Abstract
The use of stereotactic radiosurgery (SRS) expanded to include the treatment of vestibular schwannomas (VSs) in 1969; since then, efforts to increase tumour control and to reduce cranial neuropathy have continued. Using the currently recommended marginal dose of 12–13 Gy, long-term reported outcomes after SRS include not only excellent tumour control rates of 92–100 % but also outstanding functional preservation of the trigeminal and facial nerves, with values of 92–100 % and 94–100 %, respectively. Nonetheless, hearing preservation remains in the range of 32–81 %. Previous studies have suggested possible prognostic factors of hearing preservation such as the Gardner-Robertson grade, radiation dose to the cochlea, transient volume expansion (TVE) after SRS, length of irradiated cochlear nerve, marginal dose to the tumour, and age. However, we still do not clearly understand why patients lose their hearing after SRS for VS.
Relevant to these considerations, one study recently reported that the auditory brainstem response (ABR) wave V latency and waves I and V interval (IL_I–V) correlated well with intracanalicular pressure values and even with hearing level. The demonstration that ABR values, especially wave V latency and IL_I–V, correlate well with intracanalicular pressure suggests that patients with previously elevated intracanalicular pressure might have an increased chance of hearing loss on development of TVE, which has been recognised as a common phenomenon after SRS or stereotactic radiotherapy (SRT) for intracranial schwannomas.
In our experience, the ABR IL_I–V increased during the first 12 months after SRS for VSs in patients who lost their serviceable hearing. The effect of increased ABR IL_I–V on hearing outcome also became significant over time, especially at 12 months after SRS, and was more prominent in patients with poor initial pure-tone average (PTA) and/or ABR values. We hypothesise that patients with considerable intracanalicular pressure at the time of SRS are prone to lose their serviceable hearing due to the added intracanalicular pressure induced by TVE, which usually occurs within the first 12 months after SRS for VSs. Using these findings, we suggested a classification system for the prediction of hearing outcomes after SRS for VSs. This classification system could be useful in the proper selection of management modalities for hearing preservation, especially in patients with only hearing ear schwannoma or neurofibromatosis type 2.
Advances in diagnostic tools, treatment modalities, and optimisation of radiosurgical dose have improved clinical outcomes, including tumour control and cranial neuropathies, in patients with VSs. However, the preservation of hearing function still falls short of our expectation. A prediction model for hearing preservation after each treatment modality will guide the proper selection of treatment modalities and permit the appropriate timing of active treatment, which will lead to the preservation of hearing function in patients with VSs.
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Keywords
- Stereotactic radiosurgery
- Vestibular schwannoma
- Hearing preservation
- Intracanalicular pressure
- Transient volume expansion
- Auditory brainstem response
Introduction
It was Harvey Cushing who, recognising the dire problems of haemorrhage during vestibular schwannoma (VS) surgery, compared the cerebellopontine angle with the corner fence at the Battle of Gettysburg and suggested that it might well be called the ‘bloody angle’ [93]. In his monograph ‘Tumors of the Nervus Acusticus and the Syndrome of the Cerebellopontine Angle’, published in 1917, he demonstrated how he was able to reduce the perioperative mortality associated with this surgery from 72 %–84 % to 35 % and then to 10 % by employing the technique of intracapsular debulking [93]. Cushing’s results were a dramatic improvement on those of all of his predecessors. Nevertheless, his method of subtotal removal by intracapsular debulking inevitably resulted in a high recurrence rate, and his great rival of the time, Walter Dandy, soon espoused the philosophy of total tumour removal through a unilateral suboccipital approach [24].
Despite these advances in VS surgery by two great surgeons, most of the neurosurgeons at that time were reluctant to recommend surgery until the tumours became very large. This approach, of course, resulted in a self-perpetuating cycle of poor clinical outcome. The operative results were indeed extremely poor when the tumours become large. Perioperative mortality was 20 % in a series of 130 cases, all of which had rather large tumours at the time of surgery [88]. In one series of partial removals, 60 % of the patients died of tumour recurrence within 4 years [34]. In Northfield’s 1970 series, the average tumour size was 3–4 cm at the time of surgery, and the perioperative death rate was as high as 16 % [83]. He recommended total extirpation of the tumours without procrastination at the first attempt after review of his early experience of partial removal and secondary extirpation. However, the facial and auditory nerves incorporated into the tumour capsule were usually ignored, and the contiguity of the lower cranial nerves, which could consequently be damaged, rendered patients prone to disturbances of swallowing and to respiratory infections [83]. Preservation of the facial nerve was a matter of concern in only a few cases with small tumours, but auditory function was not of interest. Hearing preservation surgery for VSs has only recently become a popular concept on the strength of modern neurosurgical and neurophysiological advances. However, the functional hearing preservation rates are approximately 50–70 %, even if small VSs are in the safe hands of the experts [98, 115].
In these circumstances, the use of stereotactic radiosurgery (SRS) has expanded to include the management of tumours in the ‘bloody angle’ using a bloodless treatment method [64, 93]. Since the first operation performed in 1951 by Lars Leksell [63], SRS, which originated from his idea of replacing the needle electrode with narrow beams of radiant energy, has been an effective alternative to conventional surgery in the management of inoperable intracranial tumours [39]. In his 1971 article [64], Leksell wrote, ‘the lower marginal tumour dose and a rapid dose fall-off using the 50 % isodose line would make serious injury to the neighbouring structures unlikely’. Since the publication of his report, efforts to chase two hares in the management of VSs, namely, to increase the tumour control rate and reduce the risk of cranial nerve injury, including hearing preservation, have continued. The results were in part as Leksell expected, however. Even with a lower tumour marginal dose of 12–13 Gy, numerous reports of long-term outcomes after SRS show not only excellent progression-free survival of 92–100 % but also outstanding preservation of the trigeminal and facial nerves in 92–100 % and 94–100 % of cases, respectively [18, 22, 45, 50, 59].
The efficacy of SRS, especially in relatively small tumours, created interest in hearing function. Nonetheless, hearing preservation still falls short of our expectations. The range of hearing preservation after SRS with long-term follow-up has been reported as 32–81 % [18, 22, 33, 45, 49, 57, 81]. Furthermore, the exact mechanisms of hearing loss after SRS for VSs are not yet understood. Thus, we will review the possible factors associated with hearing deterioration or preservation after SRS for patients with VSs and will suggest the hypothetical causes of hearing loss in patients with VSs after SRS based on our experience. We will also discuss possible methods to preserve hearing in patients with VSs after SRS.
Natural History of Vestibular Schwannomas and Hearing Outcomes
According to a population-based cohort study, the number of diagnosed VSs gradually increased from 7.8 to 23 VSs per one million population per year over approximately 30 years since 1976; since then, the incidence has gradually decreased to 19 VSs per one million individuals [103]. After several decades during which the incidence of diagnosed tumours increased due to easy access to neuroimaging and heightened symptom awareness among the general population, a peak seems to have been reached [103]. This levelling may reflect an approximation of the true incidence of VSs in the general population [103].
Microsurgery or SRS for VSs has been in use for decades with reasonably convincing evidence of efficacy albeit in the absence of randomised trials comparing these treatments with other treatment modalities, particularly the ‘wait-and-see’ strategy. One argument against the conservative management of VSs is the risk of progressive hearing deterioration over time, which cannot be reversed by any treatment [104]. Advocates of hearing preservation microsurgery insist that if patients with small VSs and good hearing are not operated upon, their hearing could deteriorate and they might lose the opportunity to have their hearing preserved by microsurgery [104]. However, long gone are the days when the diagnosis of VS was followed by indiscriminate surgery on the assumption that the presence of the tumour represented a risk to life and function [11]. The initial enthusiasm for SRS or hearing preservation microsurgery for VSs and the assertions for efficacy without toxicity have been replaced by a more sophisticated approach that combines a better understanding of the natural history of untreated VSs with clear recognition of what the treatment can achieve.
Tumour size at diagnosis has decreased from a mean extrameatal diameter of approximately 30 mm in the mid-1970s to a mean diameter of 10 mm over the last several decades. The level of auditory function has also been improved from a mean pure-tone average (PTA) of 70 dB and a mean speech discrimination (SD) of 30 %–48 dB and 60 %, respectively [103]. The improved hearing at diagnosis is even more evident when considering patients with 100 % SD at diagnosis. In 1976, 3 % of the patients had modified word recognition scoring class 0 compared with 21 % in 2008 [103]. Auditory function has become a matter of concern, and various methods for hearing preservation have been developed and advanced in the management of patients with VSs.
Most vestibular schwannoma ears have deteriorated hearing compared with the normal side; one study reported at least a 10-dB PTA difference in over 90 % of patients and at least 10 %-SD difference in 74 % of patients [104]. Of note, patients with even minor loss of SD at diagnosis (1–10 %) are more prone to lose good hearing over the observation period than those with normal hearing function. The actual good hearing preservation rates of patients with even a minimal loss were 72 %, 60 %, and 38 % after 1, 5, and 10 years, respectively, of the wait-and-see strategy [103]. In patients with modified word recognition who scored class 0 hearing at diagnosis (SD = 100 %), 3 % had lost class 1 hearing at the first year of observation, and 12 % and 31 % had lost class 1 hearing after 5 and 10 years of observation, respectively [103]. Therefore, patients in whom the process of hearing deterioration in VS ears has already begun at the time of diagnosis are prone to lose their hearing during the period of observation [5, 37, 105].
In this context, the outcome of proactive treatment in patients with minimal hearing deficits at diagnosis should be compared with that of the wait-and-see strategy, especially in terms of whether proactive treatment can preserve good hearing or prolong the duration of good hearing in vestibular schwannoma ears. A recent meta-analysis showed better hearing preservation in patients treated with SRS compared with conservative management. However, that study did not provide evidence strong enough to permit clear conclusions, especially in the case of patients with small VSs [75], and further studies are mandatory in the near future. Reported hearing outcomes after the wait-and-see strategy for VSs are summarised in Table 1.
Prognostic Factors Related to Hearing Outcome After Stereotactic Radiosurgery
Despite the many suggested possible prognostic factors related to hearing preservation, such as radiation dose to the cochlea and its structures, the occurrence of transient volume expansion (TVE) after SRS, the length of the irradiated cochlear nerve, marginal dose to the tumour itself, and age, it is not precisely known why patients often lose their hearing after SRS for VSs. This uncertainty regarding the exact mechanism of hearing loss after SRS may be one of the principal causes of unsatisfactory hearing preservation. In the following section, the possible factors affecting hearing outcome are reviewed, and we suggest several hypothetical causes of hearing loss after SRS for patients with VSs based on our experience.
Tumour Control and Dose Prescription
Tumour control is the initial goal of SRS for VSs, and the efficacy of SRS in tumour control has been proven over several decades even in the absence of randomised controlled studies [43, 76]. After achieving good tumour control, cranial nerve preservation, especially hearing preservation, became an important issue. The relationship between tumour control and hearing preservation only received minor attention because of the very high rates of tumour control achieved using contemporary techniques and dose guidelines for SRS. However, failure of tumour control after SRS directly results in hearing deterioration. In fact, all patients who experienced tumour recurrence during the follow-up period after SRS or stereotactic radiotherapy lost their initial useful hearing with tumour progression [23]. In most series of the natural history of VSs, tumour growth is also associated with an increased risk of hearing deterioration [36, 38, 73, 106]. However, hearing deterioration can occur in the absence of tumour growth when the wait-and-see strategy is followed [94, 104]. Failure of tumour control after SRS may lead directly to ipsilateral hearing loss; however, tumour control does not guarantee preservation of the patient’s initial or useful hearing.
In the first report by Leksell [64], the tumour control rate of SRS for VS was reported to be approximately 80 % using tumour marginal doses of 18–20 Gy at a 50 % isodose line, and approximately 20 % of patients developed cranial neuropathies. Thereafter, the dose prescribed to the tumour margin gradually decreased to 12–13 Gy in an effort to avoid cranial neuropathies; now, with the aid of modern technology, tumour control rates have improved significantly to 92–100 % [18, 45, 50].
By decreasing the tumour marginal dose to 12–13 Gy, hearing outcomes have improved, but not to the same extent as other cranial neuropathies [18, 22, 33, 45, 49, 57, 81]. Preservation of trigeminal and facial nerve function has improved to 92–100 % and 94–100 % of cases, respectively [18, 22, 45, 50, 59]. However, improvement in hearing outcome after SRS with long-term follow-up still falls short of expectations; the range of post-radiosurgery hearing preservation has been reported as 32–81 % [18, 22, 33, 45, 49, 57, 81].
In 2007, a useful hearing preservation rate of 74–77 % using a tumour marginal dose of 12–13 Gy was reported [18]. However, the authors of that study excluded patients who were followed up for less than 3 years. If these patients had been included in the analysis, the reported hearing preservation rate might be lower considering that most patients experience hearing deterioration within 2 or 3 years after SRS for VSs, as described by the same group [52]. Another study by the same group showed a useful hearing preservation rate of 71.4 %; however, the median follow-up duration was only 20 months [52]. Therefore, useful hearing preservation rates after long-term follow-up of more than 5 years are estimated to be approximately 50 % or less [14, 22, 57], and rates differ according to follow-up duration and tumour parameters. The fact that hearing outcomes have not considerably improved, even with excellent tumour control rates, suggests that there may be underlying pathophysiological mechanisms of hearing deterioration after SRS for VSs that differ from those in conservatively managed cases.
Radiation to the Temporal Bone Structures
Among the temporal bone structures that are known to be related to hearing function, the cochlea is at the centre of the dispute over hearing preservation after SRS for VSs. The first attempt to link cochlear dose with hearing preservation outcomes after SRS for VSs was made by our Seoul National University Hospital (SNUH) Gamma Knife group in 2005; however, we could not find any statistically significant correlation [67, 86]. The first report to demonstrate a significant relationship between hearing preservation and cochlear dose was published in 2007 [77]. Thereafter, many studies reported similar findings. The cochlear threshold dose most likely lies somewhere in the range of 4–5.33 Gy (Table 2) [9, 44, 52].
Several issues should be considered when interpreting these results. First, cochlear threshold doses were evaluated in different parts of the cochlea or using different methods in various studies. For example, dose was evaluated either at a point within the cochlea or for the whole cochlea and as either the maximum dose or the mean dose to the cochlea [9, 52, 77, 109]; these differences in methodology have led to some debate concerning the results [59, 69].
Second, a relationship between cochlear dose and hearing preservation has not been demonstrated in cases involving other intracranial benign tumours near the internal auditory canal (IAC), even when these tumours were treated with the same radiosurgical protocol [12, 58]. We recently determined that the useful hearing preservation rate after SRS for meningiomas near or extending into the IAC (para-IAC meningiomas) was as high as 97.6 % (41 of 42 patients preserved their useful hearing) during the median follow-up duration of 48 months, even with a considerable radiation dose to the ipsilateral cochlea (the average values of maximal and mean cochlear dose were 6.3 ± 0.4 Gy [range, 3.1–13.1] and 4.6 ± 0.2 Gy [range, 2.2–9.6], respectively) [58]. Actually, one patient with para-IAC meningioma that was treated with maximal and mean cochlear doses of 6.9 Gy and 5.5 Gy, respectively, experienced an improvement in hearing from 30 dB of PTA and 80 % of SD to 26 dB of PTA and 90 % of SD at 12 months after radiosurgery (Fig. 1) [58]. In another patient treated with maximal and mean cochlear doses of 11.5 Gy and 7.5 Gy, respectively, the initial useful hearing was preserved at 72 months after SRS for para-IAC meningioma [58]. A similar finding was presented by an American group in patients with glomus jugulare tumours treated with SRS. Only one of eight patients with clinically serviceable hearing before SRS experienced hearing deterioration after SRS during the mean follow-up duration of 26 months, and three of the four patients who received a mean cochlear dose greater than 8 Gy suffered no hearing deterioration [12].
Third, the radiation sensitivity of the cochlea was determined in a study that proved the efficacy and safety of intensity-modulated radiotherapy for paediatric patients with medulloblastoma [48]. The threshold cochlear dose in standard fractionated radiotherapy was approximately 35 Gy, which represents approximately 8 Gy of an equivalent radiosurgery dose. This indicates that the recently suggested guideline for the lowest threshold of 4 Gy may be too low [9, 44, 52, 109]. Therefore, the association between the cochlear dose and hearing outcomes after SRS for VSs most likely reflects the dose-volume relationship between the radiosurgical dose and the intracanalicular tumour volume [28, 78].
Transient Volume Expansion, Intracanalicular Pressure, and Auditory Brainstem Response
Hearing outcomes after SRS for VSs differ from those after SRS for other tumours near the IAC, as mentioned above [12, 41, 58]. The cochlear threshold dose has no effect or a minimal effect on hearing outcomes after SRS for tumours near the IAC except VSs. The features of response after SRS for VSs could differ from those after SRS for other tumours near the IAC. One such response could be a transient volume increase, i.e. TVE, which has been recognised as a common phenomenon after SRS and after stereotactic radiotherapy (SRT) for intracranial schwannomas [3, 59, 89]. TVE has also been reported, but not as frequently as in schwannomas, after radiotherapy for other intracranial benign tumours [16, 62]. Infiltration by foamy macrophages, myxoid degeneration, and/or necrosis has been suggested as the underlying histopathological causes of TVE after SRS for VSs [51]. TVE has been reported to occur in 14–74 % of patients 6–16 months after SRS or SRT for VSs [3, 46, 53, 74, 80, 91]. The wide range of its incidence could be caused by differences in the definition of TVE [59], the fractionation scheme of radiation therapy [111], and the method and timing of follow-up tumour measurements in various studies [59, 113, 114].
TVE has been regarded as a remarkable feature of VSs after SRS because it often causes neurological aggravation [40, 91]. In addition, TVE has been considered one of the principal factors that is significantly related to hearing deterioration after SRS for VSs [3, 59, 80], because the period of serviceable hearing loss after SRS often overlaps with that of the development of TVE after SRS for VSs [22, 52, 56]. TVE usually reaches its peak at 6 months after SRS and regresses 12–24 months after surgery. It is also known that most cases of post-SRS auditory neuropathy occur within 24 months, with a median onset of 6 months after SRS (Fig. 2). This finding suggests a possible relationship between post-radiosurgery hearing deterioration and TVE.
The mechanism of hearing deterioration caused by TVE might be increased intracanalicular pressure resulting in compression of the intracanalicular path of the cochlear nerve, vascular compromise of the auditory apparatus, or accumulation of intralabyrinthine protein by obstruction of the cochlear pore [5, 61]. However, the association between TVE and hearing outcomes after SRS for VSs has been controversial [59, 80, 112, 120], possibly due to differences in the definition of TVE. To exclude measurement error in the assessment of TVE, the increased volume should exceed the initial volume by at least 13–15 % for area-based manual volume measurements, especially in small-volume tumours [113, 114]. In one study in which TVE was defined as ≥10 % increase in volume, TVE was not related to hearing outcomes [112]. However, in another study in which TVE was defined as ≥30 % increase in volume, TVE was significantly associated with hearing deterioration after SRS for VSs [120]. TVE could therefore be correlated with hearing deterioration after SRS for small VSs, given a sufficient threshold of ≥20 %.
Nonetheless, to directly prove a relationship between TVE and hearing outcomes after SRS for VSs, several issues should be resolved. The first is whether pressure in the IAC can affect auditory function in the initial state before any treatment for VSs. The second is whether a change in pressure in the IAC actually occurs after SRS for VSs, especially during the period of TVE. The last issue is whether the increased intracanalicular pressure is correlated with hearing deterioration after SRS for VSs.
During the period of the Second World War, several tests of auditory function, including Fowler’s alternate loudness balance test, Carhart’s test for tone decay, Bekesy audiometry, the short increment sensitivity index, and speech audiometry, were introduced, thus enabling the differentiation of neural and sensory deafness [93]. Currently, the most accurate auditory function test is the auditory brainstem response (ABR), with a quoted sensitivity of 98 %. It is certainly true that abnormalities of the ABR are found in almost all proven cases of vestibular schwannoma [93].
The mechanism by which the ABR is altered in the presence of VSs has been suggested to be compression of the auditory nerve in the internal auditory canal. Such compression has been shown to occur in an experimental animal model [17, 37] and was also recently demonstrated in humans. The intracanalicular pressure was significantly associated with the size of the tumour, which is confined only in the IAC [6, 61], and the intracanalicular pressure correlated well with the ABR values, especially wave V latency and the wave I and V interval. Overall, tumour growth has no significant relationship to changes in ABR latency during conservative management [95]. Changes in intracanalicular pressure caused by changes in tumour features such as TVE, especially in the IAC, could be indirectly identified using the ABR test after SRS for VSs.
Intracanalicular Pressure and Hearing Function
To test whether pressure in the IAC can affect auditory function, the initial state before any treatment for VSs should be evaluated. In one study [61], the intracanalicular pressure was directly measured by insertion of a microsensor into the IAC before any tumour manipulation during VS surgery via a retromastoid suboccipital approach. And then, the authors evaluated a possible relation between the intracanalicular pressure and the preoperative and intraoperative baseline ABR values.
The range of intracanalicular pressure in VS ears was 0–45 mmHg with a mean value of 15.4 mmHg, and 63 % of VS ears had intracanalicular pressure greater than or equal to 10 mmHg. These results indicate that most patients had a significant pressure difference between the IAC and the cerebellopontine angle cistern.
Patients with class A hearing as defined by the American Academy of Otolaryngology-Head and Neck Surgery [1] (AAO-HNS) (PTA < 30 dB, SD > 70 %) tend to have lower intracanalicular pressure than patients who have AAO-HNS class B hearing (PTA 30–50 dB, SD ≥ 50 %), although this difference did not reach statistical significance [61]. However, the intracanalicular pressure of patients with class A hearing was significantly lower than that of patients with AAO-HNS class C and D hearing (PTA > 50 dB, SD < 50 %) (Fig. 3) [61].
As expected, the ABR wave V latency and wave I and V interval (IL_I–V) also correlated well with intracanalicular pressure values (Fig. 4) [61]. This finding suggests that intracanalicular pressure can be indirectly estimated as a function of the ABR value in VS patients with testable hearing and especially in those with serviceable hearing.
Pre-radiosurgery Auditory Brainstem Response and Hearing Outcome
Recently, we summarised our experience in the management of patients with VSs who were treated with SRS in our institute between 1997 and 2011. Our studies are divided into two parts. The first is based on data obtained between 1997 and 2009 and addresses whether pressure in the IAC affects auditory function in the initial state before any treatment for VSs has been performed. The second assesses data collected between 1997 and 2011 and addresses whether a change in pressure in the IAC after SRS for VSs actually occurs, especially during the period of TVE.
Among 728 VS patients treated with SRS in our institute between 1997 and 2009, 119 (16.3 %) patients with unilateral sporadic VSs who had serviceable hearing underwent SRS as primary treatment and were given a pre-radiosurgery ABR test [41]. When ABR testing showed no response regardless of the level of hearing, the maximum values of the baseline ABR tests obtained in our cohort were coded for the ABR IL_I–V value. The median tumour marginal dose was 12 Gy, and the mean tumour volume was 1.95 cm3. The mean follow-up duration was 55 months. The actual rates of serviceable hearing preservation were 68.5 %, 62.5 %, 59.9 %, and 56.2 % at 12, 24, 36, and 60 months after SRS, respectively [41].
According to a report by Lapsiwala et al. [61], pre-radiosurgery ABR IL_I–V values did not differ between Gardner-Robertson (G-R) class 1 and class 2 [32]; they were 4.79 ± 0.62 mS and 4.82 ± 0.60 mS, respectively (p = 0.743) (SNUH series, unpublished data). However, the initial ABR IL_I–V values of the ‘post-radiosurgery serviceable hearing preservation group’ were significantly different from those of the ‘post-radiosurgery serviceable hearing loss group’ (4.67 ± 0.49 and 4.97 ± 0.71, respectively [p = 0.007]) (SNUH series, unpublished data). The results of multivariate analysis of prognostic factors of serviceable hearing preservation indicated that the initial PTA score and the ABR IL_I–V value remain significant and independent factors (HR, 1.072 [95 % CI, 1.046–1.098; p < 0.001] and 1.534 [95 % CI, 1.008–2.336; p = 0.046], respectively) [41].
The above findings suggest that the intracanalicular pressure in some regions of schwannoma ears with a serviceable hearing level on the PTA exam is already increased. This increased intracanalicular pressure at the time of SRS could play a role in the development of hearing deterioration after SRS for VSs by adding additional pressure to the intracanalicular pressure caused by TVE. Thus, it may be possible to predict hearing outcomes after SRS for VSs according to the presence of increased intracanalicular pressure, indirectly determined by the ABR value, at the time of SRS.
Post-radiosurgery Auditory Brainstem Response Changes and Hearing Outcome
We continued the analysis of the data to determine whether a change in the intracanalicular pressure after SRS for VSs actually occurs during the period of TVE. Changes in intracanalicular pressure were measured by follow-up ABR tests after SRS. Of 936 patients treated with SRS for VSs between 1997 and 2011, 141 (15.1 %) with unilateral sporadic VSs who had serviceable hearing underwent SRS as a primary treatment and were also given pre-radiosurgery and one or more follow-up ABR tests between 1997 and 2011 (SNUH unpublished data). For patients in whom ABR testing produced no response regardless of the level of hearing, the ABR IL_I–V values were coded in the same manner as mentioned previously. The mean tumour marginal dose was 12.1 Gy, and the mean tumour volume was 1.94 cm3. The mean follow-up duration was 57.6 months. The mean initial PTA of the patients was 25.6 dB. The analyses were performed using the follow-up data obtained within the first 12 months after SRS because TVE usually occurs within 12 months after SRS and because tumour volume increases with TVE, usually reaching a peak at 6 months after SRS and regressing during the 12–24 month period thereafter.
At 6 months post-radiosurgery, 33 (23.7 %, excluding 2 missing data points) patients lost their serviceable hearing (the ‘6-month hearing loss group’). G-R class 1 or class 2 was regarded as serviceable hearing. The mean value of the initial PTA in this group was higher than that of the patients whose serviceable hearing was preserved at 6 months post-radiosurgery (the ‘6-month hearing preservation group’) (34.73 dB vs. 22.59 dB, p < 0.001). The mean values of PTA decreased over time; they were 56.61 dB and 58.22 dB at 6 and 12 months after SRS, respectively, in the ‘6-month hearing loss group’. The mean of the initial ABR IL_I–V values in the ‘6-month hearing loss group’ was also higher than that in the ‘6-month hearing preservation group’ (4.9242 mS vs. 4.7883 mS, p = 0.291); however, the difference did not reach statistical significance. Interestingly, the mean ABR IL_I–V value in the ‘6-month hearing loss group’ increased over time, while that of the ‘6-month hearing preservation group’ increased at 6 months and then decreased to close to the initial level at 12 months after SRS. The difference in the mean ABR IL_I–V values of the two groups reached statistical significance at 12 months (5.2875 mS vs. 4.9427 mS at 6 months, p = 0.060; 5.2905 mS vs. 4.7032 mS at 12 months, p = 0.001). A representative case is illustrated in Table 3 and Fig. 5.
At 12 months after SRS, 41 (33.6 %, excluding 19 missing data points) patients reached an unserviceable hearing state. Changes in the ABR IL_I–V values of these patients over time showed similar patterns to those found at 6 months. The mean of the initial ABR IL_I–V values in the ‘12-month hearing loss group’ was significantly higher than in the ‘12-month hearing preservation group’ (5.0300 mS vs. 4.7095 mS, p = 0.008). Similar to the trend observed at 6 months, the mean of the ABR IL_I–V values in the ‘12-month hearing loss group’ increased over time; however, that of the ‘12-month hearing preservation group’ increased at 6 months and then decreased below the initial level at 12 months after SRS (5.2413 mS vs. 4.9146 mS at 6 months, p = 0.065; 5.3425 mS vs. 4.6344 mS at 12 months, p < 0.001). The results are summarised in Table 4.
Prognostic factors of hearing outcomes were analysed separately according to the patients’ hearing status at 6 months and at 12 months to determine the most significant time-dependent factors within the first 12 months after SRS. In the repeated analyses, p < 0.01 was regarded as significant. Based on the results of multivariate analysis of the 6-month data, only the initial PTA value was a significant and independent factor for hearing loss (OR = 1.130; 95 % CI, 1.068–1.195; p < 0.001) (SNUH unpublished data). Changes in ABR IL_I–V between the initial and 6-month values also tended to increase the risk of hearing deterioration (OR = 2.038; 95 % CI, 0.952–4.361; p = 0.067); however, this association did not reach statistical significance. The results from the multivariate analysis of 12-month data, the initial PTA (OR = 1.114; 95 % CI, 1.057–1.174; p < 0.001), the initial ABR IL_I–V value (OR = 8.799; 95 % CI, 2.678–28.91; p < 0.001), and the change of ABR IL_I–V between the initial value and the 12-month value (OR = 3.784; 95 % CI, 1.532–9.347; p = 0.004) were all significant and independent factors associated with hearing outcome. The cochlear dose and overall tumour volume did not reach statistical significance in the above two analyses.
In summary, ABR IL_I–V increased during the first 12 months after SRS for VSs in patients who lost their serviceable hearing. Its effect on hearing outcome also became significant over time, especially at 12 months after SRS, and was more prominent in patients with poor initial PTA and/or ABR values. We hypothesise that patients with considerable intracanalicular pressure at the time of SRS are prone to lose their serviceable hearing due to the added intracanalicular pressure resulting from TVE, which usually occurs within the first 12 months after SRS for VSs.
Seoul National University Hospital (SNUH) Classification for Prediction of Hearing Preservation After Stereotactic Radiosurgery for Vestibular Schwannomas
Based on our findings that initial intracanalicular pressure and added pressure during the period of TVE are two principal factors associated with the possible mechanism of hearing loss in patients treated with SRS for VSs, we suggested a classification system for the prediction of hearing preservation after SRS for VSs [36].
The most commonly used hearing level classification systems are the G-R classification and the AAO-HNS guidelines [1, 32], which are based on PTA values and SD score. However, these two classification systems are deficient in the ability to predict the exact rates of hearing preservation among patients treated with SRS for VSs. In fact, 10.9–39.2 % of patients with hearing levels of G-R class 1 lose their hearing after such treatment. Conversely, hearing can be preserved in approximately 50 % of patients who have a hearing level of G-R class 2 after SRS for VSs [52, 55, 108]. These findings cannot be explained only by the patients’ initial hearing levels, which has, however, interestingly been regarded as the most important factor related to hearing outcome after SRS for VSs. In addition, we could not predict which patients with G-R class 1 hearing will lose their hearing or which patients with G-R class 2 hearing can preserve their serviceable hearing after SRS. This suggests that the underlying pathophysiology of hearing deterioration after SRS for VSs may depend on factors other than or in addition to those that determine baseline auditory function [41, 49, 52, 55].
In these circumstances, we determined another prognostic factor, the initial intracanalicular pressure measured as the initial ABR IL_I–V. Based on the two prognostic factors, the initial hearing level and ABR IL_I–V, we could propose a new classification model to predict hearing outcomes after SRS for VSs using classification and regression tree analysis [41].
Three nodes were identified, the first by an initial PTA score of 20 dB, the second by an initial ABR IL_I–V value of 5.225 mS, and the last by an initial PTA score of 30 dB. On the basis of the terminal nodes, we categorised the patients into four groups (Table 5) [41]. The ratios of patients with serviceable hearing at distant follow-up were 89.6 %, 64 %, 25.8 %, and 6.7 % for groups A–D, respectively. These results suggest that VS ears of patients with minimally deteriorated hearing before SRS have adequate space in the IAC for TVE and that the presence of this space can minimise increases in intracanalicular pressure. However, VS ears with considerable initial pressure before SRS, regardless of the hearing level, may not tolerate the increased pressure caused by TVE and may eventually lose their function.
This classification system could be useful in the proper selection of management modalities, especially in patients with only hearing ear schwannoma or neurofibromatosis type 2, because the predictive value is superior to those of previous classification systems. However, further studies should be performed to validate this classification system in a large population (Fig. 6).
How to Preserve and Aid Hearing After Stereotactic Radiosurgery
The improved hearing level at diagnosis of VSs due to the advancement and easy accessibility of neuroimaging makes preservation of auditory function a matter of concern in the management of patients with VSs. Prediction of hearing preservation in each individual with VSs becomes very important. Especially in cases of neurofibromatosis type 2, hearing preservation is one of the important goals of treatment. Therefore, we should be well aware of the rescue therapies for VS ears that have begun to lose their auditory function.
It is truly a blessing that the incidence of patients with poor hearing levels in the contralateral ear compared with the VS ear is not high; its incidence is approximately 1 % among patients with unilateral sporadic VSs [104], and neurofibromatosis type 2 is not common [85]. Unilateral hearing deterioration has been considered unlikely to contribute to a severe reduction in the quality of life of ordinary people with VSs [23, 35, 47]. However, based on our experience in the management of patients with VSs, most patients with unilateral hearing loss suffer from difficulties in sound localisation and verbal communication under reverberation and background noise due to loss of the benefits of binaural hearing [65, 116]. Therefore, serviceable hearing preservation should be attempted in the management of patients with VSs.
Patient Selection
Proactive treatment of small VSs in patients with good hearing should be considered carefully because of the possibility of deterioration of serviceable hearing in the early period after treatment [103]. From this point of view, the wait-and-see strategy seems to be rational, but its outcome is often not desirable. Because most patients have some degree of hearing deterioration at the diagnosis of VSs, tumour growth during the observation period may directly result in hearing loss [103, 118]. Moreover, data from studies addressing various management approaches, including the wait-and-see strategy, hearing preservation microsurgery, and even SRS for VSs, show that the better the hearing at diagnosis, the greater the chance of hearing preservation [10, 99, 104].
Two important decisions that affect hearing preservation in patients with VSs are the duration for which the wait-and-see strategy is continued and assessment of which patients are good candidates for proactive treatment. Tumour growth has typically been the endpoint of the wait-and-see strategy [8, 118]; however, it is not an ideal endpoint in terms of hearing preservation due to the deterioration of hearing that may occur regardless of tumour growth [104]. Tumour growth should be an indicator of active treatment only in patients whose hearing is already lost at diagnosis.
Less than 20 % of patients with VSs belong to AAO-HNS class 1 (PTA less than 30 dB and SD score more than 70 %), and more than 90 % of such patients already show deteriorated hearing of more than 10-dB PTA difference compared with the normal side [103]. This indicates that most VSs patients are classified as SNUH groups B–D. The tendency to hearing deterioration in VSs patients with minimal hearing loss at diagnosis is a very critical point because the chance of hearing preservation decreases from approximately 90 % to 26 %–64 % once the PTA score increases to over 20 dB, i.e. SNUH classification B–D, at the time of SRS [41]. A hearing level of PTA 20 dB may be used as an indicator of proactive treatment and as a clinical guideline to determine whether to actively treat after the wait-and-see period.
Another possible indicator of hearing outcome is the ABR value before SRS. Hearing outcome is generally very poor in patients treated with SRS for VSs who have ABR IL_I–V values over the threshold of 5.225 mS [41]. This value seems to be a threshold for proactive treatment because proactive treatment in patients with ABR IL_I–V values over 5.225 mS could shorten the duration of serviceable hearing rather than preserve hearing.
In patients with small to large VSs with serviceable hearing, hearing preservation rates after hearing preservation microsurgery range widely (2–93 %) in recent studies depending on a number of parameters, including surgical approach, pretreatment hearing level, tumour size, and nerve of origin [54]. One of the most important points of hearing preservation microsurgery is the need to shorten the learning curve of an individual neurosurgeon or neuro-otologist [99]. Hearing preservation microsurgery is not easy in some cases, especially with gross total resection, because the cranial nerves are often intermingled with the tumour capsule or with the tumour itself [82, 99].
SRS might be a superior tool for hearing preservation considering the shorter learning curve of the modality and the lower chance of damage to the cranial nerves compared to hearing preservation microsurgery. In addition, a recent meta-analysis supports the superiority of SRS in hearing preservation in patients with VSs [76]. Each physician responsible for patients with VSs should apply the most suitable treatment before patients lose their good hearing of 20 dB or less. For patients who already have a hearing level of ≥21 dB, i.e. SNUH class B – D, multimodal or stepwise approaches should be integrated to preserve their serviceable hearing.
Radiosurgical Planning
With respect to radiosurgical planning for VSs, several issues should be considered including tumour marginal dose, distortion of magnetic resonance imaging, and the use of fractionation. The recommended dose to the tumour margin has been decreased to 12–13 Gy to help avoid cranial neuropathies and produce improved tumour control rates [18, 45, 50]. However, one should keep in mind that use of a decreased radiation dose coupled with the possible distortion of magnetic resonance images could cause some VSs to receive less than the optimal dose [92], leading to a failure of tumour control and to hearing loss. The importance of the accuracy and conformity of the prescribed dose is also shown by the fact that tumour control rates have improved with advances in the neuroimaging techniques used in radiosurgical planning, even with a decrease in the tumour marginal dose to approximately half of the dose initially used by Leksell [64]. To avoid the effect of distortion of magnetic resonance imaging on accuracy and conformity, it might be essential to use fused images of magnetic resonance images obtained at high imaging resolution and computed tomography, which has minimal imaging distortion, in radiosurgical planning [60].
Schwannomas are late-responding tissues with low proliferative indices and a low α/β ratio for the application of the linear quadratic formula [30, 66]. From a radiobiological point of view, better tumour control may be achieved with a single high dose of radiation than with multiple smaller doses [67], and normal brain sparing also favours single-fraction treatment for lesions with a low α/β ratio [72]. However, high-dose irradiation using a single fraction may result in a higher incidence of TVE, which may lead to poor hearing outcomes compared with SRT performed using multiple fractionations [111]. Therefore, fractionation techniques for VSs may yield equivalent or improved hearing preservation rates by reducing the chance of TVE [23, 29]. However, no comparative studies of hypo-fractionated SRS using 2–5 fractions vs. low-dose single-fraction SRS have been performed.
How to Manage Transient Volume Expansion and Tumour Growth
TVE is a common phenomenon after SRS for VSs [3, 59, 89]; it is caused by tumour cell necrosis or apoptosis and vascular damage [107]. Loss of central enhancement on magnetic resonance imaging has been regarded as a representative neuroimaging feature of TVE and as a reliable indicator of tumour control [20, 70]. However, this is not always the case [111]. It is important to differentiate TVE from real tumour growth. The apparent diffusion coefficient values may be useful in differentiating TVE from tumour growth; however, their use is limited in VSs in the IAC [19].
As mentioned above, TVE may result in increased intracanalicular pressure and compression of the cochlear nerve, which can ultimately result in hearing deterioration, especially in patients in whom the IAC of the schwannoma ear does not have adequate space to buffer the increased intracanalicular pressure, i.e. SNUH class D patients. Currently, there are no proven rescue management approaches for VS patients showing hearing deterioration after SRS. Nonetheless, several possible methods to preserve or aid hearing in such patients are reviewed and discussed.
Corticosteroids
Although the specific action of steroids on the auditory apparatus is uncertain, their use has been based on their ability to decrease inflammatory reactions and neural oedema [4, 96, 117]. Thus, steroids might reduce compression of the acoustic apparatus and vascular structures by TVE after SRS for VSs [4, 56, 78, 96]. Notably, Sakamoto et al. [96] reported that hearing recovery occurred in all 8 patients who had experienced a hearing loss within 1 year after SRT for VSs. These patients were treated with a mean 30-mg daily dose of prednisone for approximately 2 weeks, and the degree of hearing recovery was approximately 10 dB.
However, our data reflect a somewhat different finding. Based on our experience, the administration of corticosteroids merely alleviates the deterioration in hearing compared with the historical control group [56]; in our study, the mean PTA score of the treated patients was significantly lower than that of the control group at distant follow-up. The difference in the mean PTA was approximately 12 dB; nonetheless, no benefit was gained in terms of serviceable hearing preservation. These conflicting results might be caused by differences in the initial PTA scores and in the patients’ ages in the Hokkaido University series and our series; mean values for these parameters were 24 dB vs. 30 dB and 39 years vs. 49 years, respectively.
Two possibly more important points relevant to the different findings of these two studies are the method and timing of detection of hearing deterioration after SRS. The Hokkaido University group did not use corticosteroids in patients who already had practically useless hearing levels; in these patients, very low hearing levels were regularly found at every 3-month-interval follow-up evaluation. In contrast, we advised patients to immediately visit our clinic when they experienced a decrease in hearing level, and corticosteroids were given to all patients regardless of their hearing levels. The range of the PTA scores at visiting our clinic was wide, from 32 to 60 dB. The administration of corticosteroids might play a role in hearing preservation if it is performed for the appropriate patients (those with relatively good hearing) at the appropriate time, when hearing deterioration just begins. Recently developed smartphone-based ear-level pure-tone hearing test applications will make future studies more reliable and efficient [42].
According to our data on post-radiosurgery ABR changes, the mean of the ABR IL_I–V values in the post-radiosurgery 12-month unserviceable hearing group increased over time; however, that of the post-radiosurgery 12-month serviceable hearing group increased at 6 months and then decreased below the initial level at 12 months after SRS (5.2413 mS vs. 4.9146 mS at 6 months, p = 0.065; 5.3425 mS vs. 4.6344 mS at 12 months, p < 0.001). A similar finding was obtained in the analysis of the post-radiosurgery 6-month unserviceable and serviceable groups. This suggests that there might be a threshold of intracanalicular pressure as measured by the ABR value over which the hearing level cannot be restored; based on our data, this threshold could be near an ABR IL_I–V value of 5.000–5.225 mS.
Another point is whether a short-term (usually 2 weeks) use of corticosteroids can render the auditory apparatus able to tolerate a nearly 1-year period of standing pressure caused by TVE [4, 78, 96]. The dose of corticosteroids also should be evaluated and further compared with the doses used in patients with idiopathic sudden hearing loss [7, 117].
Decompression of the IAC
In terms of rescue therapy for hearing preservation after TVE, decompression of the IAC is another possible option. Slattery et al. [102] reported successful clinical outcomes of middle fossa decompression for hearing preservation in patients with only hearing ear schwannomas, including more than 90 % of neurofibromatosis type 2 patients. The use of this procedure preserved the hearing level in patients who had exhibited significant declines in hearing for a mean duration of approximately 2 years before being considered for middle fossa decompression. In addition, decompression can delay the need for further treatments that could result in the loss of hearing for over 40 months [31, 102]. Additionally, it is of great significance that most of the patients maintained serviceable hearing, though clinically insignificant loss of hearing developed, seemingly caused by surgical injury to the auditory apparatus.
Of note, patients who failed to preserve their preoperative hearing class apparently had poor hearing levels (≥50 dB) compared with a mean PTA of 40 dB in other patients [102]. A close reading of our SNUH classification reveals that the difference in hearing preservation rates between class B and C is large [41], which suggests a probable threshold PTA score between 30 and 50 dB. ABR values could provide additional information on decisions regarding the timing of intervention.
The effect of decompression of the IAC, which leaves the tumour itself, eventually abates in approximately 2 years because pathologies related to hearing loss, as well as tumour growth, progress over time after surgery [95, 106]. TVE has been known to persist for 1 or 2 years after its development [3, 46, 53, 74, 80, 91]. Therefore, the effect of decompression of the IAC for increased pressure due to TVE after SRS might be sufficient to produce a semipermanent effect.
In cases that show no response to corticosteroids for hearing deterioration due to TVE, decompression of the IAC could be considered. The middle fossa approach is safe and offers a better quality of postoperative hearing after resection of VSs than other approaches [84]; however, selection of the approach primarily depends on individual anatomical considerations and the surgeons’ experience.
Chemotherapy
In patients whose tumour size increases not due to TVE but by recurrence, there are not many management options for hearing preservation. Decompression of the IAC with or without internal debulking of growing tumours is one, and systemic chemotherapy might be another. Recently, the expression of vascular endothelial growth factor (VEGF) in schwannoma cells has been demonstrated especially in neurofibromatosis type 2 cases, and morphometric analysis has revealed a greater microvascular density, a larger vessel diameter, and a larger perimeter in schwannomas than in normal nerves [90]. Anti-VEGF therapy normalises the vasculature of schwannomas and successfully controls the growth of these tumours in an animal model, most likely by re-establishing a natural balance between VEGF and semaphorin 3 signalling [119]. In humans, anti-VEGF therapy reduced the volume of growing VSs in nine of ten neurofibromatosis type 2 patients, improved hearing function in four patients, and stabilised it in two of seven patients [25, 90].
Patients with a hearing response who were on anti-VEGF therapy showed progressive improvement in word recognition; this improvement usually began approximately 8 weeks after the initiation of chemotherapy and continued to improve for as long as 16 months [90]. The improved hearing was robust for 11–16 months with a median duration of treatment of 12 months (range, 3–19). The mechanism of improvement seems to be reduction in intraneural oedema as well as tumour shrinkage. Of 9 tumours that shrank after anti-VEGF treatment, six had an imaging response. Interestingly, a strong correlation was observed between the mean apparent diffusion coefficient at baseline within tumours and the per cent decrease in tumour volume at 3 months, which could provide a potential neuroimaging marker for volumetric response to anti-VEGF therapy [90]. However, VEGF-mediated angiogenesis in schwannomas is not yet fully understood, and drawbacks to this therapy are that it is limited in neurofibromatosis type 2 patients and lengthy and expensive until now.
Hearing Aids
In patients whose hearing deterioration continues over a possible threshold of the ABR IL_I–V, the use of corticosteroids, decompression of the IAC, and anti-VEGF therapy may rescue their hearing. Notwithstanding these rescue efforts, serviceable hearing may be lost eventually. In these situations, hearing aids could be helpful in improving the quality of daily life. There are several types of hearing aids that can be considered for patients with hearing loss after treatment for VSs, including a bone-anchored hearing aid (BAHA), cochlear implants, and auditory brainstem implants.
BAHA, a new type of bone conduction hearing device, has now become widely accepted for patients with conductive or mixed hearing loss as an alternative to a conventional air-conduction hearing aid [26]. Although directional hearing remains a problem for BAHA patients with unilateral hearing loss, its application has become popular [26, 65].
To place a cochlear implant, VS patients should undergo microsurgery with preservation of the cochlear nerve. However, neurofibromatosis-related schwannomas usually invade and grow within the cochlear nerve [68], and sporadic schwannomas may present the same situation as they grow. Identification of the surgical plane between the tumour and the cochlear nerve is demanding [97, 99, 100]; moreover, cochlear nerve function is not always preserved in spite of anatomical preservation of the nerve [79]. Nonetheless, the results of cochlear implantation in VS patients are promising [13, 15]. Approximately 70 % of patients achieve open-set speech discrimination, many scoring at the ceiling of audiometric testing [13]. This implies that a moderate injury that can cause hearing loss may still allow electrical transmission of the stimulus. Such transmission can be evaluated by electrical promontory stimulation [13, 15]. It is also interesting that cochlear implantation after SRS or SRT showed good results in a select group of patients with VSs [71, 110].
Lack of bilateral auditory function should be considered an indication for auditory brainstem implantation. Especially in neurofibromatosis type 2 patients, auditory brainstem implantation directly after tumour removal is a safe procedure and offers the best means of hearing rehabilitation if the cochlear nerve is not preserved [21, 101]. However, the results in neurofibromatosis type 2 cases in the literature are poor compared with the results of cochlear implantation [2, 15, 21, 87, 101, 110]. If a cochlear implant is possible, it is preferable compared to auditory brainstem implantation. The majority of indicated patients have benefitted from auditory brainstem implantation during daily life, particularly in combination with lip reading [101].
Conclusion
Advances in diagnostic tools and treatment modalities and the optimisation of radiosurgical dose have improved clinical outcomes, including tumour control and cranial neuropathies, in patients with VSs. However, preservation of hearing function still falls short of our expectations. A prediction model for the hearing preservation potential of each treatment modality will guide the proper selection of treatment modalities and the appropriate timing of active treatment, which will lead to improved hearing function in patients with VSs. In particular, patients with pre-radiosurgery good hearing levels and favourable initial values of the ABR test may have excellent hearing outcomes after SRS for VSs.
Notwithstanding these findings, most neurosurgeons and neurologists are still reluctant to recommend treatment until hearing deteriorates or is lost. This approach, of course, could result in a self-perpetuating cycle of poor clinical hearing outcome. Most studies, including natural history data, hearing preservation microsurgery data, and hearing outcome data after SRS, have shown that early management of VSs in patients with good hearing level can result in good hearing outcomes.
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Han, J.H., Kim, D.G., Chung, HT., Paek, S.H., Jung, HW. (2016). Hearing Outcomes After Stereotactic Radiosurgery for Vestibular Schwannomas. In: Schramm, J. (eds) Advances and Technical Standards in Neurosurgery. Advances and Technical Standards in Neurosurgery, vol 43. Springer, Cham. https://doi.org/10.1007/978-3-319-21359-0_1
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