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Revising Long-Established Population Estimates in Australia: Reasons, Methods and Implications

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The Frontiers of Applied Demography

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Abstract

Official population estimates in Australia are derived from the five-yearly population census supplemented by undercount rates, which estimate the number of people missed in the census. Between censuses, population growth is modelled using component- and regression-based methods. After each census, these modelled estimates are superseded by the new census-based, or rebased, estimates. However, major differences between the 2011 modelled and census-based estimates, caused by a change in the way the census undercount rate was derived, led to a one-off ‘recasting’ revision to 20 years of historical population estimates. This extraordinary revision process led to a revisit of the approach to rebasing adopted in response to past censuses, where it was found that strict reliance on volatile census undercount rates, regardless of methodological changes, led to implausible population change between censuses. Discounting the modelled estimates or any other data source that indicates population change between censuses had a detrimental impact on the quality of the rebased estimates before recasting. Lessons learned from the recasting exercise could be used to improve the quality of Australia’s population estimates from the 2016 census and beyond.

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Notes

  1. 1.

    There are six states, two major territories (Northern Territory and Australian Capital Territory) and three external territories for which these quarterly estimates are prepared. The three external territories are referred to in aggregate as ‘Other Territories’. The following abbreviations are used: NSW – New South Wales (state); Vic – Victoria (state); Qld – Queensland (state); SA – South Australia (state); WA – Western Australia (state); Tas – Tasmania (state); NT – Northern Territory; ACT – Australian Capital Territory; OT – Other Territories.

  2. 2.

    At the sub-state level, population estimates are prepared for many different geographies. The main sub-state geographies are Statistical Areas Level 2 (SA2s) and Local Government Areas (LGAs). SA2s are medium-sized general purpose areas which aim to represent communities that interact together socially and economically, and are the lowest level of Australia’s statistical geography for which ERP is made generally available. SA2s form or combine to form SA3s (which reflect widely recognised informal and administrative regions), SA4s (designed to reflect labour markets in urban areas, and aggregations of remaining areas) and Greater Capital City Statistical Areas or GCCSAs (which represent a broad socioeconomic definition of the capital city of each of the eight state and major territories), sometimes referred to as capital cities. ‘Rest of state’ areas are defined as those remaining areas of each state and the Northern Territory; the Australian Capital Territory consists wholly of the capital city GCCSA. LGAs are officially gazetted incorporated areas of Australia, which are legally designated regions for which incorporated local governing bodies have responsibility. In 2011 there were 2160 populated SA2s, 333 populated SA3s, 88 populated SA4s and 558 Local Government Areas.

  3. 3.

    As the undercount rates are derived from a sample survey, the Post Enumeration Survey (PES), standard errors for estimates derived from the PES are also available (ABS 2012b). For Australia’s 2011 net undercount rate of 374,500 people (or 1.7 %) for example, the standard error was 38,300. Under standard statistical survey treatment, there was 95 % confidence that the true 2011 Census net undercount rate was between 297,900 and 451,200, or 374,500 plus/minus two times the standard error. For rest of Victoria, the 95 per cent confidence bound ranged from −17,800 (ie. a net overcount) and 21,400.

  4. 4.

    Adjustments to estimated resident population, by part of state

     

    Adjustment to ERP 1996

    Adjustment to ERP 2001

    Adjustment to ERP 2006

    Part of state

    Number

    Percent

    Number

    Percent

    Number

    Percent

    NSW capital city

    −24,484

    −0.63

    −25,767

    −0.62

    −25,900

    −0.60

    Rest of NSW

    −3783

    −0.16

    −19,101

    −0.78

    −47,497

    −1.87

    VIC capital city

    −23,800

    −0.71

    −21,690

    −0.62

    −38,228

    −1.01

    Rest of VIC

    −1371

    −0.11

    −19,421

    −1.51

    −27,046

    −2.04

    QLD capital city

    −20,786

    −1.31

    −20,764

    −1.21

    −6611

    −0.35

    Rest of QLD

    −14,712

    −0.84

    −36,713

    −1.92

    −76,305

    −3.51

    SA capital city

    −4527

    −0.40

    −6736

    −0.58

    −10,362

    −0.86

    Rest of SA

    −647

    −0.18

    −1531

    −0.43

    −4997

    −1.36

    WA capital city

    −1023

    −0.08

    3303

    0.23

    −13,095

    −0.82

    Rest of WA

    3973

    0.94

    1812

    0.40

    4295

    0.92

    TAS capital city

    405

    0.21

    −893

    −0.45

    −1840

    −0.89

    Rest of TAS

    757

    0.27

    2766

    1.01

    1191

    0.42

    NT capital city

    1418

    1.48

    1438

    1.35

    −901

    −0.79

    Rest of NT

    1255

    1.46

    2537

    2.79

    −669

    −0.69

    ACT

    1378

    0.45

    2221

    0.70

    1051

    0.31

  5. 5.

    Changes to population growth, by part of state

     

    Population growth 2006–11, number

    Population growth 2006–11, percent

    Part of state

    Before recasting

    After recasting

    Change, number

    Change, percent

    Before recasting

    After recasting

    Change

    NSW capital city

    323,931

    352,788

    28,857

    8.9

    7.6

    8.3

    0.7

    Rest of NSW

    71,450

    123,051

    51,601

    72.2

    2.8

    4.9

    2.1

    VIC capital city

    370,115

    408,606

    38,491

    10.4

    9.7

    10.9

    1.1

    Rest of VIC

    37,871

    67,945

    30,074

    79.4

    2.9

    5.2

    2.4

    QLD capital city

    231,701

    239,171

    7470

    3.2

    12.1

    12.5

    0.4

    Rest of QLD

    151,489

    229,615

    78,126

    51.6

    7.0

    10.9

    4.0

    SA capital city

    63,335

    74,848

    11,513

    18.2

    5.3

    6.3

    1.0

    Rest of SA

    7009

    12,237

    5228

    74.6

    1.9

    3.4

    1.5

    WA capital city

    242,107

    256,655

    14,548

    6.0

    15.2

    16.3

    1.0

    Rest of WA

    50,727

    46,173

    −4554

    −9.0

    10.8

    9.7

    −1.1

    TAS capital city

    9683

    11,520

    1837

    19.0

    4.7

    5.6

    0.9

    Rest of TAS

    11,561

    10,661

    −900

    −7.8

    4.1

    3.7

    −0.3

    NT capital city

    14,700

    15,645

    945

    6.4

    12.9

    13.8

    0.9

    Rest of NT

    6004

    6590

    586

    9.8

    6.2

    6.9

    0.7

    ACT

    33,633

    32,815

    −818

    −2.4

    10.1

    9.8

    −0.3

  6. 6.

    Net undercount rates, by part of state, 1991–2011 censuses

    Area

    1991 percent

    1996 percent

    2001 percent

    2006 percent

    2011 percent

    NSW capital city

    2.0 (0.2)

    1.8 (0.2)

    1.5 (0.2)

    3.0 (0.5)

    1.8 (0.5)

    Rest of NSW

    1.7 (0.2)

    1.1 (0.4)

    2.8 (0.4)

    1.3 (0.6)

    2.2 (0.7)

    VIC capital city

    1.7 (0.2)

    1.7 (0.3)

    1.0 (0.2)

    2.4 (0.5)

    1.4 (0.4)

    Rest of VIC

    2.0 (0.3)

    1.5 (0.5)

    2.5 (0.4)

    2.0 (0.7)

    0.1 (0.7)

    QLD capital city

    1.4 (0.1)

    1.4 (0.3)

    1.0 (0.2)

    1.9 (0.8)

    2.0 (0.5)

    Rest of QLD

    2.6 (0.2)

    2.1 (0.5)

    2.7 (0.4)

    5.1 (0.8)

    1.5 (0.6)

    SA capital city

    1.2 (0.1)

    0.7 (0.3)

    1.5 (0.2)

    2.2 (0.5)

    1.1 (0.4)

    Rest of SA

    2.2 (0.4)

    2.3 (0.9)

    1.9 (0.5)

    2.8 (0.8)

    0.9 (0.8)

    WA capital city

    1.4 (0.2)

    1.2 (0.2)

    1.6 (0.3)

    2.7 (0.7)

    2.9 (0.6)

    Rest of WA

    4.1 (0.5)

    2.5 (1.3)

    3.1 (0.7)

    4.4 (1.3)

    1.2 (1.3)

    TAS capital city

    1.6 (0.2)

    1.5 (0.9)

    1.5 (0.4)

    1.3 (1.1)

    0.6 (1.0)

    Rest of TAS

    1.9 (0.2)

    1.4 (0.5)

    1.6 (0.7)

    2.5 (0.0)

    3.1 (1.0)

    NT capital city

    n.a.

    n.a.

    n.a.

    5.5 (1.7)

    3.7 (1.7)

    Rest of NT

    n.a.

    n.a.

    n.a.

    10.1 (2.4)

    10.9 (1.9)

    ACT

    1.8 (0.3)

    1.6 (0.3)

    1.0 (0.4)

    1.2 (1.0)

    0.7 (0.8)

    Total capital city

    1.7 (0.1)

    1.5 (0.1)

    1.3 (0.1)

    2.5 (0.3)

    1.8 (0.2)

    Total rest of state

    2.2 (0.1)

    1.7 (0.1)

    2.6 (0.2)

    3.0 (0.4)

    1.7 (0.3)

    Australia

    1.8 (0.1)

    1.6 (0.1)

    1.8 (0.1)

    2.7 (0.2)

    1.7 (0.3)

    1. n.a. not available. Standard error shown in brackets
  7. 7.

    Change in net undercount, by part of state, 1991–2011 censuses

    Area

    1991–1996 number (‘000)

    1996–2001 number (‘000)

    2001–2006 number (‘000)

    2006–2011 number (‘000)

    NSW capital city

    −2.6

    −6.4

    63.2

    −45.1

    Rest of NSW

    −12.1

    42.9

    −35.7

    24.2

    VIC capital city

    3.3

    −18.8

    52.6

    −31.6

    Rest of VIC

    −5.9

    14.3

    −6.2

    −25.1

    QLD capital city

    2.9

    −5.5

    18.7

    7.6

    Rest of QLD

    −1.8

    12.6

    61.2

    −78.8

    SA capital city

    −4.5

    8.9

    8.0

    −10.4

    Rest of SA

    0.8

    −1.3

    4.0

    −8.6

    WA capital city

    −0.9

    6.3

    18.8

    11.0

    Rest of WA

    −5.9

    3.4

    7.9

    −17.2

    TAS capital city

    −0.1

    0.2

    −0.4

    −1.2

    Rest of TAS

    −1.3

    0.6

    2.6

    2.0

    NT capital city

    n.a.

    n.a.

    n.a.

    −1.6

    Rest of NT

    n.a.

    n.a.

    n.a.

    1.4

    ACT

    0.8

    −0.6

    0.7

    −1.4

    Total capital city

    −1.9

    −12.1

    167.9

    −72.7

    Total rest of state

    −26.3

    72.5

    43.3

    −102.2

    Australia

    −28.3

    57.7

    203.4

    −174.9

    1. n.a. not available
  8. 8.

    Intercensal difference, by part of state, 1996–2011

    Area

    1996 number (‘000)

    2001 number (‘000)

    2006 number (‘000)

    2011 number (‘000)

    NSW capital city

    25.7

    −59.7

    12.5

    11.1

    Rest of NSW

    −23.0

    45.1

    −55.2

    0.5

    VIC capital city

    −3.4

    −34.6

    50.5

    −58.6

    Rest of VIC

    10.2

    15.5

    −26.2

    23.7

    QLD capital city

    11.1

    6.4

    5.2

    −0.2

    Rest of QLD

    −0.9

    9.3

    −6.3

    −37.2

    SA capital city

    8.0

    7.4

    −8.1

    −7.4

    Rest of SA

    1.6

    −2.8

    −0.8

    −5.9

    WA capital city

    21.7

    −12.3

    7.5

    −10.8

    Rest of WA

    8.2

    9.8

    1.1

    2.3

    TAS capital city

    −2.4

    −0.8

    −2.7

    0.0

    Rest of TAS

    −3.8

    −0.2

    1.2

    −1.0

    NT capital city

    −2.1

    −1.5

    0.8

    −0.3

    Rest of NT

    −1.8

    −1.6

    1.6

    −3.6

    ACT

    4.2

    −1.2

    −4.3

    −5.4

    Total capital city

    58.6

    −95.2

    65.8

    −66.2

    Total rest of state

    −9.6

    75.0

    −84.7

    −21.2

    Australia

    49.1

    −20.2

    −18.9

    −87.4

  9. 9.

    Analysis of intercensal difference at the LGA level prior to 2001–2006 based on the recast series was not able to be made at the LGA level as regression-based LGA-level estimates prior to 2001–2006 were not prepared on the same boundaries as the recast series. Regression-based population estimates prior to 2011 were not prepared due to the SA2 geography not being established until 2011.

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Acknowledgements

With thanks to Phil Browning, Tricia Chester, Beidar Cho, AJ Lanyon and Michael Roden for their useful comments in the production of this chapter.

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Howe, A. (2017). Revising Long-Established Population Estimates in Australia: Reasons, Methods and Implications. In: Swanson, D. (eds) The Frontiers of Applied Demography. Applied Demography Series, vol 9. Springer, Cham. https://doi.org/10.1007/978-3-319-43329-5_19

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