Abstract
Post-traumatic stress disorder (PTSD) has a prevalence of 6.8 % among the American population and an even greater prevalence among combat veterans. The conventional view of PTSD has been as a psychological adjustment disorder characterized by depression and anxiety in response to stressful circumstances. Recently, however, it has become apparent that it is much more than a psychological adjustment disorder. This began with the appreciation of the fact that dementia is much more common in PTSD, suggesting neurological changes in the disorder. There is now evidence for psychiatric changes (e.g., mood disorders, substance use and abuse), cardiovascular changes, autoimmune changes (e.g., rheumatoid arthritis), tumorigenic changes, etc. The goal of this chapter is to briefly review the evidence for systemic involvement in preparation for subsequent chapters that will focus on detailed discussions of each organ system.
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Keywords
Introduction
Post-traumatic stress disorder (PTSD) affects those exposed, either directly or indirectly, to life-threatening or severely traumatic events. The diagnosis of PTSD, as defined by the Diagnostic and Statistical Manual of Mental Disorders (DSM-5), requires (1) presentation of symptoms associated with the four diagnostic symptom clusters (intrusion symptoms, avoidance, negative alterations in cognitions and mood, and alterations in arousal and reactivity), (2) all symptoms beginning or worsening after the trauma, (3) symptoms persisting for more than 1 month, (4) significant symptom-related or functional impairment, and (5) that these symptoms are not caused by medication, substance use, or a medical condition (American Psychiatric Association 2013).
PTSD is common in both civilian and military populations. In 2005, the prevalence of PTSD among the general population of the USA was estimated to be 6.8 % (Kessler et al. 2005). The disease is even more prevalent in military veterans, with estimated prevalence rates ranging from 19 % in 2006 for American Vietnam veterans (Dohrenwend et al. 2006) to 22 % in 2009 for US veterans of the Iraqi and/or Afghani theaters (Seal et al. 2009). In addition to the direct costs of treatment for PTSD, the associations of lost productivity, reduced quality of life, and increased incidence of domestic violence, homelessness, suicide, and family strain make PTSD a burdensome disease to both the individuals affected and society (McCrone and Cawkill 2003).
PTSD was first added to the DSM in the manual’s third edition and has conventionally been classified as a psychiatric disorder. However, since its addition to the DSM in 1980, numerous studies have found correlations between PTSD diagnosis and/or severity and medical diseases in other organ systems, including arthritis, asthma, and myocardial infarction (Weisberg et al. 2002; Spitzer et al. 2009).
Systems Involved in PTSD
The goal of this paper is to discuss evidence for systemic involvement in PTSD . To do this, we reviewed published studies and our own work focused on PTSD symptomatology, comorbidities, and associated diseases. By collecting and presenting evidence substantiating the argument that PTSD is more than just a psychiatric disorder, we hope to support the new and constructive viewpoint of PTSD as a systemic disorder that needs to be addressed on multiple fronts in order to improve research and treatment of this critical condition.
Neurological Involvement
Neuroanatomical abnormalities implicated in PTSD include reduced hippocampal volume (Bremner et al. 1995; Pitman and Rauch 2001; Vythilingam et al. 2002; Kitayama et al. 2005; Smith 2005; Karl et al. 2006; Shin 2006; Wang et al. 2010; Morey et al. 2012) and parahippocampal gyrus volume (Meng et al. 2014), reduced amygdalar volume (Karl et al. 2006; Morey et al. 2012; Meng et al. 2014), increased amygdalar response (Pitman and Rauch 2001; Shin 2006), reduced prefrontal cortex activation (Bremner et al. 1995; Sherin and Nemeroff 2011), reduced anterior cingulate cortex volume (Bremner et al. 1995; Karl et al. 2006; Meng et al. 2014), reduced corpus callosum volume (Karl et al. 2006), reduced left insula volume (Meng et al. 2014), and increased gray matter volume of the left insula (Meng et al. 2014) and superior temporal gyrus (De Bellis et al. 2002). Many of these neurobiological abnormalities provide plausible explanations for clinical features associated with PTSD such as altered learning and extinction as well as hyperarousal. However, for many of these abnormalities, it remains unclear whether they are preexisting conditions that predispose patients to developing PTSD or are changes acquired through traumatic stress and subsequent stress responses (Childress et al. 2013).
Reduced hippocampal volume is perhaps the most-studied and consistent neurological abnormality found in patients with PTSD (Childress et al. 2013). Volumetric reductions have been found in both hippocampal hemispheres in subjects with PTSD, either unilaterally [right hemisphere: (Bremner et al. 1995); left hemisphere: (Vythilingam et al. 2002; Morey et al. 2012)] or bilaterally (Pitman and Rauch 2001; Kitayama et al. 2005; Smith 2005; Karl et al. 2006; Wang et al. 2010). Karl et al. (2006) found that bilateral hippocampal volume in patients with PTSD was significantly smaller compared to trauma-exposed patients without PTSD and to nonexposed patients; however, this difference was only apparent when analyzing the hippocampal volumes of adult samples but not pediatric samples. The lack of hippocampal size abnormalities observed in pediatric subjects suggests that PTSD-related reduction in hippocampal volume does not occur or become evident until adulthood. Interestingly, the duration of PTSD was not significantly related to changes in hippocampal volume. This example of altered hippocampal volume in adults with PTSD but not in children with PTSD demonstrates the difficulty in establishing the pathological relation between PTSD and anatomical abnormalities (Table 1).
Endocrine Involvement
The role of the endocrine system in regulating stress response has led to much research focused on the involvement of this system in PTSD. Both the hypothalamic-pituitary-adrenal (HPA) axis and the hypothalamic-pituitary-thyroid (HPT) axis have been implicated in PTSD pathology (Table 2).
PTSD has been associated with dysregulation of the HPA axis hormones at both basal levels and with low-dose dexamethasone suppression testing (Yehuda 2006). Several studies have found that patients with PTSD have decreased cortisol levels in plasma samples and urine samples (Olff et al. 2006; Sherin and Nemeroff 2011; Wahbeh and Oken 2013), increased glucocorticoid receptor function (Yehuda et al. 1991; Yehuda 2006), and increased corticotropin releasing hormone (CRH) concentrations in cerebrospinal fluid (CSF) from one-time lumbar puncture samples and serial samples taken throughout a 24-h period (Baker et al. 1999, 2005).
In an unaltered HPA axis, CRH secreted from the hypothalamus binds to receptors on cells of the anterior pituitary, which in turn produce and secrete adrenocorticotropin from the anterior pituitary into the adrenal cortex. Glucocorticoids such as cortisol are then produced and secreted by the adrenal gland, thereby activating sympathetic nervous pathways and initiating negative feedback to the hypothalamus and anterior pituitary. The relation between PTSD and hypocortisolism suggests a disinhibition of the negative feedback to the hypothalamus and anterior pituitary, resulting in altered stress encoding and fear processing as well as sustained elevated levels of CRH (Kolber et al. 2008).
Prolonged exposure of the hippocampus to CRH is also associated with hippocampal neuronal degeneration (VanItallie 2002; Sherin and Nemeroff 2011). The hippocampus contains high concentrations of mineralocorticoid receptors and glucocorticoid receptors, which are thought to regulate basal-level HPA activity and mediate glucocorticoid negative feedback, respectively (McDonald et al. 2005; Smith and Vale 2006). Therefore, findings of an atrophic relation between elevated CRH exposure and hippocampal volume provide an explanation for this common neuroanatomical abnormality as well as evidence for the disinhibition of the negative feedback pathways of the HPA axis (Smith and Vale 2006).
Several studies have found a positive association between PTSD severity and a disproportionate increase of triiodothyronine (T3 and FT3) concentration relative to that of thyroxine (T4 and FT4), indicating elevation in the peripheral deiodination (Wang and Mason 1999; Sherin and Nemeroff 2011). PTSD has also been associated with a decrease in thyroid-stimulating hormone (thyrotropin) (Boscarino 2004; Olff et al. 2006).
Similar to the neurological involvement of PTSD, it is difficult to determine whether abnormalities in the endocrine system associated with PTSD are consequences of the body’s response to traumatic stress or preexisting conditions that increase susceptibility to the development of PTSD. Therefore, further investigation regarding the pathological role of endocrine involvement in PTSD is necessary in order to better understand the complex stress responses and their systemic consequences in patients with PTSD.
Psychiatric Involvement
Major psychiatric comorbidities of PTSD include anxiety and depressive disorders, particularly major depressive disorder (MDD) (Marshall 2001; David 2004; Cohen et al. 2009; Rytwinski et al. 2013) and substance abuse, such as alcohol abuse (AB) or alcohol dependency (AD) [AB/AD: (Cohen et al. 2009; Pietrzak et al. 2011; Debell et al. 2014)]; Opioid use (Meier et al. 2014); and, Cocaine use (Meier et al. 2014). PTSD has also been associated with increased suicidal ideation and behavior (Davidson et al. 1991; Marshall 2001; Sareen et al. 2007; Jakupcak et al. 2009; Nock et al. 2009; Gradus et al. 2010; Panagioti and Tarrier 2012), especially when comorbid with MDD (Jakupcak et al. 2009; Gradus et al. 2010; Panagioti and Tarrier 2012; Ramsawh et al. 2014), alcohol abuse or dependency (Rojas et al. 2014), or other substance abuse (Moylan et al. 2001; Table 3).
There are also associations between PTSD and increased prevalence of neuropsychiatric conditions, including dementia (Qureshi et al. 2010, 2011; Childress et al. 2013), both chronic and episodic migraines (Buse et al. 2013), attention deficit hyperactive disorder (Antshel et al. 2013), somatic pain symptoms (Andreski and Breslau 1998; Beckham et al. 1998; Sareen et al. 2007; Defrin et al. 2008; Moeller-Bertram and Strigo 2012), hypervigilance and insomnia (Pigeon 2013), heightened aggression (Taft et al. 2009), increased rates of smoking (Fu et al. 2007) and emotional eating (Talbot et al. 2013), and deficits in executive functioning (Qureshi et al. 2011; Polak et al. 2012; Flaks et al. 2014).
The large number of psychiatric comorbidities in PTSD is critical to address because they cause significant functional impairment to those affected by PTSD. Furthermore, patients with PTSD-associated affective disorders will often self-medicate with alcohol and other illicit substances, which can further contribute to the severity and complexity of their affective disorders and can produce additional neurological damage and dysfunction (Fig. 1). Therefore, proper screenings and treatments for comorbid psychiatric and behavioral disorders in patients with PTSD are crucial in order to maintain patients’ well-being and avoid further neuropsychiatric damage.
Cardiovascular Involvement
Cardiovascular associations with PTSD include hypertension (Buckley and Kaloupek 2001; Norman et al. 2006; O’Toole and Catts 2008; Cohen et al. 2009; Qureshi et al. 2009; McFarlane 2010; Pietrzak et al. 2012; Paulus and Egge 2013), angina pectoris (Spitzer et al. 2009; Pietrzak et al. 2012), tachycardia (Gerardi et al. 1994; Buckley and Kaloupek 2001; Blechert et al. 2007; Pole 2007; Pietrzak et al. 2012; Paulus and Egge 2013), elevated heart rate (HR) and blood pressure in response to trauma-related cues (Shalev et al. 1992; Gerardi et al. 1994; Buckley and Kaloupek 2001; Barkay et al. 2012; Paulus and Egge 2013), peripheral arterial disease (Spitzer et al. 2009), atherosclerotic coronary artery disease (Ahmadi et al. 2011), heart failure (Spitzer et al. 2009; Pietrzak et al. 2012), myocardial infarction (Qureshi et al. 2009; Spitzer et al. 2009), and general cardiovascular disease (McFarlane and Rafalowicz 1994; Boscarino 1997; Schnurr and Paris 2000; David 2004; Sareen et al. 2007; Qureshi et al. 2009; Pietrzak et al. 2012).
One possible explanation for the cardiovascular abnormalities and damage associated with PTSD is increased sympathetic arousal (Bedi and Arora 2007) indicated by greater skin conductance (Shalev et al. 1992; Blechert et al. 2007; Pole 2007), elevated HR (Buckley and Kaloupek 2001; Pole 2007; Paulus and Egge 2013), low respiratory sinus arrhythmia (Blechert et al. 2007), and dysregulation of HPA axis hormones (VanItallie 2002; Bedi and Arora 2007). Because of the many interactions between the HPA axis and the sympathetic nervous system, the cardiovascular involvement of PTSD is likely to originate from a combination of both autonomic nervous system and HPA axis dysregulation (Bedi and Arora 2007; Dedert et al. 2010; Table 4).
Because of the greater cardiovascular involvement in PTSD than in controls, we tested the hypothesis that patients with PTSD would have a shorter life expectancy than control veterans. We compared controls to veterans with Purple Hearts (awarded for significant physical injury in battle) and to veterans with PTSD. The mortality rates in veterans over 65 years of age were greater for patients with PTSD than for controls (Kimbrell et al. 2011). Interestingly, veterans both with and without PTSD who had received a Purple Heart had a longer life expectancy.
Immunological Changes in PTSD
Considering the many changes found in the neuroendocrine system in PTSD and the significant impact of the neuroendocrine system on immune function (Bornstein and Rutkowski 2002; Boscarino 2004; Baker and O’connor 2012), significant PTSD-related immune abnormalities are plausible. In fact, autoimmune conditions associated with PTSD include rheumatoid arthritis (Weisberg et al. 2002; Boscarino 2004; Norman et al. 2006; O’Toole and Catts 2008; Qureshi et al. 2009; Pietrzak et al. 2012), anemia (Weisberg et al. 2002), autoimmune-related dermatological diseases [eczema: (Weisberg et al. 2002; Boscarino 2004; O’Toole and Catts 2008; Qureshi et al. 2009); psoriasis: (Boscarino 2004); chronic idiopathic urticaria: (Chung et al. 2010)], diabetes [type 1: (Weisberg et al. 2002; Boscarino 2004); type 2: (Boyko et al. 2010; Lukaschek et al. 2013; Vaccarino et al. 2014); and unspecified: (Weisberg et al. 2002; David 2004; Qureshi et al. 2009)] (Table 5).
Studies have also found correlations between PTSD and decreased natural killer cell cytotoxicity (Gotovac et al. 2010), elevated T-lymphocyte counts, increased immunoglobulin-M levels (Boscarino 2004), and greater C-reactive protein levels (Spitzer et al. 2010).
Musculoskeletal Involvement in PTSD
Poorer overall musculoskeletal condition is associated with PTSD (McFarlane and Rafalowicz 1994; Schnurr and Paris 2000; O’Toole and Catts 2008). Particular musculoskeletal disorders that have been associated with PTSD include fibromyalgia (Amir et al. 1997), osteoarthritis (David 2004), and temporomandibular disorder (Afari et al. 2008). The exact relationship between musculoskeletal diseases and PTSD is unclear, but these findings could be related to the association of PTSD with generalized somatic pain (Andreski and Breslau 1998; Defrin et al. 2008; Table 6).
Digestive and Genitourinary Involvement
PTSD has been associated with a higher prevalence of gastrointestinal disorders (Boscarino 1997; Schnurr and Paris 2000; Graham-Bermann and Seng 2005; Norman et al. 2006; Sareen et al. 2007), a relation that is common with anxiety disorders (Mayer et al. 2001). Digestive conditions with a greater prevalence in patients with PTSD include irritable bowel syndrome (Irwin et al. 1996), gastroesophageal reflux disease and subsequent dyspepsia (Li et al. 2011), hepatic disease (Spitzer et al. 2009; von Känel et al. 2010), renal diseases such as glomerulonephritis (Weisberg et al. 2002; Boscarino 2004), gastritis (Pietrzak et al. 2012), and ulcer development (Davidson et al. 1991; Weisberg et al. 2002; Qureshi et al. 2009; Pietrzak et al. 2012). PTSD has also been associated with several genitourinary diseases, including endometriosis (Seng et al. 2006; Qureshi et al. 2009) and cervical dysplasia (Seng et al. 2006; Qureshi et al. 2009; Table 7).
Respiratory Involvement
Respiratory issues have also been associated with PTSD (McFarlane and Rafalowicz 1994; Boscarino 1997; Blechert et al. 2007; Sareen et al. 2007), including shortness of breath (Baker et al. 1997), increased frequency of sighing (Blechert et al. 2007), and general pulmonary diseases (Weisberg et al. 2002; Spitzer et al. 2009) such as asthma (Davidson et al. 1991; Weisberg et al. 2002; Graham-Bermann and Seng 2005; O’Toole and Catts 2008; Qureshi et al. 2009; Spitzer et al. 2009) and bronchitis (Spitzer et al. 2009; Table 8).
Tumorigenic Involvement
A few studies have shown a significant association between PTSD and the prevalence of cancer (Norman et al. 2006; Sareen et al. 2007); however, the pathophysiological relation of the two conditions remains uncertain. It has been suggested that enhanced tumorigenesis in PTSD is caused by dysregulation of the sympathetic nervous system and HPA axis, as well as compromised cellular immunity (McDonald et al. 2005). The recent finding of an association between PTSD and DNA breakage supports the possible relationship between PTSD and tumorigenic pathways (Morath et al. 2014; Table 9).
Practice and Procedures
PTSD is very common and is associated with great morbidity and suffering. It is critical to understand more about the disease in order to design new, innovative therapies. It has become increasingly evident that PTSD is more than simply a psychological adjustment disorder, and this article offers the thesis that PTSD is, in fact, a systemic disorder. This article did not cover all of the systems affected by PTSD but gives a broad overview, upon which other articles will expand. Nonetheless, enough systems were discussed here to support the assertion that PTSD involves much more than just the brain. This, in turn, indicates that one may study other organ systems to gain great insights into the pathophysiological underpinnings of PTSD: investigations will no longer be limited to the brain or direct effects of neuroanatomical changes. Moreover, the systemic hypothesis also helps explain the many symptoms outside the brain from which PTSD patients suffer.
As a result of systemic involvement, we suggest that patients with PTSD undergo comprehensive screenings for associated disorders, particularly for cardiovascular diseases and dementias, in order to prevent or mitigate their effects. While this paper recommends broadening the scope of conventional screenings for patients with PTSD because of the systemic nature of PTSD, it remains critical to screen and treat for psychiatric diseases in light of the highly negative compounding effect of comorbid major depressive disorder as well as increases in high-risk behaviors, impulsivity, and suicide in patients with PTSD, whose substance abuse to self-medicate may further impair neurological function.
Key Facts About Systemic Involvement in PTSD
-
PTSD has conventionally been considered to be primarily a psychiatric illness; consequently, much of the PTSD-related research and treatments heretofore have focused on the psychiatric manifestations of PTSD.
-
Recent studies have associated PTSD with diseases in multiple other organ systems, thus supporting the thesis that PTSD is a systemic disorder.
-
Behavioral changes, particularly an increase in substance abuse and tobacco use, have been identified in many patients with PTSD. These behaviors can enhance neurological impairment associated with PTSD, for example, via producing stroke. These can add to the other disorders associated with PTSD, such as mood disorders, and can indirectly impact the systemic manifestations of PTSD (Fig. 1).
-
The role of PTSD in more complex pathologies (e.g., tumorigenic, gastric, and respiratory diseases) is also enhanced by PTSD-associated behavioral changes that are implicated in the pathology of these diseases, such as increased tobacco use and alcohol consumption (Fig. 2).
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A major area of research needed in PTSD is determining whether findings in PTSD, such as abnormally small hippocampal volumes, are caused by PTSD or are preexisting conditions that are risk factors for the development of PTSD.
Summary Points
-
Studies have begun to explicate the specific neuroanatomical changes associated with PTSD that underlie certain neuropsychiatric symptoms and findings.
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This article summarizes recent findings that support the thesis that PTSD produces systemic changes that extend far beyond the brain.
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PTSD is associated with behavioral changes, including tobacco consumption, illicit drug use, and alcohol abuse, that can have additional deleterious effects on brain and body function.
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This review supports the thesis that a broader perspective on the systemic symptomatology and pathophysiology of PTSD is appropriate in future studies and treatments.
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The increased incidence of serious systemic disorders in PTSD suggests that clinicians should be vigilant in screening for many systemic disorders and unhealthy behaviors in PTSD patients, including risk factors for heart attacks and stroke, digestive diseases, dementia, and drug abuse.
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Despite the advancement in our understanding of PTSD, further research is needed to elucidate the cause-and-effect relationship between PTSD and distinct physical abnormalities, such as whether small hippocampal volumes are a risk factor for PTSD or are caused by PTSD.
-
More research is needed to better understand whether treating PTSD-induced psychiatric symptoms leads to a change in behaviors that reduces downstream physiological effects, such as PTSD-induced anxiety, alcohol abuse, and gastric disease (Fig. 2).
Abbreviations
- AB:
-
Alcohol abuse
- AD:
-
Alcohol dependency
- CRH:
-
Corticotropin releasing hormone
- CSF:
-
Cerebrospinal fluid
- DNA:
-
Deoxyribonucleic acid
- DSM:
-
Diagnostic and statistical manual of mental disorders
- FT3:
-
Free triiodothyronine
- FT4:
-
Free thyroxine
- HPA:
-
Hypothalamic-pituitary-adrenal
- HPT:
-
Hypothalamic-pituitary-thyroid
- HR:
-
Heart rate
- MDD:
-
Major depressive disorder
- PTSD:
-
Post-traumatic stress disorder
- T3:
-
Protein-bound triiodothyronine
- T4:
-
Protein-bound thyroxine
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Bukhbinder, A., Schulz, P.E. (2016). Evidence for PTSD as a Systemic Disorder. In: Martin, C., Preedy, V., Patel, V. (eds) Comprehensive Guide to Post-Traumatic Stress Disorders. Springer, Cham. https://doi.org/10.1007/978-3-319-08359-9_106
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