Abstract
Three fundamental three-dimensional axisymmetric problems of elasticity are revisited: the Kelvin problem of a concentrated force in an infinite space, the Boussinesq problem of a vertical concentrated force at the boundary of a half-space, and the Mindlin problem of a vertical concentrated force in the interior of a half-space. New elements of the derivation of the solution to each of these problems are included to make the presentation more appealing for the coverage of the topic in graduate courses of solid mechanics. Two approaches are employed and compared, one based on the Galerkin method and Love’s potential function, and the other based on the Papkovich–Neuber displacement representation and Boussinesq’s potential functions. A historical perspective and a referral to more recent contributions in the field are also given.
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1 Introduction
We review in this paper the determination of the stress and displacement fields in three fundamental three-dimensional axisymmetric elasticity problems: the Kelvin problem of a concentrated force in the interior of an infinite space, the Boussinesq problem of a concentrated force orthogonal to the boundary of a half-space, and the Mindlin problem of a concentrated force in the interior of a half-space. Different procedures are used to construct the solutions to each problem, which are related to each other, yet are conceptually appealing and instructive on their own. Three derivations of the solution of the Boussinesq problem, and two derivations of the solution of the Mindlin problem are presented. The simplification in the latter derivation is achieved by requiring at the early stage of the analysis that the Mindlin problem reduces to the Boussinesq problem in an appropriate limit. The presentation is made in as simple a way as possible, so as to make the exposition appealing for the coverage of this important topic in an introductory graduate course of solid mechanics. Thus, the referral to the more advanced framework of the theory of elasticity, based on the use of Green’s formula or integral transform techniques, is omitted. Two approaches are adopted instead, one based on the Galerkin method and Love’s potential function, and the other based on the Papkovich–Neuber displacement representation and the Boussinesq’s potential functions. In the Papkovich–Neuber approach, two harmonic functions play a prominent role, \(f=\ln (\rho +z)\) and \(g=1/\rho \equiv \partial f/\partial z\), where \(\rho ^2=r^2+z^2\) and \((r,\theta ,z)\) are the cylindrical coordinates. In the approach based on the use of Love’s potential, it is two biharmonic functions that play a prominent role, \(\varphi =zf=z\ln (\rho +z)\) and \(\psi =\rho ^2g=\rho \).
2 Governing equations of axisymmetric elasticity
The Cauchy equations of equilibrium for axisymmetric three-dimensional problems with body forces \(b_r\) and \(b_z\) (e.g., [1, 2]) are
The stresses are related to strains by Hooke’s law,
where \(\lambda \) and \(\mu \) are Lamé’s constants, and \(e=\epsilon _{rr}+\epsilon _{\theta \theta }+\epsilon _{zz}\) is the volumetric strain. The strains are related to displacements by
The three compatibility equations for strains [3, 4] are
The corresponding compatibility equations in terms of stresses are
where \(\sigma =\sigma _{rr}+\sigma _{\theta \theta }+\sigma _{zz}\) and \(\sigma =(2\mu +3\lambda )e\).
The Navier equations of elasticity for three-dimensional axisymmetric problems read
which are subjected to boundary conditions of each specific problem. The utilized Laplacian operator is
3 Galerkin vector and Love’s potential
The general three-dimensional Navier equations of elasticity, written in vector form, are
If the displacement vector \(\mathbf{u}\) is expressed in terms of the vector function \(\varvec{\Omega }\) as
it readily follows that (3.1) is identically satisfied, provided that \(\varvec{\Omega }\) satisfies a non-homogeneous biharmonic equation
where \(\nu \) is Poisson’s ratio of the material. The vector function \(\varvec{\Omega }\) is known as the Galerkin vector [5].
If only the z-component of the Galerkin vector is assumed to be nonzero, so that \(\varvec{\Omega }=\{0,0,\Omega \}\) and, correspondingly, \(\mathbf{b}=\{0,0,b\}\), and if the problem is axisymmetric, \(\Omega =\Omega (r,z)\), then (3.2) gives
It can be readily verified that (3.4) identically satisfies the axisymmetric Navier equations (2.6), provided that
The potential function \(\Omega \) was used by Love [6] in his study of axisymmetrically loaded solids of revolution. The corresponding stress components can be expressed in terms of \(\Omega \) as
It can be easily verified that these stress expressions identically satisfy the first of the Cauchy equilibrium equations in (2.1) when \(b_r=0\), while the second equilibrium equation requires that \(\Omega \) satisfies (3.5). The function \(\Omega \) is commonly referred to as Love’s potential. In the absence of body forces (\(b_r=b_z=0\)), Love’s potential satisfies the biharmonic equation \(\nabla ^4\Omega =0\).
The sum of three normal stresses is
Thus, if \(\Omega \) turns out in a specific problem to be harmonic (\(\nabla ^2\Omega =0\)), the stress state in that problem is deviatoric. Also, in the case when \(\Omega \) is harmonic, displacement and stress components can be derived from the harmonic potential \(\omega =-\partial \Omega /\partial z\), because then (3.4) and (3.6) simplify to
and
The function \(\omega \) is referred to as Lamé’s potential, because Lamé used it in his study of the pressurized hollow cylinders and spheres.
4 Papkovich–Neuber representation and Boussinesq’s potentials
Papkovich [7] and Neuber [8] independently constructed an appealing expression for the displacement vector \(\mathbf{u}\) which satisfies the general three-dimensional Navier equations (3.1). In this expression, the displacement vector \(\mathbf{u}\) is given in terms of one vector potential (\(\mathbf{B}\)) and one scalar potential (\(\beta \)), such that [9,10,11]
where \(\mathbf{B}\) and \(\beta \) are the solutions to Poisson’s equations
The spherical radius vector \(\varvec{\rho }=r\mathbf{e}_r+z\mathbf{e}_z\), where \((r,\theta ,z)\) are cylindrical coordinates (see Fig. 1a), and \(\mathbf{e}_r\) and \(\mathbf{e}_z\) are the unit vectors in the r and z directions. In general, since there are three displacement components, only two of the three components of the vector potential \(\mathbf{B}\) are independent. The scalar potential \(\beta \) in (4.2) can be scaled by \(4(1-\nu )\), as is often done in the literature [12,13,14,15,16], in which case the coefficient \(1/[4(1-\nu )]\) can be pulled out in front of the \(\varvec{\nabla }\) operator, while the second Poisson’s equation in (4.2) becomes \(\nabla ^2\beta =2\varvec{\rho }\cdot \mathbf{b}\). See also [17] for yet another scaling of potentials \(\mathbf{B}\) and \(\beta \). A scalar potential \(\phi \), related to \(\beta \) in (4.1) by \(\phi =-4(1-\nu )\beta \), has been used in [18].
Certain axisymmetric problems can be solved by assuming that the vector potential \(\mathbf{B}\) has only a z-component, \(\mathbf{B}=\{0,0,B\}\), with \(B=B(r,z)\). If the body force is \(\mathbf{b}=\{0,0,b\}\), then the potential functions B and \(\beta \) are the solutions to Poisson’s equations
The corresponding nonvanishing displacement components can then be expressed, from (4.1), as
where, conveniently, we have introduced the function
The functions B and \(\beta \) are known as Boussinesq’s potentials. In the absence of body force, they are harmonic functions \((\nabla ^2B=0\) and \(\nabla ^2\beta =0\)). The function A itself is biharmonic, because zB is biharmonic.
The stresses are obtained from Hooke’s law (2.2) by using (4.4) and the strain–displacement relations (2.3). The resulting expressions are
It is noted that
and
which holds with or without the presence of the body force b.
4.1 Boussinesq’s potentials versus Love’s potential
By comparing the displacement expressions (3.4) and (4.4), it follows that Boussinesq’s potentials B and \(\beta \) can be expressed in terms of Love’s potential \(\Omega \) by
Also, we have
which can be used to determine the expression for \(\Omega \), if the expressions for B and \(\beta \) have already been determined.
4.2 Special cases
If the plane \(z=0\) is free from shear traction, from Eq. (4.6.4) and expression (4.5), we can write
Some problems in which \(\sigma _{zr}(r,z=0)=0\) can be solved by assuming that
everywhere in the medium, because then the condition \(\sigma _{zr}(r,z=0)=0\) in (4.11) is automatically satisfied. For this type of problems (e.g., Boussinesq problem in Sect. 7), the shear stress is specified by
The corresponding displacement components are obtained by substituting (4.12) into (4.4), which gives
where
The normal stresses follow from (4.6), (4.12), and (4.15) and are given by
Therefore, if (4.12) holds, all displacement and stress components are expressed in terms of the single function \(\beta =\beta (r,z)\). See also a related analysis in [17, 19].
In a few problems (e.g, a center of dilatation, a doublet of dilatation/compression centers, a line of dilatation centers), Love’s potential turns out to be harmonic (\(\nabla ^2\Omega =0\)). In this case, from (4.9) and (4.10), it follows that \(B=0\) and \(\beta =A=\partial \Omega /\partial z\), while the displacement and stress expressions (4.4) and (4.5) simplify to (3.8) and (3.9) of Sect. 3, with \(\omega =-\beta \) (Lamé’s potential).
4.3 Tabular summary of potentials for axisymmetric 3D elasticity with \(b_z=b\)
To ease the subsequent developments and the comparison of the derived results, we tabulate in this Section the definitions of the utilized potentials for the three-dimensional axisymmetric elasticity problems in the presence of body force \(b_z=b\), and the corresponding displacement and stress expressions.
5 Kelvin problem: concentrated force in an infinite space
Figure 1a shows the concentrated force P in the interior of an infinitely extended solid. The resulting stress and displacement fields were originally determined by Lord Kelvin [20]. The problem is of great importance because its solution provides the influence functions (Green’s functions) for the three-dimensional Navier equations of elasticity and the stress and displacement fields in an infinite medium under other types of loading [21].
By placing the coordinate origin at the point of application of the force, Love’s potential \(\Omega \) can be assumed to be of the form
where c is a constant to be determined in the sequel, and \(\rho ^2=r^2+z^2\). By substitution of (5.1) into (3.6), the stress components are found to be
The corresponding displacement components are, from (3.4),
The constant c can be determined by imposing the integral equilibrium condition
which follows because the two halves of the space (\(z\ge 0\) and \(z\le 0\)) each carry one-half of the total force P. The substitution of the expression for \(\sigma _{zz}(r,z)\) from (5.2) into (5.4) and integration gives
The traction components in the mid-plane \(z=0\) (Fig. 1b) are
where
5.1 Treating \(\mathbf{P}\) as a body force
If P is considered to be a concentrated body force, then by using the Dirac delta function one can write \(b=P\delta (z)\), and the governing equation (3.5) for Love’s potential becomes
The fundamental (particular) solution to this non-homogeneous biharmonic equation is
This follows because the fundamental solution to Poisson’s equation \(\nabla ^2g=-\delta (\rho )\) is \(g=1/(4\pi \rho )\), e.g., [22, 23]. Thus, by writing \(g=\nabla ^2f\), so that \(\nabla ^4f=\nabla ^2g=-\delta (\rho )\), it follows by integration that \(f=\rho /(8\pi )\). Indeed,
In the derivation, we have assumed a spherical symmetry of \(f=f(\rho )\), based on the rotation invariance of the Laplacian operator. Expression (5.9), with \(P=1\), defines the influence function (Green’s function) for the biharmonic equation (3.5).
5.2 Solution of the Kelvin problem by using Boussinesq’s potentials
The Boussinesq’s potentials for the Kelvin problem can be deduced by substituting (5.1) into (4.9), and are given by
The expression for B also follows as a fundamental solution to Poisson’s equation for B listed in (4.3), if the body force is taken to be \(b=P\delta (z)\), i.e.,
If the coordinate origin is not at the point of the application of the force P, but at a distance h above it, then
where \(\rho _1^2=r^2+(z-h)^2\) and \(c=P/[8\pi (1-\nu )]\). Expressions (5.13) will be used in Sect. 8.1 to determine Boussinesq’s potentials for the Mindlin problem of the concentrated force in the interior of a half-space.
6 Doublet of forces, center of dilatation, doublet of dilatation–compression centers, and a line of centers of dilatation
In this Section, we review the solutions for the elastic fields in an infinite solid produced by a doublet of forces, a center of dilatation, a doublet of dilatation–compression centers, and a line of centers of dilatation. These elastic fields are used in the derivation of the solutions to the Boussinesq’s and Mindlin problems, considered in the subsequent Sects. 7 and 8.
6.1 Doublet of forces
Figure 2a shows a doublet of opposite forces P along the z axis at a small distance d from each other [1, 6]. The corresponding potential function can be generated from
where \(\Omega ^{\mathrm{K}}\) is the potential function of the Kelvin problem. This gives
The product cd is referred to as the strength of the doublet. The corresponding stresses are obtained by substituting (6.2) into (3.6),
The displacement expressions are obtained by substituting (6.2) into (3.4),
The Boussinesq’s potentials for a doublet of forces are readily found from (4.9) to be
6.2 Center of dilatation: three orthogonal doublets of forces
Figure 2b shows a center of dilatation made by three orthogonal doublets of opposite forces P separated at some small distance d from each other [1, 6]. By linearity and symmetry, we conclude from (6.5) that the corresponding potentials \(\mathbf{B}\) and \(\beta \) are of the form
By substituting (6.6) into the Papkovich–Neuber representation (4.1), the following displacement expression is obtained:
The displacement expression in (6.7) can be rewritten as
If this is compared with (4.1), we recognize an alternative representation of the Papkovich–Neuber potentials, which is
The product \(k_*=c_*d\) is referred to as the strength of the dilatation center. Thus, in this case the potential \(\beta \) alone serves as the stress potential, such that
which follows from (4.6), because \(A=\beta \) and \(\nabla ^2\beta =0\). The stresses are, therefore,
This is a purely deviatoric state of stress, because \(\sigma _{rr}+\sigma _{\theta \theta }+\sigma _{zz}=0\). Thus, interestingly, there is no volumetric strain at any point in the infinite medium caused by the dilatation center.
Since \(A=\beta \), we obtain from (4.10) by integration the expression for Love’s potential,
Thus, in the case of a center of dilatation, the potential \(\Omega \) is a harmonic function (\(\nabla ^2\Omega =0\)).
6.3 Doublet of dilatation–compression centers
Figure 3 shows a doublet made by a dilatation center at a point (0, w / 2) and an opposite compression center, at a small distance w above the dilatation center [24]. The corresponding Love’s potential can be generated from
where \(\Omega ^{\mathrm{DC}}(r,z)=k_*\ln (\rho +z)\) denotes the potential function of a single dilatation center, as defined by (6.12). This gives
The product \(k=k_*w\) is the strength of the doublet of dilatation–compression centers. The corresponding stresses are
The stress state is deviatoric, because \(\sigma _{rr}+\sigma _{\theta \theta }+\sigma _{zz}=0\). Over the plane \(z=0\), the normal stress \(\sigma _{zz}\) vanishes, while the shear stress is
Since \(\Omega \) in (6.14) is harmonic (\(\nabla ^2\Omega =0\)), it follows from (4.9) that the Boussinesq’s potentials are given by
6.4 A line of centers of dilatation
The lines of centers of dilatation or compression are useful building blocks in the construction of solutions to other three-dimensional elasticity problems. Figure 4 shows a line of centers of dilatation of specific strength (intensity) \(c_*\) per unit length. The centers of dilatation are uniformly distributed along the z axis from \(z=-\,b\) to \(z=a\). The potential function for a center of dilatation of intensity P at the location \(z=\zeta \) is, by (6.12),
The potential function for the entire line of centers of dilatation is obtained by integration,
i.e., upon introducing the integration variable \(w=z-\zeta \),
This gives
If \(a=0\) and \(b\rightarrow \infty \), we obtain the line of centers of dilatations along the negative z axis (Fig. 5a), and, apart from an immaterial constant term, (6.21) simplifies to [1, 25]
Note that this form of \(\Omega \) is harmonic, i.e., \(\nabla ^2\Omega =0\). The corresponding stresses are, from (3.6),
As expected the stress state is purely deviatoric, because \(\sigma _{rr}+\sigma _{\theta \theta }+\sigma _{zz}=0\).
The presented solution for this line of continuously distributed centers of dilatation will be used in Sect. 7.2 to derive the solution to the Boussinesq problem of the concentrated force orthogonal to the boundary of a half-space, and in Sect. 8 for the Mindlin problem of a vertical concentrated force in the interior of a half-space. By substituting expression (6.22) for Love’s potential \(\Omega \) into (4.9), we obtain the Boussinesq’s potentials for the line of dislocation centers along the negative z axis,
From (6.23), it follows that \(\sigma (r\ne 0,z=0)=0\), and
Thus, if we consider a free-body diagram of the lower half (\(z\ge 0\)) of the entire space with the line of centers of dilatation along the negative z axis, the boundary of the so-obtained half-space (\(z=0\), Fig. 5b) is under a compressive point force of magnitude
and the shear stress distribution is
Expressions (6.26) and (6.27) will be used in Sect. 7.2 to derive the solution to the Boussinesq problem of a vertical concentrated force at the boundary of a half-space by an appropriate superposition method.
If \(a\rightarrow \infty \) and \(b\rightarrow \infty \), we obtain the line of centers of dilatations all along the entire z axis. In this case, (6.21) gives
The corresponding stresses are
while the displacements are \(u_r=(c_*/\mu )r^{-1}\) and \(u_z=0\).
It turns out that the solution for a pressurized circular cylindrical hole in an infinite medium (or in a half-space, because \(\sigma _{zz}=\sigma _{zr}=0\)) can be deduced from the derived solution for an infinitely long line of centers of dilatation by replacing the constant \(2c_*\) with another constant, say k. This constant can be determined from the boundary condition \(\sigma _{rr}(r=a)=-p\), where p is the applied pressure over the surface of the hole of radius a. This gives \(k=pa^2\), and thus, \(\sigma _{rr}=-pa^2/r^2\). The corresponding hoop stress is tensile and equal to \(\sigma _{\theta \theta }=pa^2/r^2\). Both stresses vanish as \(r\rightarrow \infty \).
7 Boussinesq problem: vertical concentrated force at the boundary of a half-space
Figure 6 shows a half-space \(z\ge 0\) under the concentrated compressive force P orthogonal to the free surface \(z=0\). This problem is of engineering importance in the analysis of contact and foundation problems [26,27,28,29,30]. The determination of the corresponding stress and displacement fields was originally made by Boussinesq [31]. The problem with the concentrated force tangential to the boundary of a half-space was solved by Cerruti [32], but since this is not an axially symmetric problem, it is not discussed in this review (see, for example, [18]).
Love’s potential function for the three-dimensional Boussinesq problem is assumed, by inspection, to be of the form
where \(c_1\) and \(c_2\) are constants to be determined. This form of \(\Omega \) is biharmonic, because \(\nabla ^2\Omega \) is harmonic, i.e.,
By substituting (7.1) into (3.6), the stress components are found to be
To determine the constants \(c_1\) and \(c_2\), the conditions are imposed that the shear stress \(\sigma _{zr}\) over the boundary of the half-space (\(z=0\), \(\rho =r\)) must vanish and that the integral of the normal stress \(\sigma _{zz}\) must be equal to \(-P\). The normal stress \(\sigma _{zz}\) in (7.3) clearly vanishes for \(z=0\), except at the point of the application of the force, where it is singular.
The vanishing shear stress condition gives
The integral condition for the normal stress is
Upon substituting the expression for \(\sigma _{zz}\) from (7.3) into (7.5) and integrating, we obtain
By solving (7.4) and (7.6) for \(c_1\) and \(c_2\), it follows that
With the so-determined constants \(c_1\) and \(c_2\), the potential function \(\Omega \) in (7.1) becomes
The corresponding stress components, from (3.6), are (e.g., [1, 2])
The displacement components are obtained by substituting (7.8) into (3.4). The results are
The two-dimensional version of the problem was solved by Flamant [33]. The plane strain version of Flamant’s solution can be deduced by integration using Boussinesq’s solution as the Green’s function, while the plane stress solution follows from the plane strain solution by the usual change of elastic constants \(\nu \rightarrow \nu /(1+\nu )\) and \(\mu \rightarrow \mu \).
7.1 Solution by using Boussinesq’s potentials
Having the expression (7.8) for \(\Omega \), the expressions for Boussinesq’s potentials B and \(\beta \) can be deduced directly from (4.9), but it is appealing to establish them independently of \(\Omega \). To do so, one could proceed by assuming from the outset that the harmonic functions B and \(\beta \) are of the form
and then determine the constants \(k_1\) and \(k_2\) from the boundary and the integral equilibrium conditions
This would give
However, we choose to take an alternative route, by using the results from Sect. 4.2. Since the boundary \(z=0\) is free from shear traction, \(\sigma _{zr}(r,z=0)=0\), we adopt the assumption (4.12), i.e.,
and express all displacement and stress components in terms of the single harmonic function \(\beta =\beta (r,z)\). If this function is taken to be
the normal stress \(\sigma _{zz}\), from (4.16), becomes
By substituting (7.16) into the integral equilibrium condition in (7.12), it follows that
which completes the solution. See also the derivations in [34, 35].
7.2 Boussinesq problem as superposition of Kelvin problem and a line of CD
Another approach to derive the solution to the Boussinesq problem is to use the superposition of the solutions to the Kelvin problem and the problem of a line of centers of dilatation (CD) in an infinite medium (e.g., [1, 25]). In this Section, we review this derivation by taking a slightly different path from that followed in [1, 25].
Figure 7a shows an infinite medium with the concentrated force Q at the coordinate origin. The free-body diagram of the lower half of this infinite medium is shown in Fig. 7b. The plane \(z=0\) is under the concentrated force Q / 2 and the shear stress distribution
This follows from the Kelvin problem analysis in Sect. 5 and expression (5.6).
Figure 7c shows an infinite space under uniformly distributed centers of dilatation of intensity \(q_*\) along the negative z axis. The free-body diagram of the lower half of this space (\(z\ge 0\)) is shown in Fig. 7d. The boundary \(z=0\) is under the concentrated force \(Q_*\) and the shear stress distribution \(\sigma _{zr}^{q_*}\), given by
as shown in Sect. 6.4; see expressions (6.26) and (6.27).
To solve the Boussinesq problem, we determine Z and Q in such a way that the total shear stress over the plane \(z=0\) vanishes, i.e.,
and that the total concentrated force over the boundary (\(z=0\)) of the half-space is equal to P, i.e.,
By solving the algebraic equations (7.20) and (7.21) for Q and \(q_*\), we obtain
The value of \(q_*\) is negative, which means that the dilatation centers are actually the centers of compression. It also follows that \(Q_*=-(1-2\nu )P\).
8 Mindlin problem: force at a point in the interior of a half-space
Figure 8a shows a half-space loaded in is interior by the concentrated force P orthogonal to the traction-free surface \(z=0\), at a distance h below it. The stress and displacement fields for this problem were originally determined by Mindlin [36]. They are of importance because they represent Green’s functions for the stress and displacement fields in semi-infinite media under other types of loadings [21]. To satisfy the traction-free boundary condition at \(z=0\) and the condition of vanishing stresses at \(z\rightarrow \infty \), Mindlin recognized by inspection that the potential \(\Omega \) for the problem in Fig. 8a can be obtained as the sum of Love’s potential (\(c\rho _1\)) for the force P at point (0, h) in an infinite medium (Kelvin problem), Love’s potential corresponding to the line of centers of compression of an appropriate strength (\(k_2\)) extending along the negative z axis from the image point \((0,-\,h)\) to negative infinity, and the potential functions corresponding to four additional sources (nuclei) of strain in the infinite medium, located at the same image point (Fig. 8b): a concentrated force (whose potential is \(k_1\rho _2\)), a center of compression of strength \(k_3h\), a tensile doublet of forces of strength \(k_4h\), and a compression/dilatation doublet of strength \(k_5h^2\) (see Sect. 6), where the constants \(k_1\) to \(k_5\) are appropriately determined, as described below. Thus, it is assumed that
where
The constant \(k_0=c\) is as specified in (8.1), because in the limit \(h\rightarrow \infty \) the potential function in (8.1) must reduce to the potential function of the Kelvin problem (\(\Omega =c\rho _1\)). The potential function \(\Omega =c\rho _1\) can also be interpreted as a particular solution to the partial differential equation \(\nabla ^4\Omega =-P\delta (z-h)/(1-\nu )\), in which the body force is taken to be \(b=P\delta (z-h)\).
To determine the constants \(k_1\) to \(k_5\), we choose a somewhat shorter path than that used by Mindlin [36], and specify the constants \(k_1\) and \(k_2\) first, by requiring that (8.1) reduces to Love’s potential function of the Boussinesq problem in the limit \(h\rightarrow 0\), i.e.,
This gives
The remaining constants \(k_3\), \(k_4\), and \(k_5\) are then determined from the conditions that the boundary of the half-space is traction-free,
which yields the needed algebraic equations for \(k_3\), \(k_4\), and \(k_5\), as shown below. The integral condition of equilibrium,
is identically satisfied, because we have already imposed the condition that the problem reduces to the Boussinesq problem in the limit \(h\rightarrow 0\).
By using the stress expressions from Sect. 6, the traction components over the plane \(z=0\), corresponding to (8.1), are obtained from
where \({\bar{r}}=r/h\) and \({\bar{\rho }}_0^2=1+{\bar{r}}^2\) are conveniently introduced non-dimensional quantities. By using (8.7) and (8.8) to cast the conditions (8.5), and upon making the coefficients in front of the terms of the order of \(1/{\bar{\rho }}_0^3\), \(1/{\bar{\rho }}_0^5\), and \(1/{\bar{\rho }}_0^7\) equal to zero, the following equations are obtained:
These are five linear algebraic equations for the five unknowns \(k_1\) to \(k_5\). When expressions (8.4) for \(k_1\) and \(k_2\) are substituted into (8.9), these equations reduce to \(k_5=k_4\), and
Solving the system of algebraic equations (8.10), we find the remaining unknown constants to be
Consequently, Love’s potential (8.1) becomes
which is Mindlin’s [36] expression (8). The complete stress and displacement expressions are also listed in Mindlin’s paper. Their representations in the coordinate system with the origin at the image point, at a distance h above the free surface, are listed in [27].
In retrospect, it may be noted that Mindlin’s construction of the superposition of the nuclei of strain in (8.1) was guided by the physical intuition and by the observation that the traction components \(\sigma _{zr}\) and \(\sigma _{zz}\) over the plane \(z=0\) for each utilized nucleus of strain in (8.1) are linear combinations of some or all of the terms proportional to \(1/\rho _0^3\), \(1/\rho _0^5\) and \(1/\rho _0^7\), where \(\rho _0^2=r^2+h^2\) (see expressions (8.7) and (8.8), and Fig. 9). Thus, making the coefficients in front of these terms equal to zero in the expressions for \(\sigma _{zr}(r,0)\) and \(\sigma _{zz}(r,0)\) provides enough equations to determine the needed constants appearing in (8.1).
The two-dimensional version of Mindln’s problem was solved by Melan [37]. As pointed out by Mindlin, the plane strain version of Melan’s solution can be deduced by integration using Mindlin’s solution as Green’s function, while the plane stress solution follows from the plane strain solution by the usual change of elastic constants. Mindlin [36] also determined the displacement and stress fields in the case of the concentrated force parallel to the traction-free boundary of the half-space, thereby extending the Cerruti [32] solution for the concentrated force tangential to the boundary of a half-space.
Figure 9 shows the variation of the normalized shear and normal stress components \({\bar{\sigma }}_{zr}^{(i)}(r,0)\) and \({\bar{\sigma }}_{zz}^{(i)}(r,0)\) with \({\bar{r}}=r/h\) along the plane \(z=0\) for each of the nuclei of strain (\(i=0,1,2,\dots , 5\)) embedded in (8.1); their sums are equal to zero (traction-free boundary \(z=0\)). The stresses are normalized by \(c/h^2\), and the value of Poisson’s ratio was taken to be \(\nu =1/3\). These plots are obtained by using expressions (8.7) and (8.8). Figure 10 shows the variation of the corresponding normalized normal stresses \({\bar{\sigma }}_{rr}(r,0)\) and \({\bar{\sigma }}_{\theta \theta }(r,0)\) along the traction-free boundary in the case \(\nu =1/3\) and \(\nu =1/2\) . The latter plots are obtained from the following expressions:
For incompressible materials (\(\nu =1/2\)), the constants are \(k_1=c\), \(k_2=k_3=0\), \(k_4=k_5=2c\). Thus, in this case the solution is obtained by the superposition of the infinite-medium solutions for the force P at the points \((0,\pm \, h)\), the doublet of tensile forces of strength 2ch at the image point \((0,-\,h)\), and the doublet of compression/dilatation centers of strength \(2ch^2\) at the image point \((0,-\,h)\). The potential function in (8.12) accordingly simplifies to
The corresponding normal stress \(\sigma _{zz}\) along the z axis (\(r=0\)) is
8.1 Solution of the Mindlin problem by using Boussinesq’s potentials
If the concentrated force is treated as the body force, the governing equations for the Boussinesq’s potentials are
The solutions to these equations can be sought as the sum of their particular and complementary parts. The particular solutions to Poisson-type partial differential equations in (8.17) are the well-known fundamental solutions
The expressions in (8.18) can be physically interpreted as the Boussinesq’s potentials for the Kelvin problem of a force in an infinite solid, expressed in the coordinate system with the origin at a distance h above the point of the application of the force; see (5.13).
The complementary solutions are constructed by using two basic harmonic functions (f and g), which give rise to stresses and displacements that vanish at infinity, i.e.,
Thus, the complete solutions of equations (8.17) are sought in the form
provided that the constants \(c_1\), \(c_2\), \(c_3\), and \(c_4\) can be determined to satisfy the traction-free boundary conditions at \(z=0\).
By using expressions (4.6.1) for the stress components, we can write
Upon substituting (8.20) into (8.21), the condition \(\sigma _{zr}(r,z=0)=0\) gives
Similarly, the boundary condition \(\sigma _{zz}(r,z=0)=0\) gives
After solving the system of four algebraic equations (8.22) and (8.23), the required constants are found to be
Thus, the Boussinesq’s potentials (8.20) take the form
These expressions are equivalent to Mindlin’s [13] expressions (39) and (40), who derived them more rigorously by using the Papkovich–Neuber potentials and by exploring the boundary conditions in conjunction with Green’s integral formula. In the limit \(h\rightarrow 0\), expressions (8.16) reduce to (7.11) and (7.13) for the Boussinesq problem of the concentrated force at the boundary of a half-space. We also note that the constants \(c_1\) to \(c_4\) are related to constants \(k_1\) to \(k_4\), appearing in (8.1), by
Alternative derivations of (8.25) were constructed in [38, 39]. The solution by using Fourier transforms was presented in [40].
8.2 Center of dilatation at a point in the interior of half-space
The structures of Love’s potential for a doublet of forces, a dilatation center, and other nuclei of strain beneath the free surface of a half-space were listed in [24]. For example, Love’s potential for the center of dilatation of strength \(k_*\) at a point (0, h) (Fig. 11a) is
The corresponding Boussinesq’s potentials are
The displacements and stresses associated with (8.27) or (8.28) follow from (4.4) and (4.6). For example, the displacement components are
Expressions analogous to (8.29) were used in [41] to analyze the displacement and stress fields around a spherical inclusion beneath the free surface of a half-space; see their expression preceding Fig. 3 on page 932, and also [42]. The determination of the displacement and stress fields around a pressurized spherical hole beneath the free surface of the half-space (Fig. 11b), which is of importance for example in geomechanics (magma-chamber problem), requires the use of infinite series or numerical methods [43,44,45]]. The two-dimensional version of a pressurized cylindrical hole beneath the free surface was solved by Jefferey [46]. The stress and displacement fields around a cylindrical hole beneath the free surface of a half-space under the gravity load (the so-called tunnel problem) were originally derived by Mindlin [47], and have found since many important applications in rock mechanics and geomechanics [27,28,29].
9 Conclusions
We have reviewed in this paper the derivation of the solutions to three fundamental three-dimensional axisymmetric elasticity problems: the Kelvin problem of a concentrated force in an infinite space, the Boussinesq problem of a concentrated force orthogonal to the boundary of a half-space, and the Mindlin problem of a vertical concentrated force in the interior of a half-space. Two approaches were used in the derivations, one based on the Galerkin method and Love’s potential function, and the other based on the Papkovich–Neuber displacement representation and Boussinesq’s potential functions. Three different procedures were used to construct the solution to the Boussinesq problem, which are related to each other, yet are each conceptually appealing on their own. In the construction of the solution of the Mindlin problem, the solutions of the governing differential equations for the utilized potential functions are expressed as the sums of their particular and complementary parts. The particular parts follow from the solution of the Kelvin problem. The derivation of the complementary parts is simplified by imposing at the early stage of the analysis that the solution of the Mindlin problem must reduce to the solution of the Boussinesq problem in an appropriate limit. The introduced simplifications in the derivations may be appealing for the coverage of this important topic in an introductory graduate course of solid mechanics.
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Lubarda, V.A., Lubarda, M.V. On the Kelvin, Boussinesq, and Mindlin problems. Acta Mech 231, 155–178 (2020). https://doi.org/10.1007/s00707-019-02539-z
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DOI: https://doi.org/10.1007/s00707-019-02539-z