Abstract
The Atlantic Intertropical Convergence Zone (A-ITCZ) exhibits variations on several time-scales and plays a crucial role in precipitation regimes of northern South America and western Africa. Here we investigate the variability of the A-ITCZ on intraseasonal time-scales during austral summer (November–March) and winter (May–September) based on a multivariate index that describes the main atmospheric features of the A-ITCZ and retains its variability on interannual, semiannual, and intraseasonal time-scales. This index is the time coefficient of the first combined empirical orthogonal function mode of anomalies (annual cycle removed) of precipitation, and zonal and meridional wind components at 850 hPa from the climate forecast system reanalysis (1979–2010). We examine associations between the intraseasonal variability of the A-ITCZ and the activity of the Madden–Julian oscillation (MJO). We show that during austral summer intraseasonal variability of the A-ITCZ is associated with a Rossby wave train in the Northern Hemisphere. In austral winter this variability is associated with the propagation of a Rossby wave in the Southern Hemisphere consistent with the Pacific-South American pattern. Moreover, we show that intense A-ITCZ events on intraseasonal time-scales are more frequent during the phase of MJO characterized by convection over western Pacific and suppression over the Indian Ocean. These teleconnection patterns induce anomalies in the trade winds and upper level divergence over the equatorial Atlantic that modulate the intensity of the A-ITCZ.
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1 Introduction
The Intertropical Convergence Zone (ITCZ) is one of the most evident features in the tropics and one of the most extensive convective systems on Earth (Ninomiya 2007). Localized in the ascending branch of the Hadley cell (e.g., Xie and Philander 1994), the ITCZ is a component of the general circulation of the atmosphere (e.g., Citeau et al. 1989; Asnani 1993) and characterizes the meteorological equator (Waliser and Somerville 1994). It plays a crucial role in precipitation regimes in the tropics and affects aviation and cross hemispheric sea routes. From a dynamical perspective, the ITCZ is associated with the equatorial trough and is located in the zone of confluence of the trade winds, where strong convergence of mass forms deep convective clouds (Hastenrath and Lamb 1977; Melo et al. 2009; Souza and Cavalcanti 2009). A number of different methods have been used to investigate the variability of the ITCZ. Most studies identified the ITCZ with indices based on a single variable, usually precipitation (e.g., Sultan and Janicot 2000, 2003; Gu and Adler 2009; Carvalho and Oyama 2013) but other variables such as upper level divergence (Enfield 1996) and sea level pressure (Souza and Cavalcanti 2009) have been used as well.
The Atlantic ITCZ (A-ITCZ) exhibits variability on a broad range of time-scales: diurnal (Janowiak et al. 1994; Yang and Slingo 2001), synoptic (Diedhiou et al. 1999; Wang and Fu 2007), intraseasonal (Grodsky and Carton 2001; De Souza et al. 2005; Mounier et al. 2008), seasonal (Waliser and Gautier 1993; Carvalho and Oyama 2013), interannual (Moura and Shukla 1981; Nobre and Shukla 1996; Chiang et al. 2002; Rodrigues et al. 2011), and decadal-to-multidecadal (e.g., Zhou and Lau 2001). The annual cycle is, however, the most evident and is characterized by a meridional displacement of the convective band due to the seasonal March of the maximum solar radiation (Asnani 1993). The largest northward (southward) displacement of the A-ITCZ is on average ~14°N (~2°S) between August–September (March–April), which coincides with the wet season in the Sahel (Northeast Brazil) (Wagner 1996).
On synoptic scales the A-ITCZ is typically modulated by easterly wave disturbances (e.g., Carlson 1969; Burpee 1972, 1974; Reed et al. 1977; Thompson et al. 1979; Diedhiou et al. 1999). Easterly waves propagating across the tropical Atlantic are more common during the austral winter and exhibit two distinct regimes with periods between 3–5 days (Reed et al. 1977; Mathon et al. 2002) and 6–9 days (Viltard and De Felice 1979; Viltard et al. 1997). These two regimes distinctly modulate convection in the ITCZ and over Africa (Diedhiou et al. 1999).
Regarding the intraseasonal variability of the A-ITCZ Grodsky and Carton (2001) found oscillations in precipitation on scales between 10 and 15 days during the austral winter and related these oscillations to anomalies in the trade winds. They suggested that these quasi-biweekly oscillations in the A-ITCZ are associated with ocean-atmospheric interactions between tropical Africa and the Atlantic Ocean. Mounier et al. (2008) identified similar pattern of variability, which they referred to as the “quasi-biweekly zonal dipole”. They argued that one key mechanism to explain the dipole is the eastward propagation of equatorial Kelvin waves that amplify the pressure gradient between the Atlantic and West Africa and intensify the moisture transport toward the African continent, resulting in a dipole with enhanced convection over Africa and suppressed convection over the A-ITCZ.
De Souza et al. (2005) investigated the intraseasonal variability of precipitation over Northeast Brazil and East Amazon during the austral fall (the rainy season in the region) and showed that the A-ITCZ is one of the main mechanisms driving precipitation variability in these regions on time-scales between 10 and 30 days. They also observed that midlatitude wave trains propagating in the Southern Hemisphere are source of intraseasonal variability of rainfall in the same areas. These results agree with Kiladis and Weickmann (1992) who related convection in the ITCZ to extratropical disturbances.
The Madden–Julian oscillation (MJO) (Madden and Julian 1971, 1994) is considered the most relevant mode of intraseasonal variability in the tropics on time-scales typically between 30 and 90 days (Zhang 2005). Composites of the life cycle of the MJO indicate that the oscillation is associated with a coupled Rossby–Kelvin wave (Gill 1980; Hendon and Salby 1994; Maloney and Hartmann 1998; Matthews 2000; Wheeler and Hendon 2004), which has been related to tropical-extratropical teleconnection patterns on intraseasonal time-scales such as the Pacific North American (PNA) pattern in the Northern Hemisphere (NH) (Wallace and Gutzler 1981) and the Pacific-South American (PSA) pattern in the Southern Hemisphere (SH) (Mo and Higgins 1998). De Souza and Ambrizzi (2006) showed that the MJO modulates convective activity near the equator and affects precipitation over the northeast coast of Brazil, which is a region influenced by the A-ITCZ. The MJO, while the most important, it is not the only source of intraseasonal variability in the atmosphere (Jones and Schemm 2000; Lau and Waliser 2012).
Although these previous studies have contributed to understand the variability of the A-ITCZ on synoptic, interannual and decadal time-scales few works have objectively examined variations in the A-ITCZ on intraseasonal time-scales, particularly the importance of tropical-extratropical teleconnections and inter-hemispheric interactions. The goal of this study is to investigate the intraseasonal variability of the A-ITCZ and examine dynamical mechanisms in two seasons: the austral summer (November–March) and austral winter (May–September). To objectively investigate the A-ITCZ we propose a multivariate statistical index based on variables that describe the A-ITCZ behavior and capture the joint variability of convective activity and trade winds on a broad range of time-scales (Sects. 2, 3). We then examine mechanisms associated with intraseasonal variations using band-pass filtered atmospheric variables during the austral summer and winter (Sect. 4). Relationships between the Atlantic ITCZ and the MJO phases are also examined (Sect. 5). A summary of results and the main conclusions are presented in Sect. 6.
2 Data
Circulation at low (850 hPa) and upper levels (200 hPa), and precipitation are examined with the Climate Forecast System Reanalysis (CFSR) from the National Centers for Environmental Prediction (NCEP) (Saha et al. 2010) at 1° horizontal resolution and from 1979 to 2010. To characterize convective activity with an independent variable we use global outgoing longwave radiation (OLR) from the National Atmospheric and Oceanic Administration (NOAA) (Liebmann and Smith 1996) for the same period with horizontal resolution of 2.5°. Although to this date no specific study has examined the performance of CFSR over the ocean, according to Silva et al. (2011) and Quadro et al. (2012) CFSR is among the best reanalyses representing large-scale precipitation over tropical South America, an improvement that has been attributed to the assimilation of satellite data (Saha et al. 2010). Regardless the wet bias in tropical regions, CFSR data show a good representation of the spatial patterns of precipitation when comparing with Global Precipitation Climatology Project (GPCP) and Tropical Rainfall Measuring Mission (TRMM3B42) date sets (not shown). All data sets are 5-day average (pentad) to eliminate the influence of short-scale variations in the A-ITCZ.
3 Multivariate index for the A-ITCZ
As stated in the introduction, one of our main objectives is to characterize the A-ITCZ with multiple variables to capture the joint variability of convective activity and trade winds. With this purpose we propose an index based on the time coefficient of the first mode of combined empirical orthogonal function (CEOF) analysis of pentad anomalies of the following variables: precipitation, and 850 hPa zonal (U850) and meridional (V850) components of the wind. Details about CEOF can be found in Wilks (2006). Pentad anomalies were obtained by removing the (smoothed) mean annual cycle from the detrended variables at each grid point. As we show next, the A-ITCZ is adequately characterized by combining both precipitation and circulation and the set of variables selected in this study represents the covariability of fields that together provide a good indication of the position and intensity of the convergence zone.
The CEOF domain extends over tropical Atlantic between 45°W–0° longitude and 10°S–10°N latitude (Fig. 1) and includes a small fraction of land over Northeast Brazil and West Africa. The first CEOF (CEOF-1) mode explains about 10 % of the total variance of all variables and is independent of the other modes according to North et al. (1982) test (not shown). Figure 1 shows the spatial pattern of the CEOF-1 as linear correlations between the CEOF-1 time coefficient and the respective time series of the anomalies of each variable at each grid point. The number of independent events considered in the statistical test (Student’s t test) of significance of correlations is assumed to be equal to the number of seasons. Although all variables included in the index exhibit lag −1 autocorrelation of <0.5 over the CEOF domain (not shown), this relatively restrictive criterion to estimate the degree of freedom minimizes the influence of interannual variability that could eventually inflate the significance of the correlations. Thus, CEOF-1 is associated with enhanced precipitation over tropical Atlantic west of 20°W, with maximum correlation around 5°N (Fig. 1a). This pattern is associated with easterly wind anomalies dominating the Equatorial Atlantic (Fig. 1b) with high magnitudes east of the region where maximum correlation with precipitation is observed. These features are accompanied by southerly wind anomalies over the western equatorial Atlantic extending from the north coast of South America approximately to 5°N (Fig. 1c). Therefore, CEOF-1 represents the dominant pattern of variability of the Atlantic ITCZ around its climatological position ~5°N (Waliser and Gautier 1993). Moreover, the CEOF-patterns indicate that the intensification of the A-ITCZ, as expected, is associated with the strengthening of the trade winds and their convergence around the equatorial Atlantic. Given the close correspondence between CEOF-1 and the A-ITCZ we will use CEOF-1 time coefficient as a multivariate index for the A-ITCZ (hereafter ITCZi for simplification).
3.1 Temporal characteristics of the ITCZi
Figure 2 exemplifies the time series of the ITCZi for the period 1979–1982. Positive (negative) and high values of the index indicate pentads during which we observe intense (weak) trade winds leading to strong (weak) convergence of low level winds over the West Atlantic and enhanced (suppressed) precipitation over the West Equatorial Atlantic, characterizing intense (weak) A-ITCZ. It also indicates that the A-ITCZ exhibits variations on intraseasonal-to-interannual time-scales.
To illustrate these issues further, we calculate the power spectrum of the ITCZi (Fig. 3). The raw spectrum was smoothed with 9 points moving average following Chatfield (1996), and zoomed (between 10 and 100 days) in Fig. 3b to emphasize the intraseasonal band. The ITCZi exhibits statistically significant peaks at low frequency (around 5 years) (likely related to the influence of the El Niño-Southern Oscillation-ENSO) (Fig. 3a), between 36 and 40 pentads (likely associated with the A-ITCZ semi-annual cycle); and on intraseasonal timescales approximately between or 3–4 pentads (or 15–20 days, Fig. 3b).We recall that the annual cycle was removed from all variables before performing the CEOF which explains the absence of statistically significant peaks around 1 year. The present study is concerned with intraseasonal variation of the Atlantic ITCZ and all other fluctuations in the convergence zone are beyond the scope of this article.
The significant spectral peaks between 10 and 20 days in the ITCZi power spectrum are consistent with the intraseasonal peak obtained in Uvo and Nobre (1989) for the A-ITCZ around 35°W, 40°W and 45°W and has support in a few other studies. For instance, during the austral summer (November–March, NDJFM) observational analyses (Liebmann et al. 1999; Nogués-Paegle et al. 2000; Carvalho et al. 2011) evidenced that intraseasonal variations in the South Atlantic Convergence Zone (SACZ) on time-scales roughly between 10 and 20 days are associated with a wave train propagating from the extratropics to the tropics across the South Atlantic Ocean. This wave train modulates convective activity from the subtropics of the Southern Hemisphere to equatorial latitudes and could be source of subseasonal variability in the A-ITCZ. During the austral winter (May–September, MJJAS) the monsoon over West Africa exhibits variations on intraseasonal time-scales that have been associated with significant changes in rainfall and circulation in equatorial latitudes. These phenomena are likely associated with changes in the characteristics of the A-ITCZ, including the quasi-biweekly oscillation in the easterly winds (Grodsky and Carton 2001; Mounier et al. 2008) and respective intraseasonal variability in precipitation and circulation regimes (Janicot and Sultan 2001; Sultan et al. 2003; Maloney and Shaman 2008).
Several sensitivity tests were performed to evaluate the best CEOF domain and set of variables suitable to identify the characteristics of the A-ITCZ (not shown). The decision on the number and type of variables and the best domain for this analysis was based on the ability of the index to identify the most important and well known characteristics of the A-ITCZ such as maximum precipitation band around 5oN and the convergence of the trade winds. Large domains over the Atlantic do not significantly change the spatial correlations discussed here, but result in much less explanation of the variance by CEOF-1. As we pointed out before, we are also interested in the realistic spectral variance of the index. The set of variables used in this study provides the most reliable results regarding both the spatio-temporal characteristics of the A-ITCZ and its spectral variance.
4 Intraseasonal variability of the A-ITCZ
This section focuses on characterizing the intraseasonal variability of the A-ITCZ. For this purpose the ITCZi was band-pass filtered with a Fast Fourier Transform (FFT) based filter (e.g., Chatfield 1996) to retain frequencies corresponding to 10–70 days. The filtered ITCZi will hereafter be referred to as ITCZ10–70. Intense (weak) intraseasonal events were identified when the ITCZ10–70 was above its 75th (below its 25th) percentile. We investigated separately events that occurred during the austral summer (November–March, NDJFM) and the austral winter (May–September, MJJAS). For simplification, the two seasons are henceforth referred to as ‘summer’ and ‘winter’, respectively. Notice that the percentiles were calculated for each season separately as the variance of the index depends on the season. We considered as independent events those occurrences that were at least 2 pentads apart (~10 days) from each other, consistent with the scale of the phenomenon (intraseasonal). We defined as “persistence” of the event the number of consecutive pentads that exhibited ITCZ10–70 above its 75th (below its 25th) percentile.
Figure 4 shows the interannual variability in the number of weak and intense ITCZ10–70 events from 1979 to 2010. During the summer (Fig. 4a), we observe on average 5 intense and weak events a year with standard deviation around ±1 event. The average number of events is approximately the same during the winter (Fig. 4b). Furthermore, the number of week and intense events per season is similar in both seasons. In the summer, the maximum number of intense (weak) events during the period of this analysis is equal 6 (7). This methodology identified 144 (157) weak ITCZ10–70 events and 141 (148) intense ITCZ10–70 events in the summer (winter) during 1979–2010. No statistically significant trend is observed in the number of events during the studied period. Furthermore, there is no clear association between the frequency of intraseasonal events and ENSO. These results seem consistent with De Souza et al. (2005) who showed that wet and dry periods over Northeast Brazil and East Amazon (largely modulated by the A-ITCZ) on intraseasonal time-scales exhibit a weak relationship with ENSO and with the inter-hemispheric gradient of sea surface temperature (SST) over the Atlantic.
Approximately 50 % of all intense and weak events have duration of about 1 pentad during the summer (Fig. 5a) and winter (Fig. 5b) and <5 % of all events last more than 4 pentads in the analyzed period. The maximum duration of intense ITCZ10–70 is 7 pentads and this event happened in the summer. The maximum duration of weak ITCZ10–70 is 6 pentads and this event occurred in the winter. There is no clear relationship between the intensity of the event (based on the ITCZ10–70 index) and the duration of the event (not shown). We emphasize that the duration of an ‘event’ depends on the threshold of intensity or the percentiles used to select events based on the ITCZ10–70.
4.1 Mechanisms: austral summer
This section investigates the mechanisms associated with ITCZ10–70 by performing lag composites around the events selected in the previous section. All atmospheric variables are band-pass filtered on intraseasonal time-scales (10–70 days) using the same FFT filter. Lag composites are performed from one pentad prior to the event to one pentad after the event, consistent with the median duration of events (between 1 and 2 pentads, see Fig. 5). No spatially coherent and statistically significant anomalies are observed before and after the analyzed period (−1 to +1 pentad) (not shown). Patterns of anomalies observed for intense and weak ITCZ10–70 are similar but with opposite sign in the tropics. Here we focus only on composites calculated for intense ITCZ10–70 events.
One pentad prior to the intense event (lag −1, Fig. 6a) intraseasonal easterly wind anomalies intensify at low levels of the troposphere (850 hPa) over tropical North Atlantic. These anomalies in the trade winds are associated with the strengthening of the North Atlantic anticyclone. Positive OLR anomalies near eastern equatorial Atlantic are consistent with the intensification of subsidence associated with the strengthening of the anticyclone. We can also observe the concomitant presence of a pair of troughs, one located in the west coast of the United States and the other one over northwestern Africa, and also a ridge over northern tropical Africa (Fig. 6a). These features indicate that anomalous North Atlantic anticyclone is part of a Rossby wave train on intraseasonal time-scales modulating the NH circulation. However, the Rossby wave trains are better characterized when observing circulation and geopotential in 200 hPa. For instance, Fig. 7a shows alternating intraseasonal anomalies of the meridional component of the wind in 200 hPa exhibiting an arc-like feature with poleward orientation on the west side and equatorward orientation on the east side of the arc reinforcing the hypothesis of the organization of a Rossby wave train (e.g., Hoskins and Karoly 1981).
The vertical structure of the wave train can be observed from composites of the intraseasonal anomalies of the 200 hPa geopotential height and circulation (Fig. 8). Cyclonic (anticyclonic) wind anomalies in 850 hPa (Fig. 6a) vertically aligned with an anomalous trough (ridge) in 200 hPa (Fig. 8a) and respective cyclonic (anticyclonic) anomalous circulation in 200 hPa (Fig. 9a) evidence a barotropic structure, which supports the presence of a Rossby wave. These features characterize the tropical-extratropical teleconnection patterns discussed in Hoskins and Karoly (1981) with horizontal structure described in Wallace and Gutzler (1981). These authors point out that the wave patterns are in general characterized by several centers of action in mid and upper levels of the atmosphere but exhibit one or two well defined centers of action near the surface. Additionally, the intensification of the trade winds over the North Atlantic and West Africa for lag −1 (Fig. 6a) is associated with positive geopotential anomalies (Fig. 8a) and anticyclonic circulation (Fig. 9a) in upper levels, which is consistent with the equivalent barotropic vertical structure of the Rossby wave (e.g., Hoskins and Karoly 1981).
At the pentad of the event (lag −0) statistically significant easterly wind anomalies in the low troposphere (Fig. 6b) dominate over tropical Atlantic and West Africa and clearly indicate the intensification of the trade winds in low latitudes. The enhancement of the A-ITCZ can be identified from negative OLR intraseasonal anomalies (~−6.5 W m−2) which are associated with anomalous convergence of trade winds over the west equatorial Atlantic. The strengthening of the easterly winds inhibits the transport of moisture from the ocean toward tropical Africa and further suppresses convection over tropical Western Africa, which can be identified from positive OLR anomalies (Fig. 6b). Easterly wind anomalies are also observed over tropical South America and are related to suppression of convection over this region, which typically occurs during the summer monsoon season (Carvalho et al. 2002, 2004; Jones and Carvalho 2002).
Moreover, intraseasonal anomalies in the meridional winds in 200 hPa for lag −0 (Fig. 7b) indicate that the Rossby wave propagates eastward across the Atlantic and bifurcates following two main paths (black arrows in Fig. 7b): one in midlatitudes toward Eurasia and a second one following an arc-like path toward the equator (e.g., Hoskins and Karoly 1981; Webster and Holton 1982), which is consistent with the “North America-Atlantic” wave guide identified in Hsu and Lin (1992). Upper level divergence collocated with negative OLR anomalies (Fig. 6b) is evident from the anomalies of the 200 hPa meridional winds (Fig. 7b) in agreement with the intensification of the ITCZ10–70. Therefore, the ITCZ10–70 intense events are associated with enhanced trade winds forced by the intensification of the anticyclonic circulation over the North Atlantic. These changes in circulation result in strong low-level convergence coupled to intense upper-level divergence and enhanced convection in the ITCZ10–70 (Fig. 9b). This vertical coupling suggests a barotropic-to-baroclinic transition of the wave pattern near the equator at lag −0, a dynamical response due to intensified convective activity.
One pentad after the ITCZ10–70 intense event (lag +1, Fig. 6c) the pattern of easterly anomalies weakens over eastern equatorial Atlantic, while negative OLR anomalies (weaker than for lag −0) persist over northern South America and western equatorial Atlantic. Suppression of convection also persists over tropical South America. Additionally, we hypothesize that there is cross-equatorial propagation of the wave train toward the Southern Hemisphere for lag +1. Negative OLR anomalies with northwest-southeast orientation observed extending from tropical to subtropical South Atlantic and resembling a frontal system (Fig. 6c) evidences the wave train in the Southern Hemisphere. The enhancement of the intraseasonal geopotential anomalies (Fig. 8c) along with the wave-like pattern shown in 200 hPa winds (Fig. 9c) in the Southern Hemisphere during lag +1 corroborate with this hypothesis. Mechanisms explaining cross-equatorial propagation have been discussed in Webster and Holton (1982), Tomas and Webster (1994), Ji et al. (2014), among others.
Ji et al. (2014) investigated the mechanisms that control the inter-hemispheric teleconnections from tropical heat sources using an intermediate complexity model. They illustrate the inter-hemispheric teleconnection process with a heat source placed over the Atlantic warm pool that directly excites a baroclinic response that spreads across the equator. They postulate that three processes involving baroclinic–barotropic interactions force a cross-equatorial barotropic Rossby wave response: shear advection, surface drag, and vertical advection. In the present case, Rossby waves (which exhibit a barotropic structure) force convection in the A-ITCZ near equatorial latitudes and when convection is fully developed the atmosphere exhibits a baroclinic profile (barotropic-to-baroclinic transition). Similarly, the enhancement of convection in the A-ITCZ could excite cross-equatorial barotropic Rossby wave response, explaining the observed wave patterns in the Southern Hemisphere for lag +1. Strong westerly anomalies in 200 hPa (Fig. 9) collocated with strong easterly anomalies in 850 hPa (Fig. 6) over tropical South America and western South Atlantic for all lags, suggest that the shear advection is likely an important process in this case. In addition, with a nonlinear model based on shallow water equations, Webster and Holton (1982) showed that large scale disturbances that propagate in one hemisphere can influence the other hemisphere in the presence of westelies (“westerly duct”) in some equatorial region. Moreover, Tomas and Webster (1994) showed that fluctuations with periods of 6–30 days in eastern Pacific can propagate from NH extratropics, cross the equator and continue propagating to Southern Hemisphere. They highlight that this result is in agreement with the hypothesis that westerlies in the tropics act as a “duct” allowing inter-hemispheric propagation of extratropical Rossby waves during boreal winter. Upper-level westerlies dominate the equatorial Atlantic from lag −1 to lag +1 (not shown) and thus create the ‘westerly duct’ for the cross-equatorial propagation suggested by the wave patterns in Southern Hemisphere at lag +1.
4.2 Mechanisms: austral winter
Analogous to the ITCZ10–70 events during the austral summer, weak and intense intraseasonal events during the winter exhibit similar but opposite characteristics over the equatorial Atlantic and this section will discuss only intense events. As we will demonstrate, these events are largely modulated by atmospheric disturbances that develop in the winter hemisphere (in this case, the Southern Hemisphere).
One pentad before the event (lag −1, Fig. 10a) easterly wind anomalies dominate tropical and equatorial Atlantic, tropical South America and Western Africa indicating the strengthening of the trade winds. As discussed for the austral summer, these anomalies weaken moisture transport toward Western Africa resulting in suppression of convective activity in this region as indicated by positive OLR anomalies (Fig. 10a). Likewise, easterly anomalies and suppressed convection are also observed over tropical South America due to the westward shifting of the Atlantic anticyclone and consequent intensification of subsidence over the continent. At this stage, enhanced convective activity over the tropical Atlantic is restricted to an area that extends roughly between 10°–20°N and 30°–40°W. Alternating anomalous cyclonic and anticyclonic circulation centers at 850 hPa characterize the presence of a midlatitude wave train in the Southern Hemisphere. The 200 hPa meridional wind anomalies (Fig. 11a) are also consistent with the presence of a well-developed wave train in the Southern Hemisphere with zonal wave number 3–4 resembling the Pacific-South American (PSA) teleconnection pattern (Mo and Ghil 1987). This Rossby wave emanates from the Western South Pacific, following the wave guide associated with the subtropical jet of the Southern Hemisphere and the preferential propagation path toward tropical South Atlantic discussed in Hoskins and Ambrizzi (1993).
Figure 12a indicates the vertical structure of the Rossby wave train for lag −1 and shows that the anomalous ridge (trough) identified with positive (negative) geopotential height anomalies in upper levels of the Southern Hemisphere is nearly vertically aligned with the anomalous and statistically significant anticyclonic (cyclonic) circulation at low levels. This vertical profile of circulation and geopotential characterizes the equivalent barotropic structure linked to the Rossby wave dynamics. The anomalous cyclonic circulation in 200 hPa over Argentina and anticyclonic circulation near the southern coast of Brazil (Fig. 13a) is consistent with the positive phase of the first PSA mode (Mo and Higgins 1998).
The strengthening of the trade winds over eastern South Atlantic at lag −1 (Fig. 10a) is associated with the intensification of anomalous anticyclonic circulation near the southeast coast of Brazil, which is part of the wave train feature. Notice that the wave train exhibits a nearly barotropic structure over the Southern Pacific but a poleward and westward tilt with height as it approaches the western South Atlantic (Fig. 12a). The transition to a more baroclinic structure as the wave train moves equatorward has been observed before in association with the development of the SACZ during the summer (Liebmann et al. 1999). In addition, the 200 hPa geopotential height (Fig. 12a) and 200 hPa wind (Fig. 13a) anomalies indicate the presence of a trough (ridge) in the west (east) coast of the U.S. These features are better characterized in upper level circulation and geopotential rather than low-level winds and OLR anomalies (compare Figs. 13a, 12a with Fig. 10a). A plausible explanation is the relatively weak support for well-developed frontal bands in the NH during the boreal summer.
At the pentad of the event (lag −0, Fig. 10b) we observe the strengthening of the South Atlantic anticyclonic circulation in low levels relative to lag −1. The 200 hPa meridional winds (Fig. 11b), geopotential (Fig. 12b) and circulation (Fig. 13b) anomalies characterize the Rossby wave pattern in the Southern Hemisphere, whose main path is indicated by a black arrow in Fig. 11b. Analogous to the austral summer, the strengthening of Atlantic anticyclone results in intensified low-level convergence of the trade winds near the equator that enhance convection in the A-ITCZ, as indicated by negative OLR anomalies of about −6.5 W m−2. The area with convective activity extends now over coastal areas of northern South America. Meanwhile, the strengthening of the South Atlantic anticyclone results in easterly wind anomalies and strong subsidence over eastern Brazil causing suppression of convective activity in this region (Fig. 10b). A convective band develops poleward of the intensified northwesterly winds indicating the development of a frontal system extending from the Andes toward La Plata Basin and western South Atlantic. These combined features characterize the alternating pattern of circulation and convection associated with the midlatitude wave train. Moreover, the nearly baroclinic structure associated with the intensification of convection in the ITCZ10–70 is evident from the anomalous westerly winds observed near the Equator at lag −0 (Fig. 13b). The enhancement of convective activity intensifies the cross-equatorial transport near the area with maximum convection, as indicated by southerly wind anomalies where convection is maxima (Fig. 12b).
It is worth noting that the anomalous circulation in low latitudes associated with intensified ITCZ10–70 is typical of break phases in the sub-Saharan African monsoon (e.g., Sultan et al. 2003; Maloney and Shaman 2008). Thus, a zonal (east–west) dipole characterized by enhanced convection west of 20°W and suppression east of 20°W is evident over the Equatorial Atlantic (Fig. 10b). This stage characterizes the peak of convection in the ITCZ10–70.
One pentad later (lag +1), easterly anomalies weaken and convective anomalies in the ITCZ10–70 move westward over the Caribbean, affecting Venezuela, Colombia and equatorial Central America (Fig. 10c). These changes are also observed along with the weakening of the easterly anomalies over Africa and South America. The South Atlantic anticyclone weakens and cyclonic anomalies replace the anticyclonic anomalies over subtropical South Atlantic. Consequently, the frontal band observed in the subtropics of South America at lag −0 moves equatorward characterizing a new phase of the midlatitude wave train. The upper level wind divergence over the ITCZ10–70 significantly weakens (Fig. 13c) indicating the weakening of the dynamical support for enhanced convection forced by the Rossby wave train near the Equator.
5 Relationships with the MJO
The power spectrum (Fig. 3) shows that ITCZi exhibits variability on scales ranging from 10 to 70 days. The motivation for this investigation is the association of the MJO with Rossby wave response that affects midlatitudes of both hemispheres on intraseasonal time-scales (Knutson and Weickmann 1987; Hendon and Salby 1994; Liebmann et al. 1999; Carvalho et al. 2004; Zhang 2005; Cunningham and Cavalcanti 2006; Becker et al. 2011).
Here we objectively examine the relationships between MJO and ITCZ10–70 by identifying MJO events using a multivariate index based on the methodology discussed in Jones (2009) and summarized as follows. This method uses combined empirical orthogonal function (CEOF) performed on CFSR zonal winds in 850 hPa (U850) and 200 hPa (U200) and OLR intraseasonal anomalies (band-pass filtered between 20 and 200 days) and averaged in latitude (15°S–15°N). The first two CEOFs, which account for about 23.8 and 19.5 % of the total variance respectively, are used to represent the MJO. The equatorial structure of the first two CEOFs can be seen in Jones (2009) and Wheeler and Hendon (2004). The phase diagram based on the first two normalized principal components (CEOF-1, CEOF-2) is then used to identify MJO events according to the following criteria: (1) the phase angle between CEOF-1 and CEOF-2 systematically rotates anti-clockwise indicating eastward propagation at least to phase 5 (maritime continent); (2) the amplitude (CEOF-12 + CEOF-22)0.5 is always larger than 0.35; (3) the mean amplitude during the event is larger than 0.9; (4) the entire duration of the event lasts between 30 and 90 days. This method identifies 8 phases of the oscillation as it moves eastward. All MJO events start in phases 1–4, propagate eastward and end in phases 4–8 (i.e., isolated events) or restarted from previous MJO occurrences (i.e., successive events; phase continues from 8 to 1). The condition of “Inactive MJO” (INA) is defined when the criteria 1–4 are not simultaneously satisfied. The phase composite with U200, U850 and OLR anomalies can be assessed in Jones (2009, see Figs. 2–4 in that paper). A thorough review on the index and its applications can be seen in Jones (2009) and Jones and Carvalho (2011, 2012, 2014). In the present study we use the MJO index to identify the frequency of intense and weak ITCZ10–70 when the MJO is active and investigate significant dependence of the relative frequency of these events on MJO phases.
During summer (Fig. 14a) about 62 % (67 %) of all intense (weak) ITCZ10–70 events occurred when the MJO was active and the differences in proportions with respect to “inactive MJO” are statistically significant at 5 % significance level (see, e.g., Spiegel 1972 for the statistical test for the difference in proportions). During winter (Fig. 14b) the proportion of intense (weak) ITCZ10–70 events occurring when the MJO is active is slightly reduced to about 57 % (54 %). Statistical significance in the difference of proportions in winter (at 5 % significance level) is achieved only for intense events.
As the MJO propagates eastward, it modulates circulation throughout the tropical troposphere with patterns that depend on the phase of the oscillation. The distributions of weak and strong events according to the MJO phase during the summer and winter are shown in Fig. 14c, d, respectively. The percent values are relative to all events that occurred during “active MJO”. The statistical significance in the difference in proportions between ‘weak’ and ‘intense’ ITCZ10–70 events for each MJO phase is indicated in the figure (see Fig. 14 caption). Although intense and weak ITCZ10–70 events occur in any phase of the MJO, it is clear that the relative frequency of intense and weak ITCZ10–70 events varies according to the phase of the oscillation. Intense ITCZ10–70 events dominate over weak ITCZ10–70 events during phases 5 (at 5 % significance level) and 4 (at 10 % significance level) whereas weak ITCZ10–70 events dominate over intense during phases 2 and 8 in the summer (Fig. 14c). In the winter, the frequency of intense events dominates over the frequency of weak events during phases 5, 7 and 8 (at 5 % significance level) whereas the frequency of weak events dominate over intense events during phases 1, 2 and 3 (Fig. 14d). The association between MJO phases and the ITCZ10–70 events can be mostly explained by how the oscillation modulates zonal wind anomalies in tropical latitudes. Phases 4–6 are characterized by dominant easterly wind anomalies in the tropics (15°S–15°N) east of the date line, which includes South America, the Caribbean and the Equatorial Atlantic (see Fig. 3 in Jones 2009). Convection associated with the MJO in these phases is prominent west of the date line and moves from the Indian Ocean toward the date line from phases 4–5 (see Fig. 4 in Jones 2009). These phases have also been associated with suppressed convection over tropical South America and Africa, consistent with the lag composites discussed in Fig. 6. Phases 1, 2, 3 and 8 are associated with westerly wind anomalies dominating the tropics east of the date line including tropical South America and equatorial Atlantic, which explains the increase in the frequency of weak ITCZ10–70 events relative to intense events in these phases. Interestingly, the relatively high frequency of intense ITCZ10–70 events compared to weak events in phases 7 and 8 during the winter (Fig. 14d) cannot be explained by the MJO induced U850 wind anomalies over the equatorial Atlantic. However, the MJO circulation patterns in these phases indicate upper level divergence over the equatorial Atlantic off the coast of South America and convective anomalies over northern South America that could be somewhat linked to intensified convection in the ITCZ during the winter. We recall that circulation changes from winter to summer and the patterns of circulation shown in Jones (2009) and Jones and Carvalho (2011, 2012, 2014) are typical of the austral summer. In addition, the extratropical forcing associated with the coupled Kelvin–Rossby wave is not properly represented in composites averaged around the equator as the ones shown in Jones (2009). This present study demonstrates that the extratropical forcing is essential for the enhancement (weakening) of convection in the ITCZ10–70.
6 Summary and conclusions
This study examines mechanisms associated with the intraseasonal variability of the A-ITCZ during the austral summer (November–March) and winter (May–September) and investigates relationships with the MJO using CFS reanalysis and OLR. To objectively identify the A-ITCZ we propose a new index based on combined EOF analysis performed with anomalies (annual cycle and long-term trend removed) of atmospheric variables that are commonly used to identify the ITCZ in weather maps (i.e., precipitation, and zonal and meridional winds at 850 hPa). The first CEOF mode characterizes the dominant pattern of variability of the A-ITCZ around 5oN, and associates intensification in precipitation with enhanced convergence of the trade winds. The time-coefficient of the first CEOF was used as the A-ITCZ index. The advantage of this approach is that the index is temporally continuous and is not based on a single variable such as precipitation or circulation, but on the covariability of both. With this methodology we show that the A-ITCZ exhibits variations on a broad range of scales. On intraseasonal time-scales, the focus of this study, we observe that weak and intense ITCZ10–70 events (defined when the index is below its 25th percentile and above its 75th percentile, respectively) occur approximately with the same probability in the winter and summer (on average, 5 events per season). The frequency of these events exhibits non-systematic relationship with ENSO and no trends in nearly 3 decades of analysis (1979–2010).
Variations in the ITCZ are essentially driven by the trade winds. The North and South Atlantic anticyclones play a major role in this process. We show that midlatitude wave trains modulate the characteristics of the anticyclones and, consequently, the intensity of the trade winds and strength of the convergence zone. This dynamical forcing is characterized by a midlatitude Rossby wave with equivalent barotropic structure. The winter hemisphere, where the subtropical jet is generally stronger, influences the Rossby wave that propagates equatorward following wave guides that depend on the jet (Hoskins and Ambrizzi 1993). The intensification of the convergence of the trade winds and enhancement of convection near the equator depend on the phase of the wave train as it propagates equatorward. The maximum convection in the ITCZ10–70 occurs when the easterlies at 850 hPa dominate the tropics, independently on the season. More importantly, the mechanisms driving variations in the A-ITCZ also modulate convective activity in large areas over Africa and South America and are linked to active and break phases of the monsoons in both continents.
Enhanced ITCZ10–70 convection is associated with increased divergence in upper levels and atmospheric baroclinic structure near the equator. During austral summer, inter-hemispheric teleconnections are observed associated with barotropic-to-baroclinic transition of the wave train when convection peaks near the equator. There is indication that the main mechanism behind the inter-hemispheric teleconnection is the vertical shear over tropical South America and western South Atlantic characterized by easterly winds in low levels and westerly winds in upper levels. This mechanism has been examined with idealized experiments in Ji et al. (2014). Inter-hemispheric teleconnections are not evident in the austral winter, which is consistent with the weak vertical shear in the tropical NH shown in the composites of circulation in 850 and 200 hPa (Figs. 11, 13).
The MJO is a well-known mode of intraseasonal variability that modulates convection and circulation in the tropics and extratropics on intraseasonal time-scales (e.g., Zhang 2005). These teleconnection mechanisms are mainly explained by the MJO forced coupled Kelvin–Rossby wave response. We investigate the relationships between phases of the MJO and ITCZ10–70 weak and intense events using the MJO index developed in Jones (2009). About 60 % of the ITCZ10–70 weak and intense events investigated with our methodology occurred when the MJO was active during the austral summer compared with periods when the oscillation was inactive. During the austral winter the frequency of events during active MJO reduces to about 50 %, suggesting that other forcing mechanisms modulating the atmosphere on intraseasonal time-scales are as relevant as the MJO during this season. The phases of the MJO with strongest teleconnections with the ITCZ10–70 intense events are the ones associated with the strengthening of the trade winds in the equatorial Atlantic. The MJO convective activity during intense events locates over western Pacific whereas suppression is observed over South America and Africa, consistent with the Rossby wave response shown in this study. Conversely, the phases of the MJO with teleconnection patterns that enhance the westerly winds in the equatorial Atlantic are related to ITCZ10–70 weak events. These phases are associated with enhanced convection over Africa and South America. A direct association between the MJO Kelvin wave response and ITCZ10–70 events is not examined here.
The variability of the A-ITCZ is notoriously complex and depends on the interaction among phenomena on a broad range of spatiotemporal scales. Fluctuations in convection on intraseasonal time-scales have large impact on population living in the Caribbean and coastal areas of South America that are directly affected by precipitation regimes associated with the A-ITCZ. Additionally, mechanisms affecting the A-ITCZ also play significant role in modulating circulation and rainfall in large areas over tropical Africa and South America. This study provides a new framework to investigate the A-ITCZ on several time-scales, widens our understanding about mechanisms affecting the convergence zone and potentially contributes to advance weather and climate forecasts in low latitudes.
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Acknowledgments
Authors thank Dr. Charles Jones and Dr. Brant Liebmann for the fruitful discussions and Dr. Jones for providing the MJO index used in this study. A.C.N. Tomaziello thanks the support of Fundaçao de Amparo a Pesquisa do Estado de Sao Paulo (FAPESP) (process 2010/17224-0) and Coordenaçao de Aperfeiçoamento de Pessoal de Nivel Superior (CAPES). L.M.V. Carvalho thanks the support of National Oceanic and Atmospheric Administration (grant NA10OAR4310170) and National Science Foundation (Grant AGS-1053294). The CFSR data were developed by NOAA’s National Centers for Environmental Prediction (NCEP) and provided by National Center for Atmospheric Research (NCAR) and OLR data provided by the NOAA/OAR/ESRL PSD, Boulder, Colorado, from their Web site at http://www.cdc.noaa.gov.
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Tomaziello, A.C.N., Carvalho, L.M.V. & Gandu, A.W. Intraseasonal variability of the Atlantic Intertropical Convergence Zone during austral summer and winter. Clim Dyn 47, 1717–1733 (2016). https://doi.org/10.1007/s00382-015-2929-y
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DOI: https://doi.org/10.1007/s00382-015-2929-y