Abstract
The Amazonia and Northeast regions of northern Brazil are characterized by very different rainfall regimes but have certain similarities in terms of their variability. The precipitation variability in both regions is strongly linked to the tropical Atlantic sea surface temperature (SST) gradient and the tropical Pacific SST anomalies, which at decadal timescales are modulated by the Atlantic Multidecadal Variability (AMV) and the Interdecadal Pacific Oscillation (IPO) modes of SST, respectively. On the other hand, it has been found that state-of-the-art models from the fifth phase of the Coupled Model Intercomparison Project (CMIP5) are able to reproduce some of the characteristics of the low-frequency SST variability modes. In this work we analyze how CMIP5 models simulate the observed response of precipitation in the Amazonia and Northeast regions to the AMV and the IPO and the atmospheric mechanisms involved. Results show that, in both CMIP5 simulations and observations, Amazonia and Northeast rainfall response to the AMV is the opposite, due to the modulation of the intertropical convergence zone (ITCZ) position. Conversely, the IPO affects equally both regions as a consequence of anomalous subsidence over the entire northern Brazil triggered by warm SST anomalies in the tropical Pacific. Such results suggest that an improvement of the predictability of decadal SST modes will directly revert into a better prediction of changes in the Amazonia and Northeast rainfall at longer timescales.
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1 Introduction
The North of Brazil is a vast area with different rainfall regimes. Regarding the annual precipitation record, it can be broadly divided into two major regions: the Amazonia and Northeast Brazil. The former is the wet area covered by the Amazon River basin, where heavy rains typically accumulate annual records of over 2000 mm (Rao and Hada 1990; Ronchail et al. 2002). The trade winds provide such wet conditions carrying moist air westward from the warm tropical Atlantic through the Amazon basin. The annual cycle of rainfall is closely related to the annual incursion of deep tropical convection associated with the Intertropical Convergence Zone (ITCZ), going from the southernmost part of the Amazonia toward the equator during and after the austral summer, respectively (Rao and Hada 1990; Ronchail et al. 2002). The rainfall maximum goes from December at the southernmost part of the Amazonia, during the austral summer, to May and the beginning of the boreal summer at the north of the Brazilian Amazonia, around the equator. However, the region is prone to strong climate variability: rainfall regimes have alternated between wet and dry periods with marked decadal frequency and impacts on hydrological and environmental resources (Robertson and Mechoso 1998; Dettinger et al. 2001; Marengo 2004, 2009).
The northeastern tropical region of Brazil (also referred to as Northeast Brazil) is mostly a plateau area with a semiarid precipitation regime, in which typically no more than 400 mm of precipitation per year are recorded (Kousky 1979; da Silva 2004). The rainy season in the Northeast is short, typically between March and May when the ITCZ reaches its southernmost position over this region (Moura and Shukla 1981; Zhou and Lau 2001; Rodrigues et al. 2011; de Albuquerque Cavalcanti 2015). Then, the increase of convection and moisture advection associated with the ITCZ favors the occurrence of rainy events specially over northern and inner Northeast. The Northeast is particularly prone and sensible to changes on precipitation. Over the last century, this region has suffered recurrent long-term droughts and floods with severe humanitarian impacts (Hastenrath and Heller 1977; Hastenrath and Greischar 1993; Hastenrath 2012).
Rainfall variability in the Amazonia and Northeast regions has attracted the attention of several studies due to its relevant impacts (e.g., Rao and Hada 1990; Wainer and Soares 1997; Zhou and Lau 2001; Yoon and Zeng 2010; de Albuquerque Cavalcanti 2015). At interannual timescales, rainfall variability over the Amazonia and Northeast has been related to ITCZ changes induced by sub- and extra-tropical atmospheric modes (Hastenrath and Heller 1977; Moura and Shukla 1981; de Albuquerque Cavalcanti 2015). However there is wide agreement that the El Niño Southern Oscillation (ENSO) (Philander 1990) is the main modulator at these timescales due to anomalies on the Walker circulation driven by the tropical Pacific sea surface temperature (SST) (Zhou and Lau 2001; Souza and Ambrizzi 2002; Ambrizzi et al. 2004; Kayano and Andreoli 2006; Rodrigues et al. 2011).
The precipitation over the Amazonian and Northeast regions also varies on decadal timescales (Wainer and Soares 1997; Marengo et al. 1998; Marengo 2004). This is related to anomalous shifts in the ITCZ position induced by changes at decadal to multidecadal timescales in both the interhemispheric contrast of tropical SST in the Atlantic and the tropical Pacific SST (Nobre and Shukla 1996; Wainer and Soares 1997; Robertson and Mechoso 1998; Zhou and Lau 2001; Marengo 2004; Andreoli and Kayano 2005; da Silva 2004).
At decadal timescales, the main mode of SST variability modulating the ITCZ position over the Atlantic sector is the Atlantic Multidecadal Variability (AMV) (Knight et al. 2006), also known as the Atlantic Multidecadal Oscillation (Kerr 2000). The AMV is a recurrent pattern of SST anomalies (SSTA), with respect to climatological SST values, in the North Atlantic with a period of roughly 60 years (Kerr 2000). During the warm (cold) phase of the AMV, the north Atlantic is anomalously warmer (colder) and the southern basin shows opposite anomalies creating a tropical interhemispheric SSTA dipole. Some works relate the AMV to the variability of the Atlantic meridional overturning circulation (Kerr 2000; Knight 2005; Parker et al. 2007; Zhang and Wang 2013; McCarthy et al. 2015), while others suggest an important role of the aerosols in forcing decadal changes of the Atlantic SST (Rotstayn and Lohmann 2002; Terray 2012; Booth et al. 2012; Haywood et al. 2013).
In relation to northern Brazilian rainfall, the characteristic interhemispheric SSTA dipole of the AMV is able to determine the southward excursion of the ITCZ during the austral summer and the following months (Knight et al. 2006). During warm AMV phases the tropical SSTA gradient hinders the typical southern maximum displacement of the ITCZ during the rainy season in Northeast, which remains next to the mouth of the Amazon River (Knight et al. 2006). Whilst opposite effects on the ITCZ and rainfall occur during cold AMV phases. According to this, it has been shown there exists a negative relationship between the AMV phases and Northeast precipitation anomalies (Knight et al. 2006) as well as suggested an intensification of the intraseasonal rainfall anomalies in the Amazonia region (Good et al. 2008).
Regarding decadal variability of Pacific SST, the leading mode of variability in the detrended SSTA of the Pacific basin at decadal timescale is termed the Interdecadal Pacific Oscillation (IPO) (Zhang et al. 1997; Power et al. 1999). Some authors refer to the Pacific low-frequency variability as the Pacific Decadal Oscillation, which is the signal of the IPO defined with the SSTA in the northern basin during the boreal winter (Mantua et al. 1997; Newman et al. 2016). The SSTA pattern during the positive (negative) phase of the IPO shows an ENSO-like warm (cold) tongue from the eastern to the western tropical Pacific and two cold (warm) tongues in the extratropics, with a horseshoe shape of opposite anomalies along the west coast of North and South America (Trenberth and Hurrell 1994; Meehl et al. 2009b). However there is currently no consensus as to the mechanisms that generates this pattern (Deser et al. 2004; Meehl and Hu 2006; Farneti et al. 2014; Newman et al. 2003; Schneider and Cornuelle 2005; Shakun and Shaman 2009).The IPO has no well-defined unique frequency, but some periodicities that can be grouped in a decadal and a multidecadal range of 15–25 and 60–70 years, respectively (Minobe 1999; Chao et al. 2000; Tourre et al. 2001; Mantua and Hare 2002; MacDonald and Case 2005).
The IPO is also related to changes in the Amazonia and Northeast regions at long-term timescale. According to some studies, the relationship between the IPO and northern Brazilian rainfall comes from the ability of the IPO to modulate the occurrence and intensity of ENSO events (Dettinger et al. 2001; Marengo 2004; Andreoli and Kayano 2005; Rodrigues et al. 2011). Nevertheless, the SSTA pattern associated with the positive (negative) IPO phase is directly related to anomalous dry (wet) conditions over both the Amazonia and Northeast regions (Dettinger et al. 2001). Such connection is linked to negative (positive) low-level pressure anomalies over the tropical Pacific and less (more) river flow in northern South America, suggesting an ENSO-like atmospheric mechanism (Dettinger et al. 2001).
At longer timescales, the long-term trends of the Northeast rainfall have been found to be insignificant (da Silva 2004) and, because of the short sample of the observed data available, they are suggested to be part of the interdecadal changes (Zhou and Lau 2001). In the Amazonia, there are some discrepancies about the long-term precipitation trends, which are also suggested to be non-significant compared to the decadal changes (Marengo 2004, 2009).
In the last decade, there have been several attempts to predict decadal variations of the climate system using initialized coupled model simulations with very little skill for rainfall over land (Newman 2013; Meehl et al. 2009a; Doblas-Reyes et al. 2013; Gaetani and Mohino 2013). The prediction of such decadal variations of rainfall over the Amazonia and Northeast regions could be very valuable for planning for energy resources management, agriculture and prevention of natural disasters such as floods or droughts. To provide skillful estimates, models need to correctly reproduce the evolution of SST decadal modes and also their impact. Models show skill in reproducing SST evolution in some regions, like the Atlantic (Hawkins et al. 2011; Latif and Keenlyside 2011; van Oldenborgh et al. 2012). Several works have already addressed the ability of state-of-the-art global coupled models in reproducing the characteristics of the AMV and IPO modes and some of their impacts (e.g., Zhang and Wang 2013; Martin et al. 2014; Villamayor and Mohino 2015; Fuentes-Franco et al. 2015; Yim et al. 2015; Zhang and Delworth 2015; Farneti 2017; Joshi and Kucharski 2017). Nevertheless, to our knowledge none has analyzed the impacts over the Amazonia and Northeast regions.
The main aim of this work is to show the observed direct impact that the AMV and IPO modes of SST have on rainfall in the Amazonia and Northeast regions during the common rainy months, from December to May (hereinafter DJFMAM), the atmospheric dynamic mechanisms involved and to determine whether the state-of-the-art models are able to reproduce such connection. Our specific objectives are: (1) to analyze the reproduced multi-model mean links between the AMV and IPO with the Amazonia and Northeast rainfall, comparing them to the observed ones. (2) To look into the associated atmospheric dynamics in the models and its consistency with observations. (3) To discuss the possible differences between externally forced and unforced simulations and seek whether in the future projections given by the models these relationships are expected to change or not.
2 Data and methods
2.1 Simulations
In this work we analyze output data from some common experiments of a set of 17 different state-of-the-art global coupled models participating in the Coupled Model Intercomparison Project Phase 5 (CMIP5) (Taylor et al. 2012) (Table 1). CMIP5 brings together diverse coordinated experiments and involves 20 international modeling groups, providing a multi-model setting of simulations including some long-term experiments ideal to study the decadal to multidecadal climate variability (Table 1). The experiments analyzed in this work are the long-term unforced preindustrial control (hereinafter piControl) run, the 20th century simulation (typically from 1850 to 2005) which includes the observed external forcing (hereinafter historical) and the future projection (typically from 2006 to 2100) of Representative Concentration Pathway 8.5 (hereinafter RCP8.5), with a radiative forcing rising up to 8.5 \(W/m^{2}\) in 2100 induced by the emission of global warming gases (Riahi et al. 2007) (more details in Table 1). We use monthly output data of SST, precipitation, surface pressure, winds and specific humidity at various levels that are interpolated to a common grid of 2.8\(^{\circ }\) in latitude and longitude and 17 vertical levels. We also calculate the moisture flux as the mass-weighted vertical integration between the surface and the 200 hPa level of the specific humidity times the vector wind at each level.
2.2 Observations
For observations we use monthly SST data from the Hadley Center sea ice and sea surface temperature version 1 (HadISST1, from 1870 to 2009) (Rayner et al. 2003). HadISST1 is a reconstruction of SST data from the Met Office Marine Data Bank, the International Comprehensive Ocean-Atmosphere Data Set and satellite measurements from 1982 onwards, interpolated to a fully spatially distributed grid with a resolution of 1\(^{\circ }\) in longitude and latitude.
The available records of observed precipitation in the Amazonia region are sparse and inaccurate in some cases, especially during the early 20th century (Marengo 2004). The precipitation gridded data use selected observations and provide long time series by spatially interpolating the available stations records. But in turn, this artificial reconstruction generates high uncertainty of the resulting data in regions with scarce observations. Therefore, to gain confidence on the observational results with which we compare the CMIP5 simulations, three gridded data sets dealing with different interpolation methods are analyzed. One is the Version-7 of the Global Precipitation Climatology Centre (GPCC v7, from 1901 to 2013) (Schneider et al. 2016), another is the Climatic Research Unit time series version 3.24.01 (CRU TS3.24.01, from 1901 to 2015) (Harris et al. 2014) and the third one is the University of Delaware Air Temperature and Precipitation version 4.01 (UDEL v4.01, from 1900 to 2014) (Willmott et al. 2001). The three are monthly databases of continental coverage with a longitude and latitude resolution of 0.5\(^{\circ }\) based on precipitation data from weather stations distributed around the world.
In order to study the atmospheric dynamics, data for surface pressure, winds and specific humidity at different levels from reanalysis are used. These are based on the assimilation of observational data and, therefore, also have inherent uncertainties that are mainly attributed to the model and the observations used. To deal with it, we use two different reanalysis to compare the results: the European Center for Medium-Range Weather Forecasts reanalysis of the 20th Century (ERA-20C, from 1900 to 2010) (Poli et al. 2013) and the NOAA-CIRES 20 Century Reanalysis version 2c (20CRV2c, from 1851 to 2014) (Compo et al. 2011). Both reanalyses are performed by assimilating surface pressure from the International Surface Pressure Databank and the ERA-20C also includes wind observations from the International Comprehensive Ocean-Atmosphere Data Set. The outputs used from both reanalyses are monthly data with a horizontal resolution of 1\(^{\circ }\) in longitude and latitude and 37 and 24 vertical levels, respectively for the ERA-20C and the 20CRV2c.
2.3 Indices and patterns
The AMV and the IPO indices are calculated from the simulated and observed annual SSTA data following Villamayor and Mohino (2015): Firstly, we eliminate an estimate of the global warming (GW) influence from the SSTA field as in Mohino et al. (2011). To that end, we obtain the GW spatial pattern by regressing the annual SSTA field onto the GW index, calculated as the 40-year low-pass filtered global mean SSTA (between 45\(^{\circ }\)S and 60\(^{\circ }\)N). Then we calculate a “GW-fitted” SSTA field as the product of the GW spatial pattern times the GW index and subtract it from the original field to get a “residual” SSTA field with removed GW influence. Finally, the AMV and IPO indices are computed as the first principal component of an Empirical Orthogonal Function (EOF) analysis of the “residual” SSTA in the North Atlantic (between 0\(^{\circ }\) and 60\(^{\circ }\)N) and the Pacific basin (between 45\(^{\circ }\)S and 60\(^{\circ }\)N), respectively. The “residual” SSTA field is previously area weighted and low-pass filtered with a 13-year cutoff period. As an exception, in the case of the unforced piControl simulations the AMV and IPO indices are calculated from the original SSTA field instead of the “residual”. For those models with several realizations of the same experiment (see Table 1), their simulations are concatenated in time before the AMV and IPO estimation. In this way we seek to take advantage of the information provided by all the ensemble members. Furthermore, hardly any differences are found between the SSTA patterns and the time series obtained with this method and by analyzing the ensemble members separately and then averaging the patterns and putting the indices in series, respectively (not shown).
The spatial patterns of the diverse variables associated with the AMV and IPO are obtained by regressing the unfiltered anomalous fields onto the respective indices. For the SSTA patterns, the annual values of the original data have been used for the regression. Whilst for the atmospheric variables, the regression maps have been computed using the seasonal anomaly during the DJFMAM season of maximum precipitation common to both Amazonia and Northeast regions. In the case of the Northeast region, its short rainy season is restricted to the months from March to May. However, the results concerning this region do not change substantially whether we use the anomalies averaged in DJFMAM or in its characteristic rainy season (not shown).
2.4 Statistical significance
To assess the statistical significance of regression patterns a “random-phase” test, based on Ebisuzaki (1997), is used. This test is based on the comparison between the regression at each grid point and a distribution of 100 regression coefficients obtained from random series designed to preserve the autocorrelation of the original ones. These series are generated by randomly altering the phase of the original ones, using Fourier transforms, and maintaining their periodicities. For the multi-model analysis, model-mean regression patterns across the 17 models are composed to show the common impacts of the AMV and IPO reproduced by the CMIP5 models. To evaluate the statistical significance of these model-mean patterns, the “random-phase” test is adapted. In this case, the averaged regression is compared with a probability density function constructed from mean regression coefficients out of 17 pairs of random time series generated from the original ones of each model.
3 Results
3.1 AMV
3.1.1 SSTA pattern and rainfall response
The observed AMV pattern is characterized by a well-defined interhemisferic SSTA gradient in the Atlantic basin, with warm anomalies all across its northern half and cold ones in the southern part (Fig. 1a). The North Atlantic warming depicts a comma-shape pattern of SSTA. Anomalies are more intense in the northernmost part of the North Atlantic, south of Greenland, and extend southward along the eastern part of the basin to the northern half of the tropical Atlantic. The rainfall response to the AMV during DJFMAM is anomalously negative over the Northeast of Brazil and positive in most of the vast Amazonia region and further north (Fig. 1b). Although the regression pattern shows low statistical significance, the observed rainfall response to the AMV is consistent among the three data bases analyzed (supplementary Figures S1a-d). The negative link between the AMV and rainfall over the Northeast is related to an anomalous latitudinal positioning of the ITCZ, which remains too far north close to the equator due to the northward SSTA dipole of the AMV pattern (Knight et al. 2006). The meridional SSTA gradient is also related to changes in the ITCZ over the Amazonia region and the moisture supply (Yoon and Zeng 2010; Good et al. 2008), as well as to rainfall anomalies in the Guianas and Venezuela (Hastenrath and Heller 1977).
In agreement with observations, the CMIP5 models reproduce an AMV pattern of SSTA averaged across the 17 models that shows the described comma-shape anomalous warming at the North Atlantic with high consistency among the models in both the historical and piControl simulations (crosses in Fig. 2a, c indicate the grid points where most of the models coincide in the sign of the regression coefficient). However, the models tend to underestimate the anomalies of this pattern, especially in the tropical and subtropical North Atlantic. There are also some differences between the two experiments. Over the southern half of the Atlantic Ocean, in the AMV pattern of the historical experiment there are weak and not significant anomalies. In contrast, the pattern of the piControl one shows significant cold SSTA south of the equator, with high consistency among the models and in agreement with the observed pattern. This result suggests that most of the models reproduce a more accurately defined SSTA interhemispheric gradient in the Atlantic in the piControl experiment than in the historical one. In the historical experiment, the AMV pattern shows mostly positive SSTA in the Indian Ocean, which are more consistent among the models in the northeastern part of the basin. It also shows significant warm anomalies in the northernmost part of the Pacific Ocean and weak ones in roughly the rest of the basin. On the other hand, the piControl AMV pattern shows weaker warm SSTA over the northern Indian Ocean and significant cooling to the south. In the Pacific, it also shows a significant extratropical warming to the north in agreement to the historical AMV pattern, but in contrast a cooling to the south (Fig. 2c).
Consistently with the observed precipitation pattern, the CMIP5 models on average reproduce drier conditions in Northeast and wetter in the Amazonia region associated with the positive AMV SSTA pattern in both the historical and piControl simulations (Fig. 2b, d respectively). The full-scale rainfall pattern in northern Brazil and the tropical Atlantic depicts a fringe of negative rainfall anomalies along the tropical Atlantic below the equator, covering the Northeast, and another of positive anomalies over the equator, extending across the northern half of the Amazon (north of 7\(^{\circ }\)S). Such anomalous latitudinal shift of the tropical rain-belt suggests that the CMIP5 models reproduce ITCZ changes over northern South America in response to the characteristic tropical Atlantic SSTA dipole of the AMV (Folland et al. 2001; Knight et al. 2006).
Note that the scale used to display the rainfall anomalies of the ensemble-mean regression patterns (ranging from around − 0.1 to 0.1 mm/day per standard deviation) is lower than the one used for observations (from − 0.5 to 0.5 mm/day per standard deviation). The averaging among the 17 precipitation patterns of the models, which may present certain discrepancies in the sign and amplitude of the regression coefficients in the different grid points, can explain the underestimation of the anomalies in the model-mean patterns with respect to observations. Besides, some CMIP5 models individually underestimate the intensity of rainfall, especially in the Amazonia, due to unrealistically reproduced moisture transport related with inaccurate representation of surface radiative fluxes or with overestimation of the tropical convective rainfall over the surrounding Pacific and Atlantic oceans (Yin et al. 2013).
Although the precipitation anomalies are similarly distributed in the regression maps of both the forced and unforced experiments, there are some differences between them. Roughly, the most outstanding difference is that the model-mean rainfall response to the AMV of the historical experiment is less statistically significant and consistent among models than the one of piControl. In the historical experiment, there are positive and negative rainfall anomalies over most of the Amazonia and over the Northeast region, respectively, but without high statistical significance in both regions (Fig. 2b). In contrast, in the piControl experiment there are highly significant positive and negative precipitation anomalies over Amazonia, north of 5\(^{\circ }\)S, and over the Northeast region, respectively (Fig. 2d).
The fact that the rainfall pattern of piControl runs are, on average, more significant and therefore more consistent among models than the one from historical simulations may be related to the differences between the AMV patterns obtained for both experiments. But which are the features of the AMV pattern that differ from one experiment to another that induce the differences in the precipitation response? To answer this question, in the following we analyze the AMV patterns simulated by the different models.
3.1.2 Inter-model analysis
One of the main differences in the model-mean AMV patterns of SSTA between the historical and the piControl experiments were found in the interhemispheric thermal gradient in the tropical Atlantic. This feature of the SSTA pattern is key to determine the rain in the Amazonia and Northeast regions (e.g., Good et al. 2008; Folland et al. 2001), it could thus affect the way in which the models reproduce the link between the AMV and rainfall in the different experiments.
In most models the reproduced tropical Atlantic SSTA gradient of the AMV pattern is less than 30% of the observed value (of around 0.16\(^{\circ }\) C per standard deviation), being only comparable (higher than the 60% of the observed gradient) in the piControl runs of the HadGEM2-CC and HadGEM2-ES models and the MIROC-ESM-CHEM in both experiments (in Fig. 3, numbers 9, 10 and 14, respectively). Coinciding with this, the models generally also underestimate the rainfall response to the AMV or even reproduce opposite anomalies with respect to the observations. Over the Amazonia region they reproduce less than half the observed precipitation anomalies and in the Northeast only the HadGEM2-CC model in the two experiments and the HadGEM2-ES, MIROC5 and NorESM1-M in their piControl simulations reproduce rainfall anomalies that are similar or more intense than the observations (in Fig. 3, numbers 9, 10, 13 and 17, respectively).
Focusing on the relationship between the tropical SSTA gradient of the AMV pattern and the precipitation response in the Amazonia and Northeast regions reproduced by the models individually, the piControl experiment shows strong linear correlation (the correlation coefficients are R = 0.81 and R = − 0.71 in the respective regions, which are significant with a 95% confidence level from absolute values higher than R = 0.48, according to a Student t-test) (Fig. 3). However, the HadGEM2-CC model (number 9) reproduces lower Amazon rainfall response despite showing even stronger SSTA. This may be attributed to a weakly reproduced sensitivity of the atmosphere in this region to the SST by the model or to observed data uncertainties that lead to overestimated results. Regarding the Northeast precipitation response, this linear relationship strongly (but not totally) depends on the result of the HadGEM2-CC model, which shows an outstanding strong link with the SSTA gradient. In contrast, there seems to be no such link in the historical experiments (linearly correlated with R = 0.35 and R = 0.04 respectively in the Amazonia and Northeast). In agreement with Martin et al. (2014), we also find that the first low-frequency variability mode of the North Atlantic SSTA reproduced by some models is not associated with an AMV-like SSTA pattern, i.e. with a well defined interhemispheric gradient of SSTA over the Atlantic (supplementary Figures S2 and S3). Furthermore, the differences found between the historical and piControl experiments in the model-mean AMV patterns of SSTA are not appreciable in all the models individually, suggesting an important model dependence.
These results suggest that the fact that some models do not reproduce a well-defined AMV pattern of SSTA can explain the uncertainties among the models in the precipitation response of the piControl experiment (supplementary Figure S5). In some cases these patterns show certain relationship between the AMV and the SSTA of other basins, such as the Pacific (Zhang and Delworth 2007; Wu et al. 2011; Levine et al. 2017), which may interfere with the rainfall response to the Atlantic SSTA gradient. Regarding the historical experiment, another source of uncertainty needs to be considered: The aerosols seem to play a relevant role in explaining the differences between the characteristics of the AMV patterns of the historical and piControl experiments (Booth et al. 2012; Zhang et al. 2013) (more details in the discussion of the supplementary material).
3.1.3 Atmospheric teleconnection between AMV and rainfall
The AMV observed signal projects onto a surface low and associated low-level cyclonic circulation over the Atlantic north of the equator, while it shows positive surface pressure anomalies to the south (Fig. 4a). Associated with this pressure gradient, there are northward anomalous low-level winds over the western part of the tropical Atlantic and northern South America. These winds are, in turn, consistent with the anomalous moisture flux from the tropical Atlantic toward the Amazon River mouth and inland (Fig. 4a, b). This low-level and the high-level (not shown) circulation also suggest an anomalous meridional circulation with stronger convection over the northern and subsidence over the southern Atlantic basin associated with the decrease and increase of surface pressure, respectively. This anomalous circulation entails the strengthening of the ITCZ north of the equator, reducing the moisture supply in the Northeast (Moura and Shukla 1981; Hastenrath and Greischar 1993; de Albuquerque Cavalcanti 2015) (Fig. 4b). Not only is this mechanism consistent with the anomalous drying of the Northeast (Knight et al. 2006) but also with wetter conditions in the Amazonia region. The northward displacement of the ITCZ provides Amazonia with more humidity advected from the tropical Atlantic toward the Amazon River mouth and inland.
Consistent with the AMV patterns of SSTA, the model-mean surface pressure response in the historical experiment shows lower statistical significance over the southern Atlantic (between 0\(^{\circ }\) and 40\(^{\circ }\)S) than in the piControl one. The models reproduce the anomalous cyclonic circulation over the North Atlantic and a surface pressure contrast with respect to the south (Fig. 4c, e), in agreement with observations. However, the North Atlantic cyclone displayed by the surface pressure and low-level wind anomalies is placed more to the northeast than in observations. This is consistent with the distribution of the SSTA in the AMV patterns throughout the tropical North Atlantic. In observations the stronger SSTA are closer to the equator than in the historical and piControl simulations, which are located more to the north (Figs. 1a, 2a, c, respectively). Despite this difference, the models reproduce the observed anomalous northward shift of the cross-equatorial winds and the moisture flux away from the Northeast of Brazil and toward the Amazon basin (Fig. 4d, f).
The most remarkable discrepancies between the observed and simulated atmospheric circulation response to the AMV are shown over the interior of the South American continent. The observations show uncertain surface pressure response over South America but consistent northwesterly low-level anomalous wind and moisture flux along Bolivia and central Brazil, between 10\(^{\circ }\) and 20\(^{\circ }\)S (Fig. 4a, b and supplementary Figures S1e and S1g). This jet of anomalous low-level wind and humidity flows southeastward from western Amazonia along the eastern slope of the Peruvian Andes. Such anomalies, in turn, could be related to changes in the low-level winds and the moisture transport over this area, which are associated with the South American monsoon system and are related to climate variability in subtropical and extratropical regions of the continent (Labraga et al. 2000; Grimm and Zilli 2009; Marengo et al. 2012). The models also simulate a northward deviation of the easterly moisture flux over the Amazon basin, instead of flowing to the south of the Amazonia region and to the east through central Brazil as shown by the observations. Such discrepancies do not affect the Northeast and the northern part of the Amazonia, which are mostly influenced by the easterlies from the tropical Atlantic, but can substantially affect the way in which CMIP5 models reproduce the relationship between the AMV and rainfall in the south of the Amazonia, as well as other extratropical regions (Marengo et al. 2012), and thus its low-frequency variability.
3.2 IPO
3.2.1 SSTA pattern and rainfall response
The observed IPO pattern is characterized by significant warm SSTA in the tropical Pacific, with an ENSO-like shape, extending to the extratropics along the western coasts of both North and South America (Fig. 5a). It also presents two cold tongues of SSTA in mid-latitudes expanding eastward from the coasts of Asia and Oceania, respectively. The simulations show IPO patterns highly consistent with the observed one (Fig. 6a, c). Away from the Pacific basin the anomalies are less intense. There is widespread warming of the Indian Ocean surface in observations and simulations. In the Atlantic basin there are weak and non-significant observed anomalies, although the simulations produce a small but statistically significant heating in the tropical sector. The model-mean IPO pattern of the piControl experiment is found to be slightly more consistent among the models than the historical one. However, there is little difference between the patterns from both sets of experiments. Regarding the preferred frequency of the IPO indices, models, on average, tend to show higher power spectra in the bands of 15–25 and 50–70 years, though the level of agreement is low (Villamayor and Mohino 2015). Such bands are roughly consistent with the observations (Minobe 1999; Chao et al. 2000; Tourre et al. 2001; Mantua and Hare 2002; MacDonald and Case 2005).
The observed precipitation anomalies related to the IPO during DJFMAM show significant deficit in the Amazonia and Northeast regions (Fig. 5b). In the Amazonia region the rainfall anomalies are mostly spread across the entire area, being more intense over the western side. In the Northeast of Brazil the stronger negative anomalies are distributed along the coastal part of the region, especially at the northwest, and decrease in magnitude inland. This result coincides with the impact on rainfall in both the Amazonia and Northeast regions produced by the SSTA pattern of ENSO (e.g., Ambrizzi et al. 2004) which is similar to the tropical Pacific component of the IPO and agrees with other works that suggest a similar connection at decadal-to-multidecadal timescales (Dettinger et al. 2001). In addition to this, the observations also show significant positive precipitation anomalies associated with the IPO over central Brazil as well as in the north and south of the Amazon Basin: over Venezuela and Bolivia, respectively.
Both historical and piControl experiments present an impact of IPO on rainfall in both the Amazonia and Northeast regions during DJFMAM similar to the observed one, though underestimated in intensity (Fig. 6b, d). In the Amazon basin the model-mean rainfall response is negative across most of the region. However, in contrast to the observations, the anomalies are more intense and consistent among the models to the east in both the historical and piControl experiments. In the historical experiment, the precipitation anomalies over the Amazon region associated with IPO are lower than in piControl, especially in the southwestern part where the anomalies are not significant only in the historical simulation. In the Northeast, the models reproduce on average a significant decrease of rainfall across the region with high agreement among themselves. In both historical and piControl experiments the precipitation anomalies are similarly distributed, being stronger in the western half of the Northeast region. Nevertheless, these anomalies are more intensely reproduced by the historical simulations which also show stronger negative anomalies over the western edge of the region than the piControl experiment.
Out of northern Brazil, the models reproduce positive rainfall anomalies south of the Amazonia and in central Brazil, as in observations. However the rainfall response given by the models in these areas is much weaker than the observed one, indicating certain disagreement among models. North of the Amazonia region, over Venezuela they reproduce negative anomalies (contrary to observations) and show very robust negative signal over southern Central America, in Costa Rica and Panama, in agreement with observations.
In both the historical and piControl experiments, there is a strong intensification of precipitation along the tropical Pacific between 0\(^{\circ }\) and 10\(^{\circ }\)S, which affects the western slope of the Andes. In contrast, over the Atlantic there is a weakened tropical rain-belt around 5\(^{\circ }\)S that expands westward inland. This suggests that the CMIP5 models reproduce a strengthening of the ITCZ over the warm tropical Pacific and a weakening over the Atlantic and northern Brazil during DJFMAM associated with the IPO pattern.
3.2.2 Inter-model analysis
Despite the robustness of the IPO SSTA pattern reproduced across all the models (Fig. 6a, c), the simulated precipitation response over the Amazonia and Northeast regions is less consistent among the models (Fig. 6b, d). Regarding the models individually, roughly half of them (CanESM2, CSIRO-Mk3-6-0, HadGEM2-ES, IPSL-CM5A-LR, MIROC5, MIROC-ESM-CHEM, MPI-ESM-LR) broadly reproduce negative anomalies along the tropical Atlantic sector and inland similarly in both experiments (supplementary Figures S6 and S7). The precipitation patterns linked to the IPO of these models roughly show a weakened tropical rain-belt over the north of South America, suggesting an anomalous weakening of the convective rainfall associated with the ITCZ as in the model-mean pattern. However, other models reproduce precipitation patterns that are noisy or present weak anomalies (CNRM-CM5, FGOALS-g2, GISS-E2-H, GISS-E2-R), others display opposite rainfall response to the observed one in some of the two regions of northern Brazil (inmcm4, MRI-CGCM3, CCSM4, NorESM1-M) and there are only two that do not show a consistent rainfall response in the two different experiments (bcc-csm1-1 and HadGEM2-CC).
The differences among the models in the simulated impact of the IPO on the Amazonia and Northeast rainfall can be attributed to the accuracy with which they reproduce the IPO pattern with respect to the observed one. Particularly, focusing on the link between the precipitation response to the IPO and the characteristic tropical Pacific component of the SSTA pattern, we find that there is a linear relationship (Fig. 7). In the Amazonia region, such a relationship is weaker in the historical than in the piControl experiment (linearly correlated with R = − 0.41 and R = − 0.64, respectively) (Fig. 7a). This is consistent with the fact that the robustness of the SSTA pattern among the models is slightly weaker in the forced than in the unforced simulations (Fig. 6a, c). In case of the Northeast precipitation, the relationship between precipitation and the IPO pattern is similar in both the historical and piControl experiments (linearly correlated with R = − 0.41 and R = − 0.40, respectively) (Fig. 7b). The linear fit between the rainfall response to the IPO and the tropical Pacific component of the SSTA pattern in all cases is not highly significant (the correlation coefficients with an absolute value of R = 0.40 are barely significant with a 90% confidence level, according to a Student t-test). But it has to be considered that the IPO pattern shows significant loads of SSTA away from the Pacific and hence there are other domains that may also contribute to influence the connection with rainfall. There are also some models that, although they reproduce sufficiently intense tropical Pacific SSTA, the rainfall response is weaker than in observations. This therefore suggests that either the observational result is overestimated due to data uncertainties or that models reproduce insufficient atmospheric response to SSTA.
Therefore, this result suggests that the accuracy with which the models reproduce the precipitation response to the IPO in both the Amazonia and the Northeast regions can be partly related to the magnitude of the SSTA pattern, in particular to its tropical Pacific component. So, the higher the temperature in the tropical Pacific, the lower the precipitation anomalies in both regions and vice versa. In addition, no remarkable discrepancies between the forced and unforced simulations are found.
3.2.3 Atmospheric teleconnection between IPO and rainfall
The patterns of surface pressure during DJFMAM associated with the IPO in Fig. 8 suggests a zonal and tropical atmospheric mechanism connecting the IPO to rainfall anomalies. It shows a weakening of pressure and convergent winds at 850 hPa over the Pacific and increased surface pressure across the rest of the tropical regions, spanning the Atlantic sector and eastern South America, similarly in observations and in both experiments. This is consistent with an anomalous Walker circulation, with associated increased ascending motion over the warm tropical Pacific and subsidence over the tropical Atlantic and northern South America (not shown). Such mechanism is similar to the teleconnection between the ENSO and the Amazonia and Northeast, which features subsidence over South America and induces rainfall decrease in both the Amazonia and Northeast regions (Ambrizzi et al. 2004). Therefore, the large-scale observed atmospheric mechanism triggered by the IPO pattern is consistently reproduced by the models.
However, the moisture flux anomaly associated with the IPO pattern reveals certain differences between observed and the model-mean response over northern South America (Fig. 8b, d, f, respectively). Observations show uncertain moisture flux anomalies over the Amazonia. However, there is anomalous moisture transport out of the Amazon river basin, over the tropical Atlantic, and south of the Amazonia, toward central Brazil and further south, that is consistent in both reanalysis (Fig. 8b and supplementary Figure S1h). On the other hand, the model-mean anomalous moisture flux patterns show significant humidity transport from the tropical Atlantic toward the Northeast region. This is highly consistent between both historical and piControl experiments, slightly more intense in the latter. In contrast to the observations, the simulated moisture supply passes by the Northeast and the Amazonia regions all the way to the Pacific coast. As it passes over land the humidity supply increases, suggesting anomalous surface drying by means of more evaporation and less precipitation. To a lesser extent, there is also a southward moisture transport toward extratropical regions in agreement with the observations.
Regarding the surface pressure patterns in response to the IPO in detail, there are also local discrepancies between observations and simulations in the northernmost part of South America that could be related to the previously mentioned different behavior of the observed and simulated moisture flux. The models reproduce an anomalous low pressure center located in the northernmost part of South America, whilst in observations the surface pressure anomalies linked to the IPO are inconsistent between the different data used and, therefore, uncertain (Fig. 8a and supplementary Figure S1f). This low surface pressure center simulated by the models might explain the unrealistic moisture intrusion from the tropical Atlantic. Nevertheless, the rainfall response to the IPO in observations and CMIP5 simulations is similar in both the Amazonia and Northeast regions. Such a scenario suggests that, even though there is humidity supplied by the Atlantic, the large-scale induced subsidence inhibits convection in the models (e.g., Drumond et al. 2010). In observations, the same mechanism of subsidence over the same regions is suggested to induce low-level divergence of moist air in the Northeast and further north affecting the Amazon region, producing further drought.
These discrepancies between observed and simulated regional mechanisms related with the IPO in the north of South America could be a consequence of insufficient resolution in areas of strong topographic change, or unresolved land-atmosphere interactions in the models, which are highly relevant features in determining the South American climate (Labraga et al. 2000; Grimm and Zilli 2009; Marengo et al. 2012). They might be also related to the inherent noisy signal of the observational data. However, these discrepancies do not seem to influence the sign of the simulated rainfall response with respect to that observed in the Northeast and in most of the Amazonia region. But they are likely associated with the lack of precipitation anomalies in southwestern Amazon, with respect to observations, and could be highly relevant to resolve the climate variability of other extratropical regions that are also determined by the South American Monsoon System (Marengo et al. 2012).
3.3 Future scenario
Despite the differences found among some models, the model-mean AMV and IPO patterns and their impacts on precipitation over Amazonia and Northeast regions show similar features as in observations in both forced and unforced simulations. On this basis, we can wonder whether the relationship between rainfall and the decadal-to-multidecadal patterns will change or not in a hypothetical future scenario analyzing the model-mean patters of CMIP5 future projections. To this aim, future projections of the RCP8.5 scenario are used.
Regarding the model-mean AMV pattern calculated with the RCP8.5 projection (Fig. 9a), in the North Atlantic it depicts a coma-shape SSTA heating similar to the historical and piControl experiments, although slightly less consistent among the models and with lower statistical significance. The global pattern, however, presents colder anomalies than the one given by the historical experiment in the tropical Pacific, the Indian Ocean and the South Atlantic basin. It shows an interhemispheric thermal gradient in the Tropical Atlantic that resembles more to the AMV reproduced by the piControl simulation. Consistently, as in piControl, the response of precipitation anomalies to the AMV averaged across all models shows more agreement among them and more amplitude than in historical experiments, with positive anomalies over the Amazonia and negative ones in the Northeast region (Fig. 9b). However, the statistical significance is notably low. Despite this, such distribution of rainfall anomalies suggests an anomalous northward shift of the rain-belt associated with the ITCZ during DJFMAM, which is also consistent with the associated atmospheric dynamic given by RCP8.5 projections: anomalous low pressure at the surface and low-level cyclonic circulation over the north Atlantic basin and northward strengthening of the cross-equatorial winds and of the moisture supply (supplementary Figure S8), consistently with the other two experiments.
The averaged IPO pattern of SSTA in the RCP8.5 projection is consistent with the ones in the historical and piControl experiments (Figs. 9c, 6a, c). However there are more discrepancies among the models (Villamayor and Mohino 2015). Consistently, the rainfall response reproduced by the RCP8.5 simulation is noisier than the historical one (Fig. 9d). The negative anomalies over the Amazonia region show very low statistical significance. In the Northeast the rainfall anomalies are uncertain, mostly negative in the interior but not significant. The associated atmospheric dynamics (supplementary Figure S9) coincides with the historical and piControl simulations but it is also less consistent among the models.
4 Conclusions
Our results suggest that both the AMV and the IPO long-term modes of SST variability are related to northern Brazilian rainfall during DJFMAM. In its positive phases, the AMV mode induces intensified rainfall in the Amazonia region and less precipitation in the Northeast, while the IPO hinders rainfall in both areas. Despite the shortcoming of observed precipitation data in these regions, especially in the Amazon basin and during the earliest period of the records (Marengo 2004), such a relationship is equally suggested by the three different databases analyzed (CRU TS3.24.01, GPCC v7 and UDEL v4.01), although low statistical significance is obtained in some cases. Hence, it is difficult to robustly determine the relationship between the decadal modes of SST variability and precipitation in observations. However, the analysis of 17 different CMIP5 models reveals that, on average, they reproduce the same basic features of the observed relationship between the low-frequency SST modes of variability and rainfall in the northern Brazilian regions during DJFMAM, which reinforces the confidence in the observational results. Though the intensity of rainfall anomalies is notably underestimated.
With regard to the AMV, its SSTA pattern depicts an interhemispheric thermal gradient in the Atlantic basin which induces opposite surface pressure anomalies at each hemisphere and anomalous latitudinal displacement of the ITCZ over the tropical Atlantic sector. In case of the positive AMV phase, during DJFMAM the ITCZ experiences a weaker intrusion toward the Northeast of Brazil remaining in latitudes close to the mouth of the Amazon, favoring moisture transport into the Amazonia. This mechanism produces anomalous drying in the Northeast region and wetter conditions in the Amazonia. The opposite occurs during the cold AMV phases.
There are some inconsistencies among the models with respect to the rainfall response to the AMV in the Amazonia and Northeast regions. This is related to the ability of the models to accurately reproduce the AMV pattern, particularly the characteristic interhemispheric thermal gradient in the Atlantic. In addition, there is also some discrepancy between the AMV impacts reproduced by the historical and the piControl experiments that is model-dependent. This may be related to the different ways in which the models resolve the aerosol effects in the historical experiment that can influence the AMV in some models and hence modify its pattern and impacts with respect to the one of piControl.
Regarding the IPO, the model-mean precipitation response during DJFMAM in the Amazonia and the Northeast regions is also similar to the observed one. During the positive phase of the IPO, the large-scale atmospheric mechanism observed as well as reproduced by the models is an anomalous Walker circulation, with increased convection over the warm tropical Pacific and subsidence over the Atlantic sector. This atmospheric connection hinders precipitation throughout the north of South America, in both observations and CMIP5 simulations. However, in observations the subsidence effect seems to block moist air intrusion from the tropical Atlantic, whilst in simulations the humidity flows zonally through the Northeast and the Amazonia regions, suggesting that in this case the subsidence hinders convection instead of blocking the moisture flux.
Despite the robustness of the IPO pattern of SSTA reproduced across the models (Villamayor and Mohino 2015), there are some discrepancies among the models in terms of the rainfall response. These are related to the way in which the models reproduce the more characteristic features of the IPO pattern, particularly the intensity of the tropical Pacific SSTA. However, in contrast to the AMV, there are not remarkable differences between the historical and piControl experiments related to the precipitation response to the IPO in the Amazonia and Northeast regions.
The analysis of the RCP8.5 experiment suggests that both the AMV and IPO patterns of SSTA reproduced by the models present the same characteristic features as in the other experiments and in observations. Consistently, the RCP8.5 future projection broadly reproduces a rainfall response and an atmospheric mechanism similar to the one obtained in the other experiments for both SST modes. Such a result suggests that the AMV and IPO modes of SST variability and their impacts are not expected to change in the future, regardless of the concentration of greenhouse gases emitted. On the other hand, it should be pointed out that the low frequency variability of AMV and IPO may generate a weak signal in the 95-year period of the RCP8.5 projections. Thus their effect are less robustly captured across the models than in the other experiments (Villamayor and Mohino 2015). Further long period numerical experiments are still necessary to better understand such variability in the future.
The results show that the CMIP5 models on average can reproduce the main observed features, except for the strength, of the AMV and IPO patterns of SST and, consequently, their influence on precipitation in the Amazon and Northeast regions. It can thereby be suggested that an improvement of the ability of the global coupled models to reproduce the SST spatial pattern, the time evolution of the AMV and the IPO and their teleconnection with the atmosphere, will directly convert into a better simulation of the low-frequency variability of rainfall and an improved skill of the long-term forecasting in both the Amazonia and Northeast regions during the rainy season.
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Acknowledgements
The authors thank the editor Dr. Corti and the helpful comments of the two anonymous reviewers. This work is the result of a 3-month stay of J.V. in the University of São Paulo funded by the Spanish Ministry of Economy and Competitiveness (MINECO) with support for short stays (EEBB-I-15-09241-MINECO) within the scholarship he has been granted (BES-2013-063821-MINECO). Special thanks to Iracema F. A. Cavalcanti for making the stay possible and her helpful comments on the results. The research leading to these results has received funding from the projects PREFACE (EUFP7/2007-2013 Grant Agreement 603521) and MULCLIVAR (CGL2012-38923-C02-01-MINECO). T.A. had the financial support from FAPESP (Procs. Ns. 13/50521-7 and 08/58101-9) and CNPq. We acknowledge the World Climate Research Programme’s Working Group on Coupled Modelling, which is responsible for CMIP, and the climate modeling groups (listed in the supplementary Table S1) for producing and making available their model output. For CMIP the U.S. Department of Energy’s Program for Climate Model Diagnosis and Intercomparison provides coordinating support and led development of software infrastructure in partnership with the Global Organization for Earth System Science Portals.
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Villamayor, J., Ambrizzi, T. & Mohino, E. Influence of decadal sea surface temperature variability on northern Brazil rainfall in CMIP5 simulations. Clim Dyn 51, 563–579 (2018). https://doi.org/10.1007/s00382-017-3941-1
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DOI: https://doi.org/10.1007/s00382-017-3941-1