Abstract
The main focus of this work is to analyze the electrochromic properties such as cyclic voltammetry, Diffusion co-efficient and Electrochemical properties like optical modulation, coloration efficiency, and the optical bandgap of colored and bleached states. The experiment was carried out by depositing WO3 thin films on an FTO coated Glass substrate and carried out SEM characterization which showed a smooth surface and thickness of 500 nm, XRD for the structural characterization which revealed the amorphous nature, UV–vis Spectrometer for optical transmittance which showed 80% transmittance, EDS analysis shows that there are no impurities in the film grown and evidence the presence of W and O in the deposited film. An electrochemical analyzer was used to characterize the deposited film submerged in the electrolyte solution of different H2SO4 Molar concentrations of 0.2 M, 0.4 M, 0.6 M, 0.8 M, and 1 M with varied vertex potential sweeps from ± 0.6 to ± 1 V, through which it was observed that the highest cathodic peak current density is 16.32 mA/cm2 for 1 M electrolyte solution for the vertex potential ± 1 V. And the optical band-gap for colored and bleached states is determined to be 3.04 eV and 3.294 eV, respectively, for 1 M H2SO4 electrolyte concentration. The highest coloration efficiency of 121.02 cm2/C was seen in 0.8 M with vertex potential of − 0.6 to 0.6 V.
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1 Introduction
The materials possessing electrochromic properties have grabbed researchers’ attention to reduce the global challenges related to energy depletion. The electrochromic phenomenon has been observed when a low electric field is applied to some transition metal oxides, causing a new optical absorption band to emerge via the redox process and, as a result, color changes and back to its initial configuration when the electric field is removed because the redox process is reversible [1, 2]. There are several potential inorganic Electrochromic (EC) materials such as NiO [3], TiO2 [4],WO3 [5, 6] and V2O5 [7]. This work addresses the EC properties of WO3 material which is an inorganic n-type semiconductor transition metal oxide that exhibits cathodic electrochromic behavior properties such as high reversible capacity, high optical modulation, good cyclic stability, and high-rate capability [8] which is researched extensively because of its wide bandgap range to 3 eV under Room Temperature (RT). When the negative and positive bias is applied to the host structure, they appear deep blue and colorless respectively. The electrochromic (EC) phenomena are considered to exemplify reversible optical characteristics under the application of voltage. The transition metal oxide’s reflectance, absorbance, and transmittance can be altered via reversible electrochemical processes. Some of the deposition techniques that have been employed to deposit the WO3 thin films are Hydrothermal method [9,10,11,12], pulsed laser deposition [13], electrospinning [14], chemical vapor deposition [15], RF & DC magnetron sputtering [16,17,18,19,20,21,22], Thermal evaporation [23], E-beam evaporation [24, 25], spin-coating [26], and many more.
Some of the potential applications where this transition metal oxide can be employed as an active sheath for gas sensors, humidity temperature sensors as well as for optical memories, flat panel displays, and filters [27]. It has the ability to switch its color for chromogenic applications under the application of electric field or potential, also can be used in energy-efficient smart windows, anti-glare mirrors, non-emissive mirrors, and many more [28]. The main reason behind the extensive research is that these materials are low-cost, reliable, simple operating mechanisms and can be coupled with micro-level devices. The cyclic voltammetry technique is used to investigate the redox reactions of species. A strategy that is employed to analyze the reaction pathways that include the transport of electrons by adjusting an electrode potential between two limits (called vertex potential) at a constant pace while monitoring the current that developed in the electrochemical cell. The main emphasis of this paper is to study the effect of change in electrolyte concentration and the vertex potential on electrochromic, and optical behavior of the DC magnetron sputtered tungsten oxide thin films.
2 Experimental setup
Tungsten oxide (WO3) thin films were prepared on the FTO (Fluorine doped Tin Oxide) glass substrates by DC magnetron sputtering using tungsten (99.99% purity, 3-inch diameter) metal (W) as a target. The glass samples were ultrasonically cleaned by using soap solution, deionized water (DI), and acetone, which are dried with nitrogen gas. The magnetron sputtering system was initially evacuated to a base pressure of 3 × 10−6 mbar and working pressure of 1 × 10−2 mbar. The process parameters were specifically tailored at DC current of 100 mA (470 V), 25 sccm of Argon as a sputtering gas, and oxygen partial pressure of 8 × 10−4 mbar as reactive gas. The substrate to target distance was maintained at 9 cm. The duration of deposition was fixed to 20 min in RT and pre-sputtered the target for 10 min to remove the oxide layer and contaminants from the surface of the target. To study the characteristics of the deposited thin film, an aqueous electrolyte solution of 0.2, 0.4, 0.6, 0.8, and 1 M concentrations was prepared for 50 ml of DI water.
3 Results and discussions
3.1 Surface and structural analysis
Figure 1 illustrates the SEM and EDS spectra of WO3 films. Figure 1a and b show the cross-sectional and morphology of WO3 thin films deposited at room temperature as seen through a scanning electron microscope. The thickness was maintained at 500 nm. Figure 1c shows the compositional and elemental analysis of WO3 thin films through EDS spectra. The energy range of the EDS spectra is 0 to 7 keV. The presence of distinctive peaks of W and O atoms is evident in the presented spectra, but no other peaks can be seen. This indicates that no other contaminants are generated in the film and that the quality of WO3 thin films deposited by DC Magnetron Sputtering is satisfactory [29]. The atomic percentage of W, and O elements are shown in inset of Fig. 1c. The atomic ratio of oxygen to tungsten was 3.10 and It indicated that the films formed nearly stoichiometric WO3. Figure 1d shows the XRD pattern of RT-deposited samples. The broad peaks were observed in the XRD patron, which indicates the amorphous nature of the film because there was no applied temperature during the preparation process, so the tungsten ions reached the substrate surface with lower energy after combining with the oxygen ions. Mohamed et al. [30] reported that amorphous WO3 films were deposited on unheated glass substrates by using DC magnetron sputtering.
3.2 Electrochemical studies
In order to investigate the electrochromic behavior of the deposited WO3 thin films, we have used the SP300 potentiostat for cyclic voltammogram measurements which were performed using a programmable three-electrode setup. The coloring and bleaching kinetics of sputtered WO3 thin films were investigated via periodic ion insertion or extraction during each scanning cycle [27]. The electrodes were immersed in the electrolyte (H2SO4) solution and consisted of a working electrode (FTO/WO3 deposited thin film), a reference electrode (Hg/Hg2Cl2), and a counter electrode (Pt wire). When a negative bias is supplied to the working electrode, the intercalation of H+ ions with the host matrix produces a deep blue color. In due course, under positive bias, H+ ion deintercalation with the host matrix occurs, resulting in a shift from deep blue to transparent [31]. This research focuses on the impact of variation of concentration and vertex potential under a constant scan rate of 20 mV/s. The vertex potential is swept from ± 0.6 to ± 1 V with a step of 0.2 V, followed by the aqueous solution of H2SO4 solution, which is varied from 0.2 to 1 M with a step of 0.2 M change as depicted in Fig. 2.
As the vertex potential applied to the sputtered WO3 thin film increases for 0.2 M, 0.4 M, 0.6 M, 0.8 M, and 1 M aqueous H2SO4 solution, the cathodic peak current density for ± 1 V is more than ± 0.8 V is greater than ± 0.6 V. For 0.2 M, 0.4 M, 0.6 M, 0.8 M, and 1 M aqueous H2SO4electrolyte solution, the reduction peak current densities (mA/cm2) for the listed vertex potentials going from ± 0.6 V and progressing to ± 1 V are recorded as (− 2.24,− 3.01,− 9.92), (− 2.07,− 3.99,− 11.79), (− 2,− 3.66, − 12.94), (− 1.94, − 4.35, − 12.35) and (− 2.41,− 4.92, − 16.32). The trend shown by the cyclic voltammetry characteristics in the below figures demonstrates that as the concentration of the electrolyte increases, so does the cathodic current density, indicating the number of ions intercalating into the WO3 host matrix under the application of the vertex potential. Furthermore, the cathodic peak current density indicates the intensity of H+ ion intercalation, and having a higher current density indicates faster intercalation. The charge storage capability of the film deposited is quantified based on the area under the cyclic voltammograms. As a reason, broad regions under the curve are more appropriate for Electrochromic applications [32].
From the below Cyclic Voltammograms (2), the area under the curve narrows when the vertex potential switches from ± 0.6 V, ± 0.8 V,and ± 1 V shown in Fig. 3. Furthermore, the number of ions participating in the redox process increases with increasing vertex potential and electrolyte concentration, indicating a higher cathodic peak current density.
The response time assessed from the trend of the current density change is one of the primary evaluation metrics for electrochromic performance. Figure 4a–e depicts the current density as a function of time with alternate constant vertex potentials acquired using an Electrochemical analyzer. The current density is mainly governed by the vertex potential, electrolyte molarity, and film area (2.25 cm2). It is evident that as vertex potential increases, the reduction peak current density increases. The sample with the largest reduction peak current density was evaluated with a concentration of 1 M electrolyte. As the vertex potential is increased, the coloration of the films deposited will occur at a very minimal pace with cathodic polarization. For faster coloration of the deposited thin films, the concentration of the electrolyte should be more with the reduction in cathodic polarization [33].
Figure 5a and b show a comparative analysis featured for charge density vs Voltage and Molarity. As shown in Fig. 5 a, the charge density follows an exponential profile as the vertex potential increases for a given density of H+ ions. Figure 5b illustrates that although the concentration of H+ ions rises, the charge density at constant vertex potential sweep increases, signifying that the active charges participating in the electrochemical reaction increase in the host matrix.
Figure 6a–c features the Molarity v/s Diffusion coefficient for a vertex potential sweep from ± 0.6 to ± 1 V with a step of 0.2 V.The Diffusion coefficient of H+ ions is calculated using the following Randles–Sevcik formula,
where, A: area of active WO3 film, n: is the number of electrons, D: is the diffusion Co-efficient mainly depends on the density of the film, ip: is the peak current, v: is the scan rate, and Co: is the electrolyte concentration [34].
From the above plots, it can be observed that with an increase in molarity, the Diffusion coefficient value reduces in both reductions as well as oxidation states. The large pullback in the diffusion current can be observed in the reduction state than in the oxidation state where the latter changes in a very small amount. This reduction of diffusion Coefficient with an increase in Molarity is due to an increase in ion concentration which in turn reduces the accommodability of the ions. However, the highest value of diffusion coefficient in the reduction state and oxidation state is observed in 0.2 M H2SO4 solution when the vertex potential was swept from ± 1 V. The values of the diffusion coefficient at different H2SO4 molarity with all three vertex potential sweeps are tabulated below in Table 1.
Figure 7 depicts a plot of Vertex Potential versus Diffusion Coefficient for H2SO4 samples of varying molarity in both the Oxidation and Reduction phases. It was observed that the Diffusion Coefficient increases exponentially in the reduction state, but the changes are very minimal in the oxidation state.
3.3 Electrochromic studies
The optical transmittance spectra for the DC sputtered tungsten oxide thin films have been studied using UV–Vis Spectrometer in the visible range. The transmittance for bleached and colored states acquired for different scanning potentials (0.6 V, 0.8 V, and 1 V) and different electrolyte concentrations (0.2–1 M) are shown in Fig. 8a–f. The observed values of transmittance at λ = 400 nm ranges from (13%–24%) for 0.6 V, (7%–15%) for 0.8 V, (3%–13%) for 1 V for coloured state and (60%–73%) for 0.6 V, (61%–71%) for 0.8 V and (45%–69%) for 1 V bleached state of WO3 films. From this result, we can infer that as we increase the molarity of the electrolyte, the films are colored more densely due to the availability of more ions for intercalation (almost opaque) hence reducing the transmittance for the colored state; [35], [35]. There is no predominant effect on transmittance observed, by varying scanning potential for a particular concentration of electrolyte. Colored and bleached states of WO3 thin films at different vertex potentials and electrolyte concentrations are shown in Fig. 8.
The optical energy band-gap of a cathodic semiconductive transition metal oxide 500 nm thick WO3 samples is calculated as a function of absorption coefficient versus incident photon energy (eV) for different electrolyte concentrations and vertex potentials using the Tauc equation using Eq. (2).
where, α denotes the absorption coefficient of the material deposited, hv denotes the incident photon energy in eV, B represents a proportionality constant, Eg denotes the optical band-gap energy in eV and m is 2 for direct and 0.5 for indirect [35].
The predicted band-gap trend for the oxygen-sputtered samples lies in the band of 2.358 to 3.294 eV and follows indirect transitions as gathered in Table 2. As the concentration of the aqueous electrolyte rises, so does the optical band-gap of the semiconductor deposited with the decrease in vertex potential sweep. The SPECORD 600 UV–Visible spectrometer (wavelength ranging from 200 to 1100 nm) was used to characterize the optical energy band gap. According to Guanguang Zhang et al., the optical energy band gap of the deposited WO3 films in colored states is lower than that of their associated bleached state values. It is calculated that for 1 M H2SO4 electrolyte concentration, the optical band gap for the colored state is 3.04 eV and the bleached state is 3.294 eV [37].
Amongst the most crucial aspects of these transition metal oxides is their transmittance in both transparent and opaque phases, which is required for electrochromic applications. As an outcome, there is indeed a high optical modulation, ΔT, which is defined as the difference between the Transmittance of bleached and colored states [32]. Degradation in optical modulation of the host matrix can be flagged up over certain voltage cycles because the intercalated H+ ions are not completely extracted from the film deposited. These trapped ions in the host matrix contribute to the deterioration of the electrochromic performance of the material deposited. CV measurements were done and the bleached and colored switching attributes at 500, 550 and 600 nm for a varied vertex potential sweep from ± 0.6 V till ± 1 V with a step of 0.2 V were recorded.
The optical modulation is featured versus the wavelength for a constant vertex potential sweep with varying H2SO4 electrolyte concentrations. From below Fig. 9 it is evident that the optical modulation of the as-deposited film decreases with an increase in electrolyte concentration and the vertex potential sweep. For a wavelength of 550 nm, the estimated optical modulation for a 0.8 M electrolyte concentration, ± 0.6 V and ± 0.8 V vertex potential was found to be 84% and 80% respectively and 70% for 1 M electrolyte concentration and ± 1 V vertex potential.
The coloration efficiency is featured against the wavelength as depicted in Fig. 10 for deposited samples immersed in different molarity of H2SO4 solution. Coloration efficiency is calculated using the formula
where ΔOD: optical density, Q: charge, A: area of WO3 film.
where Tb and Tc are transmittances in bleached and colored states respectively [38] which were recorded using the UV Spectrometer. The graphs are plotted for wavelengths: 500 nm, 550 nm and 600 nm, and three vertex potential sweeps were considered for the study. In Fig. 8a, it can be clearly observed that the best coloration efficiency can be observed in the sample that was dipped in 0.8 M H2SO4 solution under ± 0.6 V vertex potential sweep as tabulated in Table 3. Similarly, in Fig. 10b and c, it can be observed that the best coloration efficiency is observed in 0.2 M H2SO4 solution for both ± 0.8 V and ± 1 V vertex potential sweeps and can be inferred using Tables 4 and 5.
4 Conclusion
In summary, the DC sputtered WO3 thin films were deposited at RT and characterized for 0.2 M, 0.4 M, 0.6 M, 0.8 M, and 1 M electrolyte concentrations with varied vertex potential sweep from ± 0.6 to ± 1 V. From the XRD analysis, it is evident that the deposited films are amorphous in nature due to the absence of a distinctive peak. EDS analysis shows that there are no impurities in the film grown and evidence of the presence of W and O in the deposited film. The highest reduction peak current density measured using cyclic voltammetry was -16.32 mA/cm2 for 1 M electrolyte solution for the vertex potential ± 1 V. From the current density vs time plot, it is noticed that as the vertex potential is increased, the coloring of the deposited thin film occurs at a slower rate, suggesting slower cathodic polarization. A comparison is drawn between the reduction peak current density and vertex potential and molarity, and it is found that as the vertex potential and molarity increase, the reduction peak current density follows an exponential trend, indicating that the number of H+ ions participating in the redox reaction with the host matrix increases. The diffusion coefficient is found to be maximum for a vertex potential of ± 1 V and a concentration of 0.2 M electrolyte in the reduction state. The optical band gap for colored and bleached states is determined to be 3.04 eV and 3.294 eV, respectively, for 1 M H2SO4 electrolyte concentration. The estimated optical modulation for a wavelength of 550 nm and 0.8 M electrolyte concentration with ± 0.6 V and ± 0.8 V vertex potential w ± 1 V vertex potential. Coloration efficiency is optimum for a vertex potential sweep of ± 0.6 V at 0.8 M electrolyte concentration.
Data availability
All data generated or analyzed during this study are included in this article and are available with the author.
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Our sincere thanks to AICTE, New Delhi, India for granting our research. Ref: 8-39/RIFD/RPS/POLICY-1/2016-2017. The author Acknowledges to Nitte Meenakshi Institute of Technology for providing seed money grant.
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KNK: investigation, methodology, validation; GN: conceptualization, investigation; HS: conceptualization, methodology, supervision, funding acquisition, project administration. LNC, PA, ASP: investigation, methodology, validation.
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Kumar, K.N., Nithya, G., Shaik, H. et al. Optical and electrochromic properties of DC magnetron sputter deposited tungsten oxide thin films at different electrolyte concentrations and vertex potentials for smart window applications. J Mater Sci: Mater Electron 34, 789 (2023). https://doi.org/10.1007/s10854-023-10180-9
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DOI: https://doi.org/10.1007/s10854-023-10180-9