Abstract
In a seminal study published nearly 70 years ago, Scholander et al. (Biol Bull 99:259–271, 1950) employed Newton’s law of cooling to describe how metabolic rates (MR) in birds and mammals vary predictably with ambient temperature (T a). Here, we explore the theoretical consequences of Newton’s law of cooling and show that a thermoregulatory polygon provides an intuitively simple and yet useful description of thermoregulatory responses in endothermic organisms. This polygon encapsulates the region in which heat production and dissipation are in equilibrium and, therefore, the range of conditions in which thermoregulation is possible. Whereas the typical U-shaped curve describes the relationship between T a and MR at rest, thermoregulatory polygons expand this framework to incorporate the impact of activity, other behaviors and environmental conditions on thermoregulation and energy balance. We discuss how this framework can be employed to study the limits to effective thermoregulation and their ecological repercussions, allometric effects and residual variation in MR and thermal insulation, and how thermoregulatory requirements might constrain locomotor or reproductive performance (as proposed, for instance, by the heat dissipation limit theory). In many systems the limited empirical knowledge on how organismal traits may respond to environmental changes prevents physiological ecology from becoming a fully developed predictive science. In endotherms, however, we contend that the lack of theoretical developments that translate current physiological understanding into formal mechanistic models remains the main impediment to study the ecological and evolutionary repercussions of thermoregulation. In spite of the inherent limitations of Newton’s law of cooling as an oversimplified description of the mechanics of heat transfer, we argue that understanding how systems that obey this approximation work can be enlightening on conceptual grounds and relevant as an analytical and predictive tool to study ecological phenomena. As such, the proposed approach may constitute a powerful tool to study the impact of thermoregulatory constraints on variables related to fitness, such as survival and reproductive output, and help elucidating how species will be affected by ongoing climate change.
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Introduction
Endothermic animals such as birds and mammals can maintain body temperatures within a considerably narrow range when compared against the thermal extremes encountered in their habitats. This has shaped the ecology and evolution of these lineages, and a variety of patterns in nature reflect either directly or indirectly thermoregulatory constraints (Buckley et al. 2012). For example, species richness and distribution limits vary predictably with environmental temperature across birds and mammals (e.g., Root 1988; Kerr and Packer 1998; Jetz and Rahbek 2002; Pigot et al. 2010), scaling relationships remain a hot topic in ecology and comparative biology (Weibel et al. 2004; Rodriguez-Serrano and Bozinovic 2009; White et al. 2009; Sieg et al. 2009; Kolokotrones et al. 2010; Naya et al. 2013a, b; Bozinovic et al. 2014), the energetic basis of macroecological rules still puzzles ecologists and physiologists (Meiri and Dayan 2003; Millien et al. 2006) and countless comparative analyses support the notion of adaptive variation on thermoregulatory performance in response to climatic conditions (e.g., Scholander et al. 1950; Lovegrove 2000; Rezende et al. 2004; White et al. 2007; Swanson and Garland 2009; McNab 2009; Naya et al. 2013a). Thus, whereas the physiology underlying endothermic thermoregulation has been studied for over a century, its contribution to abundance, distribution and diversity patterns of birds and mammals remains the focus of extensive research.
However, research on the association between thermal physiology and ecology in endotherms is highly asymmetrical. Most work in the literature has focused on how different variables (e.g. body size or environmental temperature) affect physiological determinants of thermoregulatory performance, such as thermogenic capacity or thermal insulation. The enormous amount of empirical data resulting from this approach is evident, for instance, in recent reviews that have compiled measurements of basal metabolism for 533 avian (McNab 2009) and 695 mammalian species (Sieg et al. 2009), which correspond to roughly 5.1 and 12.6 % of all species in these groups, respectively (IUCN Red List 2014). Conversely, explicit attempts to quantify how thermoregulatory capacities might impact ecological variables, such as geographic distribution or activity patterns, encompass a very small fraction of studies on endotherm energetics (Root 1988; Repasky 1991; Canterbury 2002; Humphries et al. 2002). In addition, most research on the interplay between thermoregulation and spatial and temporal variation in climatic conditions (Lovegrove 2000; Nespolo et al. 2001), on the impact of thermoregulatory constraints on activity patterns (Bacigalupe et al. 2003; Rezende et al. 2003) or time and energy budgets (e.g., Goldstein 1988) and, ultimately, on fitness components, remains fundamentally descriptive. Even though the physiological responses involved in thermoregulation have been understood for decades and are general to virtually all endothermic species (see McNab 2012 and references therein), no single approach exists to predict how thermoregulatory capacities and their energy requirements in birds and mammals might impact different aspects of their ecology.
Here, we propose an expansion of Scholander et al. (1950) seminal application of Newton’s law of cooling to study the ecological and evolutionary repercussions of thermoregulation in birds and mammals (see also Gavrilov 2014). Whereas Scholander et al. (1950) and most subsequent studies employed this approach primarily to study heat balance in resting animals at cool temperatures (see McNab 2002a), the present work builds upon those by addressing whether Newton’s law of cooling can adequately describe thermoregulatory responses under more general conditions (i.e., at higher temperatures, during activity or reproduction). We take advantage of the relatively simple relationship described by Newton’s law of cooling and argue that, in spite of its inherent limitations as an oversimplified description of the mechanics of heat transfer (e.g., see Porter and Gates 1969; Strunk 1971; Bakken and Gates 1974; Porter et al. 2000), understanding how systems that obey this approximation work can be enlightening on conceptual grounds and relevant as an analytical and predictive tool. This is because this framework combines two fundamental currencies in ecological and evolutionary physiology, energy expenditure and ambient temperature, and confines the dimensional space in which endothermic organisms can thermoregulate into a limited region (Fig. 1).
Thermoregulatory polygons
Endotherms are able to maintain a relatively constant body temperature (T b) over a certain range of environmental temperatures (T a) through metabolic heat production. The typical relationship between metabolic rate and ambient temperature in resting endotherms is a complex U-shaped reaction norm that has been described in a multitude of species across many taxa (Fig. 2). At low temperatures, endothermic organisms produce heat to maintain high and constant T b, resulting in a negative relationship between metabolism and T a. Within the thermoneutral zone, which describes the range of T a where thermoregulation relies primarily on physical responses (e.g. changes in insulation and posture), metabolic rate reaches a minimum level (basal metabolic rate, BMR) and no longer changes as a function of T a. At T a above this zone, metabolic rate increases again as heat is actively dissipated by means of evaporative cooling and, in those species in which body temperature is allowed to rise, possibly due to Q 10 effects (Bartholomew 1982; Withers 1992). In this region, the relation between ambient temperature and metabolism is positive. The breakpoints that separate these three regions and set the boundaries of thermoneutrality are known as the lower and upper critical temperatures (T lc and T uc), respectively (Fig. 2).
Newton’s law of cooling has been employed as a useful approximation to describe heat transfer at different T a (Scholander et al. 1950). Detailed descriptions of how the equation is obtained, how it relates to the real physics of heat exchange, and the principles behind indirect calorimetry (i.e., estimating heat production by measuring oxygen consumption) are available in some classic papers (Porter and Gates 1969; Bakken 1976) and in excellent introductory chapters of animal physiology textbooks (e.g. Withers 1992; Schmidt-Nielsen 1997; McNab 2002a; Angilletta 2009). For an endothermic organism in thermal balance, Newton’s law can be expressed as
where MR is metabolic heat production, and thermal conductance C and the gradient between body temperature T b and ambient temperature T a determine the rate of heat loss (note that thermal insulation, which is a more intuitive concept, is the reciprocal of C). The graphical interpretation of Newton’s law of cooling shows that a thermoregulatory polygon, enclosed within the range in which MR and C can be modulated, emerges from the regulation of T b around a set point (Fig. 2). Whereas the typical U-shaped curve describes metabolic responses at rest where energy expenditure is minimal, the polygon provides a more accurate representation of Newton’s law of cooling (which does not predict a positive relationship between MR and T a at temperatures above T uc, hence Q 10 effects and active heat dissipation must be taking place when this response is observed) and expands it to accommodate activity as well as other behaviors (Box 1).
Importantly, Newton’s law of cooling assumes thermal balance, but not necessarily a constant T b (i.e., T b can vary across different T a and yet the equality in Eq. 1 must hold). For a perfect thermoregulator at rest with an absolutely constant T b, extrapolation of the metabolic curve below thermoneutrality to MR = 0 should intersect the abscissa at T a = T b. However, for many organisms the regression approach extrapolates to T a > T b (McNab 1980, 2012; Schmidt-Nielsen 1997), as expected when T b increases with T a either because of detectable changes in core T b (Fig. 2) or alterations in the temperature gradient from core to skin (the assumption that core T b equals average T b over the organism’s body is implicit in the model; Bartholomew 1982). The latter can explain, for instance, why in previous analyses Newton’s law of cooling seemed to work better in small organisms and why, at low temperatures, intermediate and large species are apparently capable of decreasing C below estimates at the lower limit of thermoneutrality (McNab 2002b, 2012). Similarly, more labile T b in birds (Prinzinger et al. 1991; McKechnie and Lovegrove 2002) might explain why the metabolic curve extrapolates more often to T a > T b in this group in comparison to mammals (Schmidt-Nielsen 1997).
Modulation of T b is an intrinsic response in the thermoregulatory repertoire of birds and mammals (Boyles et al. 2011, 2013), and Newton’s law of cooling remains applicable to accommodate variation in T b during normothermia (Fig. 2) and heterothermia ranging from mild hypothermia to deep hibernation (Fig. 3). Accordingly, it has been employed to study thermoregulation and energy balance during torpor and hibernation (Hensaw 1968; Humphries et al. 2002), and to quantify the effects of reduced metabolic costs to maintain the thermal gradient T b − T a in conjunction with passive Q 10 effects of lowered T b on enzyme kinetics (Heldmaier and Ruf 1992). More specifically, Humphries et al. (2002) developed a bioenergetic model to compare the energy requirements to hibernate during the length of the winter against fat store estimates (Fig. 3), and predicted the range of hibernaculum temperatures in which the little brown bat Myotis lucifugus could successfully hibernate (see also Boyles and Brack 2009; Boyles and Willis 2010). Similar models may be employed to investigate under which conditions torpor may be favored by selection or to calculate the thermal niche during torpor or euthermia from first principles (e.g., Landry-Cuerrier et al. 2008).
Thermoregulatory polygons inherently assume that organisms rely on the temperature gradient for effective thermoregulation and that there is a minimum and a maximum rate at which heat is dissipated (C min and C max, respectively, Fig. 2). These limits are not determined solely by the organism’s physiology because C reflects the combined action of morphological, physiological and environmental variables (Porter 2000). Nonetheless, more complex bioenergetic models taking into account the contribution of these different variables show that the relationship between heat loss and T a is quasi linear (e.g., Coyle and Porter 1986), supporting the linear approximation described in Eq. 1. According to Newton’s cooling law, thermal balance could not be maintained at temperatures approaching T b as the thermal gradient approaches zero (hence MR should tend to zero to satisfy Eq. 1), which is not true because animals also rely on evaporative cooling to dissipate heat. Heat loss due to evaporation E can be included in the model and results in a thermoregulatory polygon in which thermal equilibrium can be maintained at T a ≥ T b, effectively increasing the range of maximal temperatures that the organism may tolerate at the expense of water (Fig. 4). This expanded model captures why, at temperatures approaching or above T b, animals should remain inactive not only to minimize heat production but also C, which effectively reduces heat gain from the environment (Hinds and Calder 1973; Weathers and Schoenbaechler 1976; Tieleman and Williams 1999; Tieleman et al. 2002). Nonetheless, the contribution of evaporative cooling is almost always included in the estimation of C at cool and intermediate temperatures (but see, e.g., Hudson and Bernstein 1981; Tieleman and Williams 1999; Tieleman et al. 2002), and this works well for temperature gradients of a few degrees or more (McNab 1980; Schleucher and Withers 2001). Strategies to maintain a temperature gradient and reduce evaporative heat loss by behavioral and physiological means, such as vasoconstriction, changes in posture, the selection of suitable microhabitats and the elevation of the T b set point several degrees above normal levels during extreme heat or strenuous exercise (Heinrich 1977; Tieleman and Williams 1999; Walsberg 2000; Soobramoney et al. 2003), support the primary role of passive heat dissipation and the adequacy of the reduced model (Eq. 1) for the overwhelming majority of species and ecological scenarios in nature (but see Tieleman et al. 2002, 2003; McKechnie and Wolf 2010).
Boundaries to effective thermoregulation
The limits to MR, C and T b determine the area within which thermal balance is possible, and a variety of research questions on comparative energetics and their association with geographic distribution (Root 1988; Bozinovic and Rosenmann 1989; Rezende et al. 2004; Swanson and Garland 2009), physiological responses to acclimation and acclimatization (Bacigalupe et al. 2004a; Feist and White 1989) and the evolution of torpor and hibernation (Wang 1989; Humphries et al. 2002) revolve, in one way or another, around where these limits lie. For a euthermic animal at rest, BMR and maximum metabolic rates during cold exposure (MMR) set the metabolic limits and have been employed as standard measures in comparative analyses (Kleiber 1932; White and Seymour 2005; McNab 2009; Rezende et al. 2002, 2004). For most mammals and birds, however, the highest rates of heat production are attained during activity (Heinrich 1977), as suggested by measurements of maximum aerobic capacity measured during strenuous exercise \( \left( {\dot{V}{\text{O}}_{2} { \hbox{max} }} \right) \) (White and Seymour 2005; Wiersma et al. 2007a; Glazier 2008) and estimations of muscle efficiency (~70 % of the energy consumed by isolated muscles during contraction is lost as heat; Lichtwark and Wilson 2007). Consequently, these parameters can be employed to study thermal balance and temperature critical limits the short term.
With regards to heat dissipation, the expansion from the metabolic curve to thermoregulatory polygons essentially involves the incorporation of C max. The premise that a limit to heat dissipation exists is trivial from a theoretical perspective, but its estimation remains challenging because C reflects the interaction between morphological, physiological and environmental variables (Porter et al. 1994, 2000). Whereas C min is relatively straightforward to measure in quiescent animals minimizing their exposed surface area, C max varies as a function of posture, thermal conductivity of dry versus wet fur, forced convection during activity, and often includes evaporative heat loss as a confounding variable (Morrison et al. 1959; Conley 1985). Not surprisingly, C min has been estimated in a wide variety of monotremes (Schmidt-Nielsen et al. 1966; Dawson et al. 1978), birds, marsupials and placental mammals (reviewed in Bradley and Deavers 1980; Aschoff 1981; Schleucher and Withers 2001; Withers et al. 2006) while the variation in C max remains virtually unexplored (but see Gavrilov 2014; Speakman and Król 2010a; Speakman et al. 2014). Nonetheless, its relevance has been long recognized in exercise physiology, because the inability to dissipate heat at higher exercise intensity (i.e., higher MR) and/or ambient temperature (i.e., lower temperature differential) ultimately results in exhaustion due to unregulated hyperthermia (Heinrich 1977). More recently, heat dissipation has been proposed as a key process limiting energy expenditure and reproductive rates (Speakman and Król 2010a, b; Grémillet et al. 2012), hence C max may be a physiological parameter with important repercussions for life-history evolution.
Importantly, limits to effective thermoregulation will vary with time because physiological or behavioral responses that maximize thermotolerance in the short term may not be sustainable over extended periods (Fig. 5). For instance, MMR and \( \dot{V}{\text{O}}_{2} { \hbox{max} } \) constitute peak metabolic rates during an acute challenge, whereas the maximum sustainable MR (SusMR) has been proposed as a more adequate proxy of the metabolic ceiling (Peterson et al. 1990; Daan et al. 1990; Hammond and Diamond 1997; Bacigalupe and Bozinovic 2002; Speakman and Król 2010a) and has often been inferred from measurements of field metabolic rates (FMR) (Speakman 2000; Anderson and Jetz 2005). Contrasting temporal ranges partly explain why calculations of lower lethal temperatures from MMR and C min measurements result in surprisingly low estimates (e.g. −30 °C for a 5.7 g hummingbird, López-Calleja and Bozinovic 1995; see also Rosenmann and Morrison 1974; Rosenmann et al. 1975; Heldmaier et al. 1982; Bozinovic and Rosenmann 1989; Bozinovic et al. 1990; Holloway and Geiser 2001), and suggest that some small- to medium-sized arctic species can tolerate temperatures below the lowest record on earth with a small increase in metabolism (from 1.5 to 4 times BMR; Scholander et al. 1950; but see Peters 1983). Even though these estimates remain useful for comparative purposes, they have limited predictive power in realistic ecological settings, as comparisons of lower lethal temperatures estimated from MR and C min measurements against mortality data highlight (Hart 1962). Ultimately, ecologically relevant limits to thermoregulation are expected to be less extreme as the temporal range increases (Fig. 5) because animals must also maintain energy and water balance (e.g., the lower limits of MR and C over the course of many days would include bouts of activity and should be higher than BMR and C min, respectively). Estimating where these limits lie remains a major challenge, because (i) FMR measures do not necessarily constitute maximum sustainable levels of energy expenditure (Ricklefs et al. 1996), (ii) energy is allocated to multiple processes apart from heat production and (iii) heat generated as a byproduct of other activities is often employed for thermoregulatory purposes (i.e., heat substitution, see Humphries and Careau 2011).
Allometric effects
How body size affects thermoregulatory performance remains an important ecological question with implications for our understanding of patterns of geographic distribution (e.g., Bergmann’s rule), to estimate thermal niches (Kearney and Porter 2009; Porter and Kearney 2009) and the potential impact of rising temperatures on species energetics (e.g., Dillon et al. 2010 for ectothermic organisms) and tolerance limits (Khaliq et al. 2014). The limits to heat production and dissipation change predictably with body size, and many studies have quantified how BMR (Symonds and Elgar 2002; White and Seymour 2005; McNab 1988, 2009; Sieg et al. 2009; Clarke et al. 2010), FMR (Koteja 1991; Nagy et al. 1999; Speakman 2000; Nagy 2005; Anderson and Jetz 2005; Capellini et al. 2010; Hudson et al. 2013) and MMR (Bozinovic and Rosenmann 1989; Rezende et al. 2002, 2004; Swanson and Garland 2009; Weibel et al. 2004) vary with size, and the same is true for C min (Bradley and Deavers 1980; Aschoff 1981; Schleucher and Withers 2001; Withers et al. 2006). Conversely, little is known about T b (but see Clarke and Rothery 2008) or C max.
To quantify the range of variation in C at rest, we compiled measurements of MR and T b at different T a from the literature, the only criteria for inclusion being that all values were reported in the same study and that measurements encompassed a wide range of T a. We calculated C for the different T a (Eq. 1) and selected the lowest value as C min and the highest C obtained at T a < T b as C max (Fig. 2). Because C max can be inflated due to evaporative heat loss as T b − T a decreases, abnormally high values observed at very small temperature differentials of 2.7 ± 0.6 °C (± SD) were removed following visual inspection (N = 5 spp), and an estimate at a lower T a was selected as C max instead. The resulting dataset encompasses 46 avian species with a body mass range from 5.5 to 1500 g and 43 mammalian species weighing between 4.0 and 11,400 g (Fig. 6). Allometric relations for C min closely resemble results by Aschoff (1981) with a more extensive dataset, suggesting that values compiled here are representative of the variation in C observed in both lineages.
Scaling relationships for C min and C max indicate that the relationship between these variables remains relatively constant across body sizes (Table 1). As expected, the residual variation around the regression was higher in C max than in C min (Fig. 6), reflecting the difficulty to estimate C max precisely because some values may be either submaximal or inflated due to evaporative heat loss. Accordingly, C max remains significantly correlated with the temperature differential T b − T a in the pooled dataset (P < 0.001), which is not the case for C min (P = 0.88). Nonetheless, these estimations provide a rough idea of how much C can be modulated in resting animals within a metabolic chamber: C max adjusted for a temperature differential of 2 °C is 3.9 times higher than C min in birds, as estimated by the median of the distribution (95 % of the values fall within 3.0 and 5.2 times C min), and 4.1 times in mammals (95 % between 2.8 and 5.4 times C min). Estimates of C max reported by Gavrilov (2014) for passerines and non-passerines, corresponding to roughly four times C min, are in close agreement with the range of values found here. Even though structural constraints in hair density and length across different ranges of body sizes might also affect the general relationship between C min and C max, the ratio between these variables was not significantly associated with body mass in either birds or mammals (P > 0.6 in both cases).
To address whether variation in thermoregulatory polygons with body size predicts allometric effects in other thermal descriptors, such as the range of thermoneutrality and its lower and upper limits (T lc and T uc) (Morrison 1960; Calder and King 1972), we complemented the dataset built for C with measurements of MR data from the literature (for rodents, Rezende et al. 2004; for birds, Dawson and Carey 1976; Hinds et al. 1993; Cooper 2002; Rezende et al. 2002; Vezina et al. 2006; Wiersma et al. 2007a, b; Olson 2009) (Fig. 6). The close correspondence between theoretical predictions based on the scaling of BMR, C min and C max (Table 1) and empirical estimates for placental mammals supports this prediction and confirms the long recognized trend (Scholander et al. 1950; Morrison 1960; Calder and King 1972; Gardner et al. 2011) that larger species exhibit lower T lc and T uc, and a broader range of thermoneutrality than small species (Fig. 7). Even though quantitative predictions should change with different scaling parameters, as a general rule, the thermal niche of larger species is expected to shift and/or expand toward cooler temperatures because the scaling exponents for MR are larger than C and T a = T b − MR/C (Fig. 8). For example, Morrison (1960) suggested that T lc should decrease in proportion to mass0.25 based on an exponent of 0.75 for BMR and 0.5 for C min, whereas the analysis described here suggests a decrease proportional to mass0.16 (Fig. 7). Certainly, these allometric effects may vary across taxa (Sieg et al. 2009; White et al. 2009), and might partly account for macroecological trends such as Bergmann’s rule (Ashton et al. 2000; Meiri and Dayan 2003; Millien et al. 2006; Ramirez et al. 2008), body size evolution in mammals (Smith et al. 2010) and size distribution differences between terrestrial and aquatic lineages (Smith and Lyons 2011). In this context, thermoregulatory polygons may be employed to model how the complex relationship between body size, thermoregulatory performance, activity and energy balance (see also Wunder 1975) may give rise to different ecological and evolutionary scenarios.
Residual variation
After removing the effects of body size, the residual variation in MR and C was significantly correlated with ecological variables such as temperature (Scholander et al. 1950; Rezende et al. 2004; Swanson and Garland 2009; Naya et al. 2013b), aridity (McNab and Morrison 1963; Lovegrove et al. 1991) and diet (McNab 1986). However, most comparative analyses have focused on a single physiological parameter, effectively ignoring multivariate selection and the concerted evolution of multiple characters involved in thermoregulation (but see Rezende et al. 2004; Lovegrove 2005; Naya et al. 2013b). This is unfortunate because upper and lower limits of heat production and dissipation may increase or decrease in concert if they share a common physiological and/or genetic basis (Fig. 9). Because animals must either conserve or dissipate heat to regulate T b, the boundaries of thermoregulatory polygons should emerge as a compromise to multiple selective pressures acting on different aspects of performance, rather than optimal limits evolving independently of each other. Seasonal plastic responses in thermoregulatory performance, which involve concomitant changes in MR and C (Rosenmann et al. 1975; Heldmaier et al. 1982; Feist and White 1989; Piersma et al. 1995; Nespolo et al. 2001; Lovegrove 2005; Swanson and Liknes 2006), support this interpretation and are difficult to explain in the absence of physiological constraints. For example, increased maintenance costs of thermogenically active tissues have been invoked to explain the higher BMR observed during the cold season in many endothermic species because the adaptive significance of higher BMR per se remains unclear (Dawson and O’Connor 1996; Williams and Tieleman 2000; Liknes et al. 2002; Swanson 2010). Interestingly, increased winter BMR is typical of species from high latitudes whereas their counterparts from subtropical latitudes exhibit stable or reduced BMR (Smit and McKechnie 2010). A similar pattern emerges in comparative analyses on the association between BMR and MMR, which suggests that their residual variation is generally correlated across species from temperate zones (Duttenhoffer and Swanson 1996; Rezende et al. 2002, 2004), which is not the case in the tropics (Wiersma et al. 2007a).
Conversely, for C virtually no information on the association between upper and lower limits is available. Even though postural changes, vasoconstriction and evaporative water loss can be employed to modulate C, insulation afforded by the fur and feather covering imposes a physical restriction that should give rise to a close association between C min and C max. In the dataset compiled here, the residual variation in these variables controlling for body mass and the temperature differential for C max (see above) are highly correlated in both birds (r 44 = 0.673, P = 2.9 × 10−7) and mammals (r 41 = 0.736, P = 1.8 × 10−8) and support this prediction (Fig. 9). Similarly, Gavrilov (2014) reported a nearly constant ratio between these variables across passerines and non-passerines, which is inherently indicative of an association between these variables. Taken together, these analyses indicate that upper and lower limits of heat production on the one hand, and heat dissipation on the other hand, are often correlated and may evolve in concert (Fig. 9). Nonetheless, there is a need not only for more comparative studies to evaluate this hypothesis, but also intraspecific ones that might evaluate the potential joint evolutionary trajectories of both traits.
Studies focusing on a single physiological parameter also neglect that equivalent rates of heat production and loss are necessary to maintain a constant T b (Eq. 1), hence MR and C are expected to respond in a coordinated fashion to changes in the thermal environment. In a comparative analysis encompassing 127 rodent species, Naya et al. (2013b) found highly significant covariation between BMR and C min after removing size effects (see also McNab and Morrison 1963; Lovegrove et al. 1991; Bozinovic et al. 1999; McNab 1995; Lovegrove 2005), and that interspecific differences in this coordinated response are mainly associated with the mean annual temperatures that species they encounter. Their analyses conclusively show that MR and C evolve as a coordinated system but, contrary to their suggestion, also demonstrate that compensation is not entirely perfect across species from different thermal environments. Perfect compensation occurs when variation in MR and C is exactly proportional (i.e., 1:1 relation), and involves vertical shifts in thermoregulatory polygons without any changes on the temperature axis because the ratio MR/C remains constant (and therefore T b − T a remains unchanged; Eq. 1). The fact that Naya et al. (2013b) describe a negative association between residual C min and annual mean temperatures and a 1:1.099 relation between C min and BMR (see their Fig. 1) indicates that the thermoneutral zone of species from cold regions are displaced toward lower temperatures, as originally described by Scholander et al. (1950). Nonetheless, perfect compensation remains a very useful concept because it encapsulates the physiological conditions under which energy budgets can be modulated without any impact on the range of thermal tolerance and, consequently, energy savings associated with different thermoregulatory strategies (e.g., evolving higher MR vs. higher insulation) can be readily estimated across the entire thermal range of the polygon.
Taken together, the association between upper and lower limits of heat production and dissipation and the covariation between MR and C suggest that the suite of physiological responses required for efficient thermoregulation is somewhat constrained. Under which conditions these constraints might contribute to the evolution of different thermoregulatory strategies remain virtually unexplored (but see Rezende et al. 2002, 2004; Lovegrove 2005; Naya et al. 2013b; Careau 2013), and yet they may impact how different mammals and birds might respond to climate change and to the predicted increase in temperature variability on a daily and seasonal basis. Addressing these questions requires a more holistic approach focusing on the concerted evolution of subordinate traits underlying thermoregulatory performance. Consequently, parameters describing the thermoregulatory polygon of a given species (e.g. BMR, MMR, C min and C max) should be consistently measured and reported in the same study, and analyses should address how the boundaries of the polygon respond in tandem to thermal challenges and how they correlate with different climate predictors.
Activity and reproduction
Both activity and reproduction require energy and inevitably produce heat as a byproduct. Therefore, a trade-off between these processes and thermoregulation is expected due to energy allocation when it is cold and heat dissipation when it is warm, with potentially important repercussions for population dynamics and geographic ranges across environmental thermal gradients (Hall et al. 1992). Considerable attention has been given to the extrinsic and intrinsic factors that might limit energy acquisition and expenditure, such as food availability and the capacity to digest and assimilate food (Konarzewski and Diamond 1994; Hammond and Diamond 1997; Speakman 2000; Bacigalupe and Bozinovic 2002), whereas only recently has the putative role of heat dissipation been recognized (but see Greenwood and Wheeler 1985). As a consequence of the heat dissipation limit theory (Speakman and Król 2010a, b), an increasing number of studies are currently assessing how heat dissipation might impact the ecology and evolution of endothermic lineages (e.g., Voigt and Lewanzik 2011; Greenberg et al. 2012; Kurnath and Dearing 2013; Larose et al. 2013; Zub et al. 2013; Okrouhlík et al. 2015).
The aerobic scope available for activity and reproduction across different temperatures can be readily calculated as the difference between the upper and lower boundaries of the thermoregulatory polygon (Fig. 8). Consequently, the scope for activity and reproduction is maximized at intermediate temperatures and decreases toward the thermal extremes, where thermoregulatory constraints may impair these functions. Importantly, bursts of activity involve high-energy turnover rates for brief periods of time, and reproduction and parental care encompass increased energy costs usually distributed across weeks, months or even years; therefore, the time frame in which these processes occur cannot be neglected during the calculation of aerobic scope (Fig. 5). Additionally, this approach assumes that the heat generated through activity or reproduction is not employed for thermoregulation at low temperatures, whereas actually the possibility of heat substitution should result in an aerobic scope that is not necessarily reduced at lower T a because a fraction of the energy required for these activities is also employed for thermogenesis (Humphries and Careau 2011).
According to resource allocation theory, thermoregulatory costs required for maintenance are expected to be largely additive to productive costs necessary for growth or reproduction (Ricklefs 1974; Weiner 1992; Rauw 2009), which is supported by empirical studies combining multiple stressors, such as the costs of lactation and cold exposure in mammals (Hammond et al. 1994; Rogowitz 1996, 1998; Hammond and Kristan 2000; Johnson and Speakman 2001; Zhang and Wang 2007; Simons et al. 2011). Several mammalian species exhibit a decrease in thermogenic capacity and its subjacent physiological machinery during lactation (reviewed in Speakman 2008), suggesting that reproduction costs impinge not only on increased energy demands but also on a reduction on the metabolic ceiling. Therefore, thermoregulatory requirements during cold seasons may partly account, in conjunction with decreased productivity and food availability, for seasonal patterns of reproduction in species from temperate regions (Burger 1949; Masman et al. 1986; Weathers and Sullivan 1993; Berteaux 1998; Fournier et al. 1999) and geographical variation in breeding seasons (Bronson 1985). Conversely, partial heat substitution during locomotion seems to be widespread across birds and mammals (Chai et al. 1998; Bruinzeel and Piersma 1998; Chappell and Hammond 2004; Chappell et al. 2004; Lovvorn 2007; Humphries and Careau 2011; but see Wunder 1970; Hart 1971), with important repercussions for activity patterns at different temperatures (Chappell et al. 2004), energy budgets in free-ranging animals (Webster and Weathers 1990; Weathers and Sullivan 1993) and during long-distance migrations (Bruinzeel and Piersma 1998). In principle, perfect substitution should result in activity at low temperatures being virtually free of energy costs (Humphries and Careau 2011 and references therein). Nevertheless, this argument neglects the fact that postural changes and forced convection during locomotion inevitably jeopardize insulation (Box 1), and thus thermal balance. Everything else being equal, an increase in C must be compensated by a proportional increase in MR to maintain T b (Eq. 1), which suggests that remaining active at moderate or low temperatures imposes a thermoregulatory cost that can be mitigated but never fully circumvented with heat substitution. This subject has received little consideration in the literature (but see Zerba and Walsberg 1992; Zerba et al. 1999), and has been neglected in theoretical analyses that employ C min to study the association between thermoregulation and energy budgets (e.g., Root 1988; Humphries and Careau 2011).
At environmental temperatures above the optimal in which aerobic scope is maximized, heat production during activity and/or reproduction may exceed maximum rates of heat dissipation and thus the organism might face death by unregulated hyperthermia (Fig. 8b). This is in accordance with empirical studies showing that sustained activity at moderate to high temperatures almost irrevocably results in hyperthermia (Torre-Bueno 1976; Heinrich 1977; Hudson and Bernstein 1981; Hirth et al. 1987; Nybo 2008) and/or reduced maximum aerobic performance and endurance as T a increases (Galloway and Maughan 1997; Chappell et al. 2004). The impact of elevated T b on activity and locomotor performance has long been recognized and, not surprisingly, many terrestrial birds and mammals show bimodal patterns of activity to avoid high mid-day temperatures and minimize the risk of hyperthermia (Owen-Smith 1988; Wauters 2000; Bacigalupe et al. 2003; Maloney et al. 2005). Nonetheless, the putative role of heat dissipation in the ecology and evolution of these groups remains to be fully explored (Piersma 2011). For example, nocturnality has been hypothesized to be predominant among bats to prevent overheating during flight (e.g., Thomas and Suthers 1972; Speakman et al. 1994; Voigt and Lewanzik 2011) and the evolution of sexual size dimorphism across birds and mammals, with females being generally smaller in both groups, has been proposed as result of increased susceptibility to hyperthermia (Greenwood and Wheeler 1985). From an evolutionary perspective, the capacity to dissipate heat is expected to be under strong directional selection because of the direct impact of transient hyperthermia on fertility, conception rates and embryo survival (e.g., Gwazdaukas et al. 1981; Webb 1987; Setchell et al. 1988; Karaca et al. 2002; Hansen 2009). Additionally, heat dissipation may constrain increased energy turnover rates and impose a limit to the number and/or size of offspring (Fig. 10), with potentially important repercussions to the evolution of life histories across different ranges of body size or geographic distribution (Speakman and Król 2010a, b).
Allometric analyses suggest that larger mammalian species have a reduced scope to increase MR relative to BMR (Speakman and Król 2010a) and the ratio between FMR and BMR indeed decreases with body size (Westerterp and Speakman 2008), which has led to the proposition that the lower fecundity of larger species ultimately reflects a physiological constraint resulting from their lower surface to volume ratio (Speakman and Król 2010b). Even though the impact of heat on activity and reproductive performance has been long recognized in large animals (e.g., in the livestock literature; Renaudeau et al. 2003; Odongo et al. 2006), the heat dissipation limit theory postulates that this limitation is general across different ranges of body size (Speakman and Król 2010a; Piersma 2011). Accordingly, many insects are endothermic during flight and can maintain T b elevated several degrees above T a, which demonstrates that even small ectotherms cannot readily dissipate the heat generated during strenuous activity (Heinrich 1977). This is expected on theoretical grounds because, irrespective of body size, heat dissipation rates must eventually reach a limit that is conveyed by C max in the proposed framework. When the combination of metabolic and environmental heat load surpasses this limit, animals are expected to overheat or attempt to maintain constant T b at the expense of water balance (Fig. 4). Consequently, thermoregulatory polygons provide a theoretical venue to studying both the energy costs of activity and reproduction as well as their impact on thermoregulatory performance. Relying primarily on knowledge of activity and reproductive costs and their impact on overall MR, this approach can be employed to address how temporal and geographical variation in environmental temperatures might translate into different selective pressures acting on thermoregulation and, indirectly, on patterns of activity and reproductive output (Fig. 10).
Concluding remarks
Contrasting with the typical U-shaped curve described in textbooks, thermoregulatory polygons acknowledge that activity, behavior and environmental conditions such as wind or rain alter the relationship between T a and MR (Box 1). Taking into consideration the limits to heat production and dissipation, thermoregulatory polygons describe the set of conditions under which thermal balance is possible and thus, permit a better understanding of the potential impact of thermoregulatory constraints on traits relevant to fitness such as activity levels and reproductive performance. As a caveat, this approach remains an approximation and conveniently ignores processes such as radiation (Porter and Gates 1969) or that animals are not always in thermal equilibrium (Tieleman and Williams 1999). Limitations and reservations about the use of Newton’s law of cooling have been given by several authors (Strunk 1971; Calder and King 1972; Bakken and Gates 1974), all of which essentially emphasize that the relationship it describes and parameter C are not explicitly associated with any single process of heat transfer and may obscure the contribution of relevant physiological responses (the most important one being evaporative cooling). Consequently, the adequacy of its underlying assumptions should always be considered in light of the model system being studied and the research question (e.g. whereas solar radiation may be of little importance on studies comparing species thermoregulatory performance across a wide range of environments, it may dramatically alter species thermoregulatory behavior on a daily basis). Nonetheless, the general constraint imposed by thermal balance remains true regardless of the difficulties on estimating empirically where the limits to heat production and dissipation lie, or the number of physiological factors that might be ultimately involved. In spite of the inherent limitations of Newton’s law of cooling as an oversimplified description of the mechanics of heat transfer (e.g., see Strunk 1971; Bakken and Gates 1974; Porter et al. 2000), understanding how this general model behaves can be enlightening on conceptual grounds and relevant as an analytical and predictive tool to study ecological phenomena.
In this context, substantial progress toward understanding how different organisms cope with their thermal environment is likely to be made by combining the relative contribution of residual variation in MR and C with allometric effects (see above). For example, Root (1988) suggested that thermoregulatory constraints ultimately explain northern distribution limits of many North American avian species during winter employing Newton’s cooling law. Repasky (1991) refuted this hypothesis, arguing that body size gradients would be expected because metabolism increases with size and no gradients in body size were detected in this dataset. However, a lack of association between northern distributions limits and body size does not exclude the possibility of thermal constraints because species of similar size may differ in physiological capacities and in thermal tolerance. Accordingly, the best model explaining avian distribution boundaries in this dataset included both allometric effects and residual variation in MR and C (Canterbury 2002), and latitudinal gradients in avian body size have been detected more recently in larger datasets (Ramirez et al. 2008; Olson et al. 2009). Similarly, on a temporal scale, declining body size has been proposed as a major response to ongoing climate change (Gardner et al. 2011), and thermoregulatory polygons may be employed to study from a theoretical perspective how changes in average and extreme temperatures might drive the evolution of body size in endothermic lineages and broad scale geographic trends (e.g., Smith et al. 2010; Smith and Lyons 2011; Teplitsky and Millien 2014).
Whereas in many systems the limited knowledge on how organismal traits may respond to environmental changes prevents physiological ecology from becoming a fully developed predictive science (see Violle et al. 2014), ultimately we contend that the lack of theoretical developments that translate current physiological understanding into formal mechanistic models remains the main impediment to study the ecological and evolutionary repercussions of thermoregulation in endotherms (see also Angilletta 2009). From an ecological perspective, thermoregulatory polygons describe how the thermal niche and energy expenditure of different endothermic organisms vary as a function of physiological parameters T b, MR and C (Eq. 1). Even though several models are available to estimate the niche breadth of endothermic species (Porter and Gates 1969; Porter et al. 2000; Humphries et al. 2002; Porter and Kearney 2009), the approach described here has three primary advantages that make it particularly compelling: it is intuitive, extraordinarily simple and the physiological variables involved can be easily measured. While the time and effort involved in constructing and validating new models constitute a major problem (Kearney and Porter 2009), Newton’s law of cooling has been used extensively and several parameters have already been measured in a multitude of species. The adaptive potential of different descriptors of the polygon, as well as correlated responses to selection, can be easily studied with complementary approaches, such as selection experiments (Konarzewski et al. 2005), repeatability and heritability analyses (e.g. Chappell et al. 1995; Bacigalupe et al. 2004b; Nespolo et al. 2005; Szafranska et al. 2007) and estimations of phenotypic selection for thermotolerance and/or energy expenditure in the field (e.g. Hayes and O’Connor 1999; Boratynski et al. 2010; Fletcher et al. 2015). Furthermore, polygons can be combined with microclimate data (Kearney et al. 2014a, b) to predict with increasing accuracy how changes in thermal regimes might affect different organisms. Overall, we consider that the proposed approach may constitute a powerful analytical tool to study the impact of thermoregulatory constraints on variables related to fitness such as energy balance and reproductive output, and help elucidating how species will be affected by ongoing climate change as other mechanistic models (Deutsch et al. 2008; Huey et al. 2009; Angilletta 2009; Dillon et al. 2010).
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Acknowledgments
We thank L. E. Castañeda, M. Santos, F. Bozinovic and D. L. Swanson for discussions at different stages of the conception of this manuscript and comments on previous drafts, and Ian Hume and four anonymous reviewers for their extensive comments on the original submission. LDB was supported by a FONDECYT grant 1120461.
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Rezende, E.L., Bacigalupe, L.D. Thermoregulation in endotherms: physiological principles and ecological consequences. J Comp Physiol B 185, 709–727 (2015). https://doi.org/10.1007/s00360-015-0909-5
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DOI: https://doi.org/10.1007/s00360-015-0909-5