Abstract
Purpose
A nationwide multicenter follow-up cohort study of hip replacement arthroplasties performed for nontraumatic osteonecrosis of the femoral head (ONFH) aimed to answer the following questions: What factors were associated with need for reoperation? Although many modifications were made in bipolar hemiarthroplasties (BPs) to improve their durability, could we find any evidence of their efficacy?
Methods
Excluding 58 infected hips and 43 ABS THAs with very poor survivorship, we analyzed 7393 arthroplasties; 6284 total hip arthroplasties (THAs), 886 BPs, 188 total resurfacing arthroplasties, and 35 hemi-resurfacing arthroplasties (hRSs). In the 886 BPs, 440 hips had a smooth small-diameter prosthetic neck (nBPs), 667 hips had a smooth neck (sBPs), 116 hips had highly cross-linked polyethylene in the outer head (hBPs), and 238 hips had an outer head whose outer surface was alumina ceramic (aBPs) (648 hips had an outer head whose outer surface was metal [mBPs]). Multivariate analyses using a Cox proportional-hazard model analyzed risk factors.
Results
Follow-up ranged from 0.1 to 27 (average, 6.9) years, during which 265 hips (3.6%) needed reoperation. Combined systemic steroid use and excessive alcohol consumption and lateral approach were associated with higher risks, aBPs were less durable than THAs or mBPs, and hRSs were inferior to the others. Regarding BPs, the following divisions did not influence their survivorship; nBP or not, sBP or not, and hBP or not.
Conclusions
Factors associated with reoperation risk were identified as described above. The modifications made in BPs did not improve their durability, but aBPs made it worse.
Level of clinical evidence
Level III, therapeutic cohort study.
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Introduction
Nontraumatic osteonecrosis of the femoral head (ONFH) patients who underwent hip replacement arthroplasties were generally younger, more of male gender [1], and at higher risks of postoperative dislocation [2, 3] and need for reoperation [4,5,6,7,8], compared with patients who underwent the procedures mainly for osteoarthrosis (OA). Hip arthroplasty practice has changed noticeably, e.g., increasing employment of total hip arthroplasty (THA) with highly (approximately 10 Mrad) cross-linked polyethylene (HXLPE) and a larger prosthetic head. Therefore, hip replacement arthroplasties performed for OFNH should be monitored, which was conducted by a nationwide multicenter follow-up cohort study. This is the largest prospective follow-up cohort study of primary hip replacement arthroplasties performed for ONFH, to our knowledge. Each patient was registered and prospectively followed up clinically and radiographically at each institution.
Bipolar hemiarthroplasties (BPs) have been done for ONFH usually before development of OA. Many modifications were made to improve their poor results [9, 10]. Because osteolysis due to polyethylene debris generated by neck-outer head impingement was a major concern in BP [11, 12], a new type of BPs (nBPs) with a smooth, small-diameter (approximately 10 mm) neck without any sharp corners began to take place of the other BPs (oBPs) [1]. As contemporary femoral prostheses tended to have a neck with a larger diameter, ‘small-diameter’ was excluded from the definition, which described BPs with a smooth neck (sBPs) and the others with a rough surfaced neck (rBPs). Alumina BPs (aBPs, the outer surface of the outer head was made of alumina ceramic) and BPs with HXLPE in the outer head (hBPs) were also developed to surpass the durability of metal BPs (mBPs) and BPs with conventional polyethylene (cPE) in the outer head (cBPs), respectively. However, their efficacy has not been proven clinically.
Research questions of this study were: What factors were associated with need for reoperation? Although many modifications were made in BPs to improve their durability, could we find any evidence of their efficacy?
Materials and methods
Nationwide multicenter follow-up cohort study of hip replacement arthroplasties performed for ONFH
The Investigation Committee on ONFH under the auspices of the Ministry of Health Labour and Welfare set up a nationwide multicenter follow-up cohort study of primary hip replacement arthroplasties performed for ONFH to clarify patient features, operative parameters, and follow-up status of arthroplasties including need for reoperation. Hip surgeons at 31 institutions participated in the study. We studied the procedures performed for ONFH or OA secondary to ONFH between January 1996 and December 2022. Diagnosis and staging of ONFH was made according to the criteria of the committee [13, 14]. Definitions of ONFH stages 1, 2, 3, and 4 were in line with those of Ficat Stages I, II, III, and IV [15] and with ARCO (Association Research Circulation Osseous) stages I, II, III, and IV [16]. Primary hip arthroplasties that replaced all or part of the hip joint with artificial materials were included; i.e., THA, BP, total resurfacing arthroplasty (tRS), and hemi-resurfacing arthroplasty (hRS). Demographic (age, gender, height, weight, BMI [body mass index], ONFH-associated factors, ONFH stage, and previous surgery in the index hip joint) and surgery-related (approach, type of surgery, acetabular and femoral components, material of the acetabular articulating surface, material and diameter of the prosthetic head) data were recorded. Follow-up data included need for reoperation.
Arthroplasties analyzed for factors related to need for reoperation
From the entire cohort of 7494 hips, 58 infected hips (0.77%) were excluded. We also excluded 43 hips treated with ABS THA (Kyocera, Kyoto, Japan) which had a thin alumina liner supported by polyethylene in a socket. In the present study, they had a very low survival rate (62% at ten years and 55% at 15 years). Poor survivorship of ABS THAs was reported previously [17]. The remaining 7393 hips were analyzed for reoperation risk. Patient age at surgery ranged from 14 to 98 (average, 51.3) years, and 55.3% were in male patients. Height ranged from 132.0 to 193.5 (average, 162.4) cm. Weight ranged from 27.0 to 130.0 (average, 61.4) kg. BMI ranged from 11.6 to 43.9 (average, 23.18) kg/m2. The ONFH-associated factors were systemic steroid use in 58.9%, excessive alcohol consumption 28.2%, none of them 10.5%, and both of them 2.4%. ONFH stage 3 (collapse of the femoral head without joint-space narrowing) was in 55.6%, stage 4 (OA) 41.5%, and stage 2 (without collapse of the femoral head) 2.9%. While 92.5% had no previous surgery, 7.5% had been treated with miscellaneous joint-preserving procedures.
The surgical approach was posterior in 62.3% (4605 hips), anterior or anterolateral 19.4% (1437 hips), and lateral 18.3% (1351 hips). Minimum incision surgery (MIS) was employed in 27.6% and conventional incision in 72.4%. THA was performed in 85.0% (6284 hips), BP 12.0% (886 hips), tRS 2.5% (188 hips), and hRS 0.5% (35 hips). The 886 BPs could be divided as follows; 440 nBPs (49.7%) and 446 oBPs (50.3%), 667 sBPs (75.3%) and 219 rBPs (24.7%), 116 hBPs (13.1%) and 770 cBPs (86.9%), and 238 aBPs (26.9%) and 648 mBPs (73.1%). The alumina and the metal outer heads had the same taper junctions, and either of them could be used at surgeons’ choice. Finish of the outer surface of the acetabular component was porous coating with hydroxyapatite (HA) over-coating (48.1%), porous coating without HA (36.7%), etc. (15.2%). The acetabular component was fixed without cement in 85.6% and with cement in 1.9% (hemiarthroplasty in 12.5%). Surface finish of the stem was porous coating with HA (40.7%), porous coating without HA (28.7%), polished cement stem (8.7%), etc. (21.9%). The femoral component was fixed without cement in 83.7% and with cement in 16.3%. Material of the articulating surface of the acetabular component was HXLPE (53.8%), moderately (5 to 7.5 Mrad) cross-linked polyethylene (18.4%), cPE (17.9%), cobalt-chrome (6.2%), ceramic (3.2%), and hRS (0.5%). Material of the prosthetic head was ceramic (59.5%), cobalt-chrome (33.4%), oxidized zirconium (5.0%), and stainless steel (2.1%). The head diameter was 32 mm in 31.0%, 28 mm 22.5%, ≧ 36 mm 21.3%, 26 mm 16.2%, and 22 mm 9.0%.
Statistical analyses
Factors related to need for reoperation were analyzed with a Cox proportional-hazard model using SAS version 9.4 (SAS Institute Inc., Cary, NC, USA). Univariate analyses were first performed applying the model to each of the demographic and operative parameters with a significance level of p < 0.1. Parameters with p < 0.1 were then examined together using the model with a significance level of p < 0.05 (multivariate analysis). Effects of the identified risk factors on survivorship of hip arthroplasties were illustrated with the Kaplan-Meier estimator (with log-rank tests), using IBM SPSS statistics version 29 (IBM Corp, Armonk, NY, USA), with a significance level of p < 0.05. In the 7393 hips, 311 hips (4.2%) were in 244 patients who died during follow-up, which allowed results obtained with the estimator as they were [18].
Ethical approval
Ethical approvals for this study were comprehensively obtained at three representative institutions. The procedures in the study adhered to the tenets of the Declaration of Helsinki.
Results
Multivariate survivorship analyses
Follow-up ranged from 0.1 to 27 (average, 6.9) years, during which 265 hips (3.6%) needed reoperation (Table 1). The multivariate survivorship analysis identified ONFH-associated factor, surgical approach (direction), and type of surgery as risk factors (Table 2). Combined systemic steroid use and excessive alcohol consumption had a higher risk, with no associated factors as reference (p = 0.004). Compared with posterior approach, lateral approach had a higher risk (p = 0.008). With THAs as reference, BPs were not different (p = 0.734), but tRSs (p = 0.030) and hRSs (p < 0.0001) had higher risks. When the BPs were divided into aBPs and mBPs, with THAs as reference, aBPs had a higher risk (p = 0.016) (Table 3). The following divisions of the BPs did not influence their survivorship; nBPs and oBPs, sBPs and rBPs, and hBPs and cBPs.
Survivorship illustrated with Kaplan-Meier estimator
The Kaplan-Meier estimator illustrated effects of the identified risk factors on survivorship of hip arthroplasties with need for reoperation as the endpoint. Among the ONFH-associated factor groups (Fig. 1), combined systemic steroid use and excessive alcohol consumption had a higher risk compared with the other factors; no associated factors (p = 0.001), systemic steroid use (p = 0.003), and excessive alcohol consumption (p = 0.048). Excessive alcohol consumption was not different from no associated factors (p = 0.094), nor from systemic steroid use (p = 0.075). Systemic steroid use was not different from no associated factors (p = 0.516). Among the surgical approaches (Fig. 2), the lateral approach was inferior to the posterior approach (p < 0.001) and to the anterior or anterolateral approach (p < 0.001). The posterior approach was not different from the anterior or anterolateral approach (p = 0.085). Among the types of surgeries (Fig. 3), hRSs were inferior to the other arthroplasties (p < 0.001), and tRSs were inferior to THAs (p = 0.003) and to mBPs (p = 0.010) but not to aBPs (p = 0.762). Alumina BPs were inferior to THAs (p = 0.007) and to mBPs (p = 0.008). THAs were not different from mBPs (p = 0.397).
Discussion
Regarding need for reoperation, the identified risk factors were; combined systemic steroid use and excessive alcohol consumption, lateral approach, aBP, and hRS. We could not find any evidence of efficacy of the modifications made in BPs but found the deteriorating effect of the alumina outer head.
Systemic steroid use and excessive alcohol consumption
Systemic steroid use [19], excessive alcohol consumption [20], and the diagnosis of ONFH itself [6, 8, 21] were risk factors associated with infection after primary THA. The infection rate of 0.77% in the present entire cohort of 7494 hip arthroplasties performed for ONFH with systemic steroid use and/or excessive alcohol consumption in 89.6% was comparable with infection rates of primary THAs mainly for OA in national registries [4, 21]. Systemic steroid use [6] and excessive alcohol consumption [22, 23] were risk factors associated with reoperation in THAs for ONFH. In the present study, combined systemic steroid use and excessive alcohol consumption was a risk factor related to need for reoperation.
Lateral approach: a risk factor for reoperation
In national register studies of THAs mainly for OA, transgluteal [24], anterior and anterolateral [25], and lateral and anterolateral [26] approaches increased revision risk due to stem loosening compared with posterior approach which possibly facilitated improved exposure for stem alignment [27]. In the present study, lateral approach was a risk factor associated with need for reoperation compared with posterior approach. When osteolysis, stem loosening, socket loosening, and socket and stem loosening were examined together as fixation failure (64 hips) with approach (direction), the incidence was higher with lateral approach (2.22%, 30 of 1351 hips) than with posterior approach (0.72%, 33 of 4605 hips) (χ2 test; p < 0.001) (anterolateral, 1 hip).
Can BP be a viable treatment option for ONFH?
We could not find any evidence of efficacy of the modifications that were made to improve durability of BPs. Neither diameter, surface finish of the prosthetic neck, nor use of HXLPE in the outer head influenced survivorship of the BPs. However, we found the deteriorating effect of the alumina outer head. Poor results of 62 aBPs performed for ARCO stage III ONFH were reported, which was attributed not to the alumina outer head but to cPE in the outer head [28]. In the present study, survivorship of BPs was influenced by their division not into hBPs and cBPs but into aBPs and mBPs.
Why the aBPs were less durable? Canine studies demonstrated severe damage to acetabular cartilage in articulation with a metal femoral head [29, 30] and equally serious damage with a ceramic head [31]. Compared with unipolar hemiarthroplasty (UP), articulation with the acetabular cartilage could be reduced in BP, lowering rates of radiographic acetabular erosion and reoperation [32], but still inevitable in BP because of smaller oscillation angles built in the inner bearing (approximately 50 to 60 degrees in most BPs) than hip movements required in daily activities. In motion studies of the outer and inner bearings of BPs, the better the lubrication between the acetabulum and the outer head, the greater motion occurred at the outer bearing functioning like a UP [33, 34]. In a demographically matched study comparing 20 mBPs and 20 aBPs performed for femoral neck fracture [35], movement of the outer bearing was greater in the aBPs, which was attributed to lower friction coefficients of aBPs in articulation with acetabular cartilage than those of mBPs [36]. Therefore, the better lubrication of cartilage with aBP than with mBP could have promoted increase in motion between the acetabulum and the outer head in aBP, leading to pain, acetabular erosion, and migration of the outer head, resulting in the higher risk of reoperation in aBPs than in mBPs in the present study. As cartilage of acetabula that appeared radiographically normal before THAs performed for ONFH had already degenerated histologically [37], its articulation with the outer head could be harmful, being worse in aBPs with greater oscillating motion at the interface due to their better lubrication than in mBPs. In THAs, ceramic heads with better lubrication in a polyethylene liner provided better results than metallic heads [4]. However, in BPs, the better lubrication of ceramic heads in the acetabulum could have worked negatively raising the reoperation risk. The articulation between the acetabulum and the outer head is the fundamental problem inherent in BP. Despite the insignificant difference in survivorship between mBPs and THAs in the present study, it should be remembered that contemporary THAs with a HXLPE liner and a larger head have been reported with excellent longer-term durability and lower dislocation risk than before.
Resurfacing arthroplasties
High failure rates of hRSs, performed mainly for ONFH stage 3 hips, were shown previously [1, 38] and in the current study. In a national registry, tRS had a higher reoperation risk than THA, and tRS for ONFH had a higher revision rate than tRS for OA [4]. In the present study, tRS had a higher risk of need for reoperation compared with THA or mBP. However, the survival rate of tRS was catching up with THA and mBP after a dip within ten years (Fig. 3), which required further follow-up for conclusion.
Limitations
Prevalences of some categorical parameters might not be enough to assess their effects on the risk. Some patient-related data were lacking, e.g., American Society of Anesthesiologists Scores studied previously [39]. Some operative data were missing. Although data on sizes of outer heads of BPs were lacking, demographic features (gender, height, weight, and BMI) were not different between aBPs and mBPs (p > 0.05). Component position [40] could not be evaluated, given the constraints involving the 31 institutions. Hip arthroplasties performed only for Japanese ONFH patients were analyzed.
Conclusions
Risk factors related to need for reoperation were combined systemic steroid use and excessive alcohol consumption, lateral approach, aBP (less durable than THAs or mBPs), and hRS. The modifications made in BPs did not improve their durability, but aBPs made it worse.
Data availability
The data analyzed in the study are available from the corresponding author on reasonable request.
Code Availability
Not applicable.
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Acknowledgements
The authors are grateful to orthopaedic surgeons listed in the following who participated in this study registering, performing hip arthroplasties on, following up the ONFH patients, and collecting the data. Institutions (researchers [currently working at other hospitals]) in geographical order from north to south: Asahikawa Medical University (Hiroshi Ito, Hiromasa Tanino), Hokkaido University (Daisuke Takahashi, Tomohiro Shimizu, Takuji Miyazaki, Takuya Ogawa), Sapporo Medical University (Satoshi Nagoya, Ima Kosukegawa), Yamagata University (Michiaki Takagi, Juji Ito), Chiba University (Junichi Nakamura, Shigeo Hagiwara, Yuya Kawarai), Dokkyo Medical University Saitama Medical Center (Tetsuya Jinno, Gaku Koyano, Ryota Shinada, Tetsuya Tachibana, Moe Suzuki), The University of Tokyo (Sakae Tanaka, Takeyuki Tanaka, Naoto Kaminaga), Tokyo Medical and Dental University (Ryohei Takada, Kazumasa Miyatake), Tokyo Medical University (Kengo Yamamoto, Takaaki Shishido, Toshinori Masaoka, Toshiyuki Tateiwa, Tsunehito Ishida), Yokohama City University (Yutaka Inaba, Hyonmin Choe, Hiroyuki Ike), Showa University Fujigaoka Hospital (Minoru Watanabe, Tsubasa Ishikawa, Itaru Kachi), Shinshu University ([Hiroyuki Kodaira] Hiroshi Horiuchi), Kanazawa University (Tamon Kabata), Kanazawa Medical University (Ayumi Kaneuji, Toru Ichiseki), Nagoya University (Yasuhiko Takegami, Yusuke Osawa), Mie University (Akihiro Sudo, Masahiro Hasegawa, Yohei Naito), Kyoto University (Yutaka Kuroda, Toshiyuki Kawai, Yaichiro Okuzu, Yugo Morita, Shuichi Matsuda), Osaka University (Kazuma Takashima, Keisuke Uemura, [Masaki Takao], Hidetoshi Hamada), Osaka National Hospital (Hidenobu Miki, Makoto Kitada, Yoshichika Hashimoto, Makoto Iwasa), Kansai Rosai Hospital (Takeshi Ogawa, Tsuyoshi Koyama), Osaka Metropolitan University (Yoichi Ohta, Ryo Sugama), Hiroshima University (Takeshi Shoji, Hideki Shozen, Shinichi Ueki, Hiroki Kaneta), Yamaguchi University (Takashi Imagama, Tomoya Okazaki, Yuta Matsuki, Takehiro Kaneoka, Takehiro Kawakami, Kazuhiro Yamazaki), Ehime University (Naohiko Mashima, Masaki Takao), Kyushu University (Yasuharu Nakashima, Goro Motomura, Ryosuke Yamaguchi, Takeshi Utsunomiya, Noriko Yamamoto, Hidenao Tanaka, Yusuke Ayabe, Kosei Sakamoto), Fukuoka University (Fumihiro Yoshimura, Yoshiaki Hideshima, Taiki Matsunaga, Hajime Seo, Koichi Kinoshita, Takuaki Yamamoto), Saga University (Masaaki Mawatari, Shunsuke Kawano, Masanori Fujii, Masaya Ueno), Nagasaki University (Makoto Osaki, Ko Chiba, Kyosuke Kobayashi, Kazuteru Shiraishi), Oita University (Nobuhiro Kaku), Miyazaki University (Etsuo Chosa, Takero Sakamoto, Yoichiro Yamaguchi), and University of the Ryukyus (Satoshi Nakasone, Masamichi Onaga, Takahiro Igei, Fumiyuki Washizaki).
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This study was supported by a research grant from the Health Labour Sciences Research Grant, the Ministry of Health Labour and Welfare, Japan (23FC0201).
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Ethical approvals for this study were comprehensively obtained at three representative institutions; Shinshu University School of Medicine, Suwa Red Cross Hospital, and Osaka University Graduate School of Medicine. The procedures in this study adhered to the tenets of the Declaration of Helsinki.
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Kobayashi, S., Sugano, N., Ando, W. et al. Concerns with alumina bipolar hemiarthroplasties compared to metal bipolar hemiarthroplasties when performed for nontraumatic osteonecrosis of the femoral head. International Orthopaedics (SICOT) (2024). https://doi.org/10.1007/s00264-024-06258-6
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DOI: https://doi.org/10.1007/s00264-024-06258-6