Abstract
The main objective of this research was to design and optimize novel core–shell-type hybrid nano-sized systems of cucurbitacin B (CuB) based on the design of experiment (DoE) approach. The hybrid formulations consisting of polyethylene glycol (PEG)-conjugated phospholipid, lecithin and poly-lactic-co-glycolic acid (PLGA) were produced by employing self-assembly modified nanoprecipitation technique. A 32 factorial design was utilized to understand the effect of two input factors, namely PEG phospholipid/polymer ratio and total lipids/lecithin ratio, on entrapment efficiency and drug release percentage. The particle size and surface charge analyses, excipient interactions and thermal behavior, particle morphology, presence and thickness of lipid shell, and also storage stability studies were carried out through in vitro characterization. The entrapment efficiency of all nanoparticles of CuB ranged between 49.35 and 80.00%. The prepared lipid–polymer hybrid systems exhibited an average particle size from 94.5 to 127.2 nm with polydispersity in the range from 0.094 to 0.114, which inhibited a narrow size distribution. The nano-sized formulation at the center point of the design was selected as optimum formulation due to its excellent characteristics and the configuration determined using ANOVA and response surface methodology (RSM) approach.
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Introduction
Cucurbitacins are a class of tetracyclic triterpenoid molecules, extracted from the various plant families such as Cucurbitaceae, Cruciferae, Rubiaceae, Scrophulariaceae, Primulaceae and Datiscaceae. Among its derivates, cucurbitacin B (CuB) is a major active member of this family due to its wide range of biological activities such as antimicrobial, anti-inflammatory, antihelmenthic, antidiabetic, cardiovascular, hepatoprotective and hepatocurative effects [1, 2]. Additionally, the anticancer activity of the compound has also been demonstrated on various cancer cell lines through in vitro and in vivo experiments [3,4,5]. Although it is commercially available in a tablet form in China due to its widespread mechanism of action, its clinical use is limited due to its dose-dependent hematological toxicity, gastrointestinal side effects and low bioavailability because of its poor aqueous solubility and permeability characteristics [2, 6,7,8]. The main fundamental approach to provide and/or increase the clinical use of CuB is to overcome these limitations through the design of nano-sized drug delivery systems [9]. From this perspective, CuB-encapsulated solid lipid nanoparticles [10, 11], nanostructured lipid carriers [12], nanosuspensions [13], various micel formulation combinations [14,15,16,17], polymeric nanoparticles [7], nanoliposomes [18] and nanoemulsions [19, 20] have been developed by various researchers for this purpose.
Among the various types of nano-sized drug delivery strategies, polymeric and vesicular-type systems are the most researched and favored nano-sized carriers, as evidenced by numerous research reports, clinical trials and approved pharmaceutical products [2, 21,22,23]. Polymeric nanoparticles are spherical-shaped matrix-like structures, mostly composed of biodegradable polymers. The beginning of the active agent release from the carrier before arriving the target tissues, non-adaptable fabrication methods for industrial production, the excessive costs incurred and the requirement to use organic solvents in their production process are the major drawbacks that limit the use of polymeric nanoparticles as drug delivery systems [24,25,26,27]. On the other hand, liposomes are spherical-shaped vesicular structures in which an aqueous inner core is surrounded by single or multiple phospholipid double layers [18]. However, there are serious limitations for their clinical use due to their limited administration through the oral route, limited physical and chemical stability, short circulation half-life and also the storage shelf-life, low drug loading capacity and compatibility with industrial production scaling [28, 29]. The new generation of unique nano-sized carriers, named as lipid polymer hybrid systems, is an integrated design, which contribute to the structural superiorities of polymeric nanoparticles and liposomes by its own nature and thereby overcome limitations of both these carrier systems. These systems are core–shell-type hybrid nano-sized carriers that combine the mechanical superiorities of biodegradable polymer-based nanocarriers and the biomimetic benefits of liposomes within a stable carrier system [30,31,32]. These systems consist of three structural components: (1) a polymeric internal structure in which hydrophobic therapeutic agents have been entrapped; (2) a lipid layer surrounding the internal structure to prevent the leakage of the therapeutic active substance from the internal structure and thereby acting as a biocompatible barrier; and (3) an outer lipid hydrophilic polymer stealth layer that serves to prolong the in vivo circulation half-life of the nanocarriers and also to enhance their physical and biological stability [31, 33, 34].
The main purpose of this study is to produce CuB-loaded lipid polymer hybrid nanoparticulate systems and to optimize the formulation variables affecting the basic particle characteristics such as entrapment efficiency and drug release. Factorial design is a statistical approach and conducts systematic scientific researches to determine the impact of the independent variables on the responses of the dependent variables. RSM is also performed by applying factorial design. The 32 factorial design consists of a center point for determining experimental reproducibility and nine design points for estimating linearity [35,36,37]. In this research, optimization of hybrid nanocarriers was carried out using the 32 factorial design through Design Expert 6.0.8 software. Two formulation parameters, PEG-conjugated phospholipid/biodegradable polymer ratio (X1) and the total lipids/lecithin molar percentage ratio (X2), were selected as independent variables. The response variables investigated to characterize the hybrid systems were the entrapment efficiency percentage (Q1) and drug release % at 24th h (Q2) of the hybrid nanoparticles. Moreover, excipient interactions and thermal behavior, particle morphology, presence and thickness of lipid shell, and storage stability characteristics of the optimized hybrid formulation were also evaluated in this context.
Materials and methods
Materials
The materials used were: CuB (TRC, Canada); 1,2-distearoyl-sn-glycero-3-phosphoetanolamine-N-carboxy(poly(ethylene glycol) (DSPE-PEG-COOH) 2000 (Avanti Polar Lipids, Alabaster, AL, USA); lecithin (Fluka, Germany); PLGA with a 50:50 monomer ratio (Sigma-Aldrich Chem. Co., Munich, Germany). All other chemicals used were at least of pharmaceutical grade.
Preparation of hybrid nanocarriers
A self-assembly modified nanoprecipitation method was utilized for the production of CuB-entrapped hybrid nano-sized carriers [31]. PLGA was used as a biodegradable polymeric core material, lecithin was selected as a lipid material, and DSPE-PEG-COOH 2000 was utilized as a PEG-conjugated phospholipid material. Stock solutions of lecithin and PEG-conjugated phospholipid were prepared separately in 4% aqueous ethanol solution at a concentration of 1 mg/mL. Stock acetonitrile solutions of polymer and CuB were also produced at a concentration of 2.5 mg/mL and 15% by weight polymer, respectively. The calculated amounts of lecithin and PEG-conjugated phospholipid solutions for each formulation group were added to the distilled water and sonicated (Jeio Tech US-05, Jeio Tech, Co. Ltd., Korea). The polymer and CuB mixture were added to the lipid phase, and the resulting dispersion was sonicated for 7 min at 40 kHz ultrasonic power at 35 °C in an ultrasonic bath. In all formulations, the dispersion volume was adjusted to 8 ml with distilled water so that the organic/aqueous phase volume ratio was 1:10. The concentrated hybrid nanoparticles were obtained by using Vivaspin 20 centrifuge filter. Lyophilization process was carried out for 2 days to obtain solid nanoparticles (Christ Gamma 2-16 LSC, Martin Christ Gef., Germany). The PEG-conjugated phospholipid amount varied from 200 to 400 and 800 µg to obtain X1 values of 0.1, 0.2 and 0.4 while keeping the polymer amount constant at 2000 µg. 17%, 34% and 68% molar ratios were selected as X2 values to create 32 factorial design combinations based on DoE approach (Tables 1, 2).
Characterization of hybrid nanocarriers
Entrapment efficiency
Content of the CuB in the hybrid nano-sized particles was determined through a high-performance liquid chromatography (HPLC) method developed by Sturm and Stuppner [38] and Bajcsik et al. [39]. This developed method was modified for hybrid nano-sized systems and then used for the detection. The HPLC analysis was carried out by the Agilent 1100 series LC system (USA) equipped with diode array detector. ACE C18 (150 mm × 4.6 mm; 5 µm) column was used for the sample separation. The column was preconditioned for about 30 min before the first injection. The mobile phase consisting of a mixture of acetonitrile–water (70:30;v/v) which contains trifluoroacetic acid (0.1%) was used for separation and analysis of CuB. Prepared mobile phase was degassed in an ultrasonic bath for 15 min. The flow rate was maintained at 1 mL/min. The chromatographic conditions were as follows: volume injected 20 μL, detection wavelength of CuB at 248 nm. To determine the amount of CuB-entrapped on the hybrid nanoparticles, the free amount of CuB in the supernatant was analyzed through HPLC. The entrapment efficiency percentage of CuB was calculated using the following equation [40]:
Analytical validation of the modified HPLC method was interpreted according to the ICH Q2 (R1) guideline criteria with respect to linearity and range, precision (inter-day and intraday precision), accuracy and recovery, specificity, and detection/quantitation limits that were analyzed.
Particle size and surface charge
Photon correlation spectroscopy (PCS) (Nano ZS, Malvern Inst., Malvern, Worcestershire, UK) was utilized for the determination of the mean particle size and size distribution (PDI) of the hybrid nano-sized particles. Zeta potential values of the particles were detected through Laser Doppler Anemometry (Malvern Nano ZS, Malvern Inst., Malvern, Worcestershire, UK). For measurements, the lyophilized hybrid nanoparticles were suspended in distilled water at a ratio of 1/10 (v/v). Mean values were calculated through three successive measurements for each system.
Transmission electron microscopy
The hybrid nano-sized particles were monitorized by using a Fei Tecnai G2 Spirit BioTWIN transmission electron microscope (TEM) (FEI Co., USA). Staining of the hybrid dispersions was carried out using 2% (w/v) uranyl acetate solution, and then the nanoparticles were taken up on a carbon-coated copper grid (AGAR Scientific, UK). Fixation was carried out at room temperature [41].
Solubility and in vitro drug release
Solubility and in vitro release performance of the CuB-entrapped hybrid nanocarriers were carried out in PBS pH 7.4. To maintain sink conditions during in vitro dissolution studies of CuB from lipid–polymer hybrid systems, the solubility property of CuB was determined at the first stage. Excess amounts of bulk CuB were stirred in 50 ml PBS pH 7.4 on a multi-stirrer at a temperature of 37 ± 0.5 °C for a suitable time in order to achieve equilibrium. The samples were filtered using a 0.45-mm Sartorius filter, and the concentration of CuB into the filtrate was analyzed through HPLC method to define its solubility characteristics in the PBS pH 7.4 (n = 3). Once the sink conditions were obtained, in vitro CuB release studies of hybrid nano-sized particles were performed through utilizing dialysis bag method [27, 42]. A cellulose acetate dialysis bag (MWCO: 12–14 kDa) (Sigma-Aldrich) and phosphate buffer saline (PBS) pH 7.4 were utilized as the dialysis membrane and dissolution medium, respectively. Dispersed form of hybrid nanoparticles was placed into dialysis bags and then sop in 100 mL PBS under sink conditions (n = 3). An incubator which was set at 50 rpm and 37 °C was utilized for the incubation of the formulations (Jeio Tech SI-300, Jeio Tech Co. Ltd., Korea). At predetermined time intervals, a known amount of dissolution medium was withdrawn and then analyzed through HPLC [43].
Studies of thermal analysis
Thermal analysis of pure CuB, optimum hybrid system and the blank form of this optimized formulation were carried out by a differential scanning calorimeter (DSC) (DSC 60, Shimadzu, Japan). Each lyophilized powder sample was weighed approximately the same amount and filled into aluminum pans. The analysis was performed by a scan between 25 and 250 °C with a heating rate of 5 °C per minute [44].
Small-angle X-ray scattering (SAXS) analysis
SAXS analysis was performed to determine the presence and also the thickness of lipid transition layer onto the surface of the optimum lipid–polymer hybrid systems. This transition layer was created through the lipid layer due to the electron density difference between the polymeric particles and the lipids. The thicknesses of the particles’ lipid shells were measured using the Rigaku SmartLab X-Ray system with a 35 kW X-ray source (Rigaku, Japan). Measurements were utilized between 0.04 and 0.550 Å.
X-ray photoelectron spectroscopy (XPS) analysis
The presence of the lipid shell layer of the optimum hybrid nano-sized particles was confirmed through the XPS analysis. For this purpose, X-ray photoelectron spectrometer (PHI-5000 Versaprobe, Ulvac Physical Electronics, Japan) with a monochromated Al Kα source was utilized. Sensitivity and sufficient resolution were provided by fixation of the pass energy at 20 eV or 100 eV. Binding energies of the elements (eV) on the surface of the particles were obtained through the curve-fitting program XPSPEAK 4.1.
Storage stability
Storage stability of the optimum hybrid nano-sized particles at two different climatic conditions of 4 °C and 25 °C/60% relative humidity (RH) was evaluated over 3- and 6-month periods in terms of the entrapment efficiency, particle size, PDI and zeta potential characteristics.
Optimization by 32 factorial design
Multiple linear regression (MLR) analysis was performed to investigate the factors affecting the final properties of hybrid nanoparticles [34]. Nine hybrid nanoparticle formulations were prepared as per 32 factorial design to determine the impact of two input factors: PEG-conjugated phospholipid/biodegradable polymer ratio (X1) and the total lipids/lecithin molar percentage ratio (X2), on the two responses: entrapment efficiency percentage (Q1) and drug release % at 24th h (Q2) of the CuB-loaded hybrid nanoparticles. Three levels (− 1, 0 and 1) were selected for the testing of each factor. The regression equation of the fitted model for the responses was calculated using the following equation:
To evaluate the response of variables in terms of interactive and polynomial terms, a statistical model was employed. In the model, Q is the independent variable; bo is the arithmetic average response of nine experiments, and b1, b2, b3, b4 and b5 were the forecasted coefficient for the factor X1 and X2. When two factors were changed at the same time, the term that indicates how the response changes was the interaction term (X1X2). Nonlinearity was investigated through the polynomial terms (X12 and X22). The results from factorial design were evaluated statistically through analysis of variance (ANOVA) test [31]. The values and the levels of factors investigated in this research and the variable levels are displayed in Table 2.
Results and discussion
Validation of analytical method
The analytical validation parameters of the modified HPLC method utilized for the determination of the amount of CuB loaded into the hybrid nano-sized particles were analyzed, and among them, the retention time of CuB was detected as 2.44 min. According to the validation data, the R2 value of the method obtained at the concentration range between 5 and 400 µM was determined as 0.9999. The slope and the intercept of the calibration curve were calculated as 5.9708 and − 5.6519, respectively. By the obtained high R2 value, the linearity of the response was confirmed. The low values of relative standard deviations of the inter-day (0.18%) and intraday (0.34%) precisions and also the standard errors of intercept (0.2409) and slope (0.0086) established the precision of the modified HPLC method. The obtained LOD and LOQ values were calculated as 0.074 µg/mL and 0.225 µg/mL, respectively. Besides, the specificity of the HPLC method was achieved since the drug quantification did not interact with any of the ingredients used in the formulations. The analytical validation results demonstrated that the modified HPLC method was successfully applied for CuB analysis from the hybrid nano-sized systems.
Full factorial experimental design
The design and production of lipid–polymer hybrid nanoparticles are a highly complex process because it depends on many formulations and process parameters. These factors affect the final product characteristics significantly by displaying different interactions among each other. In our research, the main features defined for the developed nanoparticles are excellent shell–core structure, high encapsulation efficiency and the proper drug release rate. Considering the various studies in the area of hybrid carrier nanoscale systems, types of the PEG-conjugated lipids and polymers and also the molar lipid ratios are the most critical factors in providing the determined characteristics [30,31,32,33,34]. From this perspective, two FDA-approved excipients, PLGA and DSPE-PEG, were chosen as a hydrophobic polymeric core structure and a PEG-conjugated stealth shell former, respectively. Lecithin, a natural lipid, has been used as a lipid-structured monolayer between the interface of the polymeric core and the phospholipid shell. A 32 factorial design model was used in order to determine the influences of PEG-conjugated phospholipid/biodegradable polymer ratio and total lipids/lecithin molar ratios on the determined key properties of CuB-encapsulated hybrid nanoparticles. Table 1 shows the content of CuB-encapsulated hybrid nanoparticles based on the 32 full factorial design approach. The full factorial design types of optimization approaches and the applied computer programs create mathematical equation models for each response in order to determine the effectiveness of the input factors examined on the output variables and interpret the regression equations of the fitted models [34, 36]. The answer to the mathematical model developed in this way is also evaluated statistically. The levels of independent factors and response variables obtained in this research are displayed in Table 2. ANOVA was applied to determine the influence of each independent variable on the entrapment efficiency percentage (Q1) and drug release percentage at 24th h (Q2) and also indicate the fitness of the factorial design models. The data obtained as a result of the experimental design were placed in various design models such as 2FI (two-factor interaction), linear, quadratic and cubic models, and finally, the best design model which defines the correlation between the independent and the response variables was selected according to the highest coefficient of determination and F value of the model and also a statistically significant p value which was calculated based on the sum of squares analysis.
The effect of the factorial design on entrapment efficiency
One of the most important features of the hybrid nanoparticle formulations is the drug entrapment efficiency. The entrapment efficiency values of the CuB-loaded hybrid systems prepared for this research were ranged between 49.35 and 80.00%, as given in Table 2. The response Q1 values of the design were examined on the basis of input factors, PEG-conjugated phospholipid/biodegradable polymer ratio (X1) and total lipids/lecithin molar percentage ratio (X2). It was determined that the entrapment efficiency of hybrid nanoparticles increased in correlation with the increase in molar percentage ratio of total lipids/lecithin at the full levels of X1 (Table 2). In accordance with the increase in X2 levels, a greater amount of CuB could be incorporated into the polymeric core of hybrid nanoparticles due to the rise at the total lipid amounts in the lipid phase of the dispersion during production process. The main reason of this situation is the increase in the lipid shell layer thickness due to the increase in the X2 level. Thus and so, the leakage of the high hydrophobic CuB from the polymeric core in the aqueous phase to the lipid phase during the formation of the hybrid nanoparticles was reduced31. When the X1 ratio increased from − 1.00 level to 0.00 level, the Q1 response variable was positively affected and the highest Q1 response value was used in the LP5-coded formulation on the center point of the design. In contrast, when the X1 ratio increased from 0.00 level to + 1.00 level, the response values of the Q1 variable reduced significantly depending on the particle shape deformity due to the increase in the lipid amounts in the aqueous lipid phase of the dispersion during production process.
The ANOVA results given in Table 3 show that the factorial design developed in this research is fitted to the quadratic model with a significant p value (p = 0.0010) and an insignificant lack of fit value (p = 0.5133). Both the independent variables, X1 and X2, have statistically significant influences on response variable Q1 (Table 3). When the level of relationship between independent variables (X1X2) were examined, a non-interactive relation has been acquired (p = 0.9888). The negative or positive signs in front of the coefficients of the input factors refer to the antagonistic or synergistic efficiencies of each input variable on each response variable32. From this point of view, it was seen that both X1 and X2 have a positive effect on the Q1 response variable according to the regression equation given in Table 3. The model F value is an indicator of conformity to the mathematical equation model developed in the design, and it is interpreted in comparison with the tabulated F value [37]. In our research, the F value of the model developed for Q1 response variable (F = 16.22, Table 3) was obtained higher than tabulated F value (Ftab = 4.46), which indicates the significant difference of the developed model (p = 0.0010). In a regression analysis, the coefficient of determination (R2) is the value that shows how much of the dependent variable is expressed by the explanatory variables in that analysis [35]. The R2 value of the model developed for the Q1 response variable was calculated as 0.9205 (Table 3). The proximity of R2 to 1 is an indicator of the convenience and accuracy of the developed model.
In addition to the design of the experiments within the scope of 32 factorial design, response surface methodology (RSM) approach is an assessment used to determine the optimum formulation. The RSM approach visually presents the visual effects of changes in a variable on the physicochemical parameters of the prepared nanoparticle formulations and helps to understand the effectiveness of input factors on output variables. Besides RSM approach, linearity graphics are also utilized to show compliance to the fitted model. The linearity plots give a diagrammatical demonstration of the relationship between actual and predicted values of the responses [37]. The influence of independent factors on Q1 response variable is demonstrated in Fig. 1a, b. It was shown that the highest entrapment efficiency of hybrid nanocarriers of about 80% occurs when the X1 independent variable is between 0.00 level and + 1.00 level, and the X2 variable is ranged from 0.00 level to + 0.50 level (Fig. 1a). In addition to the RSM graphics, the linearity plot of Q1 was also demonstrated that the predicted values were close to the actual ones. As shown in the linearity plot of Q1, the linear existence of the plot was an indication of the linear relationship between X1 and X2 independent variables (Fig. 1c). LP5-coded hybrid systems with a combination of medium level of DSPE-PEG/PLGA ratio (X1) and total lipid/lecithin molar percentage ratio (X2) had the highest entrapment efficiency.
The effect of the factorial design on drug release
Solubility studies of CuB into the PBS pH 7.4 medium were performed to ensure the existence of the sink conditions during the in vitro drug release studies. This study notified that CuB was freely soluble in this medium. The solubility value of CuB was found to be 0.49 ± 0.02 mg/mL at the end of this analysis. Dissolution rate graphics expressing the amount of the drug released over time provide a preliminary information about the cell culture experiments and cytotoxicity profiles of the nanoparticles. In this respect, the percentage of drug release from the hybrid nano-sized particles at 24th h was chosen as another important response variable identified within the full factorial design. The release percentages of CuB from the hybrid systems at the end of 24th h are demonstrated in Table 2.
The CuB release from the hybrid formulations prepared at all design points ranged from 9.05 to 29.68% at 24th h. When the behavior of the Q2 response variable was evaluated in terms of the effects of the X1 and X2 input factors, it was shown that all the levels of X1 significantly affected the Q2 response values (p < 0.0001, Table 3), whereas X2 input factor had not a strong effect on the Q2 output variable (p = 0.3733), as shown in the ANOVA results presented in Table 3. However, when the level of relationship between input variables (X1X2) was evaluated, it was found that there was a non-interactive relationship between two independent factors (p = 0.6578, Table 3). When the effects of the PEG-conjugated phospholipid/biodegradable polymer ratio (X1) were evaluated on Q2 response values of hybrid nanocarriers, it was indicated that the rate of CuB release from the nanoparticle formulations at the end of the 24th h decreased significantly due to the increase in PEG-conjugated phospholipid amount compared to the polymer amount in the formulation content.
Regression equations of fitted model for Q1 and Q2
When the level of X1 increased, the thickness of the lipid shell also increased, and as a result, the percentage of CuB which released from the thickened lipid shell per unit time has decreased. As shown in Table 3, the highest fit for the Q2 response variable was determined as the quadratic model (F value = 151.99, p < 0.0001). The R2 value of the model was determined as 0.9909, which proved good and significant fit to the model (Table 3). The highest CuB release from the hybrid systems was obtained from the + 1.00 level to the − 1.00 level for X1 according to the RSM graphics shown in Fig. 2a, b. This situation was arisen from the increase in the hydrophobic structure of the hybrid nano-sized particles due to the increase in the thickness of the lipid monolayer at the interface of the hydrophilic PEG-conjugated phospholipid shell and the hydrophobic polymeric core [32]. When the linearity graphic that belonged to Q2 was examined, it was shown that the plot was found to be linear, demonstrating a linear relationship between X1 and X2 (Fig. 2c).
The adjusted (Adj) R2 value indicates the generalizability of the model to which design fits. In other words, if the model was derived from the population instead of the sample, it would explain the total variance at the Adj R2 level [45]. In this research, for both Q1 and Q2 response variables, the model R2 values were found to be higher than the Adj R2 values. Lower Adj R2 values obtained from both output variables indicated that there was a significant relationship reflected through the model (Table 3).
In statistical modeling, signal-to-noise ratio is measured through adequate precision (AdeqPresicion) value. An AdeqPresicion value greater than 4 indicates that the proposed model is appropriate for the design space [46]. In this study, the AdeqPrecision values were found to be 11.049 and for the Q1 response variable and 38.036 for the Q2 response variable, which indicated an acceptable signal-to-noise ratio (Table 3).
The predicted R2 value shows the closeness between the predicted results of the model and the actual results of the universe [34]. Predicted R2 values of Q1 and Q2 response variables were 0.4254, and 0.9399, respectively (Table 3). The highest predicted R2 value of Q2 indicated an excellent fit to the model. This result correlated with both the highest F and the model R2 values of Q2 response variable (p < 0.0001).
Particle size and PDI of the hybrid nano-sized particles
The mean particle size of CuB-encapsulated hybrid nanocarriers ranged from 94.5 to 127.2 nm with PDI values between 0.094 and 0.122. The graphic of the particle sizes of the nano-sized hybrid carriers presented in Fig. 3 showed that the decrease at the investigated PEG-conjugated phospholipid/biodegradable polymer ratios and the total lipids/lecithin molar percentage ratios were in consistency with the reduction in the size of the particles due to the decrease in the lipid ratio in the hybrid formulation content (p < 0.05, Fig. 3a). The final viscosity of the dispersion was reduced with the reduction in the total amount of lipid present in the lipid phase during the production process, and consequently, the particle sizes of the hybrid systems were decreased [47]. The particle size distribution of the formulations prepared in nanoparticulate systems is expressed by the polydispersity index value. The polydispersity index is defined by the lognormal distribution width of the particle diameter. According to many researchers, the PDI value should be less than 0.2 for a homogeneous particle size distribution [24, 34]. When the developed CuB-encapsulated lipid polymer hybrid nanoparticle formulations were evaluated in terms of PDI values, it was observed that all obtained hybrid systems demonstrated a monodisperse structure (PDI value < 0.2, Fig. 3b).
Zeta potential of the hybrid nano-sized particles
Zeta potential is an important characterization parameter in terms of stability of a colloidal system, interaction of nanoparticles with cell membranes and their biological activities. Appropriate high levels of zeta potential, either negative or positive, provide strong repulsion forces among the nanoparticles and thereby prevent agglomeration of the particles [10, 11, 13]. The lipid polymer hybrid nanocarriers of CuB had negative surface charges ranging from − 29.60 to − 40.50 mV as shown in Fig. 3c. The negative surface charge of the hybrid systems results from the presence of the phospholipid shell on the outer surface of the nanoparticle. A statistically significant increase was observed in the surface charges of the nanoparticles due to the increase in lipid content in all investigated DSPE-PEG/polymer ratios (0.1, 0.2 and 0.4) (p < 0.05). On the other hand, in terms of total lipid/lecithin molar percentage ratio (17%, 34% and 68%) which is named as X2 independent variable, no statistically significant change was observed in the surface charge values of hybrid nanocarriers (p > 0.05).
TEM analysis of the hybrid nano-sized particles
The shape of the CuB-encapsulated hybrid nano-sized systems was visualized through TEM analysis as indicated in Fig. 4. Images of hybrid nano-sized particles reveal the effect of output factors on the structure properties of the hybrid systems. When the X1 ratio is 0.1 or 0.2, the hybrid nanoparticles appear to have a spherical structure and homogeneous distribution with a light-colored internal polymeric core surrounded by a dark lipid layer [31, 32, 48]. The core–shell structure could be observed quite clearly in this formulation groups. On the other hand, as the X1 ratio was risen to 0.4, the sphericity of the nanoparticles deteriorated due to the highest phospholipid content of this hybrid particle group. According to TEM images, when the X1 ratio was 0.1 or 0.2, the nanoparticles showed no tendency to agglomerate. This is thought to result from sufficient repulsion forces among the nano-sized particles depending on the lipid content at the appropriate ratio. Among the examined input factors, X1 variable has major effect compared to X2 factor on the formation of spherical form and the core–shell structure of hybrid particles.
Optimization of the hybrid nano-sized particles
Optimum hybrid formulation was determined by using DoE approach based on Q1 and Q2 response variables. The overlaid contour plots for the CuB-entrapped hybrid nano-sized carriers are demonstrated in Fig. 5. The yellow area in the plots indicates where the critical desired outcomes are present, i.e., an entrapment efficiency percentage above or equal to 80%, a drug release percentage at 24th h approximately between 20 and 25% in consistency with our prior knowledge.
Once the overlaid contour plots were established, a desirable function (d) method was used to determine the optimum hybrid formulation of CuB having the targeted entrapment efficiency and drug release at 24th h [45, 49, 50]. A “d” value close to “1” states that the target outcomes are approached, while the “d” value close to zero indicates that desired response value has been moved away. For this purpose, the target variables need to be defined exactly. For this reason, the entrapment efficiency percentage above or equal to 80% and the drug release percentage at 24th h approximately between 20 and 25% were determined as constants in the DoE approach. Among the CuB-encapsulated hybrid nano-sized particles which were designed through the 32 factorial design in this research, LP5-coded formulation was selected as the optimum formulation due to having specified dependent variable limit values with this configuration. “d” value of the LP5-coded formulation based on this determined response variables was obtained as 0.92 through the Design-Expert software. In order to evaluate the reliability of the design model developed in this research, Bias % or Error % calculation was utilized by comparing the actual and predicted response variables of the optimum formulation. Bias % values of the predicted and actual values of the optimum formulation were calculated using the following equation:
The Bias % value calculated for the Q1 and Q2 response variables was found as 4.36% and 0.10%, respectively. The fact that the Bias % values are less than 15% indicates that the predicted and actual response variables of optimum formulation are in good agreement [51].
Following the determination of the LP5-coded formulation as the optimum formulation, the further characterization studies of this hybrid nano-formulation were performed.
Thermal analysis of the optimum hybrid nano-sized particles
In this research, DSC analysis was also performed in the developed hybrid nano-sized drug carrier systems, as in all dosage forms, to determine the physical state of the CuB in the polymeric core, the possible interactions of the CuB with the PLGA, the DSPE-PEG and the lecithin, and also the thermal behavior of the CuB, the polymeric core material and the lipid materials. DSC thermograms of pure CuB, the LP5-coded optimum hybrid system and the blank form of this optimized formulation are presented in Fig. 6. When the DSC thermogram of pure CuB was examined, it was observed that CuB gave a sharp endothermic peak at 178.99 °C indicating its crystalline structure. This result is consistent with a previous study by Jianbo et al. [7]. On the other hand, when the DSC thermogram of the optimum formulation was evaluated, it was detected that the endothermic peak of CuB disappeared. This situation was interpreted as the crystal structure of CuB was returned to amorphous nature within the polymeric core structure after production process. Similar thermograms have been obtained by many researchers from time to time by loading hydrophobic active substances into polymer or lipid-based carriers [52]. According to some researchers, the transformation of the crystalline structure of the active molecule to amorphous nature after entrapment of the active agent into the nano-systems like hybrid nanocarriers arose from the strong interactions between the lipid shell layers and the active molecule [53, 54]. When the thermograms of the blank form and the CuB-loaded nanocarriers were examined for peaks belonging to both lecithin and PEG-conjugated phospholipid, none of crystalline peaks were observed. This situation was thought to be due to the presence of amorphous nature of the lipid-based excipients. On the other hand, the peaks observed at 49.10 °C in the thermogram of CuB-loaded optimum formulation and also 45.82 °C in the thermogram of blank form of the hybrid system were based to the Tg (glass transition temperature) value of the PLGA. These Tg values of PLGA were consistent with our other researches mentioned above [31]. The results of DSC analysis demonstrated that CuB was in an amorphous nature in the polymeric core structure of the hybrid systems and no interaction was observed among CuB, PLGA, PEG-conjugated phospholipid and lecithin.
SAXS analysis of the hybrid nano-sized particles
The thicknesses of the shell lipid layers of the hybrid formulation at the center point of the design and also the formulations designed as a function of 34% of X2 based on 0.1, 0.2 and 0.4 ratios of X1 were calculated from the lipid transition layer width [31]. Table 4 shows the thickness values of the hybrid particles. This analysis demonstrated that lipid shell thickness of hybrid nano-sized particles increased significantly due to the increase in the PEG-conjugated phospholipid content in the hybrid systems (p < 0.05).
XPS analysis of the optimum hybrid nano-sized particles
The shell lipid layer consisting of the PEG-conjugated phospholipid was confirmed through the binding energies of the specific peaks. The peak observed at 133.6 mV was attributed to P2P envelope, which could only be ascribed to DSPE-PEG-COOH molecule on the surface of the particles according to the chemical composition of the optimum hybrid system. The band belonging to carboxyl group is C1s peak and consists of two components as C=O (289.2 mV) and C–OH bond (284.7 mV). These peaks and the binding energies of the PEG-conjugated phospholipid are consistent with a previous review by Chehimi et al. [55] (Fig. 7).
Storage stability of the optimum hybrid nano-sized particles
Storage stability of the optimum hybrid nano-sized particles at different climatic conditions of 4 °C and 25 °C/60% RH was determined over 3- and 6-month periods in terms of the entrapment efficiency, particle size, PDI and zeta potential characteristics. Table 5 displays the results of the storage stability studies of the optimum formulation. When the 6-month stability data were evaluated statistically for the encapsulated CuB percentage into the hybrid system, it was determined that the hybrid system maintained the chemical structure of the active substance at both climatic conditions and no significant change was observed in terms of CuB amount loaded into the hybrid system (p > 0.05). When the mean particle size, PDI and surface charge of the optimum formulation which was stored at 4 °C were evaluated over a storage period of 6 months, no statistically significant variation was observed in any of the characteristic parameters (p > 0.05). On the other hand, particle size of the optimum formulation which was stored in 25 °C/60% RH was significantly increased from 113.8 to 425.7 nm in the first 3 months (p < 0.05), and degradations were also observed in the structure of the nanoparticles and particle size could not be determined at the end of the 6 months (p < 0.05). PDI values of hybrid nanosystems maintained at 25 °C/60% RH were significantly increased by the effect of time, temperature and humidity during the first 3-month period (p < 0.05). By the end of the 6 months, the PDI value was increased from 0.094 to 1.000 value and polydisperse particle size distribution occurred due to the formation of aggregations among the nanoparticles at the same climatic condition. Statistically significant decreases were observed in zeta potential values of nanoparticles which were stored at 25 °C/60% RH (p < 0.05). It is interpreted that the stability of the nanoparticle structure decreased significantly, especially in surface charge at this storage temperature and relative humidity value. As a result of the storage stability studies at the end of 6-month period, it was determined that the optimum hybrid nanoparticle formulation remained stable in terms of particle characteristics only at 4 °C when compared with 25 °C/60% RH.
Conclusion
In the present research, the core–shell-type hybrid nano-sized carriers of CuB, a BCS Class IV anticancer effective hydrophobic drug, were successfully produced through DoE approach. The influence of the critical formulation factors on the quality of final features of CuB-entrapped hybrid systems, i.e., entrapment efficiency and drug release percentage, was evaluated within the scope of this 32 factorial statistical design. The ANOVA results indicated that the ratios of PEG-conjugated phospholipid/biodegradable polymer and the total lipids/lecithin molar percentage improved the properties of the target variables of the CuB hybrid nano-sized carriers. The desirable function method was applied to select the optimum hybrid formulation of the design. The design data indicated that the optimum hybrid system was successfully designed with the X1 value of 0.2 and X2 value of 34% with the particle size of 113.8 nm, PDI value of 0.094, entrapment efficiency of 80% and surface charge of − 36.6 mV. The optimum lipid–polymer hybrid nano-sized carrier entrapped with CuB provided prolonged release of the active molecule (20.01%) during 24-h period. As a result of this study, an important design model has been developed in order to predict the statistical effectiveness of the critical formulation parameters which were effective on the final features of the hybrid nano-sized carriers optimized using DoE approach. In light of our results, further studies based on in vitro and in vivo experiments are planned to be performed to understand the potency of the CuB-entrapped optimized hybrid nanocarriers on cancer treatment.
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The authors would like to thank The Scientific and Technological Research Council of Turkey (TUBITAK) for their financial support to this research (Grant Number 117S131).
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Sengel-Turk, C.T., Ozmen, N. & Bakar-Ates, F. Design, characterization and evaluation of cucurbitacin B-loaded core–shell-type hybrid nano-sized particles using DoE approach. Polym. Bull. 78, 3327–3351 (2021). https://doi.org/10.1007/s00289-020-03256-7
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DOI: https://doi.org/10.1007/s00289-020-03256-7