Abstract
The aim of this paper is to investigate the existence of proper, weakly biharmonic maps within a family of rotationally symmetric maps \(u_a : B^n \rightarrow {\mathbb {S}}^n\), where \(B^n\) and \({\mathbb {S}}^n\) denote the Euclidean n-dimensional unit ball and sphere respectively. We prove that there exists a proper, weakly biharmonic map \(u_a\) of this type if and only if \(n=5\) or \(n=6\). We shall also prove that these critical points are unstable.
Similar content being viewed by others
Avoid common mistakes on your manuscript.
1 Introduction
Harmonic maps are the critical points of the energy functional
where \(u:M\rightarrow N\) is a smooth map between two Riemannian manifolds (M, g) and (N, h) of dimension m and n respectively (we refer to [5, 6] for background on harmonic maps). In analytical terms, the condition of harmonicity is equivalent to the fact that the map u is a solution of the Euler–Lagrange equation associated to the energy functional (1.1), i.e.
The left member \(\tau (u)\) of (1.2) is a vector field along the map u or, equivalently, a section of the pull-back bundle \(u^{-1} \, (TN)\): it is called tension field. Its expression with respect to local coordinates is given by
where the Einstein convention on the sum over repeated indices is used, \(^N \Gamma ^k_{\ell p} \) are the Christoffel symbols of (N, h) and the Laplacian on (M, g) is:
A related topic of growing interest deals with the study of the so-called biharmonic maps. These maps, which provide a natural generalization of harmonic maps, are the critical points of the bienergy functional (as suggested in [6, 7])
There have been extensive studies on biharmonic maps (see [4, 15, 17] for an introduction to this topic and [11, 18,19,20,21] for an approach which is related to this paper). In particular, in 1986 Jiang [15] obtained the first and the second variational formulas for the bienergy functional (1.5). Clearly, any harmonic map is trivially biharmonic and an absolute minimum for the bienergy functional. Therefore, we say that a (weakly) biharmonic map is proper if it is not (weakly) harmonic. Note that the notion of a weak solution requires the introduction of suitable Sobolev spaces: this will be detailed in Sect. 2 below.
Let \(B^n\) and \({\mathbb {S}}^n\) denote the \(n-\)dimensional Euclidean unit ball and sphere respectively. The main aim of this paper is to study the following family of rotationally symmetric maps:
where \(r=|x|\) and a is a constant value in the interval \((0,\pi / 2)\). Of course, \(u_{a}\) is well-defined and smooth away from the origin O. Note that we do not study the case \(a= \pi /2\) because, if \(n\ge 3\), that would give rise to the well-known weakly harmonic equator map (see [13]). Our main existence result is the following:
Theorem 1.1
Let \(u_{a}\) be a map as in (1.6). Then \(u_{a}\) is a proper, weakly biharmonic map if and only if either
- (i)
\(n=5\) and \(a=\pi /3\); or
- (ii)
\(n=6\) and \(a=(1/2)\,\arccos (-4/5)\).
Next, we state our result concerning the stability of these critical points:
Theorem 1.2
Let \(u_{a}\) be one of the two proper, weakly biharmonic maps of Theorem 1.1. Then \(u_{a}\) is unstable.
Remark 1.3
It follows from Theorem 1.2 that the biharmonic maps of Theorem 1.1 are not minimizers for the bienergy functional (the notion of minimizing biharmonic maps will be detailed in Sect. 2).
Our work is organized as follows: in order to make this work reasonably self-contained, in Sect. 2 we recall some basic facts about Sobolev spaces, weak solutions and stability. In Sect. 3 we shall prove Theorems 1.1 and 1.2.
2 Preliminaries
First, we introduce the most convenient setting to study maps of the type (1.6). Let (M, g) be an m-dimensional compact Riemannian manifold with boundary \(\partial M\) and \(u : M \rightarrow {\mathbb {S}}^n\). We consider the canonical embedding \(i: {\mathbb {S}}^n \hookrightarrow {\mathbb {R}}^{n+1}\) and still write \(u=\left( u_1,\ldots ,u_{n+1}\right) \) for \(i \circ u\). We shall use the following notation:
where \(\nabla \) is the gradient on (M, g) and the Laplacian \(\Delta \) acts on functions as specified in (1.4) (note that each entry of \(\nabla u\) is an m-dimensional vector). Next, let p denote a positive integer. In this context we introduce the Sobolev spaces (see [1, 8])
The energy functional (1.1) becomes
and its Euler–Lagrange equation (1.2) takes the form
Now, we say that a map \(u \in W^{1,2}\left( M,{\mathbb {S}}^n \right) \) is weakly harmonic if it is a critical point of (2.3) in \(W^{1,2}\left( M,{\mathbb {S}}^n \right) \), i.e., if it is a solution of (2.4) in the sense of distributions. Let \(u_0 \in W^{1,2}\left( M,{\mathbb {S}}^n \right) \): we define
where the boundary condition in (2.5) is understood in the sense of traces. A typical class of weakly harmonic maps is that of minimizers for the energy functional. More precisely, we say that \({u_ 0} \in W^{1,2}\left( M,{\mathbb {S}}^n \right) \) is a minimizer if it satisfies
Existence and regularity of weakly harmonic maps is an important area of research. For instance, F. Hélein [9] has shown that, if \(m=2\), then any weakly harmonic map is smooth. By contrast, if \( m\ge 3\), there exist weakly harmonic maps into the sphere which are everywhere discontinuous (see [22]). Let \({\mathbb {S}}^n_+= \left\{ y \in {\mathbb {S}}^n \,\, : \,\, y_{n+1}>0\right\} \) be the open hemisphere. If \(u : M \rightarrow {\mathbb {S}}^n_+\) is weakly harmonic and u(M) is contained in a compact set of \({\mathbb {S}}^n_+\), then u is smooth (see [10]). In particular, no map of the type (1.6) can be weakly harmonic if \(0< a < \pi /2\). The previous regularity result does not hold for the closed hemisphere \(\overline{{\mathbb {S}}^n_+}\). Indeed, the equator map (i.e., \(u_{a}\) defined as in (1.6) with \(a= \pi /2\)) is discontinuous and weakly harmonic if \(n \ge 3\). Moreover, we know that the equator map is a minimizer if and only if \(n \ge 7\) (see [13]).
As for the bienergy functional (1.5), in our context its expression becomes (see [2, 23])
and its Euler–Lagrange equation is given by
where the divergence operator \(\mathrm{div}\) is applied to each component and \(\cdot \) denotes scalar product in the following sense:
Next, we say that a map \(u \in W^{2,2}\left( M,{\mathbb {S}}^n \right) \) is weakly biharmonic if it is a critical point of (2.6) in \(W^{2,2}\left( M,{\mathbb {S}}^n \right) \), i.e., if it is a solution of (2.7) in the sense of distributions. Again, a typical class of weakly biharmonic maps is that of minimizers for the bienergy functional. Indeed, we say that \(u_0 \in W^{2,2}\left( M,{\mathbb {S}}^n \right) \) is a minimizer if it satisfies
The regularity of weakly biharmonic maps is an interesting topic. In particular, when \(n \le 3\), every biharmonic map is smooth as a consequence of the injection theorem of Sobolev. More generally, in this case Uhlenbeck [24] has proved regularity for biharmonic maps which belong to the Sobolev spaces \(W^{2,p}\) for some \(p > n/2\). When \(n = 4\), the regularity of weakly biharmonic maps was proved in [14, 25]. In the case that \(n \ge 5\) there is not a general theorem on the regularity of weakly biharmonic maps. We cite [12] and the references therein for a study of the regularity of minimizing biharmonic maps: in this paper it is shown that every minimizing biharmonic map from a domain \(\Omega \subset {\mathbb {R}}^n\) to \({\mathbb {S}}^k \,\,(n \ge 5\)) is smooth away from a closed set whose Hausdorff dimension is at most \(n-5\). An important step towards the understanding whether a given weakly biharmonic map is a minimizer consists in studying its stability. More precisely, let \(u \in W^{2,2}\left( M,{\mathbb {S}}^n \right) \) be a weakly biharmonic map and denote by \(u_s\) (\(s \ge 0\)) a variation of u through maps in \(W_{u}^{2,2}\left( M,{\mathbb {S}}^n \right) \). We say that u is stable if
for all variations \(u_s\). In particular, if u is not stable, then it cannot be a minimizer.
3 Proofs of the results
Proof of Theorem 1.1
A map of type (1.6) is smooth and not harmonic on \(B^n \backslash \{ O\}\). If \(u_{a}\) is weakly biharmonic on \(B^n\), then it must be a strong solution of (2.7) on \(B^n \backslash \{ O\}\). First, we observe that the \((n+1)\) component of \(u_{a}\) is a non-zero constant. Thus, it is immediate to conclude that the \((n+1)\) component of the first two terms in (2.7) vanishes. It follows that, if \(u_{a}\) is a solution of (2.7), then
Now, we want to compute directly the single terms in (3.1). To this purpose, first we establish a general lemma which will also be useful in the study of the second variation. \(\square \)
Lemma 3.1
Let \(r=|x|\). Let \(u:B^n \backslash \{ O\} \rightarrow {\mathbb {S}}^n \subset {\mathbb {R}}^{n+1}\) be a map of the following form:
where p(r) and q(r) are smooth functions for \(r>0\). Then
Proof
The proof is a straightforward computation which can be carried out by using the following standard equalities:
\(\square \)
Since \(u_a\) in (1.6) and \(\Delta u_a\) are maps of type (3.2), using Lemma 3.1 and computing we find:
By using (3.4) we find that the vanishing of the expression (3.1) is equivalent to
i.e.,
By way of summary, a map of the type (1.6) can be a solution of (2.7) on \(B^n \backslash \{ O\}\) only if (3.5) holds. Since \(0< a < (\pi /2)\), the only possibilities are:
Next, assume that \(u_a\) satisfies (3.1), that is (3.5) holds. Then, according to (2.7), \(u_a\) is biharmonic if and only if
By using again Lemma 3.1 we compute the two terms in (3.7) and find:
By replacing (3.8) in (3.7) we find that a map \(u_a\) which satisfies (3.5) is biharmonic on \(B^n \backslash \{ O\}\) if and only if
which turns out to be equivalent to (3.5). By way of conclusion, we have verified that a map \(u_a\) of type (1.6) is a smooth, proper biharmonic map on \(B^n \backslash \{ O\}\) if and only if one of the instances in (3.6) holds. Since maps of this type are strong solutions on \(B^n\) except at zero, we conclude that they are proper, weakly biharmonic on \(B^n\) if and only if they belong to the Sobolev space \(W^{2,2}\left( B^n,{\mathbb {S}}^n \right) \). Next, we observe that the requirement \(u_a \in W^{2,2}\left( B^n,{\mathbb {S}}^n \right) \) is equivalent to
By using (3.4) it is easy to verify that the conditions in (3.9) become:
It follows that (3.9) is verified if and only if \(n \ge 5\). We deduce that the solution in (3.6) (i) is not acceptable and the conclusion of Theorem 1.1 follows immediately. \(\square \)
Remark 3.2
The notion of biharmonicity that we study in this paper is intrinsic, i.e., it does not depend on the choice of the embedding of \({\mathbb {S}}^n\) into \({\mathbb {R}}^{n+1}\). We point out that, in the recent literature, several authors have considered an extrinsic version of the bienergy (often called the Hessian energy), that is
The study of existence, regularity and minimizing properties of the critical points of (3.10) is a difficult topic of rapidly growing interest. For instance, see [3, 11, 12, 23, 25] and references therein for more details. Here we limit ourselves to say that, by using (3.4) and (3.7), it is easy to verify that a map \(u_a\) of the type (1.6) is a smooth critical point for the Hessian energy (3.10) on \(B^n \backslash \{ O\}\) if and only if \(n=3\) (for all \(a\in (0,\pi /2)\)), but these solutions are not weak critical points on \(B^3\) because they do not belong to \(W^{2,2}\left( B^3,{\mathbb {S}}^3 \right) \).
Proof of Theorem 1.2
In order to prove that \(u_a\) is unstable it suffices to exhibit a variation \(u_{a,s}\) of \(u_a\) (\(u_{a,0}=u_a\)) such that
For our purposes, we can use variations of the following type:
where V(r) is a smooth function on [0, 1] such that \(V(1)=V'(1)=0\). For each fixed s, a map \(u_{a,s}\) as in (3.12) is of the type (3.2) with \(p(r)= \sin (a+sV(r))/r\) and \(q(r)=\cos (a+sV(r))\). Therefore, after a straightforward computation based again on Lemma 3.1 we obtain
and
Using these expressions and simplifying we find the expression for the bienergy:
By using (3.13) we find:
Now we are in the right position to complete the proof of Theorem 1.2. We study the two cases separately. First, we assume \(n=5\), \(a=\pi /3\) and use \(V(r)=(1-r^2)^4\) in (3.14). We obtain
Next, we assume \(n=6\), \(a=(1/2)\arccos (-4 /5)\) and use \(V(r)=(1-r^2)^{18}\) in (3.14). We obtain
so that the proof of Theorem 1.2 is complete. \(\square \)
Remark 3.3
It was proved in Theorem 1.1.1 of [23] that every extrinsic biharmonic map with values in a compact set of \({\mathbb {S}}^n_+\) such that \(\Delta u_{n+1} \le 0\) a.e. is a minimizer for the Hessian energy. By contrast, since the examples of our Theorem 1.1 satisfy these conditions but they are unstable, we see that the conclusion of Theorem 1.1.1 of [23] does not hold for the case of the intrinsic energy.
Remark 3.4
Let \(u_a: B^5 \rightarrow {\mathbb {S}}^5\) be the proper, weakly biharmonic map of Theorem 1.1. For any fixed positive integer p we can define a new map \(U_a: B^5 \times {\mathbb {S}}^p\rightarrow {\mathbb {S}}^5\times {\mathbb {S}}^p\) by setting
for all \(x \in B^5,\,w \in {\mathbb {S}}^p\). Then \(U_a\) is a proper, weakly biharmonic map from an n-dimensional manifold (\(n=p+5\)) which is discontinuous on a set of Hausdorff dimension \(n-5\). By the same argument of Theorem 1.2 these maps are unstable.
Remark 3.5
A detailed study of the second variation operator associated to smooth biharmonic maps into \({\mathbb {S}}^n\) can be found in [16].
References
Aubin, T.: Some Nonlinear Problems in Riemannian Geometry. Springer Monographs in Mathematics. Springer, Berlin (1998)
Baird, P., Fardoun, A., Ouakkas, S.: Liouville-type theorems for biharmonic maps from Riemannian manifolds. Adv. Calc. Var. 3, 49–68 (2010)
Chang, S.Y.A., Wang, L., Yang, P.C.: A regularity theory of biharmonic maps. Commun. Pure Appl. Math. 52, 1113–1137 (1999)
Chen, B.-Y.: Total Mean Curvature and Submanifolds of Finite Type. Series in Pure Mathematics, 27, 2nd edn. World Scientific Publishing Co. Pte. Ltd., Hackensack, NJ (2015)
Eells, J., Lemaire, L.: Another report on harmonic maps. Bull. Lond. Math. Soc. 20, 385–524 (1988)
Eells, J., Lemaire, L.: Selected topics in harmonic maps. In: CBMS Regional Conference Series in Mathematics, 50. American Mathematical Society, Providence, RI (1983)
Eells, J., Sampson, J.H.: Variational theory in fibre bundles. In: Proceedings of U.S.-Japan Seminar in Differential Geometry, Kyoto, pp. 22–33 (1965)
Hebey, E.: Nonlinear Analysis on Manifolds: Sobolev Spaces and Inequalities. Courant Lecture Notes Mathematics 5, New York (1999)
Hélein, F.: Régularité des applications faiblement harmoniques entre une surface et une variété riemannienne. C. R. Acad. Sci. Paris, Série I Math. 312, 591–596 (1991)
Hildebrandt, S., Kaul, H., Widman, O.: An existence theory for harmonic mappings of Riemannian manifolds. Acta Math. 138, 1–16 (1977)
Hong, M.C., Thompson, B.: Stability of the equator map for the Hessian energy. Proc. AMS 135, 3163–3170 (2007)
Hong, M.C., Wang, C.Y.: Regularity and relaxed problems of minimizing biharmonic maps into spheres. Calc. Var. Partial Differ. Equ. 23, 425–450 (2005)
Jäger, W., Kaul, H.: Rotationally symmetric harmonic maps from a ball into a sphere and the regularity problem for weak solutions of elliptic systems. J. Reine Angew. Math. 343, 146–161 (1983)
Ku, Y.B.: Interior and boundary regularity of intrinsic biharmonic maps to spheres. Pac. J. Math. 234, 43–67 (2008)
Jiang, G.Y.: 2-harmonic maps and their first and second variation formulas. Chin. Ann. Math. Ser. A 7(7), 130–144 (1986)
Loubeau, E., Oniciuc, C.: The index of biharmonic maps in spheres. Compos. Math. 141, 729–745 (2005)
Montaldo, S., Oniciuc, C.: A short survey on biharmonic maps between riemannian manifolds. Rev. Un. Math. Argent. 47, 1–22 (2006)
Montaldo, S., Oniciuc, C., Ratto, A.: Reduction methods for the bienergy. Révue Roumaine Math. Pures et Appliquées 61, 261–292 (2016)
Montaldo, S., Oniciuc, C., Ratto, A.: Rotationally symmetric maps between models. J. Math. Anal. Appl. 431, 494–508 (2015)
Montaldo, S., Ratto, A.: A general approach to equivariant biharmonic maps. Med. J. Math. 10, 1127–1139 (2013)
Montaldo, S., Ratto, A.: Biharmonic submanifolds into ellipsoids. Monatshefte für Mathematik 176, 589–601 (2015)
Rivière, T.: Everywhere discontinuous harmonic maps into spheres. Acta. Math. 175, 197–226 (1995)
Saliba, L.: Applications biharmoniques extrinsèques à valeurs dans une sphère. Thèse de Doctorat, Université de Bretagne Occidentale (2017)
Uhlenbeck, K.: Regularity theorems for solutions of elliptic polynomial equations. In: Global Analysis Proceedings of Symposia in Pure Mathematics, Vol. XVI, Berkeley, CA. 1968, American Mathematical Society, Providence, RI, pp. 225–231 (1970)
Wang, C.Y.: Biharmonic maps form \(\mathbb{R}^4\) into a Riemannian manifold. Math. Z. 247, 65–87 (2004)
Acknowledgements
Funding was provided by Ministero dell’Istruzione, dell’Università e della Ricerca (Grant No. PRIN 2015).
Author information
Authors and Affiliations
Corresponding author
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Work supported by Fondazione di Sardegna (Project GESTA) and Regione Autonoma della Sardegna (Project KASBA).
Rights and permissions
About this article
Cite this article
Fardoun, A., Montaldo, S. & Ratto, A. Weakly biharmonic maps from the ball to the sphere. Geom Dedicata 205, 167–175 (2020). https://doi.org/10.1007/s10711-019-00470-0
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10711-019-00470-0