Abstract
We report the dual stimuli-responsive self-assembly and rate-controlled drug release of a novel functionalized PEG amphiphilic polymer (FcC 11 AzoPEG) in aqueous solution. The novel FcC 11 AzoPEG amphiphilic polymer was synthesized by the esterification reaction of poly (ethylene glycol) methyl ether (PEG) and 4-(4′-(11-ferrocenyl-undecanoxy)) azobenzoic acid. The azobenzene (Azo) and ferrocene (Fc) moieties respectively afford the polymer a slow photo-response and a fast redox-response. Upon exposure to different stimuli (light irradiation, redox reaction, and a combination of light irradiation and redox reaction), FcC 11 AzoPEG in aqueous solution can reversibly self-assemble into various nanostructures and also disassemble either slowly by light irradiation or fast by redox reaction in an appropriate concentration range. Moreover, the drug release from the drug-loaded micelles can be precisely controlled by different stimuli: a slow release rate and a small amount of release for UV irradiation, a fast rate and a medium amount of release for oxidation by Fe2(SO4)3, and a large amount of release for the combined stimulation of UV irradiation and oxidation by Fe2(SO4)3. This work not only demonstrates the effect of stimuli-induced amphiphilicity change of functional groups on the solution aggregation behavior of functionalized PEG amphiphilic polymers but also provides a useful smart system with great potential application in drug delivery.
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Introduction
In the past decades, amphiphilic polymers have attracted considerable attention due to their potential applications in drug and gene delivery systems [1,2,3,4,5]. Amphiphilic polymers in aqueous solutions can self-assemble into polymeric micelles which consist of hydrophobic cores and hydrophilic shells. As it well known, the physicochemical properties [6, 7] of amphiphilic polymers containing stimuli-responsive groups will reversibly change in response to external stimuli such as light [8], temperature [9], gas [10], redox [11], and pH [12], leading to the variation of the hydrophilic-lipophilic balance (HLB) of polymers [13], which has been used to tune the self-assembly and disassembly of stimuli-responsive amphiphilic polymers in dilute aqueous solution. When the drugs are loaded into the micellar cores of amphiphilic polymers by the hydrophobic interactions between drugs and hydrophobic cores, the drugs can be released during the progress of the disaggregation or disassembly of micelles when exposed to external stimulus [14,15,16].
Compared to the single stimuli-responsive polymers, multiple stimuli-responsive amphiphilic polymers containing two or more stimuli-sensitive groups have the advantages that the magnitude of amphiphilicity change of polymers can be readily controlled to a certain degree when exposed to different stimuli [17]. If drugs are encapsulated within the stimuli-responsive micelles, the drug release of encapsulated micelles will be controlled and diversified with the variation of the amphiphilicity of micelles. Hence, considerable attentions have been attracted to the multiple stimuli-responsive amphiphilic polymers in recent years. For example, Yu et al. [18] recently reported a dual stimuli responsive amphiphilic polymer that the disulfide cross-linked polyurethane micelle can be photo-cleaved under visible-light irradiation, shrunken to smaller nanoparticles at high pH, and swollen at low pH in aqueous solution. Also, Jie et al. [19] reported that the micelles of an amphiphilic block copolymer in water showed triple tunable responses under the stimuli of temperature, pH, and light. However, most studies focused on new stimuli and combinations of different stimuli up to now [20,21,22]. In view of the complexity of the illness and lesions, for drug delivery and gene delivery systems, not only the amount of the drug release needs to be controlled but also the rate of release. Namely, in some cases, the drug must be fast released, but in other cases, the persistent and slow drug release is necessary [23]. Thus, the polymeric micelles with different stimuli-responsive rates may be more suitable for the controlled drug release in realistic environments. To the best of our knowledge, the amphiphilic with controlled stimuli-responsive rate has been scarcely reported thus far [24, 25]. Recently, Zhao [25] et al. reported that the micelle of a dual stimuli-responsive polymer can be disintegrated either rapidly by UV irradiation or slowly by a reducing agent. However, this irreversible disaggregation of micelles will bring fragments into the system, which may be harmful to human health during the process of the drug delivery and gene delivery. To design a reversible self-assembly and disassembly system with controlled multiple stimuli-responsive rates is a great advantage.
In the past decades, the amphiphilic polymers containing azobenzene (Azo) and/or ferrocene (Fc) moieties had been well investigated [26, 27]. It is well known that Azo moiety can undergo slow and reversible trans-to-cis photo-isomerization with a small magnitude of amphiphilicity change [28]. On the other hand, hydrophobic Fc groups can be quickly oxidized (Ox) into hydrophilic ferrocenium cations (Fc+) and then reversibly reduced (Red) by reducer [27]. In view of their different responsive rates and magnitude of amphiphilicity change, it may be interesting to design a novel amphiphilic polymer containing the above two functional groups, thereby the reversible and fast/slow rate-controlled self-assembly and disassembly of the amphiphilic polymer in aqueous solution can be realized upon exposure to different stimuli.
In this work, we described the dual stimuli-responsive self-assembly and its rate-controlled drug release behavior of a novel functionalized PEG amphiphilic polymer (FcC 11 AzoPEG) containing both ferrocene and azobenzene moieties in aqueous solution. The novel functionalized PEG amphiphilic polymer was synthesized by the esterification reaction of poly (ethylene glycol) methyl ether (PEG) and the 4-(4′-(11-ferrocenyl-undecanoxy))azobenzoic acid 6 (Scheme 1). As shown in Scheme 2, the amphiphilic polymer FcC 11 AzoPEG in aqueous solution can self-assemble into different sizes of micelles as the polymer concentration increases, and the micelles can be also disaggregated upon exposure to different stimuli (UV, redox, and the combined stimulation of UV and redox). Moreover, the reversible assembly and disassembly of the polymer in aqueous solution can be controlled either quickly by redox reaction or slowly by light irradiation. Such dual stimuli-responsive polymeric micelles was used as a carrier for encapsulation and release of a guest molecule (rhodamine 6G), and the release rate and amount of R6G can be precisely controlled when exposed to different stimuli.
Experimental section
Materials
Poly (ethylene glycol) methyl ether (Adamas, average M n = 5000), ethyl p-aminobenzoate (Aldrich, purity 98%), dicyclohexylcarbodiimide (DCC) (Aldrich, purity 98%), bromoundecanoic acid (Aldrich, purity: 98%), rhodamine 6G (Aldrich, purity: 98%), phenol (J&K Chemical, purity 99.5%), and 11-ethyl 4-aminobenzoate (DMAP) (J&K Chemical, purity 98%) were used as received. Dichloromethane (DCM), tetrahydrofuran (THF), and N,N-dimethylformamide (DMF) were dried with CaH2 and distilled under reduced pressure prior to use. All of other chemical reagents were purified according to the standard procedures. Water used in all experiments was deionized and filtered with a Millipore purification apparatus with a resistivity of more than 18.25 MΩ cm.
Synthesis procedure
The synthesis route of FcC 11 AzoPEG are shown in Scheme 1. First, the 4-(4′-(11-ferrocenyl-undecanoxy))azobenzoic acid (6) was synthesized according to the same procedure reported in our previous study in detail [29]. The structure of compound 6 was characterized by 1H NMR and FT-IR spectra in detail (Fig. S1, ESI†).1H NMR (CDCl3, TMS) δ (ppm) 13.25(sbroad, 1H, COOH), 8.21 (d, 2H, Ar–H), 8.029 (q, 4H, Ar–H), 7.027 (d, 2H, Ar–H), 4.199 (m, 9H, H(Cp)), 4.029 (t, 2H, –CH 2 –O–Ar), 2.61 (t, 2H, Cp–CH 2 –), 1.869 (m, 2H, –CH2–CH 2 –O–Ar), 1.53–1.34 (m, 16H, –CH 2 –Anal. Calcd for FeC 11 AzoCOOH: C, 71.05; H, 7.24; N, 4.6; O, 7.90; Fe, 9.21. Found: C, 71.15; H, 7.25; N, 4.7.
Second, FcC 11 AzoPEG was synthesized through the esterification of PEG and 6. A mixture of compound 6 (0.175 g, 0.3 mmol), PEG5000–OCH3 (1.25 g, 0.25 mmol), DMAP (0.0244 g, 0.2 mmol), and DCC (0.1917 g, 1 mmol) was dissolved in 20 mL dry DCM, and then added the dissolved mixture in a round-bottomed flask with a magneton and stirred at 25 °C. After about 48 h, the reaction endpoint was determined by thin layer chromatography (TLC) analysis. The solution was evaporated in vacuum, and the residue was purified by flash column chromatography on silica gel and vacuum-dried. Then, the solid polymer was dissolved in 10 mL water. Finally, the mixture was purified via exhaustive dialysis (molecular weight cut-off (MWCO) = 2000 Da) against purified water and vacuum-dried to yield a yellow solid polymer (1.25 g, 87%). The purified polymer was characterized in detail by GPC (Fig. S2B, ESI†), 1H NMR, and FTIR spectra. The M n determined by GPC is 5700 (theoretical value: 5564), and the polydispersity index (PDI) is 1.1. 1H NMR spectrum is shown in Fig. 1. 1H NMR (CDCl3, TMS) δ (ppm) 8.19 (d, 2H, Ar–H), 7.92 (q, 4H, Ar–H), 7.03 (d, 2H, Ar–H), 4.51 (t, 2H, Ar–COO–CH 2 –), 4.23 (m, 9H, H(Cp)), 4.07 (t, 2H, –CH 2 –O–Ar), 3.87 (t, 2H, Ar–COO–CH2–CH 2 –), 3.67 (m, 532H,Ar–COO–CH2–CH2–O–CH2–CH 2 ), 3.39 (s, 3H, –O–CH 3 ), 2.23 (t, 2H, Cp–CH 2 –), 1.50 (m, 2H,–CH 2 –CH2–O–Ar), 1.45–1.29 (m, 16H, –CH 2 ). FT-IR of the polymer is given in Fig. S2A (ESI†).
Instruments
1H NMR spectra were recorded on a Bruker Avance 400 (400 MHz) spectrometer. The size distribution of the micelles was analyzed at 25 °C by dynamic light scattering (DLS), a Malvern Nano-ZS 90 Zetasizer using a monochromatic coherent He–Ne laser (633 nm) as the light source, and a detector that detected the scattered light at an angle of 90°. Molecular weights and molecular weight distributions of polymers were measured by gel permeation chromatography (GPC) with a Waters 515 pump/M717 data module/R410 differential refractometer using THF as the flow phase with a flow rate of 1.5 mL min−1, monodisperse PEO as a standard, and a column temperature of 40 °C. UV–vis absorption spectra were determined on a Hitachi U-3010 UV–vis spectrophotometer. Transmission electron microscopy (TEM) images were obtained from a JEM-2100HR microscope with an acceleration voltage of 200 kV, and samples were taken through the homemade atomizer to aerospray cellulose-coated copper grids and then stained with 2 wt.% uranyl acetate before observation. Surface tensions were obtained from a surface tension meter (Dataphysics OCA20, Germany) at 25 °C. Fourier transform infrared (FTIR) spectra were obtained on a Thermo Nicolet 6700 spectrometer using KBr substrates.
Preparation of samples
Preparation of micellar aggregates
One hundred milligrams of amphiphilic polymer was dissolved in 10 mL of deionized water for a night to obtain 10 g/L polymer solution for further experiments.
Stimuli-response of polymer
The cis-form FcC 11 cis- AzoPEG solution was prepared after irradiation by a UV light with a wavelength of 365 nm (15 W). To recover the trans-form of the polymer, the FcC 11 cis- AzoPEG solution was irradiated by a visible light (green light, λ = 577–492 nm, 22 W). The oxidation state Fc + C 11 AzoPEG solution was prepared with 0.52 equiv. Fe2(SO4)3 corresponding to the total ferrocene units in polymer and stirred until the yellow color turned to blue. To reduce the oxidized polymers, 0.55 equiv. vitamin C (Vc) was added to the Fc + C 11 AzoPEG solution and stirred several seconds until the blue color completely recovered to yellow.
Loading and release of R6G
To prepare R6G-loaded micelles, 100 mg of polymer and 5 mg of R6G were dissolved in 1 mL DMF and slowly dropped into 10 mL of deionized water, then stirred at room temperature for 12 h. The solution was purified via exhaustive dialysis (molecular weight cut-off (MWCO) = 2000 Da) against deionized water for 3 days to remove the remaining DMF and an excess of R6G until the water outside the dialysis tube exhibited negligible R6G. The final concentration of polymer packed with R6G was 5.0 g/L. The rate of drug release was determined as follows: 2.0 mL of drug-loaded micellar was exposed to different stimuli to release drugs in solution. To confirm the amount of released drugs, the solution was transferred into a dialysis tube (MWCO = 2000 Da) against deionized water. Two milliliters of release media was taken out at desired interval and measured by UV–vis spectroscopy. The amount of released drug can be obtained when the absorption at 527 nm remained unchanged.
Results and discussion
Reversible stimuli-responsive behavior of polymer in solution
In order to confirm the reversible photo/redox responsive behavior of the polymer, the UV–vis spectroscopy of polymer solution was performed. Figure 2a shows the UV–vis spectra of 1.0 g/L FcC 11 AzoPEG aqueous solution exposed to 365 nm light for different time. The initial solution shows a characteristic peak at 355 nm and a small peak at 450 nm. With increasing exposure, the peak at 355 nm reduces gradually due to π to π* transition of azobenzene. Meanwhile, the intensity of peak at 450 nm increases slightly due to the n to π* transition, indicating that Azo groups photo-isomerize from trans-to-cis form [30]. After being exposed to UV light for 180 s (3 min), the UV–vis spectra remain invariable, indicating the solution have reached the cis-stationary state. Immediately, the FcC 11 cis- AzoPEG solution was exposed to visible light. As shown in Fig. 2b, the peak intensity at 355 nm gradually increases as time progresses and recovers its initial intensity after irradiation for 30 s, indicative of a completely reversible cis-trans conversion [31]. And then, the reversible redox reaction of Fc groups was also studied by UV–vis measurements. From Fig. 2c with the addition of Fe2(SO4)3 and stirring for a few seconds, the UV–vis spectroscopy shows an obvious absorption peak at 630 nm, corresponding to the Fc+ groups [32]. Subsequently, after the addition of the reductant (vitamin C) into the oxidation state solution, the absorption at 630 nm disappears, confirming a rapid and reversible redox stimuli-responsive behavior of FcC 11 AzoPEG in aqueous solution. The results indicate that the polymer exhibits a reversible light/redox-responsive behavior. And, the reversible stimuli-responsive behavior can be realized either slowly by light irradiation or quickly by the redox reaction.
Critical aggregation concentration (CAC) of polymer in aqueous solution
As discussed above, the trans-cis conversion of Azo and the Fc-Fc+ conversion will lead to a reversible change of amphiphilicity of polymer, thereby changing the self-assembled nanostructure of amphiphilic polymer in aqueous solution [28, 33]. Hence, surface tension measurements were carried out for FcC 11 AzoPEG aqueous solution to validate the change in the HLB of the polymer upon exposure to different stimuli at 25 °C, as shown in Fig. 3a. When the concentrations are below 10−4 g/L, the surface tension of polymer solutions is nearly the same as deionized water. With the concentration increases, the surface tension decreases sharply, and then remains at a constant value. The determined CAC values are 0.1 g/L (Fig. 3a) and 0.14 g/L (Fig. 3b) for FcC 11 trans- AzoPEG and FcC 11 cis- AzoPEG, respectively. The results indicate that the light irradiation has a slight influence on CAC because the variation of the dipole moment caused by the trans-to-cis isomerization of Azo group is relatively small [28]. With the oxidation of Fc group by Fe2(SO4)3, the CAC value of the oxidation state Fc + C 11 AzoPEG solution increases to 0.5 g/L because of the enhanced hydrophilicity of Fc+ cation (Fig. 3c), which is consistent with ferrocenyl surfactant [27]. Furthermore, after being exposed to UV irradiation and oxidation agent simultaneously, the cis-form oxidation state Fc + C 11 cis- AzoPEG solution significantly increases its CAC value from the initial 0.1 to 0.95 g/L (Fig. 3d). For an easy comparison, the CAC values are listed in Table 1 for FcC 11 AzoPEG after being exposed to different stimuli. It is therefore clear that the CAC values gradually increase as follows: CAC initial < CAC UV < CAC Ox < CAC UV+Ox. This means that the HLB values of those polymers increase in the same order: FcC 11 AzoPEG < FcC 11 cis- AzoPEG < Fc + C 11 AzoPEG < Fc + C 11 cis- AzoPEG. This suggests that the self-assembly and disassembly of polymer can be reversibly controlled by applying different stimuli at different concentrations with the variation of the CAC values of polymer while being exposed to different stimuli [34].
Reversible self-assembly and disassembly of polymer
It has been well established that the aggregation morphology of polymers in aqueous solution depends on their HLB [35]. Hence, TEM and DLS were performed to study the aggregation morphology of FcC 11 AzoPEG while being exposed to different stimuli. First, its photo-responsive aggregation behavior in aqueous solution was studied. Theoretically, the UV irradiation will lead to the dissociation of micelles when the polymer concentration (C) is between 0.1 and 0.14 g/L, and the transition of micelles will occur by UV light irradiation when C is above 0.14 g/L. Therefore, taking into consideration the measuring tolerance, we just studied the aggregation morphology of polymer solution for C > 0.14 g/L (0.3 g/L). Micelles with diameter of about 15–25 nm are observed in the FcC 11 AzoPEG aqueous solution, as shown in Fig. 4a(a). While being exposed to UV irradiation for 3 min, the micelles slowly turn into larger micelles with diameter of about 25–35 nm (Fig. 4a(b)). As expected, while being exposed to visible light for 30 s, the micelles reversibly recover their initial sizes. The driving force of the size expansion may be the slightly enhanced hydrophilicity of FcC 11 cis- AzoPEG solution upon exposure to UV light. Therefore, the formation of cis-form micelles needs a slight greater aggregation number, which will lead to the expansion of micelles. Meanwhile, the hydrodynamic diameter (D h) of polymer was determined by DLS, which also exhibits similar results. As shown in Fig. 4c, D h is 25 nm without stimulus, and then the D h value increases to 48 nm after UV light irradiation. Taking into account the degree of hydration, it is normal that the D h determined by DLS is a little larger than the mean diameter determined by TEM [36].
Then, the redox-responsive reversible self-assembly of polymer was also studied by TEM and DLS. Figure 5a shows the TEM images of micellar assemblies of 0.3 g/L FcC 11 AzoPEG solution, where C is between its CAC initial and CAC Ox, and micelles with the diameter of 15–25 nm are observed too (Fig. 5a(a)). Interestingly, with the addition of Fe2(SO4)3 for a few seconds, the micelles are totally disassembled (Fig. 5a(b)) and reversibly recover after reduction by Vc (Fig. 5a(c)) immediately. What is more, when C increases from 0.3 to 0.7 g/L, which is above its CAC Ox , the diameter of micelles increases from 15 to 25 nm (Fig. 5a(d)) to 45–50 nm (Fig. 5a(e)) after the micelles were oxidized by Fe2(SO4)3. As expected, these micelles reversibly recover their initial sizes after reduction by Vc (Fig. 5a(f)). Except for the enhancement of hydrophilicity of Fc+ groups, the electrostatic repulsion between the Fc+ groups will also contribute to the expansion of micelles [37]. The results were further confirmed by DLS (Fig. S3 A, ESI†).
Furthermore, we investigated the stimuli-responsive behavior of the polymer when UV light and Fe2(SO4)3 were input simultaneously. The micelles with diameter of 45–50 nm are observed after oxidation when C (0.7 g/L) is between the CAC ox and CAC UV+ox (Fig. 6a(a)). Analogously, the micelles are totally disassembled (Fig. 6a(b)) after UV irradiation and oxidation and reversibly recover after visible irradiation and reduction by Vc (Fig. 6a(c)). It is worth noting that when C (1 g/L) is above its CAC UV+ox, after the polymer solution is exposed to both UV irradiation and oxidation, the diameter of micelles increase to 85–95 nm as shown in Fig. 6c(b), resulting from remarkable synergistic effects of the trans-to-cis photo-isomerization of Azo groups and the reduction-oxidation state transition of Fc groups. On the one hand, the hydrophilicity of polymer will be remarkable enhanced by the synergistic effect of the cis-Azo and Fc+, leading to the swelling of micelles. On the other hand, the electrostatic repulsion between the Fc+ groups will also contribute to the expansion of micelles. As expected, after being exposed to visible light and reducing agent, the micelles recover their initial states immediately (Fig. 6c(c)). Those phenomenon are consistent with the DLS results (Fig. S3 B, ESI†).
Controlled release of R6G from polymer micelles
As aforementioned, the FcC 11 AzoPEG polymer exhibits rate-controllable self-assembly and disassembly behavior in response to light irradiation or redox reaction. It has been well studied that the drug molecule can be capsulated into the micellar cores of amphiphilic polymer, then the controlled release of drug can be realized with the disassembly or disaggregation of micelles [38, 39]. Here, the controlled release of a model molecule, rhodamine 6G (R6G), from the FcC 11 AzoPEG micellar nanoparticles was investigated by monitoring the change in absorbance of R6G at 527 nm, because the UV–vis absorption intensity of R6G at 527 nm in water was proportional to its concentration (Fig. S5, ESI†). The release of R6G was detected by UV–vis measurements after being exposed to external stimuli for different time. The release rate was calculated according to
where V i and C i refer to the volumes and R6G concentration of the solution outside the dialysis tube, and V 0 and C 0 express the volume and concentration of R6G-loaded polymer inside the dialysis tube.
Figure 7 shows the drug-release curves of the R6G-loaded 5.0 g/L polymer when exposed to different stimuli. It can found that only less than 5% of R6G is released from the micelles within 10 h in the initial state without any stimuli, exhibiting favorable storage properties. Because of the strong hydrophobic interaction between R6G and FcC 11 AzoPEG chains, the majority of R6G can be retained in the micelles [40]. Furthermore, the amount of released R6G will increase with increasing exposure to UV light. After UV irradiation for 1, 3, 5, and 7 min, the corresponding amount of cumulative release of drugs are 13.15, 19.7, 23.5, and 23.5%, respectively. After UV irradiation for 5 min, the amount of the released R6G remains unchanged. This phenomenon can be attributed to the slightly enhanced hydrophilicity of polymer induced by the slow trans-to-cis isomerization of Azo group. Subsequently, we studied that the release of R6G after the polymer solution was oxidized by 0.4 g/L Fe2(SO4)3 for few seconds. From the curve, about 75% R6G is released eventually. This phenomenon should be contributed to the great enhanced hydrophilicity of Fc + C 11 AzoPEG caused by the fast oxidation of Fc into Fc+, which greatly decreases the hydrophobic interactions between the drug and the core of micelle. Interestingly, a combined stimulation of UV irradiation and oxidation by Fe2(SO4)3 will induce about 87% of R6G to be released eventually, indicating a sharply increased amount of drug release. This phenomenon may be caused by the fast micellar transitions and the tremendous increase of hydrophilicity of Fc + C 11 cis-AzoPEG micellar cores. Thus, the amount and rate of the drug release from the encapsulated-polymer can be readily controlled by different stimuli. A small amount of release and a slow drug release rate can be obtained by UV light irradiation, and a medium amount of release and a fast release rate can be realized by the oxidation, and a large amount of drug release can be achieved by the combined stimulation of UV light irradiation and oxidation reaction. The above results may provide us with a unique method to precisely control the drug release and satisfy different demand of drug release when exposed to different stimuli.
Conclusion
In summary, we successfully synthesized a dual stimuli-responsive functionalized PEG amphiphilic polymer FcC 11 AzoPEG containing both Azo and Fc moieties. FcC 11 AzoPEG in aqueous solution can reversibly self-assemble into various nanostructures and also disassemble either slowly by light irradiation or fast by redox reaction in an appropriate concentration range because of the stimuli-induced amphilicity change. In view of the magnitude of amphilicity change and stimuli-responsive rate of polymer upon exposure to different stimuli, the rate and amount of drug release from R6G-loaded polymeric micelles could be efficiently adjusted by different stimuli. The results are therefore of interest not only for the fabrication of multiple stimuli-responsive macromolecular self-assembly but also for the development of polymeric nano-carriers for drug release.
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This study was funded by the National Natural Science Foundation of China (NSFC) (21674039).
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Ke, K., Du, Z., Chang, X. et al. A dual stimuli-responsive amphiphilic polymer: reversible self-assembly and rate-controlled drug release. Colloid Polym Sci 295, 1851–1861 (2017). https://doi.org/10.1007/s00396-017-4156-z
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DOI: https://doi.org/10.1007/s00396-017-4156-z