiliative eye gaze [48] and cooperative behaviour [49]. Affiliative eye gaze referred to eye gaze that was focused predominantly on the user, as opposed to a referent object on screen. Affiliative eye gaze resulted in higher rapport ratings comparative to referential eye gaze [48]. Cooperative behaviour involved working with the user to achieve a common goal during a prisoner’s dilemma game. This was shown to build rapport better than selfish behaviour during game play [49]. Only one behavioural feature was found to have a negative effect on rapport ratings, which was high gesture amplitude (in comparison to low amplitude) [78]. There were no significant effects of mimicry of user facial expressions [79], repeated interactions [80], socially responsive behavioural feedback (head nods, smiles) [81], or high behavioural realism (e.g. breathing, blinking, head nods, posture shifts) [74, 82] on rapport.
3.5.4 Emotion
Emotional expression was shown to affect rapport and intimacy across four studies. Rapport ratings were higher for ECAs that demonstrated happy facial expression in comparison to sad facial expression in two experimental studies [51, 58]. One study found that positive and negative emotion in language increased ratings of intimacy compared to no emotion in language [50]. While these studies suggest that emotional expression is generally better for relationship quality with an ECA than no emotion, one study found the opposite. This study compared the delivery order of a neutral and empathic virtual therapist in a crossover design and found that rapport significantly decreased with time in both conditions [83]. However, rapport decreased most when experiencing an empathic virtual therapist after a neutral virtual therapist [83]. Reasons for this effect are unclear.
3.5.5 Embodiment
Two studies looked at the effect of an ECA’s virtual embodiment on ratings of relationship quality [32, 84]. One study found that an ECA received higher rapport ratings in comparison to a voice-only agent in a group decision making context [84]. Another study found no significant difference between an ECA and a physical robot on ratings of working alliance with older adults following 30 days of interaction [32]. This suggests that ECAs may develop better relationships than voice-only agents and similar relationships to social robots, however further research is needed to replicate findings.
3.5.6 Environment
Aspects of the virtual environment, including a realistic background and a personal level of physical proximity to the screen, were not found to have any significant effects on rapport or intimacy [57, 85].
3.5.7 Combination of Features
A combination of verbal and nonverbal relational cues was shown to improve perceptions of social closeness, working alliance, and relationship quality across three experimental studies [62, 72, 75]. All studies evaluated the same combination of cues, which included empathic language, social dialogue, meta-relational communication, humour, continuity behaviour, including the user’s name during a greeting, politeness strategies, and immediacy behaviour such as head nods, eye gaze, closeness to the screen, eyebrow raises, and hand gestures. This combination of relational cues was tested in exercise coaching and museum guiding contexts with ECAs that were humanlike and robotlike in appearance. In all three studies, comparisons were made to ECAs who delivered no relational cues during the interaction. The literature to date suggests that a combination of verbal and nonverbal relational cues shows promise for improving perceptions of relationship quality with ECAs of diverse appearances and application contexts. However, as cues were evaluated together, it is not possible to discern which cues contribute most to improvements in relationship quality.
3.5.8 Effect of Design Features on Social Perceptions and Behaviours
This section presents results for question 2 (“What design features are shown to improve social perceptions and behaviours towards ECAs?”). 40 studies evaluated the effect of a design feature on social perceptions and behaviours that could affect relationship quality. 39 social perceptions and behaviours were evaluated across the studies, including trust, engagement, desire to interact again, self-disclosure intimacy and amount, caring, warmth, felt supported, social attraction, and intention to use. 34 unique design features were tested that related to language (n = 12), behaviour (n = 8), emotional expression (n = 5), embodiment (n = 2), appearance (n = 4), personality (n = 1), the virtual environment (n = 1), and a combination of language and behaviour features (n = 1). Results are depicted in Table 3.
3.5.9 Language
13 studies evaluated the effect of language features on social perceptions and behaviours towards an ECA. Four studies focused on adding social components to language, such as small talk and friendly chat. Small talk was shown to improve perceived trust, knowledge of the user, and success of the interaction for extroverted users, while task-oriented talk received higher ratings from introverted users [86]. Social-oriented plus task-oriented language was shown to increase perceptions of an engaging personality and trustworthiness over task-oriented language alone, however only for older adults with high internet competency [59]. A possible reason for this effect is that older adults with low internet competency reported experiencing more information overload while interacting with an ECA with social-oriented language. In another study, ECAs with friendly language were rated higher in warmth than those with neutral language [66]. Wordiness was found to increase user’s self-disclosure as well as improve positive interviewer and interaction perceptions for an ECA deployed in an interviewing context [87].
Several studies investigated the effect of self-disclosure on social perceptions and behaviours. High self-disclosure was found to improve self-disclosure intimacy, ratings of social attraction and presence [73], and the amount of self-disclosure for users willing to disclose a medium amount [74]. However, high self-disclosure was also associated with decreased likeability and self-disclosure for those willing to disclose a low amount [74]. Self-disclosure of humanlike back stories was associated with higher self-disclosure intimacy and amount for users high in anxiety [53]. ECAs with a first-person storytelling perspective were shown to elicit more self-disclosure from users compared to ECAs with a third-person storytelling perspective [77]. No effects were observed for variable language [88], context awareness in language [33], calling the user by their name [72], or accurate recall of user information [89] on social perceptions. Evidently, a range of language features have been shown to improve social perceptions and behaviours towards ECAs, however the effects of certain features may be impacted by user characteristics.
3.5.10 Behaviour
12 studies evaluated the effect of behavioural features, such as eye gaze, gestures, and nonverbal feedback, on a range of social perceptions and behaviours. Three studies looked at the effect of eye gaze. An ECA with referential eye gaze (head turned towards a map for most of the conversation, briefly glanced at the participant) was rated as less trustworthy and engaging than an ECA with affiliative eye gaze (head turned towards the participant for most of the conversation, briefly glanced at a referential object) and both types of eye gaze [48]. In another study, an ECA with ‘good timing’ eye gaze (informed by observation of human dyads) was shown to elicit a greater amount of self-disclosure in comparison to an ECA with a static gaze and an ECA with ‘bad timing’ eye gaze (the opposite of ‘good timing’ eye gaze patterns) [90]. High eye gaze (which involved maintaining eye contact for most of the conversation) in comparison to low eye gaze (eye contact only a few times while listening) was shown to increase self-disclosure intimacy [91]. However, high eye gaze also increased negative partner perceptions. Findings suggest direct eye gaze is better than little to no direct eye gaze, however too much direct eye gaze may negatively affect user perceptions and behaviours.
Other studies looked at the effect of an ECA’s gestures on social perceptions and behaviour. Two studies focused on behavioural realism, where ECAs showed behaviours like breathing, blinking, posture shifts, and back-channeling and understanding head nods. In both studies, an ECA with high behavioural realism was shown to elicit more self-disclosure from users in comparison to an ECA with low behavioural realism [74, 82]. However, no significant differences were observed in person perception, empathy, mutual understanding, mutual awareness, or social attraction.
Other behavioural features shown to improve social perceptions and behaviour were repeated interactions (increased compassion) [57], expressive facial gestures such as smiling, winking, and rolling eyes (increased engagement) [71], and a moderate blinking rate of 18 blinks per minute for female ECAs (increased friendliness) [84]. No significant effects were found for socially responsive behavioural feedback [57], gesture behaviour [54], or mimicry of user facial expressions [71].
3.5.11 Emotion
Six experimental studies investigated the effect of emotional expression on several social perceptions and behaviours including trust, self-disclosure, caring, warmth, felt supported, and interaction quality. Empathic language and facial expressions were shown to improve trust, ratings of agent caring and feelings of support [67], as well as intention to use, sociability, enjoyment, usefulness, and safety in comparison to neutral ECAs [93]. Happy facial expressions resulted in higher amounts of self-disclosure [51], as well as higher ratings of the quality of the interaction, especially for users high in extroversion and neuroticism [58]. Conversely, in the same study, sad facial expressions received higher ratings of interaction quality for users high in conscientiousness [58]. One study found that a combination of polite smiles (smiling while greeting a user) and amused smiles (smiling while telling a riddle) received higher ratings of agent warmth in comparison to polite smiles alone and no smiles [94]. In another study, a virtual nutrition coach with an emotional facial expression (happy, warm, concerned, and neutral) and an emotional voice (speech rate and pitch) was rated as significantly more caring than a virtual coach with neutral expressions [68]. In the same study, no significant differences were observed for agent trust and feelings of support. Overall, the literature suggests that the expression of positive emotion and concern improves social perceptions and behaviours towards ECAs, however responses can differ based on user personality.
3.5.12 Embodiment
Several studies evaluated the effect of a face and virtual embodiment on social perceptions and behaviours with mixed results. One study found that an ECA received significantly higher ratings of trust than speech-only and text-only agents on a shopping website [65]. Another study found that for older adults, an ECA with speech and text was perceived as more trustworthy and provided better social support over a speech and text-only agent [59]. An empathic virtual counsellor with a face was rated as significantly more trustworthy, sociable, enjoyable, useful, safe, with a higher intention to use in future in comparison to a text-only counsellor [93]. Similarly, another study found an ECA to be more trustworthy than a voice-only agent in a group decision making context [84]. Evidently, a virtual face or embodiment may help to improve trust and other social perceptions towards a conversational agent. Although, one study found no effect of a virtual face on social presence in comparison to speech-only and text-only agents [95]. Lastly, in another study, no significant difference was found between an ECA and a social robot in engagement and social agent ratings [32], which suggests ECAs may be just as engaging as social robots. Overall, the literature suggests that ECAs are viewed more positively than text-only agents and may be similarly perceived to social robots.
3.5.13 Appearance
Four studies researched the effect of ECA appearance on trust, intention to use, and partner perceptions such as warmth, positivity, and social presence. An ECA with a humanlike appearance did not significantly differ from an ECA with a robotic appearance on perceptions of warmth during an educational task [54]. This suggests that a humanlike appearance may not be necessary to perceive an ECA as warm in personality, however further research is needed. A humanlike voice was shown to improve trust, intention to use, and social presence over a text-to-speech voice and text communication [55]. Another study found that an artificial text-to-speech voice was perceived to have better flow than text-only communication [95]. Results suggest that a humanlike voice may be the most preferable option, however in the absence of a humanlike voice, a text-to-speech voice is preferable to text only. One study looked at the effect of gender on partner perceptions and found that ECAs with female gender were rated higher in positive partner perceptions than male ECAs in a companionship context [91]. Further research is needed to understand the reasons for this effect.
3.5.14 Personality
One study investigated the effect of an ECA’s personality on trust. In this study, an extroverted ECA (faster speech rate, larger pitch range, frequent smiles, and expansive head gesture) was rated as less trustworthy than an introverted ECA (slower speech rate, calm vocal tone, neutral facial expression, and low head animation) for extroverted participants [2]. There were no significant differences in willingness to trust an extroverted or introverted ECA for introverted participants. This suggests a difference in ECA personality preference by user personality, and further research is needed to understand how other personality traits might affect ECA preferences.
3.5.15 Environment
Only one study evaluated the effect of the virtual environment on social perceptions. In this experiment, a realistic background, which was an animated video of an outdoor scene, improved perceptions of social attraction for male users [57]. Whereas for female users, a featureless grey background resulted in higher social attraction towards the ECA. The results of this study suggest a gender difference in virtual environment preferences, however further research is needed to replicate and understand the reasons for this gender effect.
3.5.16 Combination of Features
Relational verbal and nonverbal cues were shown to improve engagement and desire to interact in future across several studies previously described in the relationship quality results section of this review [62, 72, 75].
3.6 Risk of Bias Assessment
A risk of bias assessment revealed several key areas in which the quality of included studies could be improved. Included studies could have improved on reporting how randomization procedures were conducted and whether personnel were blinded to participant allocation, as well as provide data or citations on the reliability and validity of subjective self-report measures. The quality of evaluations could have been improved with the use of validated scales over ad hoc single item measures for subjective outcomes in several cases. Aspects that were typically conducted well with a low degree of bias were participant randomization and outcome reporting. However, some studies did not report full statistical information such as effect sizes or mean scores. Overall, the risk of bias for included studies was generally low with some concerns pertaining to measurement quality, and reporting of allocation processes, blinding, and statistics.
4 Discussion
4.1 Summary of Evidence
This systematic review identified 47 studies from 43 unique publications which evaluated the effect of a design feature on relationship quality and/or social perceptions and behaviours towards an ECA. A range of design features were shown to improve relationships or social perceptions and behaviours towards ECAs. These included virtual embodiment, a humanlike voice, language content (e.g. small talk, self-disclosure, humour), relationship building behaviour (e.g. affiliative eye gaze, cooperation), emotional expression in the face and speech, combinations of relational language and behaviour, and the virtual environment. The effects of design features sometimes differed depending on user characteristics including: gender, personality, technical competency, and level of anxiety.
Relationships with ECAs were evaluated across a range of settings including: companionship, healthcare, commercial, and education. While some findings could be applicable across a range of settings, it is important to consider that design features may be perceived differently by users depending on the setting or particular task for which the ECA is deployed. For example, an ECA that uses humour may be well-received if it is tasked with being a companion, yet badly received if it is discussing sensitive topics such as suicide, sexually transmitted diseases, or debt. There is a need for further research to evaluate which design features are important for improving relationships with ECAs across different use cases.
A wide range of ECAs were evaluated that varied in appearance characteristics and presentation features, however it is important to note the majority of ECAs were humanlike, female adults with white skin colour. Another issue is that although a wide range of design features have been evaluated across the literature, often there are only one or two studies evaluating the effect of a particular feature. More studies are needed to see whether results can be replicated, including with more diverse ECA designs and user populations.
Figure 5 shows a framework for the factors that affect relationship quality, social perceptions and behaviours towards ECAs from the evidence reviewed here. The framework is built on the model of patient-robot communication [47], but when incorporating the results of this review, it has been transformed into a different figuration and generalised to other settings. Support has been found for the effects of ECA appearance, gender, voice, and personality on user outcomes, but there is a lack of research on adaptability (the ability of the ECA to change behaviour based on user characteristics). Evidence has also been found for effects of user gender, personality, experience (technical competency), and level of anxiety on relationship quality and/or social perceptions. There is a lot of evidence for the effects of verbal behaviours, as well as non-verbal behaviours (facial expressions, eye gaze) on relationship quality, social perceptions and behaviours. There is also evidence for affective communication and relationship building. However, there is a lack of research to date on the effects of information exchange, shared decision making, confidentiality, and appropriate medical behaviour on relationship quality, social perceptions and behaviours towards ECAs. Regarding outcomes, this review focused on relationship quality, social perceptions and behaviours. Other outcomes, such as adherence or health status, were not examined, and could be the focus of future reviews.
4.2 Limitations
This review had several limitations pertaining to the quality of included studies. The risk of bias in included studies was generally low, however some concerns related to the quality of outcome measurement and reporting of statistical information, allocation and blinding procedures arose during a risk of bias assessment. 53% of included articles were published at engineering or computer science conferences where studies were unlikely to be required to meet the same psychometric standards as publications in health or psychology journals (however, engineering conference papers often meet the same peer reviewing standards as engineering or computer science journals). These limitations make it difficult to ascertain how robust findings are.
There were also several possible limitations of this review. While a concerted effort was made to attain literature across computer and health science disciplines, it is possible that some studies may have been missed due to search strategy, database choice, and restricting results to English language only. We also limited the review to ECAs and did not include studies on physical robots. This was because feasible design features are likely to differ based on whether embodiment is virtual or physical (e.g. touch). However, some findings included in this review are likely to generalize to other embodied technologies such as social robots or digital humans. Digital humans are a more recent form of an ECA that incorporate artificial intelligence [96].
4.3 Gaps in the Research
This review identified several gaps in the research literature. First, further research is needed on developing quality relationships with ECAs across a broader range of task domains. In healthcare, for example, only nine studies have looked at improving relationships with ECAs. Studies were conducted in the context of mental health counselling, and diet and exercise coaching. More research is needed to understand what design features are important to building quality relationships with ECAs with a broader range of patient populations and applied to more healthcare support tasks (e.g. reminders for medication adherence, delivery of informational support, provision of mindfulness meditation exercises). The unique demands of different patient populations or requirements of various healthcare support tasks could mean that different ECA designs are more or less suitable. More studies looking at specific task domains in education, commerce, and other industries are also needed.
Second, no studies have investigated the effect of an ECA’s appearance or personality on the quality of its relationships with users (only social perceptions and behaviours). Moreover, only a small number of studies have looked at the effects of virtual embodiment, emotional expression, the environment, and a combination of factors on relationships with ECAs. More studies are needed to map new design features that benefit relationships with ECAs and to replicate existing findings.
Third, there is a need for improvement in the quality of research methods used when evaluating the effect of a design feature on relationships with users. Many publications did not use validated scales or did not provide data on scale reliability when measuring subjective self-report outcomes. It is important that future research uses valid and reliable scales to ensure subjective outcomes, like relationship quality, are appropriately measured. There was also a lack of consistency across the research in terms of both outcome selection and measurement of outcomes. In order to adequately compare the effect of different design features, it is important that the research field strives for consistency in what relationship quality outcome is used as well as how this is measured. Future studies could measure rapport, given this was shown to be the most common outcome in the literature and it applies to both professional and personal relationships.
Fourth, this review found a lack of diversity in ECAs used in the literature in terms of age, gender, and skin colour. Of the 72 ECAs that appeared in the literature, 53 were adult age, 38 were female, and 48 were white-skinned. Although there was not a large difference in the ratio of female to male ECAs (38:33), future research could look at using androgynous ECAs. Studies could also study the effect of using ethnically-diverse ECAs of varying ages. Users may feel a greater sense of closeness to ECAs that are demographically similar to them, given closeness in human relationships is affected by the homophily principle [97].
5 Conclusion
Overall, this systematic review found that a range of design features can be used to improve relationships with ECAs. Results show that features pertaining to language content, relationship building behaviour, emotional expression, and physical characteristics such as voice type and virtual embodiment may improve relationships with ECAs. Results suggest that there may be differences in the ways people respond to design features based on characteristics such as their gender, personality, technology competency, and social anxiety. There is a need for further research on design features for improving relationships with ECAs across a broader range of use cases and contexts, using robust research methods, with more diverse user populations and ECA designs. ECAs show considerable promise for increasing supply of supportive services, healthcare interventions, and providing companionship to people, but there is a way to go in understanding how to make ECAs effective and engaging for all consumers.
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Loveys, K., Sebaratnam, G., Sagar, M. et al. The Effect of Design Features on Relationship Quality with Embodied Conversational Agents: A Systematic Review. Int J of Soc Robotics 12, 1293–1312 (2020). https://doi.org/10.1007/s12369-020-00680-7
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DOI: https://doi.org/10.1007/s12369-020-00680-7