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Nuclear Accidents: Models for Reparation

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Nuclear Non-Proliferation in International Law - Volume III

Abstract

The accidents of Chernobyl and of Fukushima-Daiichi teach the lesson that nuclear accidents may have large-scale catastrophic detrimental and transboundary effects causing nuclear damage of an extraordinary magnitude and of an ‘exceptional character’. In order to cope with those occurrences, a risk-adequate regime of damage reparation has to be available. Reparation for nuclear damage may be provided by different tools (remediation or compensation). In the nuclear field, the civil law ‘compensation approach’ prevails and has been adopted by the international nuclear liability conventions and by national legislations. States refrained from establishing instruments on State liability under public international law. International conventions on civil compensation of nuclear damage have been developed and adopted since the late 1950s: The 1960/2004 [Paris] Conventions on Third Party Liability in the Field of Nuclear Energy, the 1963/2004 [Brussels] Conventions Supplementary to Paris Conventions, the 1963/1997 Vienna Conventions on Civil Liability for Nuclear Damage, the 1988 Joint Protocol Relating to the Application of the Vienna Convention and the Paris Convention and the 1997 Convention on Supplementary Compensation for Nuclear Damage. These conventions establish a severe civil liability regime which is particularly tailored for the specifics of compensating nuclear damage. Main elements of this regime are: Liability without fault (strict liability) of the operator of a nuclear installation—exclusive liability of the operator (legal channelling)—limitation of liability in amount and in time—mandatory financial security to cover liability—exclusive competent court—recognition and enforcement of judgements—equal treatment of all victims. While the liability rules are simple there are yet elements which complicate compensation or which are disputable. The nature of the effects of ionizing compensation entails that it is in some cases difficult if not impossible to prove the causal link between incident and damage. This problem cannot finally be solved by lawyers. The amount of money to cover nuclear damage may be insufficient, particularly if States limit liability in amount. There may be reasons for limited liability but nevertheless unlimited liability appears to be the only form of liability which is adequate to the nuclear risk. Legal channelling of liability onto the operator of a nuclear installation is a most disputable concept because it is unjust. But at the same time it facilitates the bringing of claims for victims. Only a minority of States adhere to the international nuclear liability conventions. As a consequence, in cases of transboundary nuclear damage which affects non-Contracting States to the conventions claiming compensation is governed by the uncertainties of the general laws of conflict. A global nuclear liability regime based on worldwide treaty relations is requested. But this request misjudges reality and is disputable. Aiming at regional harmonisation based on treaty relations is a more realistic goal and is more helpful for victims.

Dr. jur, Retired Senior Academic Counsellor at the Institute of Public International Law of the University of Göttingen, Germany; Permanent Consultant to the German Federal Minister for the Environment, Nature Conservation, Building and Nuclear Safety; Honorary Lecturer at the University of Dundee, Scotland; Lecturer at the International School for Nuclear Law of the OECD at the University of Montpellier, France.

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Notes

  1. 1.

    No. 2 Exposé des Motifs [to the Paris Convention] approved by the OECD Council on 16th November 1982, http://www.oecd-nea.org/law/nlparis_motif.html.

  2. 2.

    In Germany alone approximately 300,000 people claimed compensation for nuclear damage suffered by the 1986 Chernobyl accident. The claims were based on Section 38 German Atomic Energy Act which grants a right for compensation (‘Ausgleich’) against the Federal State in case the foreign operator or its installation State does not pay compensation. See Eich 2003, pp. 89–97.—As for the 2011 Fukushima-Daiichi accident, the status of claims made per 5 February 2016 is: 872,000 individual claims, 1307 millions claims made by individuals regarding losses due to voluntary evacuation, 390,000 claims made by corporations and sole proprietors; the total amount paid out accounts to Yen 5877.4 billion (= approximately EUR 46.3 billion) (see Table at http://www.tepco.co.jp/en/comp/images/jisseki-e.pdf).

  3. 3.

    On the following part of this Chapter see also: Pelzer 2010a, pp. 13–21 (16 et seq.).

  4. 4.

    Esser 1941/1969, p. 73. See also Rinck 1959, p. 23.

  5. 5.

    Medicus 2006, margin number 582.

  6. 6.

    Fletcher 1972, pp. 537–573.

  7. 7.

    Fletcher 1972, pp. 539 et seq. See critical comments on Fletcher’s approach made by: Watts 2011, particularly pp. 599–612.

  8. 8.

    Fletcher 1972, p. 543.

  9. 9.

    Posner 2002, p. 288.

  10. 10.

    Black’s 2004, p. 1407.

  11. 11.

    Public Law 96–510; 94 Stat. 2767. Codification: 42 U.S.C. § 9601.

  12. 12.

    See on compensation and remediation Pelzer 2010b, pp. 49–57.

  13. 13.

    See the definitions in CERCLA Section 101 no. 22 (C): ‘release of source, byproduct, or special nuclear material from a nuclear incident…’

  14. 14.

    EU O. J. 2004 No. L 143 p. 56.

  15. 15.

    See consolidated version of the Euratom Treaty per March 2010 at http://europa.eu/eu-law/decision-making/treaties/pdf/consolidated_version_of_the_treaty_establishing_the_european_atomic_energy_community/consolidated_version_of_the_treaty_establishing_the_european_atomic_energy_community_en.pdf.

  16. 16.

    Black’s 2004, p. 322.

  17. 17.

    See with references to the relevant IAEA Documents and to the work of the UN International Law Commission: Explanatory Texts 2007, pp. 18–19, 24–25; Lamm 1998, pp. 7–24 (10); Kiss 2006, pp. 67–83 (82); Van Dyke 2006, pp 13–46.

  18. 18.

    See the text of the speech at https://www.iaea.org/about/history/atoms-for-peace-speech.

  19. 19.

    See unofficial consolidated version of the 2004 Paris Convention at http://www.oecd-nea.org/law/Unofficial%20consolidated%20Paris%20Convention.pdf.

  20. 20.

    Latest status at: http://www.oecd-nea.org/law/paris-convention-ratification.html.

  21. 21.

    See n. 1.

  22. 22.

    There is, however, a Steering Committee recommendation of 20 April 1990 which recommends that Parties raise their liability amounts to not less than SDRs 150 million (OECD/NEA Doc NE/M(90)1, http://www.oecd-nea.org/law/paris-convention-dec-rec-int.pdf p. 13 no. 15). Most Parties followed that recommendation, see OECD/NEA, Nuclear Operator Liability Amounts and Financial Security Limits (last updated: July 2015), http://www.oecd-nea.org/law/2015-table-liability-coverage-limits.pdf.

  23. 23.

    See unofficial consolidated version of the 2004 Brussels Supplementary Convention at http://www.oecd-nea.org/law/Unofficial%20consolidated%20Brussels%20Supplementary%20Convention.pdf.

  24. 24.

    Latest status at http://www.oecd-nea.org/law/brussels-convention-ratification.html.

  25. 25.

    IAEA Doc. INFCIRC/500 = 1063 UNTS 265, https://www.iaea.org/publications/documents/infcircs/vienna-convention-civil-liability-nuclear-damage.

  26. 26.

    IAEA Doc. INFCIRC/566. A The Protocol and a consolidated Text of the VC and the 1997 VC are published in IAEA Doc. INFCIRC/566 Annex at http://ola.iaea.org/ola/treaties/documents/infcirc566.pdf.

  27. 27.

    Status see at IAEA Docs. Registration Nos. 1277, 1759 (http://www.iaea.org/Publications/Documents/Conventions/liability_status.pdf; http://www.iaea.org/Publications/Documents/Conventions/protamend_status.pdf).

  28. 28.

    See OECD/NEA Operator Liability (n. 22).

  29. 29.

    Article 2 1960/1982 PC. The Vienna Convention does not contain a territorial scope provision but the Contracting Parties recommended already in 1964 that the Convention should be applied as if there were such provision (IAEA Standing Committee on Civil Liability for Nuclear Damage, Vienna 13–17 April 1964, IAEA Doc. CN-12/SC/9). This recommendation was never disputed. See also OECD/NEA 1970, pp. 22–23. The 2004 PC and the 1997 VC explicitly extend their geographical scope if certain conditions are met, Article 2 2004 PC, Article I A 1997 VC.

  30. 30.

    This problem was first described by Nordenson 1970, pp. 427–442.

  31. 31.

    IAEA Doc. INFCIRC/402 = 1672 UNTS 302, http://ola.iaea.org/ola/treaties/documents/infcirc402.pdf.

  32. 32.

    IAEA Doc. Registration No. 1623, http://www.iaea.org/Publications/Documents/Conventions/jointprot_status.pdf.

  33. 33.

    On the history and on details of the Joint Protocol see in particular von Busekist 2006, pp. 129–153.

  34. 34.

    IAEA Doc. INFCIRC/567, http://ola.iaea.org/ola/treaties/documents/infcirc567.pdf.

  35. 35.

    On the Convention, inter alia, see: Explanatory Texts 2007, pp. 18–20, 61–99; US Dept. of State, Convention on Supplemental Compensation for Nuclear Damage: Article by Article Analysis, http://www.state.gov/t/isn/trty/5951.htm; Boulanenko 2000, pp. 161–170; McRae 2000, pp 171–183; McRae 2006, pp. 187–200; McRae 2015, pp. 7–25; Pelzer 2015, pp. 394–397; Touïtou-Durand 2010, pp. 257–274.

  36. 36.

    IAEA Doc. Registration No. 1914.

  37. 37.

    See on this issue in particular Pelzer 2015, p. 396.

  38. 38.

    974 UNTS 255, https://treaties.un.org/doc/Publication/UNTS/Volume%20974/v974.pdf.

  39. 39.

    See below Sect. 12.2.2.3.

  40. 40.

    See Articles 6 (b) PC and II (5) VC which stipulate that liability under defined transport conventions shall remain untouched.

  41. 41.

    See, e.g., IAEA, Maritime Carriage of Nuclear Materials, https://www.iaea.org/sites/default/files/publications/magazines/bulletin/bull14-1/14104502427.pdf.

  42. 42.

    See https://treaties.un.org/pages/showDetails.aspx?objid=0800000280107d4b.

  43. 43.

    Royaume de Belgique 1963, p. 707. The text is also reproduced in: American Journal of International Law vol. 57 (1963) p. 268. Since Germany is among the few States that ratified the Convention it is published in the German Official Gazette: Bundesgesetzblatt 1975 part II p. 977.

  44. 44.

    The Franc mentioned in Article III is a unit of account constituted by sixty-five and one half milligrams of gold of millesimal fineness nine hundred [Article III (4)].

  45. 45.

    For an overview of the Convention see: Könz 1963, pp. 100–111.

  46. 46.

    The German Atomic Energy Act contains a provision on the liability for nuclear powered ships. The Act refers to the Brussels Nuclear Ship Convention which thus is made applicable as national German law (Section 25a Atomic Energy Act, for an English translation of the German Atomic Energy Act see http://faolex.fao.org/docs/pdf/ger50913E.pdf.

  47. 47.

    Reference has particularly to be made to the so-called Brookhaven Report 1957; for a facsimile of the report see http://www.dissident-media.org/infonucleaire/wash740.pdf. With regard to a major nuclear incident the Brookhaven Report estimated 3400 deaths, 43,000 injuries and property damage of US $7 billion. If the $ 7 billion property damage is adjusted for inflation 2015 the figure will probably be increased tenfold; this figure is close to the Fukushima figures, see n. 2.

  48. 48.

    An Act to amend the Atomic Energy Act of 1954, as amended, and for other purposes of 2 September 1957 (‘Price-Anderson Act’) (Public Law 85-256 = 71 Stat. 576 = 42.U.S.C. ch.23).

  49. 49.

    Bundesgesetz über die zivilrechtliche Haftung für Schäden durch Radioaktivität (Atomhaftungsgesetz 1999–AtomHG 1999) (Bundesgesetzblatt Österreich I 1998/170; 2001/98; 2003/33). An English translation of the Act is available at: Hinteregger and Kissich 2004, p. 151.

  50. 50.

    An Act to provide for civil liability for nuclear damage and prompt compensation to the victims of a nuclear incident through a no-fault regime channeling liability to the operator, appointment of Claims Commissioner, establishing a Nuclear Damage Claims Commission and for matters connected therewith or incidental thereto (The Civil Liability for Nuclear Damage Act 2010) (No. 38 of 2010, The Gazette of India, Extraordinary, Part II Section 1 No 47, September 22, 2010).

  51. 51.

    See, e.g., O’Higgins and McGrath 2002, pp. 7–21; Carroll 2005, pp. 229–238. See also Ludbrook 2004, pp. 239–247.

  52. 52.

    For a quick overview of the liability regime, among others, see Schwartz 2010, pp. 307–354; Cook 2013, pp. 64–88.

  53. 53.

    The Vienna Conventions and the Convention on Supplementary Compensation talk about ‘absolute liability’. This term is also used in No. 14 of the Exposé des Motifs to the 1960 Paris Convention (n. 1). However, this marking may be misleading because sometimes absolute liability is understood as liability without any exoneration. This does not apply to nuclear liability law which allows exonerations.

  54. 54.

    The relevant provision of the 1962 Brussels Nuclear Ship Convention is Article II (1): ‘The operator of a nuclear ship shall be absolutely liable for any nuclear damage upon proof…’

  55. 55.

    The 1960 Paris Convention, the 1963 Vienna Convention and the Convention on Supplementary Funding list as a further reason for exoneration a ‘grave natural disaster of an exceptional character’. This exoneration was deleted in the 2004 Paris Convention and the 1997 Vienna Convention because it is expected that the operator is in a position to take precautionary measures against such events.

  56. 56.

    Articles 3 (a) 1960 and 2004 PCs, II (1) 1963 and 1997 VCs, 3 (1) CSC Annex.

  57. 57.

    Articles 4 1960 and 2004 PCs, II (1) 1963 and 1997 VCs, 3 (1) CSC Annex.

  58. 58.

    No. 15 para 2 op. cit. (n. 1). See also Explanatory Texts 2007, pp. 10–12. See furthermore: Fiore 2009, pp. 423–425.

  59. 59.

    The principle respondeat superior does not apply.

  60. 60.

    Articles 6 (f) 1960 and 2004 PCs, X 1963 and 1997 VCs, 10 CSC Annex.

  61. 61.

    There are other examples of liability channelling, though. But in those examples the exoneration from liability of other persons is limited to a certain circle of persons while nuclear channelling is comprehensive and excludes all other persons. See Article 7 (5) 1996/2010 HNS Convention, http://hnsconvention.org/Documents/Consolidated_Text.pdf. A short overview of the different types of channelling is provided by Boyle 2006, pp. 572–573.

  62. 62.

    See, e.g., Ameye 2010, pp. 339–379, pp. 33–58; Handrlica 2011, pp. 69–82. Legal channelling was particularly discussed in Germany prior to its ratification of the Paris Convention in 1975. Germany had made a reservation regarding channelling which was not used after all. The discussion of the channelling concept delayed the ratification considerably. On German literature see Weitnauer 1964, pp. 146–149; Pelzer 1966, pp. 1010–1014; Kanno 1967.

  63. 63.

    Articles 7 2004 PC (not less than EUR 700 million), V 1963 VC (not less than Gold-USD 5 million) and 1997 VC (not less than SDRs 300 million), 4 CSC Annex (not less than SDRs 300 million).

  64. 64.

    See OECD/NEA, Nuclear operator liability amounts op. cit. n. 22.

  65. 65.

    See n. 49.

  66. 66.

    Gesetz über die friedliche Verwendung der Kernenergie und den Schutz gegen ihre Gefahren (Atomgesetz) of 23 December 1959/15 July 1985 as amended (Bundesgesetzblatt 1985 I p. 1565; 2015 I p. 2053).

  67. 67.

    1961 Act on Compensation for Nuclear Damage as amended (Act No. 147 of 1961, Act No. 19 of 2009).

  68. 68.

    Kernhaftpflichtgesetz (KHG) of 18 March 1983 as amended (SR 732.44; AS 1983, 1886; 2010, 1739).

  69. 69.

    After the entry into force of the 2004 Protocol to Amend the Paris Convention, unlimited liability will also be introduced in Finland and Sweden.—Parties to the Vienna Convention that do not expressly limit the liability in amount are deemed to also apply unlimited liability to the operator liable. Insofar the legislation of the 1963 Vienna Party Russia gives rise to doubts. The Russian ‘Federal Law on the Use of Atomic Energy of 21 November 1995’ (No. 170-FZ) as last amended on 2 July 2013 (No. 159-FZ) seems to establish unlimited liability, see Articles 53–60 and in particular Article 55(2): ‘The maximum limit of liability for losses and damage caused by radiation exposure in regard to any incident cannot exceed the amount established by the international agreements of the Russian Federation.’ The Vienna Convention does not fix an amount but leaves limitation to the implementing legislation of the Contracting Parties. Article V (1) 1963 VC stipulates ‘The liability of the operator may be limited by the Installation State to not less than US $5 million for any one nuclear incident.’ The Russian Law does not take a decision of its own on a limitation of liability but refers back to Article V (1) VC. This can either mean that there is no limitation under the Russian law which entails that unlimited liability applies or it may be interpreted as limitation of liability to the minimum amount of US $5 million which corresponds to 5 million US Gold-Dollars (Article V (3) 1963 VC). Since 1996 (sic!) Russia has been working on a new nuclear liability act but there is no result of these efforts yet. See the report by Lebedeva 2014, pp. 105–111.

  70. 70.

    See Pelzer 1982, pp. 33 et seq. with references. In great detail on this issue see Fischinger 2015, pp. 42 et seq.

  71. 71.

    See n. 48.

  72. 72.

    The current amount is US $ 13.6 billion (Section 170 (b) Atomic Energy Act 1954, as amended, Public Law 83–703, 68 Stat. 919). A brief description of the US system is available at World Nuclear Association, Liability for Nuclear Damage—US Framework (updated February 2016), http://www.world-nuclear.org/information-library/safety-and-security/safety-of-plants/liability-for-nuclear-damage.aspx.

  73. 73.

    U. S. Supreme Court, Duke Power Co. v. Carolina Environmental Study Group, No. 77–222, argued: March 20, 1978, decided: June 26, 1978, (438 U. S. 59 (1978) = JUSTIA US Supreme Court, https://supreme.justia.com/cases/federal/us/438/59/case.html. The Court ruled at p. 86: ‘Given our conclusion that, in general, limiting liability is an acceptable method for Congress to utilize in encouraging the private development of electric energy by atomic power, candor requires acknowledgment that whatever ceiling figure is selected will, of necessity, be arbitrary in the sense that any choice of a figure based on imponderables like those at issue here can always be so characterized’. This is not, however, the kind of arbitrariness which flaws otherwise constitutional action. When appraised in terms of both the extremely remote possibility of an accident where liability would exceed the limitation and Congress’ now statutory commitment to ‘take whatever action is deemed necessary and appropriate to protect the public from the consequences’ of any such disaster, 42 U.S.C. § 2210(e) (1970 ed., Supp. V), we hold the congressional decision to fix a $560 million ceiling, at this stage in the private development and production of electric energy by nuclear power, to be within permissible limits, and not violative of due process.’ Today the ceiling is adjusted for inflation to $ 13.6 billion, see n. 72.

  74. 74.

    See nn. 6, 7, 8.

  75. 75.

    Articles 10 1960 and 2004 PCs, VII 1963 and 1997 VCs, 5 CSC Annex.

  76. 76.

    Articles 10 (b) 2004 PC, VII (1) (a) sentence 3 1997 VC, 5 (1) (a) sentence 3 CSC Annex.

  77. 77.

    See above Sect. 12.2.1.2.

  78. 78.

    See above Sect. 12.2.1.5.

  79. 79.

    There is ample literature available. See, e.g., the concise introduction by Reitsma and Tetley 2010, pp. 387–416, and the comprehensive article by Quéré 2014. EURATOM in 1965 organised a colloquium on the insurance of nuclear risks. The papers presented by high-rank experts at that colloquium provide excellent insight into the insurance issues relevant at the time of developing nuclear industry: Europäische Atomgemeinschaft—EURATOM 1966. Special attention should be paid to the presentation by Dr. W. E. Belser from Switzerland (op. cit. pp. 39–54). Belser is one of the fathers of the Paris Convention.

  80. 80.

    See Belser op. cit. (n. 79) p. 43.

  81. 81.

    See Reitsma and Tetley 2010, pp. 390 et. seq.; Tetley 2014, pp. 709–726; Harbrücker 2014, pp. 281–286.

  82. 82.

    See Ameye and Igartua Arregui 2012, pp. 265–300; Rimšaité 2013, pp. 16–26.

  83. 83.

    See Tetley 2006, pp. 27–39.

  84. 84.

    For details, including descriptions of the U. S. and of the German pooling systems, see Pelzer 2007, pp. 37–55; Carroll 2008, pp. 75–97.

  85. 85.

    Section 170 (b) (c) US Atomic Energy Act (n. 72).

  86. 86.

    Sections 13 (3), 25, 31, 34 German Atomic Energy Act (n. 66), Section 302 Stock Corporation Act (Aktiengesetz, Bundesgesetzblatt 1965 I p. 1089; 2015 I p. 1245). For an unofficial English translation see http://www.nortonrosefulbright.com/files/german-stock-corporation-act-2010-english-translation-pdf-59656.pdf.

  87. 87.

    Articles 10 (c) 2004 PC, VII (1) 1963 VC, VII (1) (a) 1997 VC, 5 (19 (a) CSC Annex.

  88. 88.

    Reitsma and Tetley 2010 pp. 398–399.

  89. 89.

    Articles 8 1960 PC, VI 1963 VC, 9 CSC Annex. The discovery-rule period under the 1960 Paris Convention is two years.

  90. 90.

    Articles 8 (c) and (d) 2004 PC, VI (1) (a) and (3) 1997 Vienna Convention. The discovery-rule period under the 2004 Paris Convention is now also three years.

  91. 91.

    Articles 13 (a) 1960 and 2004 PCs, XI (1) 1963 and 1997 VCs, XIII (1) CSC.

  92. 92.

    Articles 13 (b) 1960 PC, 13 (c) 2004 PC, XI (2) 1963 and 1997 VCs, XIII (3) CSC.

  93. 93.

    Articles 13 (b) 2004 PC, XI (1bis) 1997 VC, XIII (2) CSC.

  94. 94.

    Articles 13 (h) 2004 PC, XI (4) 1997 VC.

  95. 95.

    See on this Explanatory Texts 2007 pp. 91–93.

  96. 96.

    Articles 13 (d, e) 1960 PC, 13 (i, j) 2004 PC, XII, XIV 1963 and 1997 VCs, XIII (6, 7) CSC.

  97. 97.

    Council Regulation (EC) No. 44/2001 of 22 December 2000 on jurisdiction and the recognition and enforcement of judgments in civil and commercial matters (O. J. EU 2001 No. L 12 p. 1). This Regulation was, as of 2015, replaced by the so-called ‘recast’ Brussels I Regulation (Regulation (EU) No. 1215/2012 of 12 December 2012, O. J. EU 2012 No. L 351 p. 1, see Articles 80 and 81).

  98. 98.

    See, e.g., Magnus 2010, pp. 105–121.

  99. 99.

    Articles 14 1960 and 2004 PCs, XIII 1963 and 1997 VCs.

  100. 100.

    Article III (2) (a) CSC.

  101. 101.

    Articles III (2) (b), XI (1) (b) CSC.

  102. 102.

    Article XI (2) CSC.

  103. 103.

    Regarding installations which do not serve peaceful purposes see the Annexes to both the 1963 and the 2004 Brussels Supplementary Conventions.

  104. 104.

    Article 2 1963 and 2004 BSC.

  105. 105.

    See Sect. 12.2.1.4. above and in particular n. 29.

  106. 106.

    Article 2 2004 PC, I A 1997 VC. The Paris and Vienna Conventions use different legal approaches but they eventually have identical results. While the Vienna Conventions opens the scope of application to nuclear damage ‘wherever suffered’ and permits Parties to exclude defined territories, the Paris Convention organises the scope provision the other way round: it lists defined territories to which the PC is applicable and gives Parties discretion to provide for a broader scope of application.

  107. 107.

    See in detail Explanatory Texts 2007, pp. 73–75, 80–82 with references.

  108. 108.

    Currie 2006, p. 85.

  109. 109.

    Van Dyke 2006, p. 46.

  110. 110.

    No. 7 of the Exposé des Motifs to the Paris Convention (n. 1).

  111. 111.

    See above Sect. 12.1.2, in particular nn. 6, 7, 8.

  112. 112.

    English translation of Section 249 paragraph 1 German Civil Code (Bürgerliches Gesetzbuch—BGB); for a translation by the German Federal Minister for Justice in cooperation with others see http://www.gesetze-im-internet.de/englisch_bgb/german_civil_code.pdf).

  113. 113.

    See above Sect. 12.2.2.1.

  114. 114.

    Articles 3 1960 and 2004 PCs, II (1) 1963 and 1997 VCs, 3 (1) CSC Annex.

  115. 115.

    Articles 1 1960 and 2004 PCs, I 1963 and 1997 VCs, I CSC and 1 CSC Annex. The revised Conventions and the CSC have an enlarged and more detailed list of definitions than the unrevised PC and VC, particularly regarding the concept of nuclear damage.

  116. 116.

    See Sect. 12.1.1 above.

  117. 117.

    Whether such transmutation is perhaps desirable depends on the social conception and the politics of the respective State.

  118. 118.

    For example: Article L 411-1 French Code de la Sécurité sociale.

  119. 119.

    Judge Pollock in: Byrne v. Boadle [2 Hurlstone & Coltman’s Exchequer Reports 722, 159 English Reports 299 (Exch. 1863)].

  120. 120.

    Judge Denning in: Miller v. Minister of Pensions [1947] (2 All England Law Reports 372): ‘It must carry a reasonable degree of probability, not so high as is required in a criminal case. If the evidence is such high that the tribunal can say: ‘we think it more probable than not’, the burden is discharged, but if the probabilities are equal it is not.’

  121. 121.

    See on the issue of causality in nuclear liability law in more detail: Pelzer 1968, pp. 41–63; Moser 1986, pp. 70–93; StåhlbergSthlberg 1994, pp. 22–29. Special literature is rather rare because there is no progress in this field.

  122. 122.

    Fletcher 1972, p. 544.

  123. 123.

    Fletcher 1972, p. 570.

  124. 124.

    Van Dyke 2006, p. 46.

  125. 125.

    Fischinger 2015, p. 46: ‘…kann man die Normierung von der Höhe nach begrenzten, verschuldensunabhängigen Haftungstatbeständen auch als das sachgerechte Ergebnis einer vom Gesetzgeber vorgenommenen Interessensabwägung ansehen.’

  126. 126.

    In detail Fischinger 2015, pp. 46–51.

  127. 127.

    Fischinger 2015 op. cit. (n. 126).

  128. 128.

    Fletcher 1972, p. 573.

  129. 129.

    See the references in n. 2. Furthermore see on the Chernobyl accident: UNSCEAR, The Chernobyl accident, at http://www.unscear.org/unscear/en/chernobyl.html; World Nuclear Association, Chernobyl Accident 1986, at http://www.world-nuclear.org/info/Safety-and-Security/Safety-of-Plants/Chernobyl-Accident/; Environmental Consequences of the Chernobyl Accident and their Remediation: Twenty Years of Experience, Report of the UN Chernobyl Forum, Expert Group Environment (EGE), August 2005, at http://www-ns.iaea.org/downloads/rw/meetings/environ-consequences-report-wm-08.05.pdf.

  130. 130.

    See n. 73.

  131. 131.

    No. 7 Exposé des Motifs (n. 1).

  132. 132.

    In more detail on the compensation of catastrophic nuclear damage see: Pelzer 2010c, pp. 341–357.

  133. 133.

    Articles 101 et seq. consolidated version of the Treaty on the Functioning of the European Union (EU O. J. 2008 No. C 115 p. 47) (= former Articles 81 et seq. EC Treaty).

  134. 134.

    See above Sect. 12.2.2.7.

  135. 135.

    See n. 2.

  136. 136.

    Abraham 2007, pp. 173–180.

  137. 137.

    See with references Pelzer 2010c, pp. 351–353. For a comparative overview see: van Boom and Wagner 2014; for the German law see von Bar 1998; for the US law see Weinstein 1995; Nagareda 2007.

  138. 138.

    Cf. Article 6 (1) of the 1950 European Convention for the Protection of Human Rights and Fundamental Freedoms (Bundesgesetzblatt 2002 II p. 1054).

  139. 139.

    See Pelzer 2010c, p. 353 with references.

  140. 140.

    Nuclear Liability Act (Revised Statutes 1985, c. N-28).

  141. 141.

    Wet van 17 maart 1979, houdende regelen inzake aansprakelijkheid voor schade door kernongevallen as amended (Staatsblad 1979/225, 1979/374, 2014/129).

  142. 142.

    See n. 48.

  143. 143.

    See n. 50.

  144. 144.

    Pelzer 2010c pp. 353–356. On India see Pelzer 2011a, p. 12. See also Mohan 2015, pp. 53–69.

  145. 145.

    A most comprehensive report (= 1254 pages) on the Fukushima Daichi nuclear accident was published by the IAEA in September 2015: IAEA (ed.) 2015, http://www-pub.iaea.org/books/IAEABooks/10962/The-Fukushima-Daiichi-Accident. The Report consists of a Report by the IAEA Director General (208 pp.) and 5 Technical Volumes. Technical Volume 5/5 provides at pp. 149–152 a brief description of the Japanese compensation framework. See for the relevant legal texts: The 21st Century Public Policy Institute (ed.), Genshi-ryoku songai baisho seido shiryo-shu, Tokyo June 2015, http://www.21ppi.org/pdf/thesis/150622.pdf.

  146. 146.

    Act on Compensation for Nuclear Damage (Act No. 147 of 1961 as amended by Act No. 19 of 2009). Complementing legislation: Act on Indemnity Agreements for Compensation of Nuclear Damage (Act No. 148 of 1961 as amended by Act No. 19 of 2009); Order for the Execution of the Act on Compensation for Nuclear Damage (Cabinet Order No. 44 of 1962 as amended by Cabinet Order No. 201 of 2009); Order for the Execution of the Act on Indemnity Agreements for Compensation of Nuclear Damage (Cabinet Order No. 45 of 1962 as amended by Cabinet Order No. 201 of 2009); Nuclear Damage Compensation Facilitation Corporation Act (Act No. 94 of 2011); Act on Emergency Measures Related to Damage Caused by the 2011 Nuclear Accident (Act No. 91 of 2011). The Acts and Orders are reproduced at: OECD/NEA (ed.) 2012, pp. 61 et seq.

  147. 147.

    See: Preliminary Guidelines on Determination of the Scope of Nuclear Damage resulting from the Accident at the Tokyo Electric Power Company Fukushima Daiishi and Daini Nuclear Power Plants of 28 April 2011; Secondary Guidelines on Determination of the Scope of Nuclear Damage resulting from the Accident at the Tokyo Electric Power Company Fukushima Daiishi and Daini Nuclear Power Plants of 31 May 2011; Interim Guidelines on Determination of the Scope of Nuclear Damage resulting from the Accident at the Tokyo Electric Power Company Fukushima Daiishi and Daini Nuclear Power Plants of 5 August 2011. The Guidelines, together with Supplementing Guidelines of 6 December 2011 and 16 March 2012, are reproduced at OECD/NEA (ed.) 2012, pp. 89 et seq. Third Supplement to Interim Guidelines on Determination of the Scope of Nuclear Damage resulting from the Accident at the Tokyo Electric Power Company Fukushima Daiishi and Daini Nuclear Power Plants (concerning Damages related to Rumour Related Damage in the Agriculture, Forestry, Fishery and Food Industries) of 30 January 2013 (2013 Nuclear Law Bulletin 92:197).

  148. 148.

    Selected literature on the Fukushima Daiichi accident damage reparation: A comprehensive description and assessment including proposals for amendments of the Japanese nuclear liability law is presented in a report edited by the 21st Century Public Society Institute, Towards the Establishment of a New Compensation System for Nuclear Damage, Supervision: Akahiro Sawa, Tokyo November 2013, 243 pp., http://www.21ppi.org/pdf/thesis/141215.pdf. See also: Genshiryoku songai baisho seido ni kansuru kongo no kento kadai Tokyo Denryoku Fukushima Daiichi genshiryoku hatsudensyo jiko o chushin to Shite-Heisei 23–24 nendo genshiryoku songai baisho ni kansuru kokunaigai no housei kento han houkokusho- (JELI-R-No.129) (March 2014), Tokyo: Japan Energy Law Institute 2014, www.jeli.gr.jp/; Nomura 2012; Nomura et al 2012, pp. 15–27; Matsuura 2012, pp. 29–39; Takahashi 2012, pp. 41–59; Faure and Liu 2013, pp. 129–218; Feldman 2014, pp. 130–147; Weitzdörfer 2011, pp. 61–115; Pelzer 2011b, pp. 97–122; Vásques Maignan 2012, pp. 9–14.

  149. 149.

    Abraham 2014, p. 18.

  150. 150.

    Japan ratified on 15 January 2015 the Convention on Supplementary Compensation for Nuclear Damage which entered into force on 15 April 2015 (IAEA Doc. Reg. No. 1914).

  151. 151.

    On the advantages of adhering to the international conventions see the IAEA INLEX Document ‘Civil Liability for Nuclear Damage: Advantages and Disadvantages of Joining the International Nuclear Liability Regime’, http://ola.iaea.org/ola/treaties/documents/liability_regime.pdf.

  152. 152.

    See above Sect. 12.3.2.

  153. 153.

    See above Sects. 12.3.3 and 12.3.4.

  154. 154.

    See n. 73.

  155. 155.

    Harvard Study 1959, p. 56: ‘This exposure of suppliers to liability is the source of danger to the manufacturing industry in the nuclear field.’ and p. 59: ‘Abolishing any cause of action in tort against suppliers presents the advantage of greatest simplicity and effectiveness on an international level.’

  156. 156.

    Section 170 (b) (c) US Atomic Energy Act of 1954 as amended (Public Law 83-703). The Austrian legislation provides for economic channelling, too, see Section 16 (2) No. 3 of the Atomhaftpflichtgesetz 1999, n. 49).

  157. 157.

    See among recent authors, e.g., Ameye 2010.

  158. 158.

    This proposal was already made by the author at the 1999 Budapest Symposium: Pelzer 2000, p. 429.

  159. 159.

    See n. 50.

  160. 160.

    See Sections 17 and 46 of the Indian Act (n. 50).

  161. 161.

    The Gazette of India, Extraordinary, Part-II, Section-I, Sub-Section (i) No. 2112 of November 11, 2011.

  162. 162.

    See: Ministry of External Affairs, Government of India, Media Center, ‘Frequently Asked Questions and Answers on Civil Liability for Nuclear Damage Act 2010 and related issues, February 08, 2015’, in particular questions 8–13, at http://www.mea.gov.in/press-releases.htm?dtl/24766/Frequently+Asked+Questions+and+Answers+on+Civil+Liability+for+Nuclear+Damage+Act+2010+and+related+issues. Furthermore see: G. Balachandran, Some issues in respect of India’s nuclear liability law—II India and the Convention on Supplementary Compensation, at: http://www.idsa.in/issuebrief/IndiaandtheConventiononSupplementary_gbalachandran_190215.html.—Despite those obvious incompatibilities, India ratified the CSC on 4 February 2016, which means entering into force for India on 4 May 2016 (http://www.mea.gov.in/press-releases.htm?dtl/26324/India+submits+the+Instrument+of+Ratification+of+the+Convention+on+Supplementary+Compensation+for+Nuclear+Damage+CSC+1997).

  163. 163.

    See among other sources especially: US Government Accountability Office. Report to the Committee on Foreign Affairs, House of Representatives. Nuclear Commerce. Governmentwide Strategy could Help Increase Commercial Benefits from U. S. Nuclear Cooperation Agreements with Other States, November 2010 (GAO-11-36), passim and particularly at pp. 24 et seq. See also McRae 2015.

  164. 164.

    Joint Statement on Liability for Nuclear Damage, August 2013, http://energy.gov/sites/prod/files/2013/08/f2/Joint%20Statement%20Signed_0.pdf.—Recently French authors expressed the view that the ‘grands États nucléaires’, ‘les cinq grandes puissances nucléaires’ bear responsibility for establishing a global liability regime. They should provide guidance to all other States by adopting the Paris and the Vienna Conventions and the Joint Protocol. See Mignard et al. 2012, pp. 227–230.

    See: Progress towards a Global Nuclear Liability Regime, Nuclear Law Bulletin 93 (2014/1) 9–23.

  165. 165.

    See: Progress towards a Global Nuclear Liability Regime, Nuclear Law Bulletin 93 (2014/1) 9–23. See also Burns 2012.

  166. 166.

    Approved by the IAEA Board of Governors on 13 September 2011 and endorsed by the IAEA General Conference at its 55th Session on 22 September 2011, see https://www.iaea.org/sites/default/files/actionplanns.pdf. Quotation under the heading ‘International Legal Framework’ dot 3 p. 5. On the implementation of the Action Plan see the INLEX Recommendation ‘Recommendations on how to facilitate achievement of a global nuclear liability regime, as requested by the IAEA Action Plan on Nuclear Safety’, at: https://ola.iaea.org/ola/documents/ActionPlan.pdf.

  167. 167.

    There are more countries in the world, see http://www.polgeonow.com/2011/04/how-many-countries-are-there-in-world.html.

  168. 168.

    No. 7 Exposé des Motifs (n. 1).

  169. 169.

    Articles 11 1960 and 2004 PC, VIII 1963 and 1997 VC, 11 CSC Annex.

  170. 170.

    See in detail on this question: Pelzer 2009, pp. 819–842.

  171. 171.

    See also: Nuclear Power Plant and Reactor Exporters’ Principles of Conduct, October 22, 2014, http://nuclearprinciples.org/the-principles/.

  172. 172.

    107th Congress, 2nd Session, Senate, Treaty Doc. 107-21, Message from the President of the United States’submitting Convention on Supplementary Compensation…, etc., November 15, 2002, Washington, DC 2002, p. IX, https://www.congress.gov/107/cdoc/tdoc21/CDOC-107tdoc21.pdf.

  173. 173.

    See Wikipedia ‘List of civilian nuclear accidents’, https://en.wikipedia.org/wiki/List_of_civilian_nuclear_accidents. See also Wikipedia ‘Lists of nuclear disasters and radioactive incidents’, https://en.wikipedia.org/wiki/Lists_of_nuclear_disasters_and_radioactive_incidents.

  174. 174.

    See Kim Martini, True Facts about Ocean Radiation and the Fukushima Disaster, Deep Sea News, November 28, 2013, http://www.deepseanews.com/2013/11/true-facts-about-ocean-radiation-and-the-fukushima-disaster/; Reynard Loki, How worried should we be about nuclear fallout from Fukushima?, Alternet, August 22, 2015, http://www.alternet.org/environment/fukushima-fallout-should-you-be-worried.

  175. 175.

    See n. 106.

  176. 176.

    See on the risk and the frequency of the carriage of nuclear materials: World Nuclear Association, Transport of Radioactive Materials (updated January 2016), http://www.world-nuclear.org/info/Nuclear-Fuel-Cycle/Transport/Transport-of-Radioactive-Materials/; World Nuclear Transport Institute, Nuclear Transport Facts, http://www.wnti.co.uk/nuclear-transport-facts/faqs.aspx; IAEA (ed.) 2001; Wilkinson 2001.

  177. 177.

    See Ludbrook 2004.

  178. 178.

    Articles 13 (b) 2004 PC, XI (1bis) 1997 VC, XIII (2) CSC.

  179. 179.

    Article III (1) (b) CSC.

  180. 180.

    Pelzer 2012, p. 4. See furthermore: Pelzer 2014, p. 343.

  181. 181.

    Abraham 2014.

  182. 182.

    Abraham 2014, p. 36.

  183. 183.

    Abraham 2014, p. 37.

  184. 184.

    M. P. Ram Mohan 2015. See also: Mohan et al. 2013, 4:46–62.

  185. 185.

    Mohan 2015, pp. 121 et seq.; Mohan et al. 2013, 4:54–59.

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Pelzer, N. (2016). Nuclear Accidents: Models for Reparation. In: Black-Branch, J., Fleck, D. (eds) Nuclear Non-Proliferation in International Law - Volume III. T.M.C. Asser Press, The Hague. https://doi.org/10.1007/978-94-6265-138-8_12

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