Abstract
Hypoxia is a pathophysiological consequence of structural and functional abnormalities in the blood supply of tumors playing a crucial role in tumor proliferation and malignant progression. As hypoxia leads to radio- and chemoresistances and therefore hampers the success of conventional therapies, the detection and quantification of hypoxic areas that can be distributed heterogeneously within tumors requires to tailor individual therapies which might abrogate these resistances. Different invasive and noninvasive methods are under development and so far employed successfully to determine hypoxic areas. This chapter focuses on the results of the application of positron-emission tomography (PET) tracers for the detection of hypoxia and discusses the advantages and disadvantages of the obtained results.
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1 Introduction
Hypoxia is a characteristical pathophysiological property of most tumors and occurs as a consequence of inadequate blood supply [1]. If tumors reach a diameter of a few millimeters, for instance, in locally advanced lesions or in rapidly growing tumors, the oxygen supply generally stays persistently behind the requirements of the tumor despite neovascularization [2]. This reflects the structural and functional disorganization of tumor vasculature resulting in disturbed microcirculation (acute hypoxia) and intercapillary distances that are beyond the diffusion range of oxygen (chronic hypoxia) [3, 4]. Thus, the classification of chronic and acute hypoxia is of limited validity [5] as the blood flow as well as the capacity of hemoglobin to deliver oxygen to cells may vary resulting in changing partial pressures for O2. Additionally, also the nutrients and the pH can change in hypoxic tissues [3]. Hypoxic areas are distributed heterogeneously within a given tumor population regarding incidence and severity [4, 6]. Tumor hypoxia could be shown to be an adverse prognostic and predictive factor in several different entities like cervical cancer, soft tissue sarcoma, and head and neck cancer [5, 7] as it leads to alterations in the (patho)physiome of cells.
Biochemists define hypoxia as O2-limited electron transport [8], whereas clinicians define it as a state of reduced O2 availability or decreased O2 partial pressure restricting or even abolishing functions of organs, tissues, and cells [9, 10]. The use of the term hypoxia in this context describes the clinical definition of hypoxia reflecting the imbalance between cellular O2 consumption rate and O2 supply to the cells [5, 6].
Since the beginning of the twentieth century, the role of hypoxia in tumor resistance is known as molecular oxygen could be shown to be a critical determinant of the response of cells to radiation [11, 12]. Oxygen plays a pivotal role in radiation therapy, a process known as oxygen enhancement effect. “Normal,” oxygenated tissues display an oxygen partial pressure of about 45–50 mmHg (5 mmHg correspond to ~0.7 % O2 in the gas phase or 7 μM in solution). If the O2 partial pressure is reduced to values less than 25–30 mmHg, the sensitivity of cells is progressively limited. Oxygen is a potent radiosensitizer resulting from its high electron affinity. After absorbing the energy from ionizing radiation, free radicals are formed leading to DNA damage or modifications in other biologic molecules within the cells. Under hypoxic conditions, up to three times higher doses are required to achieve the same cytotoxic effects as under normoxic conditions [13, 14]. Additionally, many chemotherapies are oxygen dependent as they lead to the generation of free oxygen radicals such as doxorubicin and bleomycin. On top, the biologic alterations resulting from hypoxia as the effects on cell cycle or alterations in proteome hamper the success of chemotherapeutic treatments (as reviewed in [5]). In addition and due to the disturbed microcirculation or the increased expression of multidrug resistance transporters (e.g., P-glycoprotein), the exposure of cells to chemotherapeutics might be reduced [15, 16].
Thus, hypoxia can either result in impaired growth and cell death or act as a factor leading to malignant progression and increased therapy resistance [7, 17–19]. In the latter case, hypoxia is a strong selection pressure for cells inducing a vicious circle of hypoxia and subsequent malignant progression [6]. Hereby, it compromises many biological functions [1], for example, the cell cycle progression arresting the cells in G1/S phase or lengthening the G1 phase disproportionately [20–22], promoting genomic instability and thereby increasing the mutation rate [6, 23]. Furthermore, gene expression and proteomic profiles are changed with an increase in transcription and translation of survival and growth factors, angiogenic molecules, chaperones, and proteins involved in tumor invasiveness facilitating metastasis of the tumor and leading to a more malignant phenotype resistant to cell death and altered metabolism [24, 25]. For instance, the higher expression of the glucose transporter-1 (GLUT-1) that can be a result of hypoxia correlates with a poorer outcome in breast cancer, head and neck cancer (HNC), and non-small cell lung cancer (NSCLC) [26–28], while carbonic anhydrase IX (CAIX) is implicated to play a role in tumor cell survival and invasiveness [29, 30]. The best characterized molecule which alters the signaling pathways during hypoxia is the hypoxia-inducible transcription factor-1 (HIF-1) (Fig. 11.1). This heterodimer consisting of HIF-1α and HIF-1β binds in its reduced state to hypoxia responsive elements on the DNA increasing the transcription of genes responsible for angiogenesis, erythropoiesis, energy metabolism, and glucose transport into the cell. Consequently, cell survival and oxygen supply is supported [31]. Under normoxic conditions, HIF-1α is rapidly ubiquitinated and degraded with a half-life of about 10 min, whereas it is stabilized under hypoxic conditions [31]. Additionally, also the expression of HIF-1 can be enhanced. High levels of HIF-1α could be shown to be associated with a poorer treatment response and clinical outcome in breast cancer, HNC, as well as in NSCLC and stomach cancer [32–37] making it an attractive candidate for drug targeting [38, 39]. The alterations in hypoxic cells might explain delayed recurrences, dormant micrometastases, and growth retardation in large tumor masses [5].
Studies using oxygen microelectrodes, several different MRI and electron paramagnetic resonance (EPR) approaches, and detection of exogenous (e.g., misonidazole, 2-(2-nitro-1H-imidazol-1-yl)-N-(2,2,3,3,3-[18F]pentafluoropropyl)-acetamide(EF5), or pimonidazole) or endogenous [e.g., HIF-1, CAIX, GLUT-1] molecular markers of cellular hypoxia with immunohistochemical or noninvasive imaging techniques all show that hypoxia is a common feature of tumors in patients presenting for therapy, as well as in animal tumors.
As hypoxia is associated with radiation- and chemoresistance (especially if the tumor areas include tumor-initiating stem cells), it does need not only to be detected in tumors but ideally also to be quantified with the help of predictive biomarkers [4]. Several invasive and noninvasive methods for measuring hypoxia are already established or in development – each with its own advantages and limitations. The question which technique is superior for a clinical or experimental setting depends on the available applications, on the degree of invasiveness, and the resolution required. So far the “gold standard” is intratumoral polarographic measurement of O2 partial pressures which is not appropriate for monitoring the development within the tumor mass during treatment due to its invasiveness. Furthermore, this technique is limited in its application because only random measurements at some sites within a tumor can be performed. Minimally invasive tools such as serum-based diagnostics and global gene signatures are under investigation [4]. Additionally, also the blood oxygen level-dependent (BOLD) effect can be measured via MRI noninvasively as well using paramagnetic deoxyhemoglobin and diamagnetic oxyhemoglobin as an endogenous hypoxia marker (Chap. 12). Hence, this method depends on the perfusion of tumor tissue with red cells, a prerequisite which is not always fulfilled [7]. Next to magnetic resonance imaging (MRI), especially PET imaging has emerged as a promising noninvasive tool to detect and monitor tumor oxygenation. Deeper insights into anatomical and biological information about the tumor might be revealed using PET/CT after applying sensitizer adducts which on top allows to more precisely estimate the location of the hypoxic areas and the quantification of hypoxia levels [40].
2 PET Tracers Used in Hypoxia Imaging
The imaging of hypoxia with PET has several advantages as the measurements allow a repeated noninvasive whole tumor assessment in vivo. This is one of the major advantages as an estimation of the temporal and spatial distribution of hypoxia can be monitored in the course of a treatment [41]. Nevertheless, hypoxia tracers have to meet several characteristics: they have to be retained specifically in hypoxic cells via an oxygen-specific mechanism with a fast blood clearance to reach appropriate concentrations even in perfusion-limited regions and to generate low concentrations of nonspecific metabolites. Furthermore, hypoxia tracers should allow a repeatable, simple, nontoxic, and fast assessment of local oxygen levels with a high spatial resolution. Another objective in measuring tumor hypoxia via PET is to ensure the reproducibility of the tracer distribution and thresholding irrespective of the operator interpreting the data. The tracers which are currently in use give promising results but do not fulfill all of these requirements [42] which is the reason for the ongoing development of novel tracers with improved imaging properties.
Most of the different hypoxia tracers for PET imaging used so far are bioreductive molecules which will be described in the following sections. Among these, the halogenated PET nitroimidazole agents labeled with F-18 and I-124 have a quite long history, whereas Cu-diacetyl-bis(N4-methylthiosemicarbazone) (Cu-ATSM) has only recently been proposed for PET imaging [43].
The major caveat of using PET imaging for hypoxia is that it is usually only a loco- or even microregional effect with patches of cells dispersed throughout the tumor. As the resolution of PET scanners is limited due to the physical characteristics of the used radionuclides and the varying spatial resolutions of 2–4 mm that can be achieved by standard clinical scanners, the exact level of hypoxia and its distribution are difficult to locate and quantify so far. In consequence, partial volumes are averaged, giving rise to statistical uncertainties. Hence, the suboptimal signal-to-noise ratio is a concern for the clinical use. These limitations might at least partially be overcome by dynamic imaging employing a kinetic modeling approach (Fig. 11.2). In contrast to single-time-point PET images, dynamic hypoxia PET can distinguish between tumor hypoxia and circulating radiotracer [44]. Dynamic scans, however, are expensive, complex to analyze, and cause inconvenience to patients [45].
2.1 [18F]Fluorodeoxyglucose
[18F]Fluorodeoxyglucose ([18F]FDG) is the most commonly used PET tracer in clinical routine for oncologic imaging as it allows a sensitive but unspecific detection of many tumors. In hypoxic cells, the mitochondrial ATP synthesis drops; the cells stimulate the Pasteur effect. Furthermore, HIF-1 stimulates the expression of GLUT-1 transporting FDG into the cells [46]. However, the Warburg epigenetic phenotype in normoxic tumor cells leads to a higher uptake of FDG in cells decreasing the possibility to detect hypoxia in malignant tissues. Furthermore, several preclinical and clinical studies could show that there is no or only a weak correlation between uptake of hypoxia tracers and retention of FDG [47–53]. According to the studies undertaken so far, the use of [18F]FDG as biomarker for hypoxia remains questionable. Therefore, a number of hypoxia-specific PET tracers have been developed.
2.2 Nitroimidazole-Based PET Radiotracers
In the 1970s, nitroimidazoles were discovered as clinical radiosensitizers and first proposed as reducible hypoxia markers in 1979 by Chapman [54, 55]. These molecules mimic the effects of oxygen leading to the sensitization of hypoxic cells to radiation. Nevertheless, if high concentrations of nitroimidazoles were applied which could restore the sensitivity of cells, toxic effects could be observed [56]. For PET imaging very low amounts of the tracers are applied (<15 μg) which do not result in any pharmacologic side effects. One major advantage of nitroimidazoles is that they are less than 5 % protein bound and are therefore distributed efficiently throughout the body even if the blood flow is reduced [57, 58]. On top, they can be applied in immunohistochemistry as well as in PET applications allowing for variable detection techniques of hypoxic tissues, e.g., prior to and after a resection of the tumor.
Nitroimidazoles consist of an imidazole ring with a nitro group at the 2′ position and an additional side chain with different residues at the 1′ position which alters the pharmacokinetic properties of the individual molecules (Fig. 11.3, Table 11.1). In vivo, the NO2 group can be reduced to NH2 if it undergoes a 6-electron intracellular modification: comparable to O2 although with less affinity, the nitro function of nitroimidazoles can accept electrons from the respiratory chain reducing it to the radical anion –NO2 − (Fig. 11.4). Cellular reductases such as xanthine oxidases with a nitroreductase activity catalyze this reaction and are assumed not to be a limiting factor in this process [59]. In the presence of oxygen, the reactive radical intermediate is reoxidized, as oxygen can accept the electrons from the nitro radical and the parent nitroimidazole can leave the cell via passive diffusion. Under hypoxic conditions, however, the nitroimidazole is further reduced. If a second electron is accepted, the nitroimidazole is irreversibly reduced to an nitroso (–N = O) group. Additional reduction steps lead to the generation of an hydroxylamine (-NHOH) functionality. This highly reactive hydroxylamine can bind covalently to thiols of macromolecules in the hypoxic cells [38, 60]. Hence, the molecule is entrapped and accumulates within the cells [7, 61, 62]. Due to the dependence of the reactions on electrons from the respiratory chain as well as on the enzymatic activity of nitroreductases, only hypoxic vital cells can be detected. The first observations of nitroimidazole retention within cell spheroids in vitro as well as in tumor models in vivo support this hypothesis [55, 63]. The rate of nitroimidazole accumulation correlates with the degree of hypoxia within the cells allowing for the distinction between normoxia and hypoxia.
To date, several different fluorinated and iodinated nitroimidazole derivates have been developed and tested, a selection of which will be discussed here. As no systematic analysis of all 2-nitroimidazole tracers in the same tumor model or patient group has been undertaken so far, it is difficult to state which tracer is superior to the others in identifying tumor hypoxia.
2.2.1 [18F]Fluoromisonidazole ([18F]FMISO)
[18F]Fluoromisonidazole ([18F]FMISO) (Fig. 11.3) is the best evaluated and most widely used hypoxia tracer which can be considered as gold standard for PET imaging of hypoxia. The group around Janet Rasey at the University of Washington was the first to propose noninvasive imaging of hypoxia. They pioneered the synthesis of [18F]FMISO and demonstrated its feasibility in vivo [57, 64]. The radiosynthesis of [18F]FMISO is possible using a commercially available precursor molecule and an automated radiosynthesis protocol. 90–120 min after application, PET measurements result in the best contrast, whereas the early delivery of [18F]FMISO depends on the blood flow [42]. The tracer accumulates specifically in hypoxic tissues, and the images obtained unambiguously reflect the regional oxygen partial pressure [61, 65]. The clearance of [18F]FMISO from the blood is relatively slow and the tracer distributes via free diffusion in tissues. A reasonable tumor-to-blood cutoff value of ≥1.2 is in general used to distinguish normoxia from locoregional hypoxia, and the detection of hypoxia is only possible in viable cells due to the dependency on enzymatic pathways [66]. Even if the blood flow is reduced to one-third, hypoxia and the absence of hypoxia can be detected. The metabolization of [18F]FMISO is mainly hepatobiliary but the tracer is also in part excreted via the kidneys resulting in a radiation exposure of patients which is equal or comparable to other radiopharmaceuticals [65, 67, 68].
[18F]FMISO can diffuse freely across the blood-brain barrier as it is highly lipophilic and has no protein-binding capacity. As the signal is independent of other factors (altered glucose concentration, pH, and glutathione), [18F]FMISO harbors several advantages for imaging [69]. Furthermore, this nitroimidazole derivative is reduced at any hypoxic site and entrapped within the cells. One major disadvantage of [18F]FMISO is the low signal-to-noise ratio resulting in images of limited contrast due to the poor washout [70]. This problem can be overcome by calculating the tumor-to-blood ratio taking a venous blood sample during PET imaging.
The first studies on the uptake of [18F]FMISO were performed in vitro with multicellular spheroids. In these aggregates of cells mimicking small tumors, hypoxia could be visualized and quantitatively measured. In Chinese hamster lung V79 spheroids after 4 h of incubation with [3H]misonidazole ([3H]MISO), and [14C]MISO autoradiographs revealed a necrotic center followed by highly tracer-accumulating cells surrounded by the well-oxygenated periphery demonstrating the dependence of tracer entrapment on cell viability (Fig. 11.5) [63]. In monolayer preparations of adult rat myocytes, the relationship between the oxygen concentration and [3H]FMISO binding was studied [71]. In comparison to normoxic controls, the [3H]FMISO retention after 3 h was about 26 times higher under anoxic conditions; in hypoxic cells the uptake was increased about 15-fold. In a hepatic artery occlusion model in pigs, in vivo hypoxia-dependent [18F]FMISO entrapment was shown (Fig. 11.6) [72]. The [18F]FMISO accumulation in flow-impaired hepatic segments was about three to four times higher than in normal-flow segments. Polarographic electrode measurements confirmed the correlation between [18F]FMSIO uptake and oxygen levels within the tissues.
In vivo, further preclinical studies comparing the results of polarographic measurements and [18F]FMISO accumulation have been reported. In a rat tumor model, a good correlation of both parameters could be observed [73], while in C3H mammary cancer xenografts, no correlation was found between the two methods [74]. This might be due to the fact that necrotic tissues with low oxygen levels can be identified as hypoxic using the electrode assessment but do not retain [18F]FMISO due to the lack of entrapment of the tracer. A general differentiation between mice with hypoxic and nonhypoxic tumors was possible.
The uptake of [18F]FMISO was also analyzed in comparative studies with immunohistochemical staining techniques. The exogenous hypoxia marker pimonidazole and the endogenous hypoxia marker CAIX were compared to [18F]FMISO in a rhabdomyosarcoma rat xenograft [75]. The detected hypoxic volumes were significantly correlated underlining the value of [18F]FMISO PET to detect hypoxia. Two further studies were undertaken by Troost and colleagues in several xenograft models [76, 77]. They found a correlation between [18F]FMISO PET and pimonidazole immunochemistry.
In order to analyze the regional variation in hypoxia within a single tumor which might result from differences in [18F]FMISO delivery as well as the oxygen levels in more detail in vivo, studies within one tumor were undertaken [78]. Four hours after injection of [18F]FMISO, the freely diffusible blood flow tracer C-14-iodoantipyrine – that has the same partition coefficient as [18F]FMISO – was applied to mice. The tumors were dissected into central and peripheral regions, and additional samples were taken from several healthy organs. The tumors generally exhibited a low blood flow, whereas a high blood flow was shown in lungs and kidneys. No correlation between regional flow and [18F]FMISO entrapment in individual tumors was found which was also detected for normal tissues. This effect was also observed in larger animals where a very low blood flow was independent of the [18F]FMISO retention [58].
Several clinical studies compared the correlation between measurements of partial oxygen pressures and [18F]FMISO accumulation as well. In patients with HNC, positive correlations could be found between the two methods [79, 80].
The first study showing the feasibility of [18F]FMISO was performed to detect hypoxia in three glioma patients (Fig. 11.7) [81]. Rasey and colleagues could identify hypoxic areas in a variety of tumors prior to treatment [82]. They concluded that human tumor hypoxia is widely prevalent and highly variable inter- and intraindividually.
In clinical studies, it could be shown that the uptake of [18F]FMISO correlated with a poor prognosis for patients in HNC and glioblastoma. In patients with HNC 83 % of the tumors have hypoxic subvolumes which were in most cases distributed in single confluent areas, whereas only 22 % were diffusely dispersed [83]. For the patients with HNC, a differentiation between responders and nonresponders to radiotherapy was possible with nonresponders having a higher retention of [18F]FMISO although the tumor accumulation varied [49]. A further criterion to differentiate between the two groups was that responders had an initially lower perfusion followed by accumulation of [18F]FMISO, whereas the nonresponders showed an initial high perfusion followed by a rapid washout. In glioma patients, the volume and intensity of the detected hypoxia determined prior to radiotherapy showed a strong correlation with a shortened time to progression and overall survival (Fig. 11.8) [84]. For soft tissue tumors, however, [18F]FMISO might possibly not be the tracer of choice due to large fractions of necrotic tissue within the tumor lesions [85]. Nevertheless, further studies are required to verify this hypothesis.
In different settings using [18F]FMISO, intensity-modulated radiation therapy (IMRT) has been applied and could show next to interindividual differences reproducible results and the feasibility of an imaging-based planning of radiotherapy resulting in a locoregional management of tumors (Fig. 11.9) [86, 87]. Furthermore, in a first study using [18F]FMISO PET, the response to hypoxia-activated chemotherapy using tirapazamine in patients with advanced HNC could be predicted [88].
One preclinical study evaluated the uptake of [18F]FAZA and [18F]FDG in different cancer cell lines. Whereas [18F]FAZA showed an increased retention in hypoxic cells in comparison to normoxic cells, the entrapment of [18F]FDG was reduced which could also be shown in tumor xenografts [47]. In clinical studies, similar observations have been reported. In comparison to polarographic measurements, [18F]FDG could not differentiate hypoxic from normoxic HNC tissues, whereas [18F]FMISO uptake correlated with the partial pressure of oxygen [50, 80]. Further studies compared the retention of [18F]FMISO and [18F]FDG in patients with HNC, sarcoma, breast cancer, and NSCLC as well as glioma [48–53]. Each of these resulted in no correlation between [18F]FDG uptake and hypoxia (Fig. 11.10). Some studies, however, could show a correlation of [18F]FDG and [18F]FMISO uptake in HNC [52, 89] and brain tumors [90] which calls for further elucidation.
In summary, [18F]FMISO has been validated in several different studies for various tumor types. It could be shown to result in variable but significant levels of hypoxia and to be a prognostic indicator with increasing importance [91]. However, it shows a slow accumulation in hypoxic tumors, a low tumor-to-background ratio, and a significant non-oxygen-dependent metabolism [61].
Next to [18F]FMISO several alternative nitroimidazoles have been developed and tested to optimize the pharmaco- and biokinetics in regard to a faster blood clearance, less nonspecific retention, or fewer metabolites of the PET agents. These new agents have to prove to be superior to [18F]FMISO in order to gain acceptance [65].
2.2.2 [18F]Fluoroerythronitroimidazole ([18F]FETNIM)
[18F]Fluoroerythronitroimidazole ([18F]FETNIM) (Fig. 11.3) was first described and evaluated by Yang et al. in 1995 [92]. In mammary tumor-bearing rats, their studies indicated that [18F]FETNIM has significantly higher tumor-to-blood and tumor-to-muscle ratios than [18F]FMISO at 4 h post injection (p.i.). The pharmacokinetic properties of [18F]FETNIM show a low peripheral metabolism and only very little defluorination. The metabolites were hypothesized to be trapped within hypoxic cells [93]. In mice implanted with CH3 mammary carcinomas, [18F]FETNIM was investigated in comparison to [18F]FMISO under different oxygenation conditions [94]. These studies revealed that [18F]FETNIM accumulation correlates with the oxygenation status in the tumors. In contrast to [18F]FMISO, however, [18F]FETNIM displayed a more favorable biodistribution with a low background signal in normoxic tissues [94]. This can be attributed to the higher hydrophilicity of [18F]FETNIM, enabling a higher tumor-to-background ratio. Clinical studies on [18F]FETNIM were performed with HNC patients in Finland, University of Turku. In these studies, it was shown that the early uptake of [18F]FETNIM was highly variable and depending on perfusion as demonstrated by [15O2]H2O PET [95]. To monitor hypoxia, the tumor-to-plasma ratio provided the best results (Fig. 11.11) [96]. Especially at high blood flows, [18F]FETNIM accumulation reflects the oxygenation status well and thus should be well suited for hypoxia imaging in tissues with high blood flow. Assessing the radiotherapy response in 21 patients with HNC, a high uptake of [18F]FETNIM was shown to be related to a poor overall survival [97] underlining the predictive value of this hypoxia tracer. Also a preliminary study for 26 patients with NSCLC and a further with 16 cervical carcinoma patients provided evidence that [18F]FETNIM PET imaging is a valuable method to estimate hypoxia within tumors and to predict the overall survival of patients [98, 99].
Despite the promising results of [18F]FETNIM, further studies are required to validate this PET tracer as a noninvasive imaging agent for PET imaging. Furthermore, it remains to be determined whether the use of this PET tracer presents any advantages over the use of [18F]FMISO.
2.2.3 [18F]Fluoroazomycin Arabinoside ([18F]FAZA)
[18F]Fluoroazomycin arabinoside [18F]FAZA (Fig. 11.3) exhibits superior pharmacokinetics compared to [18F]FMISO resulting from its reduced lipophilicity. This enables a faster clearance and hence a better contrast in imaging [100]. Additionally, [18F]FAZA can diffuse faster into cells so that this tracer is more readily available for hypoxic alteration [101, 102]. These observations are in line with a comparative study for [18F]FMISO and [18F]FAZA in mouse xenograft models where [18F]FAZA revealed better biokinetics with a higher tumor-to-muscle ratio and an oxygen-dependent uptake mechanism [103]. In contrast, a study published by Sorger et al. led to the conclusion that while [18F]FAZA indicates reduced oxygen levels comparable to [18F]FMISO in vitro, in vivo in a Walker 256 rat sarcoma model [18F]FMISO displayed a slightly higher uptake and tumor-to-muscle ratio [104]. To prove the superiority of [18F]FAZA over [18F]FMISO, more studies have to be undertaken. A further animal study with three squamous cell carcinomas and one fibrosarcoma with differing characteristics regarding vascularization, hypoxia, and necrosis compared [18F]FAZA uptake with Eppendorf electrode measurements and the hypoxia marker pimonidazole [105]. In vivo, the hypoxia selectivity of [18F]FAZA could be proven in this study as well as in a study published by Tran et al. comparing OxyLite, EPR oximetry, and [19F]MRI relaxometry [106].
Applying a chemoradiotherapy with tirapazamine – a prodrug activated to a toxic radical in hypoxic cells – the predictive value of [18F]FAZA was investigated in a breast cancer xenograft-bearing tumor mouse model [107]. A high tumor accumulation of [18F]FAZA was found to be an adverse indicator for tumor progression. Furthermore, [18F]FAZA uptake could also predict the success of chemoradiotherapy, whereby the application of tirapazamine in hypoxic tumors could efficiently improve the therapeutic effect depending on the degree of hypoxia. The authors conclude that [18F]FAZA prior to treatment might be a way to personalize tumor therapies involving radiation [107]. In these tumor-bearing mice also the reproducibility of hypoxia PET scans could be demonstrated. Therefore, pretreatment imaging is a valuable and reliable tool for treatment schemes targeting or modifying hypoxia [108].
In clinical studies, the feasibility of [18F]FAZA was determined in 11 untreated HNC patients and 14 advanced rectal cancer patients [109, 110]. The quality of images achieved was adequate and the imaging feasible. The imaging for clinical static PET was performed 2 h p.i. and the recommended threshold was 1.5. [18F]FAZA tumor uptake differed inter- and intraindividually; thus, further studies were undertaken to evaluate [18F]FAZA in clinical settings. A study including 50 patients with different tumor entities confirmed the previously obtained data of [18F]FAZA as feasible hypoxia tracer providing an adequate image quality [111]. The results of the DAHANCA (Danish Head and Neck Cancer Group) 24 trial including 50 patients revealed that in HNC patients receiving radiotherapy, [18F]FAZA PET/CT was a prognostic factor regarding disease-free survival. Significant differences could be found between patients with and without hypoxic areas within their tumors [112].
Furthermore, the role of [18F]FAZA PET imaging was analyzed in order to characterize hypoxia in the course of radiation treatment planning (Fig. 11.12) [83]. Eighteen patients with advanced squamous cell HNC were monitored, and the [18F]FAZA uptake measurements were feasible for radiation treatment planning and IMRT (Sect. 11.4).
[124I]iodoazomycinarabinoside ([124I]IAZA) is an iodinated [18F]FAZA analogue. As iodine has a longer half-life (4.18 days) than 18F (110 min), it was suggested that imaging at later time points might reveal advantages in imaging results. However, this could not be shown [100]. Instead, a deiodination of the molecule was suggested as a significant thyroid uptake was observed.
2.2.4 [18F]Fluoroetanidazole ([18F]FETA)
[18F]Fluoroetanidazole ([18F]FETA) (Fig. 11.3) was first synthesized by Tewson in 1997 [113]. This nitroimidazole tracer has a decreased lipophilicity and superior biokinetics than [18F]FMISO. In vivo, it turned out to be stable to nonhypoxic degradation and showed less metabolites in blood and urine compared to [18F]FMISO. Preclinical studies with different tumor models showed that the uptake of [18F]FETA correlates with the oxygen partial pressure within the tumor and a decrease in tracer uptake after carbogen breathing [114, 115]. The clinical potential of this promising PET hypoxia tracer has so far not been analyzed.
2.2.5 2-(2-Nitro-1H-imidazol-1-yl)-N-(2,2,3,3,3-[18F]pentafluoropropyl)-acetamide ([18F]EF5)
Next to the mono-fluorinated 2-nitroimidazoles also fluoroalkylacetamide derivatives which are more highly fluorinated have been developed and named as EF1 [116], EF3 [117], and EF5 [118]. Among these, 2-(2-nitro-1H-imidazol-1-yl)-N-(2,2,3,3,3-[18F]pentafluoropropyl)-acetamide (EF5) (Fig. 11.3) was originally developed as an agent for biopsy stainings and has only recently been introduced as PET tracer to monitor hypoxia. The biological half-life of this molecule is improved because of its enhanced lipophilicity [119]. So far, EF5 is the most stable 2-nitroimidazole reported [43]. The major limitation of this promising agent is the more complex labeling chemistry based on electrophilic fluorination that hampers its availability in comparison to the nucleophilic displacement reactions used in the radiosynthesis of the mono-fluorinated 2-nitroimidazoles [120].
The first human trial was performed on 15 HNC patients whereby the feasibility of [18F]EF5 could be demonstrated. In a time course analysis, Komar et al. demonstrated a blood-flow-dependent initial distribution which showed to be hypoxia-specific at later time points. The best results were found performing the PET scan 3 h p.i. with a tumor-to-muscle cutoff value of 1.5 (Fig. 11.13) [121]. Additionally, [18F]EF5 reveals a predictive value as an increased tumor uptake correlates with higher grade tumors and a high prevalence of metastasis formation [122, 123].
A comparative study with [18F]EF3 and [18F]FDG was performed in patients with HNC [119]. No correlation in the uptake of the two tracers could be observed underlining the difference of the hypoxia-specific [18F]EF3 and the tumor-sensitive [18F]FDG.
2.3 Cu-Diacetyl-bis(N4-methylthiosemicarbazone) (Cu-ATSM)
An alternative agent with great promise for PET hypoxia imaging is Cu-diacetyl-bis(N4-methylthiosemicarbazone) (Cu-ATSM) developed from the blood perfusion agent Cu-pyruvaldehyde-bis(N4-methylthiosemicar-bazone) (Cu-PTSM) [124]. Cu-ATSM consists of the chelator diacetyl-bis(N4-methylthiosemicarbazone) complexing a copper(II) ion (Fig. 11.14). The precursor can be rapidly labeled with a variety of copper isotopes. The four positron-emitting radioisotopes Cu-60 (t 1/2 0.4 h), Cu-61 (t 1/2 3.32 h), Cu-62 (t 1/2 0.16 h), and Cu-64 (t 1/2 12.7 h) can be used flexibly for PET imaging [125] and serial imaging can be performed in short intervals to monitor reperfusion using the short-lived radionuclides [69]. Cu-ATSM is retained in higher extent (up to tenfold) than [18F]FMISO within hypoxic cells as demonstrated for EMT6 breast cancer cells [126]. The neutral lipophilic molecule is highly membrane permeable and can pass normoxic cells metabolically unchanged due to its relatively low redox potential. Cu(II)-ATSM is retained comparable to the nitroimidazoles in hypoxic tissues following its reduction to [Cu(I)-ATSM]− due to its negative charge. The exact mechanism of how Cu-ATSM is entrapped within cells is however not completely understood. It is suggested that the reduction of Cu(II)ATSM is a reversible process in the presence of oxygen. Furthermore, it is hypothesized that Cu(I) might dissociate slowly and irreversibly from the complex which could explain the only partial washout of copper isotopes after the reoxygenation of cells [127].
Several studies have been undertaken to preclinically evaluate the value of Cu-ATSM in hypoxia imaging. An in vivo glioma xenograft model demonstrated the correlation of Cu-ATSM and partial oxygen pressure within the tumor in comparison to polarographic electrode measurements [128]. Due to its high background clearance, Cu-ATSM results in a higher signal-to-noise ratio [129] although also an unspecific retention could be observed [130]. Compared to nitroimidazoles, Cu-ATSM showed higher tumor uptakes resulting in high-quality images at 20 min p.i. [126, 128]. A study comparing [18F]EF5 with [64Cu]ATSM in fibrosarcomas, 9L glioma, and animal R3230 mammary adenocarcinomas demonstrated Cu-ATSM to be a valuable hypoxia marker in some tumor types but not for all [130]. In some tumor cell lines like FSA rat fibrosarcoma [130], R3327-AT rat prostatic [131], and SCCVII murine squamous cell carcinoma [132], no significant correlation between hypoxia and tracer accumulation could be observed. This intertumoral selectivity remains one of the main challenges for the use of Cu-ATSM as a general hypoxia marker. Different hypotheses exist concerning the varying retention within hypoxic cells. On the one hand, different redox potentials might explain for the differences as well as the pH within the cells [133], and on the other hand, it is presumed that Cu(I) dissociating from Cu-ATSM might be transported out of the tumor cells as the copper transporter ATP7B could be shown to be overexpressed in several human malignancies, e.g., in breast, ovarian, and gastric cancer [134].
[60Cu]ATSM has been validated for its use especially for cervical and lung cancers. The appropriate threshold to discriminate between hypoxia and normoxic tissue was determined to be 3.5 after a dynamic imaging for 60 min in 14 patients with biopsy-proven cervical cancer [135]. These results could be confirmed in a second study with 38 patients with cervical cancer [136]. The uptake of [60Cu]ATSM furthermore proved to be predictive for progression-free survival and overall survival. In both studies no correlation with FDG uptake could be observed. The ACRIN (American College of Radiology Imaging Network) trial 6682 is currently ongoing with the aim to assess the potential of [64Cu]ATSM as predictive biomarker for treatment outcome in cervical cancer in 100 female participants [44].
In further clinical settings, the predictive role for [60Cu]ATSM could be demonstrated. In an initial study with 14 patients with biopsy-proven non-small cell lung cancer, the [60Cu]ATSM uptake correlated with the therapy response to radiation or chemotherapy, discriminating responders from nonresponders (Fig. 11.15) [137]. In 2008, Dietz and collaborators showed in a pilot study that [60Cu]ATSM may be predictive of survival and tumor response to neoadjuvant chemoradiotherapy in patients with locally invasive primary or node-positive rectal cancer [138]. Semiquantitatively, the tumor uptake of the PET tracer was determined using the tumor-to-muscle ratio. If this ratio exceeded 2.6, patients had a worse prognosis regarding the overall and progression-free survival. An increase of the molecular hypoxia markers VEGF, EGFR, COX-2, and CAIX, an increase in apoptosis, as well as a poor outcome could be shown to be associated with [60Cu]ATSM uptake in cervical cancer patients [135].
Also for IMRT, Cu-ATSM imaging via PET/CT might prove feasible as shown by Chao and collaborators for patients with HNC [139].
In summary, Cu-ATSM holds promise for the future PET imaging irrespective of the applied copper isotope [140]. Due to its small molecular weight and high membrane permeability, it shows a high diffusion rate into cells where it is rapidly reduced and retained in case of hypoxia. Cu-ATSM might also respond to other adverse conditions within the tumor indicating that Cu-ATSM might be a more general biomarker for poor treatment response [44]. Furthermore, Cu-ATSM exhibits a high tumor-to-background ratio as it is cleared fast from the blood. Positive results in future clinical applications are thus to be expected [61].
2.4 Anti-Carbonic Anhydrase IX (CAIX) Antibodies
Another strategy for the detection of hypoxia via PET depends on the radiolabeling of anti-carbonic anhydrase IX (CAIX) antibodies. One of the downstream targets of the transcription factor HIF-1α is CAIX which is upregulated under hypoxic conditions and hence an intrinsic hypoxia-related (endogenous) cell marker [141, 142]. This enzyme is displayed on the cell surface of hypoxic cells [141], while normoxic cells of the gastric mucosa, bile ducts, and small intestine show only a basal expression of CAIX. After determination of the CAIX levels within hypoxic areas, the treatment of patients with CAIX-targeted therapeutics could also be favorable.
A study with fragments of the anti-CAIX antibody cG250 was undertaken in order to investigate the assessment of tumor hypoxia in a tumor xenograft model of a human HNC and to determine the spatial correlation between radiotracer to the microscopic distribution of the cells [143]. The [89Zr]cG250(Fab′)2 uptake correlated significantly and rapidly after injection with the immunohistochemical staining for CAIX expression, and tumors could be clearly visualized by PET after 4 h. 24 h p.i., the tumor uptake was already reduced, displaying presumably the fast pharmacodynamics of the tracer. In comparison to pimonidazole staining, however, the signal of the antibody fragments was reduced.
As a significant molecular marker, 87–100 % of the clear cell subtype of renal cell carcinoma (RCC) express CAIX [144–146]. Hence, a further study to detect hypoxia in a human xenograft model of RCC was undertaken with [124I]cG250 [147]. All tumors analyzed developed hypoxia and the antibody localized in excellent manner within the tumors as measured by PET/CT correlating to the obtained data of polarographic O2 microelectrode probes (Fig. 11.16). However, no significant correlation between the expression of CAIX and hypoxia could be found. This might be due to the fact that CAIX is also involved in angiogenesis which occurs throughout the tumor.
As these results for the antibody and fragments of cG250 are holding great promise, further studies are warranted to verify their value in the imaging of hypoxia.
3 Integrin-Specific PET Tracers: An Indirect Marker for Tumor Hypoxia?
Angiogenesis is a central hallmark of tumors reaching a size of more than ~1 mm3 [148]. Hypoxia leads to angiogenesis as the transcription factor HIF-1 upregulates the expression of VEGF, PDGFB, and other critical angiogenic growth factors [149]. Angiogenesis is a potential target for cancer diagnosis and therapy, and hence, research focuses on it on a basal, translational, and clinical level. Integrin αvβ3 playing a central role in angiogenesis is expressed on the surface of activated endothelial cells and is furthermore also under the control of HIF-1 [150]. Therefore, integrin-targeted PET tracers like RGD derivatives labeled with 18F and 68Ga might also be useful in hypoxia detection. The data obtained from studies trying to correlate the distribution of hypoxia and integrin markers did not come to conclusive results [151, 152]. One major drawback of this angiogenesis imaging is that integrins can be detected on all cells throughout the tumor and that they are not hypoxia-specific. Further research is required to clarify the connection of hypoxia and angiogenesis. Nevertheless, the imaging of these two parameters might help tailoring individual tumor therapies.
4 Treatment Planning in Therapy After Hypoxia PET Imaging
Although limited in treatment response, hypoxic areas within tumors harbor the opportunity for tumor selective therapies including prodrugs activated by hypoxia, hypoxia-specific gene therapy, or targeting molecules upon which hypoxic cell survival depends [153]. Ideally, the development of novel bioreductive therapeutics with a paired diagnostic value will be forced [4]. Oncology has to exploit this highly validated target for therapy [4]. Furthermore, in radiation therapy IMRT can be applied after determining hypoxic areas within a tumor enabling dose escalation during radiation therapies. In a so-called dose-painting process, the dose delivered to the hypoxic tissues can be individually adapted in order to overcome radiation resistance depending on the severity of hypoxia [154]. Dose painting describes the administration of a nonuniform radiation dose distribution in the target volume which is based on functional or molecular images [155]. Yet the feasibility of IMRT has to be evaluated in clinical settings.
The main goal of radiation therapies is to destroy in a local treatment all tumor cells and to achieve a complete remission. The sparing of healthy tissues while destroying a maximum of the tumor via dose escalation is another objective aiming at a greater tumor control with lower side effects. The dependence of radiation resistance on hypoxia is well known and might be overcome by dose escalation in the hypoxic areas after detection. Currently no study describes the improvement of outcome after enhancing the radiation dose to hypoxic tissues. For treatment planning in radiation therapy, PET imaging exhibits some limitations which have to be overcome. Usually, clinical PET scanners have a resolution of about 2–4 mm, while the hypoxic areas within a tumor can exhibit dimensions of some 100 μm [105, 156]. Therefore, only “partial volume effects” can be measured as one voxel might contain regions of normoxia as well as extreme hypoxia (Fig. 11.17). Additionally, also background noise, patient movements, and the tumor as dynamic system itself might modulate the intensities leading to irregularities and ambiguities in the PET signal. At a subvoxel scale the severity of hypoxia and the resulting level of radiosensitivity cannot be determined. Therefore, multiparametric imaging combining MRI (BOLD) with PET as well as dynamic imaging might yield a better and synergistically optimized representation of the actual tumor biology [41]. Another unresolved question so far is the influence of increased radiation applied to the tissues. Nevertheless, dose painting seems to be a realistic and attractive concept which needs to be clinically proven.
5 Conclusion
Several PET tracers for the noninvasive detection of hypoxia have been developed and investigated to predict the outcome and identify patients with an impaired prognosis due to hypoxia. The application of hypoxia tracers for PET and PET/CT provides so far a useful and informative value for the prognosis of rectal and cervical carcinoma, NSCLC, glioma, and head and neck tumors. Unfortunately, the imaging contrast in comparison to [18F]FDG is relatively low and impedes the analysis. The establishment and validation of hypoxia PET tracers is still under development, and the clinical use of these agents depends on how reliable their predictive value will prove to be. Nevertheless, PET, PET/CT, and PET/MRI offer the potential to optimize and individualize the treatments of patients suffering from hypoxic cancers. The risk stratification of newly diagnosed tumors as well as tailored treatment could be possible using dose escalation and dose painting in radiotherapy as well as hypoxia-activated drugs. The road to personalized medicine requires molecular imaging beyond tumor detection as also the characterization of the tumor on a functional level is of critical importance.
Abbreviations
- ACRIN:
-
American College of Radiology Imaging Network
- ATSM:
-
Diacetyl-bis(N4-methylthiose-micarbazone)
- BOLD:
-
Blood oxygen level dependent
- CAIX:
-
Carbonic anhydrase IX
- CT:
-
Computed tomography
- DAHANCA:
-
Danish Head and Neck Cancer Group
- EF5:
-
2-(2-nitro-1H-imidazol-1-yl)-N-(2,2,3,3,3-[18F]pentafluoro-propyl)-acetamide
- EPR:
-
Electron paramagnetic resonance
- FAZA:
-
Fluoroazomycin arabinoside
- FDG:
-
Fluorodeoxyglucose
- FETA:
-
Fluoroetanidazole
- FETNIM:
-
Fluoroerythronitroimidazole
- FMISO:
-
Fluoromisonidazole
- GLUT-1:
-
Glucose transporter-1
- IAZA:
-
Iodoazomycinarabinoside
- GTV:
-
Gross tumor volume
- HIF-1:
-
Hypoxia-inducible transcription factor-1
- HNC:
-
Head and neck cancer
- IMRT:
-
Intensity-modulated radiation therapy
- MISO:
-
Misonidazole
- MRI:
-
Magnetic resonance imaging
- NSCLC:
-
Non-small cell lung cancer
- PET:
-
Positron Emission Tomography
- p.i.:
-
Post injection
- PTSM:
-
Pyruvaldehyde-bis (N4-methylthiosemicarbazone)
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Roscher, M., Wängler, C., Schönberg, S.O., Wängler, B. (2014). Current Clinical Imaging of Hypoxia with PET and Future Perspectives. In: Luna, A., Vilanova, J., Hygino da Cruz Jr., L., Rossi, S. (eds) Functional Imaging in Oncology. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-40412-2_11
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