Abstract
PbTe-based thermoelectric (TE) materials have been extensively investigated as TE generator materials, however, the tellurium content limits the application potential due to both availability and cost. Replacing the tellurium with selenium or sulfur produces an isomorphic TE material with very good reported figure of merit, ZT, values of 1.3–1.6, but the effect of the material changes designed to increase ZT (doping, nano- and micro-precipitate additions) on mechanical properties has not been reported. In order to effectively incorporate these new materials into TE devices, it is important to understand materials’ response to thermally and mechanically imposed loads, which in turn requires knowledge of the mechanical properties. In this study, the hardness was determined by Vickers indentation and elastic modulus and Poisson’s ratio were measured using resonant ultrasound spectroscopy on PbSe- and PbS-based TE specimens as a function the addition of 0–4 at.% of CdS or ZnS. With 2.0 or 2.5 at.% Na doping, the hardness of PbSe- or PbS-based TE materials increased by about 30 % and the elastic moduli decreased by 5–10 %. In addition, PbS may be effectively sintered at 723 K when doped with 2.5 at.% Na, but requires a higher sintering temperature when undoped. This study shows that the hardness and moduli of PbSe- or PbS-based TE materials are not strong functions of the addition of CdS or ZnS precipitates.
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Introduction
The figure of merit, ZT, of bulk thermoelectric (TE) has been increased using a variety of techniques, particularly with lead telluride-based TEs with rock salt structure, with ZT values near or greater than 2 reported [1–3]. A limitation on the application of these high-ZT materials is the use of tellurium, due to the relative scarcity of the element [4], but sulfur or selenium may be substituted for tellurium to produce isomorphous (rock salt structure) compounds [1, 5–7] with demonstrated ZT values of 1.6 for lead selenide [1] and 1.3 for lead sulfide [6, 7]. However, the material changes to achieve these ZT values from PbS- and PbSe-based TE materials, namely by (i) doping and (ii) additions of precipitates can dramatically alter the mechanical properties of the material, as has been observed previously in lead telluride-based materials [8, 9]. The elastic properties of the TE materials are required to determine the material response to stresses, just as the transport properties are required to determine the ZT of the material. In waste heat harvesting applications, the stresses that the TE material must survive are not trivial, as TE materials are intended for an environment with thermal gradients, thermal shocks, attached to materials with thermal expansion mismatches, and subjected to external loads. The modeling of the stress and strain by analytical or numerical methods such as finite element method, requires knowledge of the elastic moduli [10]. For example, in a simple slab plate in a steady state thermal gradient, the maximum stress σ max is a function of Young’s modulus, E,
where α is the coefficient of thermal expansion, ν is Poisson’s ratio, and ΔT is the temperature difference between the hot and cold sides of the plate [11].
The hardness of TE materials are related to the wear and machining characteristics [12]. In addition, the upper limit compressive strength σ c is related to H and may be estimated as approximately H/3 [12, 13], especially useful in the design and fabrication of a module that may likely be intentionally in compression. Typically, TE materials have a relatively high mechanical strength in compression [14], a property that may be taken advantage of in design and fabrication of TE modules.
The mechanical properties of many undoped TE materials have been published, including PbS [15, 16] and PbSe [15, 17, 18], but the mechanical properties may be significantly changed when the TE material is optimized for improved ZT. The hardness and/or elastic moduli of a TE material have been shown to change by the addition of nanoparticles [19, 20], creation of nanoprecipitates in the bulk material [21], doping [22], or alloying [22, 23]. Therefore, to understand the mechanical response of a TE material that may be incorporated into a device, the mechanical properties need to be measured on a TE material with the addition of dopants, with nanoparticle or nanoprecipitates, rather than rely on mechanical property measurements of pure, undoped materials. This study examines the elastic moduli and hardness of PbS and PbSe, comparing the undoped mechanical properties to those doped with 2 or 2.5 % Na, respectively, and examining the influence of up to 4 % CdS or ZnS nanoprecipitate additions to the Na-doped material.
Experimental procedure
Materials and specimen preparation
Two tellurium-free TE materials with isomorphous crystal structure to PbTe-based TE materials (rock salt crystal structure) were included in this study, using methods similar to those employed to optimize the PbTe-based TE materials [1, 7]. Ingots were fabricated from elemental materials (99.99+ % purity) with nominal compositions of PbS or PbSe with x% CdS/ZnS, where the at fraction x = 1, 2, 3, and 4. For PbS, 2.5 at.% Na dopant was added [7] (Table 1), and for PbSe, 2.0 at.% Na dopant was added [1] (Table 2). In addition, ingots of PbS and PbSe without Na dopant, and an ingot of PbSe with 2.0 at.% Na dopant were made (Tables 1, 2). Carbon-coated fused silica tubes with the elemental material were evacuated to approximately 10−4 torr before being flame sealed [1, 7]. The tubes were heated to 723 K in 12 h, then to 1423 K in 7 h, thermally soaked for 6 h at 1423 K and then water quenched to room temperature [1, 7]. The ingots produced were crushed into powders, sieved through a 53-μm sieve, then densified by pulsed electric current sintering (PECS, Thermal Technology SPS-10-4 or SPS-DR 2050) at 723 K (PbS, doped and undoped), 873 K (undoped PbS) or 823 K (PbSe, doped and undoped) for 10 min in a 20 mm diameter graphite die under 60 MPa axial pressure in an argon atmosphere [1, 7]. Except for the undoped PbS sintered at 723 K, this produced highly dense disk-shaped billets 20 mm in diameter and 9 mm thick, with volume fraction porosity less than 0.05. Using a low speed diamond saw, the billets were cut into bars, ~2 mm × 3 mm in cross section and approximately 9–18 mm long [1, 7].
Elasticity measurements
In this study, the elastic moduli were determined by a standing acoustic wave technique, resonant ultrasound spectroscopy (RUS). The elastic moduli of each specimen are a function of the specimen geometry, dimensions, density, and resonant frequencies. Each of the specimens in this study was of rectangular bar geometry. The dimensions of each specimen were measured by micrometers (293-832, Mitutoyo, Japan), and the mass by electronic balance (Adventurer AR2140, OHAUS, Pine Brook, IL). The resonant frequencies were measured by RUS (RUSpec, Quasar International, Albuquerque, NM), in which the specimen was placed so that the corners of the specimen contacted two transducers along the specimen’s body diagonal. One transducer was swept across a range of frequencies from 10 to 760 kHz in 29999 steps and the mechanical response to the frequency was recorded in the second transducer. Each sharp peak in second transducer’s response to the driving signal (Fig. 1) represents a mechanical resonance frequency of the specimen. The set of recorded resonant frequencies were fit to a model by commercial software (RPModel version 2.68b, Quasar International) to determine the elastic moduli. Details of the RUS procedure may be found elsewhere [21, 24–27].
Hardness and toughness measurements
Hardness was measured by Vickers indentation at 1.98 N load on a microindenter (HMV-2000, Shimadzu, Okinawa, Japan), using the equation
where P is the indentation load and 2a is the length of the indentation diagonal [28]. The Vickers hardness values from indentation of a standard block (Yamamoto Scientific Tools Lab Co. Ltd, Chiba, Japan) were used to determine a calibration constant, β, of 0.95.
Microscopy and X-ray diffraction
The PbS and PbSe specimens were examined by scanning electron microscope (SEM) on both polished and fractured specimen surfaces at 15 kV accelerating voltage and 15 mm working distance (6610LV SEM, JEOL, Tokyo, Japan). Polished surfaces were examined by secondary electron images and backscatter images to examine indentation impressions and the morphology of secondary phases with different average atomic weight. Grain size analysis was performed by the linear intercept method on secondary electron images of fractured specimen surfaces, with a minimum of 200 intercepts per image and a stereographic projection factor of 1.5. Energy dispersive X-ray spectroscopy (Oxford EDS) was performed in the SEM at 15 kV accelerating voltage and 10 mm working distance for elemental analysis of five polished surface areas of PbS, where the area of each site was approximately 0.05 mm2. Manufacturer library standards with a claimed accuracy of 25 % or less of the measurement were employed in EDS to determine the concentration of the elements.
X-ray diffraction (XRD) was performed at the Michigan State University Center for Crystallographic Research with Cu Kα radiation and a step size of 0.008° 2θ (Bruker Davinci Diffractometer) from 25° to 75° 2θ on a rotary stage. The XRD was performed on the bulk-densified PbS material.
Results and discussion
Microstructural analysis
Only isolated spherical porosity was observed in each of the specimens, consistent with specimens of densities greater than 95 % (Tables 1, 2). Except for 1 at.% ZnS in PbSe (with precipitates up to 4 µm), the addition of ZnS in PbS or PbSe resulted in ZnS precipitates with diameters up to 10–15 µm (Tables 1, 2), observed primarily at the grain boundaries (Figs. 2, 3, 4). The addition of 1–4 at.% CdS in PbS or PbSe resulted in precipitates with diameters of up to 1–4 µm (Tables 1, 2), observed primarily embedded in the matrix material (Figs. 2, 3, 4). In backscatter SEM imaging, both the CdS and ZnS precipitates were uniformly distributed through the specimen matrix, with up to 15 µm ZnS precipitates observed in both the PbSe and PbS (Fig. 4; Tables 1, 2). No precipitates were observed in the samples of either PbS or PbSe without CdS or ZnS additions. All the precipitates observed in this study were faceted (Figs. 4, 5). In particular, the precipitate morphology was rod- or plate-like for the CdS additions in both PbS and PbSe (Fig. 5). In addition, the ZnS precipitate morphology included stacked plates, particularly in the PbS matrix (Figs. 4, 6).
EDS analysis of the polished surface of PbS indicated a possible deficiency of S (Table 3), although the results from EDS are not sufficiently accurate to determine stoichiometry. However, the question of stoichiometry can be examined further using X-ray diffraction. The lattice parameter from XRD of the PbS specimen was 0.59409 ± 0.00004 nm for the bulk, as-sintered specimen (Fig. 7). The measured lattice parameter for sintered PbS is larger than the lattice parameter of 0.5932 nm for the same PbS material prior to sintering [6], and larger than the published room temperature lattice parameter of 5.9315 Å [29]. The larger lattice parameter of the sintered specimen is consistent with a change in the concentration of S. The implications of S vacancies are discussed in “Elasticity analysis” section.
The undoped PbS specimen required a higher sintering temperature (873 K) than the Na-doped PbS specimens (723 K). An undoped PbS specimen produced at a sintering temperature of 723 K was too porous for comparison to the nearly dense Na-doped specimens, with a density of 6.27 g/cm3, and a P of 0.18, far exceeding the maximum of P < 0.05 for all other specimens in this study. Therefore, the porous undoped PbS specimen was excluded from the elasticity and hardness testing.
Elasticity results
For the PbS-based specimens, the elastic moduli, E and G, were not sensitive to the addition of CdS or ZnS, with a mean and standard deviation of E of 63.38 ± 2.25 GPa (Fig. 8a) and G was 24.69 ± 0.93 GPa (Fig. 8c). The undoped PbS specimen had a much lower porosity, P = 0.008, than all the other Na-doped PbS-based specimens, P = 0.031–0.050 (Table 1), likely due to the higher sintering temperature of the PbS specimen (see “Materials and specimen preparation” section for sintering procedures). This difference in P likely explains the higher E and G of the undoped PbS specimen relative to the other PbS-based specimens (Fig. 8a), and not a sensitivity to Na doping, as discussed in “Elasticity analysis” section.
In contrast, the moduli of the PbSe-based specimens are sensitive to Na doping, but not CdS or ZnS additions. Both the E and G of the PbSe specimens decreased with the addition of Na dopant, from 64.29 ± 0.16 and 25.29 ± 0.02 GPa for pure PbSe, to 60.33 ± 0.26 and 23.66 ± 0.04 GPa for Na-doped PbSe (Fig. 8b, d). No change in modulus was observed in the Na-doped PbSe specimens as a function of increasing additions of 1–4 at.% CdS or ZnS except for a slight decrease in G and a corresponding increase in ν. The mean of E for the PbSe specimens with either CdS or ZnS was 61.03 ± 0.79 and the mean of G was 23.35 ± 0.35 GPa) (Fig. 8b, d, f). (Note: each of the specimens with additions of CdS or ZnS was Na-doped.)
Hardness results
The hardness of PbS and PbSe increased with 2.5 or 2.0 at.% Na-dopant additions, respectively, but were largely unaffected by the addition of 0–4 at.% CdS or ZnS (Fig. 9). The hardness of the pure PbS was 0.72 ± 0.10, and the average of the Na-doped PbS with additions of 0–4 at.% CdS or ZnS was 1.12 ± 0.05 (Fig. 9a). Similarly, the hardness of the pure PbSe was 0.44 ± 0.02 GPa, but increased to 0.62 ± 0.02 GPa when doped with 2.0 at.% Na, and averaging 0.74 ± 0.08 GPa for specimens with 0–4 at.% CdS or ZnS (Fig. 9b).
Discussion
Microstructural analysis
The observation of ZnS precipitates of up to 10–15 µm in diameter (Tables 1, 2), as compared to CdS precipitates of up to 1.5–4 µm in both the PbS matrix (Table 1; Fig. 4) and the PbSe matrix (Table 2; Fig. 4), may be related to the much lower solubility limit of ZnS in the matrix [1]. More specifically for PbSe, “no solid solubility of Zn in PbSe was observed” [1]. Zhao et al. expected a continuous change in band gap up to the solubility limit for additions of CdS or ZnS in PbSe [1]. The band gap increased with up to 2 % addition of CdS in PbSe, but with ZnS in PbSe, “no band gap changes are observed, suggesting a much lower solubility limit” of ZnS in PbSe [1].
Transmission electron microscopy observations of nanoprecipitates of CdS and ZnS in PbS and PbSe matrices have shown endotaxial crystallographic alignment with the matrix [1, 6]. The morphology of the observed micron-scale precipitates with rod or plate geometry and sharp facets (Fig. 4), particularly in the samples with CdS addition (Fig. 5), are consistent with the observations of nanoprecipitate morphology.
For PbS-based specimens sintered at 723 K, the P for the undoped material was 0.18, while the P of each of the Na-doped specimens was less than 0.05. A nearly dense (P = 0.01) undoped PbS specimen was sintered for this study, but only by increasing the sintering temperature to 873 K. The enhanced densification of the Na-doped PbS specimens may indicate the Na dopant acts as a sintering aid. A previous study on a different TE material, Ba0.3Co4Sb12, showed the addition of metal particles, specifically 0.5 wt% Ag nanoparticles, may act as sintering aid [30]. In Ba0.3Co4Sb12, the Ag had a eutectic or peritectic reaction with Sb in the Ba0.3Co4Sb12 [30] and a similar eutectic reaction may explain the enhanced densification in the Na-doped PbS specimens.
The Na–S system has eutectics at 513 K and 61.5 at.% Na, 522 K and 70 at.% Na, and at 525 K and 72.5 at.% Na [31]. All three of these eutectic points are well below the sintering temperature used for the Na-doped PbS samples, 723 K. In the closely related PbTe material system, the Na in Na-doped PbTe partially segregates in a layer less than 10 nm thick at the grain boundaries [2]. A similar Na-rich layer may also form during sintering in the PbS-based material in this study, and this Na-rich layer may act as a liquid-phase sintering aid for the PbS-based system that accounts for the enhanced sintering. The sintering behavior of Na-doped PbS has not been explored and may be a topic for future work.
Elasticity analysis
For the PbS-based specimens, the undoped PbS specimen exhibited higher E and G relative to the other PbS-based specimens (Fig. 8a). The difference in elastic moduli among PbS-based specimens is likely a function of porosity, as the porosity of the undoped PbS specimen is P = 0.008, much lower than all the other Na-doped PbS-based specimens, P = 0.031–0.050 (Table 1), and not because of a sensitivity to the Na doping.
In general, the elastic modulus of TE materials and other brittle materials is a linear function of porosity [12, 27, 32, 33],
where E 0 is the Young’s modulus at P = 0, and b E is a measure of the decrease in E with increasing P. For two previously studied TE materials, YbAl3 and lead–antimony–silver–tellurium (LAST), b E is 2.34 [27] and 3.6 [32]. Based on these values of b E , the difference between the undoped PbS and the Na-doped specimens with 0–4 at.% addition of CdS or ZnS is expected to be between 4 and 11 GPa, and consistent with the measured difference of approximately 6 GPa (Fig. 8a).
The elastic moduli for the doped TE materials with nanoprecipitates in this study have not been reported, however, the moduli of the undoped PbS [15, 16] and PbSe [15, 17, 18] are known for single crystal specimens. The aggregate average of the Hashin and Shtrikman bounds, 〈H–S〉, [34] allow a direct comparison of the single crystal specimen moduli to the moduli of a dense polycrystalline specimen (Table 4). Comparing this study to the 〈H–S〉 averages, the polycrystalline PbS specimen in this study (which has a volume fraction porosity, P of 0.008) were lower than the single crystal values by 12–18 %, with the measured E of 68.95 ± 0.10 GPa in this study, and the single crystal 〈H–S〉 E of 78.05 GPa [15] and 83.61 GPa [16] (Table 4). The elastic moduli of PbSe in this study (P = 0.016), with E of 64.29 ± 0.16 GPa, generally agrees with previous studies, with 〈H–S〉 E between 61.68 and 70.69 GPa [15, 17, 18] (Table 4).
The reader may ask, “why are the moduli of PbS lower than those reported in literature?” The two most likely causes would be (i) porosity and (ii) doping or composition differences.
Porosity is not sufficient by itself to explain the difference between the literature values of 〈H–S〉 E and the measured E in this study. The contribution from porosity may be estimated using Eq. 3 and applying the measured b E from two previously studied TE materials, YbAl3 (b E = 2.34) [27] and LAST (b E = 3.6) [32]. Based on these values of b E and the observed porosity in the PbS specimen (P = 0.046), the E 0 of PbS in this study would likely be in the range of 70.3–71.0 GPa, which is still 12–15 % less than the average of literature values (Table 4).
After accounting for porosity, the remaining differences between the moduli of the polycrystalline PbS specimen in this study and the literature may be related to composition or doping and vacancies. The EDS surface composition of a polished surface of the specimen was PbS0.98, averaged over five separate sites (Table 3). However, the small concentration of S vacancies indicated (Table 3) is within the error of the EDS technique, and insufficient to claim S vacancies by EDS analysis alone. Nevertheless a change in vacancy concentration of this magnitude should be discernable in terms of changes in lattice parameter of PbS. Prior to sintering, the powder was single phase in XRD, with a lattice parameter of 0.5932 nm [6], consistent with published values for the lattice parameter of PbS at room temperature [29]. After sintering, the specimen was single phase in XRD, but with a lattice parameter of 0.5941 nm (Fig. 7). The increase in lattice parameter is consistent with a change in vacancy concentration. In this study, the PbS was densified by PECS in an argon atmosphere using a starting powder milled from an ingot. During the initial stage of sintering before densification occurs, the surfaces of the PbS powder particles are exposed to the sintering atmosphere at elevated temperature, 873 K, providing a pathway for S loss. Thus, the observed reduction in the elastic moduli by roughly 12–15 % in this study may be caused by sulfur vacancies introduced during sintering.
A change in elastic moduli by roughly 12–15 % due to vacancies is not unique to PbS. Another TE material, SnTe1+x , exhibits a decrease of E by 12 % with increasing TE content from x = 0–0.016 and a subsequent rise in the number of cation vacancies [35]. In addition, the elastic modulus of a set of nitrides decreases with increasing N vacancies. The E of TiN x coatings decreases by 23 % [36] or 41 % [37] for a change in x from 1 to 0.67, decreases ~20 % [38] or 50 % [37] for x from 1 to 0.5, and by 5 % for a small change of x from 0.98 to 0.94 [37]. Similarly, the E of ZrN x decreased 12 % for a change in x from 1 to 0.85 [37]. For CeO2−x -based compounds, increasing O vacancies (x from approximately 0 to approximately 0.11, at O2 partial pressure of 0.22 atm and 4.50 × 10−22 atm) reduced the E of ceria by 11 % and gadolinium doped ceria by 6 % [39].
Hardness analysis
Hardness values for single crystal PbS [23, 40] and polycrystalline specimens of PbS and PbSe [23] are available in the literature (Table 5), but no hardness data is available in the literature for PbS and PbSe specimens optimized as TE materials by the inclusion of Na dopant and CdS or ZnS nano/micro precipitates.
The hardness of PbS specimens included in this study was not observed to be a function of addition of precipitates or the dopant (Table 5; Fig. 9a). The hardness of PbS is higher than reported in the literature [23, 40], but hardness is known to be a function of grain size, and would be expected to be higher for the powder processed specimens in this study than for single crystal specimens of the same composition [41].
Although the hardness was not observed to be a function of Na doping in this study, the hardness of PbS is a function of the vacancy concentration [40]. On single crystal specimens of PbS, Bloem and Kröger reported a minimum hardness of 0.4 GPa is reported when there is a minimum of vacancies [40]. In this study, the PbS was S-deficient (“Elasticity analysis” section; Table 3), implying S vacancies were present, regardless of the Na doping and regardless of whether or not CdS or ZnS was added to the matrix. The difference between the constant H in this study and the minimum reported by Bloem and Kröger [40] is likely because there are likely a large number of S vacancies (Table 3) in each of the PbS specimens in this study. For future work with different processing conditions or Na doping concentrations, the vacancy concentration may approach a value where a minimum in H is possible, and the value of H should be reexamined.
For PbSe, there may be a similar relationship between vacancies and hardness as was observed by Bloem and Kröger in PbS [40]. Without CdS or ZnS additions, the hardness increased from 0.44 ± 0.02 to 0.62 ± 0.02 GPa with the addition of 2.0 at.% Na dopant (Table 5; Fig. 9b). After the addition of Na, the hardness was only a weak function, if any, of CdS or ZnS addition, averaging 0.75 ± 0.07 GPa for all the specimens with CdS or ZnS addition (Fig. 9b).
Conclusions
The effects on mechanical properties of PbS and PbSe from two aspects of ZT optimization were examined in this study, (i) addition of a precipitate phase, namely CdS or ZnS, and (ii) changes based on Na doping or S deficiency. In particular, the elastic moduli and H of PbS are not functions of either (i) the CdS or ZnS addition or (ii) the Na dopant. The elastic moduli of the sintered pure PbS (E = 68.95 GPa) are lower than previous reports (E = 78.05 GPa [15], 83.61 GPa [16]), which is likely related to S vacancies. However, a decrease in the sintering temperature suggests that Na may act as a sintering aid.
For PbSe, elastic moduli and H are not functions of the CdS or ZnS addition. However, both the elastic moduli and hardness of PbSe are functions of the 2.0 at.% Na dopant. Without the Na dopant, the E was 64.29 ± 0.16 GPa and H was 0.44 ± 0.02 GPa. With the Na dopant, the averaged E was 61.03 ± 0.79 and the average H was 0.75 ± 0.07 GPa.
Thus, optimizing the ZT of either PbS or PbSe by addition of up to 4 at.% CdS or ZnS may be performed without concern for changing elastic moduli or H, but the addition of Na alters the elastic moduli and H of PbSe and the sintering behavior of PbS.
From the experimental results of this study, a designer of a TE module based on PbS or PbSe may vary the addition of precipitates of CdS or ZnS with no appreciable difference in the stress–strain behavior since the elastic moduli are unaffected by the precipitate addition. Likewise, since the hardness is not sensitive to the CdS or ZnS addition, no difference would be expected in the wear and machining characteristics. Furthermore in PbSe, a designer may have the freedom to determine the best Na doping level in terms of TE behavior with no difference in the stress–strain behavior, or the wear and machining characteristics. Like PbSe, no appreciable difference in the wear and machining characteristics is expected in PbS when doped with Na. However, in PbS, a decrease in the elastic modulus of about 12–24 % relative to single crystal measurements may occur due to the combined influence of S vacancies and Na doping, although the Na doping may lower the sintering temperature.
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Acknowledgements
The authors acknowledge the financial support of the Department of Energy, Revolutionary Materials for Solid State Energy Conversion Center, an Energy Frontiers Research Center funded by the U.S. Department of Energy, Office of Science, Office of Basic Energy Sciences under award number DE-SC0001054.
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Schmidt, R.D., Case, E.D., Zhao, LD. et al. Mechanical properties of low-cost, earth-abundant chalcogenide thermoelectric materials, PbSe and PbS, with additions of 0–4 % CdS or ZnS. J Mater Sci 50, 1770–1782 (2015). https://doi.org/10.1007/s10853-014-8740-z
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DOI: https://doi.org/10.1007/s10853-014-8740-z