Abstract
Distraction osteogenesis (DO) is an interesting surgical technique to take advantage of the body’s ability to heal. In an area of decreased volume of bone, an osteotomy is created and tension stress is applied via a distraction device, daily as to separate the edges of the bone, in effect mimicking natural growth. Over time, the gap is advanced daily at a rate of 1 mm per day for mature skeletons and 2 mm per day for young children and infants. The gap ossifies from the edges toward the center by a novel osseous healing, distraction healing. In addition to creating new bone in the distraction gap, all tissues of the adjacent site are created as well, due to the effect of tension stress forces of the overlying soft tissues. In this manner, the site is reconstructed with all local tissues including bone, nerve, muscle, blood vessels, lymphatics, tendon, and fascia.
The first craniofacial DO techniques were basic, including the use of external distraction devices, based on developments in orthopedics. This early literature is replete with reports of how to control the vector as it was recognized that during the distraction process, the local muscle pull can affect the vector of the distraction process. With time new devices were developed, including miniaturization of the DO device as well as devices that were implanted, submerged below the soft tissue, to be removed in a second-stage surgery after osseous healing/union. The DO can be applied to small bony segments such as the alveolus for dental implants to larger 3-D reconstruction as a Le Fort I, II, III and cranial vault.
With the advent of 3-D imaging and virtual surgical planning (VSP), many of the early challenges have been overcome. The 3-D imaging and computer-generated models allow the clinician to place the device, to determine the location of the footplates and fixation screws versus underlying critical anatomy. The VSP also allows that the osteotomy to be mimicked and modified as necessary with custom surgical guides, as to optimize the distraction regenerate and device fixation, while avoiding critical anatomic structures. Additionally the computer allows the clinician to visualize the entire distraction advancement, as to verify the length of distraction and vectors required to ensure clinical success. The advent of VSP has propelled distraction osteogenesis (DO) of the craniofacial skeleton from an art into a science.
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Since the application of distraction osteogenesis to the bones of the craniofacial skeleton in the early 1990s, the DO technique has gained success and acclaim [1, 2]. The primary advantage of the distraction osteogenesis (DO) technique is that the slow application of force over time allows for histiogenesis and the generation of all tissues: skin, muscle, nerves, blood vessels, and bone (Fig. 3.1a–c) [3]. The changes in the facial skeleton are impressive, with secondary correction of the affected skeleton not in the original site of distraction including improvement of the airway [4, 5].
Conventional orthoghnathic surgery allows for the immaediater movement of a bone to its new positon, held in place and allowed to heal. In contrast, the distraction osteogenesis technique requires the application of forec over time with the bones gradually moved to the final position. Conseqently, it is vital that the surgcial team ensures close pateint follow-up during the entire DO process and consolidation phases [6]. As with other techniques of the bony skeleton, complications encountered during and after DO surgery are similar to that of conventional orthognathic and dentoalveolar surgery, and discussed elsewhere [7]. However, the complications unique to distraction osteogenesis can be divided into three categories: poor planning, poor execution, and lack of attention to detail with a lack of close follow-up.
The “consolidation phase” when the DO device is in neutral fixation and the segment has been advanced to its optimal position is the most important for this close follow-up. It is during the consolidation phase when the new regenerate bone is at its softest, with minimal ossification. Similarly, at the end of DO, that the DO device is fully “open,” when structural stability of the device at its weakest and minor local muscle forces can rotate and torque even the best designed DO devices. Consequently, the regenerate is susceptible to adjacent muscle pull resulting in complications such as open bite, misshaped regenerate, tipping of the regenerate, and other force-related phenomenon including those as a consequence of a patient parafunctional habits.
Distraction osteogenesis allows for the expansion of the osseous skeleton in vectors outside those of traditional orthognathic surgery including mandibular widening (Fig. 3.2a–d). Again all tissues are created allowing for orthodontic movement of teeth into the newly distracted bone. However, as the distraction plane is counter to that of the physiologic skeleton-muscular envelope of the face, the rate of relapse was initially high. This relapse was primarily due to local muscle pull. The advent of newer hybrid distraction devices have overcome this challenge [8].
With the advent of Virtual Surgical Planning (VSP), many of the complications associated with the planning phase of the DO technique have been obviated (Fig. 3.3). VSP allows the clinician to reproduce the osseous anatomic site in 3-D, both on the computer and in a stereolithic model (SLA) (Fig. 3.4). This allows for visualization of critical anatomic structure including neurovascular structures, and unerupted teeth. The computer models can now predict the bony movements planned and the vector of DO device as it is positioned on the bone (Fig. 3.5). The volumetric airway change can also be predicted using VSP simulation [9]. Thus the clinician can customize: 1. choice of size/length of the DO device, 2. the positioning of the DO device, and 3. the placement of DO device retention screws, all as to avoid vital structures and trajectory concerns. Using VSP, the osteotomy can also be planned in 3-D. Here, the bone cut can be modified, angled, or stepped to enhance osseous gain during DO as well as to avoid vital structures [10]. The resultant planned osteotomy is converted to a custom surgical guide (Fig. 3.6a, b). The VSP of the osteotomy and planned movement can identify sites of potential bony interferences or protuberances that may need to be removed prior to closure of the site which are useful and verified during surgery (Fig. 3.7a, b). VSP planning can also identify areas of potential technical/device limitations and failures. In general, submerged devices exhibit less technical failures [11].
Care must be taken during the VSP phase as to verify the location of the planned osteotomies versus the local muscles. A bone cut anterior to the masseteric muscle sling can result in proximal segment rotation due to local muscle pull, much like an unfavorable fracture of the mandible. For large mandibular advancements, the infrahyoid musculature is most pronounced to affect a clockwise rotation of the distal segment, especially during the end of DO, during the consolidation phase. Similarly, vertical alveolar DO can be affected by the pull of the mylohyoid if its insertion is high on the lingual aspect of the mandible. Thus unexpected challenges can be encountered during surgery necessitating a “Plan B.” The following are four complications representing categories of challenges that occur during distraction osteogenesis. Many of these complications are “old school,” and occurred prior to the advent of virtual surgical planning, VSP. However even with VSP, these occurrences represent the most common complications associated with DO of the craniofacial skeleton. Thus identifying these challenges/complications and how they were addressed gives insight and highlights the need for attention to detail during the entire DO process, from planning to final DO device removal.
1 Case 1: Small Bone Segment DO
A 35-year-old male presented to the office with complaints of periodontal involvement around a dental implant to area #8. Several years earlier, he was playing water polo and was struck in the face, with damage to tooth #8 (Fig. 3.8a). At the time #8 was removed and an immediate implant placed. The implant was placed, immediately into the remaining bone, 2 mm below the crest of the bone, as was the standard of care then, back at the time when the implant was placed into an immediate extraction site (Fig. 3.8c, d). This led to the implant being placed significantly below the level of the alveolus to the adjacent teeth. A longer crown and long custom abutment were fabricated which over time led to localized periodontal involvement, as the site was difficult to clean (Fig. 3.8e).
Physical examination revealed that the overlying gingival tissue had acceptable contour and concern was raised that removal of the implant and subsequent localized bone grafting might result in a lesser gingival contour (Fig. 3.8f–h). Consequently, it was decided to perform small segment distraction osteogenesis, DO whereby the implant would be part of the small DO/transport disc, as to vertically reposition the osseointegrated implant [12,13,14,15]. First, the overly elongated crown was removed and a temporary crown fabricated, as to allow adjustment/reduction of the incisal edge of the crown during the DO process, as the implant was distracted vertically downwards, from its original submerged positon, towards the crest of the alveolar ridge (Fig. 3.8i).
The site was approached through a vestibular incision. The small alveolar DO device (Track 1.0, KLS Martin LLP) was modified and used for the DO (Fig. 3.8j). The osteotomy was planned to be a two vertical bone cuts and one horizontal cut leaving approximately 1 mm of bone around the implant laterally and 2 mm of bone vertically to the implant, as to avoid the teeth on both sides and the floor of the nose.
Taking advantage of the curvature of the alveolus and the concavity of the bone in the cuspid region, the vertical activation portions was located in the cuspid fossa with the activation site exposed in the vestibule between the cuspid and lateral incisor (Fig. 3.8k, l). This site was chosen as to help hide the DO device when smiling versus placement of the DO device more proximally, adjacent to the central incisors. As the bone segment was small, only one of the horizontal arms could be used on both sides, with only one screw placed into the bony segment apical to the implant, and two screws placed into the horizontal bone above the apices of the premolar teeth (Fig. 3.8m).
The site was closed and active DO was started 5 days after surgery. The distraction technique went well with the implant and surrounding bone being transported vertically towards the crest of the ridge with the adjacent soft tissue. The incisal edge of the crown was periodically reduced, to allow for vertical distraction, thus bringing the implant, along with the surrounding bone and soft tissue, down towards the crest of the ridge from its original submerged location (Fig. 3.8n). Although greatly improved, the final planned result was shy of the optimal vertical position in which the implant would be coincident with the remaining alveolar height (Fig. 3.8o, p). A 5-year follow-up shows maintenance of the implant health and osseous integrity in the new distracted site (Fig. 3.8q). Close evaluation of the radiographs revealed the following complications occurred, which limited the complete vertical distraction to the preplanned site:
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1.
The long lever arm of the DO device allowed for bending of the horizontal arms of the distraction device and rotation of the transport segment. The vertical portion of the DO device was placed near the cuspid fossa to avoid the nasal floor and take advantage of the piriform rim for esthetics and patient comfort. This placement did create a long lever arm of the horizontal portion of the DO device. Therefore as DO progressed, the horizontal DO arm bent during the later stages of active DO. Additionally as there was only one screw in the transport segment for fixation, the transport segment was able to rotate as the DO device was advanced. Note the angle change of the implant. Originally the implant was parallel with the roots of the adjacent teeth. At the end of DO, the implant was slightly angled from vertical (Fig. 3.8n–q).
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2.
VSP could have helped with the planning portion of this surgery, especially to create bone cuts as to allow more rigid fixation of the DO device. The newer Micro TRACK is ideal for this clinical situation. Additionally it must be remembered that during active DO, there is NOT a 1:1 correlation between the activation of the device and the amount of movement of the transport/DO site. Here this phenomenon was heightened as the lever arm from the vertical, activation site of the DO device was very long to the site of force application into the transport segment. With a longer lever arm, the amount of DO advancement per turn of device activation was significantly reduced.
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3.
Use of orthodontic traction would have helped guide the DO transport bone segment containing the implant into the final site (Fig. 3.9a–h).
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(a)
A 42-year-old female presented for implant consultation. She had prior trauma to tooth # 8 as a child, resulting in ankyloses of the tooth in a more vertical position (Fig. 3.9a–c). This was camouflaged by placing acrylic on the incisal edge. With time, the tooth experienced internal resorption requiring removal. However, to achieve optimal bone and soft tissue contour, it was planned to distract the tooth and alveolus prior to extraction of the tooth (Fig. 3.9d).
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(b)
A similar vertical and horizontal bone cuts were created, and using distraction osteogenesis, the tooth and alveolus were distracted vertically along with the soft tissue (Fig. 3.9e–g). Here, orthodontic guidance was used to assist in the path of draw of the transport segment (Fig. 3.9h). Additionally the new TRACK alveolar device (KLS Martin) with the vertical foot plate was utilized, which prevented lateral rotation of the DO device. The scalloped gingival contour was maintained and respotitoned vertically as a result of the distraction technique. Once osseous healing occurred, the tooth was removed and optimal implant reconstruction completed.
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(a)
2 Case 2. Preprosthetic Augmentation
A 42-year-old male presented for implant reconstruction of three missing maxillary teeth: first bicuspid, canine, and lateral incisor. The patient had a history of wearing a removable partial denture such that there was adequate bone width, yet inadequate bone height and a “U”-shaped vertical alveolar deformity (Fig. 3.10a). The defect was appreciated as the patient could extend his tongue through the defect while in maximal occlusion (Fig. 3.10b).
Dentoalveolar distraction was planned and performed [6, 7]. Using a vestibular incision, the bone cuts were made, the DO device placed, path of draw verified, the site closed, and DO commenced after a 5-day latency (Fig. 3.10c, d). DO proceeded without incident continuing until the site was distracted fully, “over-distracted” with the regenerate extending beyond the crest of the alveolus (Fig. 3.10e). It has been suggested that the DO site should be planned for a 20% over-distraction to allow for maturation of the site prior to implant placement [16,17,18,19].The site was held in neutral fixation for osseous consolidation/healing. During the consolidation period, a bony protuberance was noted on the palatal (Fig. 3.10f). Additionally, exposure of the distraction device and screws were noted (Fig. 3.10g). The site was managed without incident and sufficient bone was generated through the DO process as to place three osseointegrated implants. This case highlights two complications that can occur during alveolar DO: 1. displacement of the small DO transport segment and 2. exposure of the distraction device and screws.
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1.
During the final stage of DO, the soft tissue pull upon the site of distraction can be considerable, especially in the alveolus where there is a significant difference in the tightness of the soft tissue: loose tissue buccal, and dense tissue on the palatal. Here, at the end of DO, when the DO device is fully expanded, the differential alveolar tissue pull, the effect of local muscles including the orbicularis oris and the patient’s parafunctional habit of placing their tongue through the surgical site, allowed the DO device to “fall” toward the palate thus dislodging the transport disc/alveolar DO segment. This was managed by manually pushing the alveolar segment buccal as to align the site (Fig. 3.10h, i).
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(a)
This complication was common with early cases of dentoalveolar DO, and led to the advancement of DO technology. The DO device was modified and a small footplate added to the base of the vertical portion of the TRACK distraction devices, as to prevent the tipping of the device and bone segment. Utilizing this footplate is essential to ensure clinical success with DO for preprosthetic augmentation [13,14,15].
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(b)
Additionally, orthodontic and/or prosthetic appliances can be constructed to prevent this tipping and guide the transport disc to ideal position.
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(a)
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2.
VSP would also help in this case, as the computer 3-D image would show that the “U”-shaped bony deformity was actually not uniform: the bone height was taller next to the central incisor as compared with the bone height adjacent to the bicuspid. Recognizing this would allow the surgeon to trim the bone slightly on the one edge of the distraction segment. The shape of the new alveolar bone can be visualized when the path of draw of the distraction device is verified, prior to closure of the site.
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3.
The exposure of the DO device plate and screw can occur. It is best to treat the site locally with chlorohexidine both as rinses and topically. If tissue tension is noted, the DO protocol can be modified to allow for smaller daily incremental advancements of the DO device. For example, ½ turn 4 times a day versus 1 turn twice a day. Slow application of the distraction force allows the soft tissue envelope to stretch and passively advance the osseous segment.
3 Case 3: Mandibular Distraction, Vector Control
A 20-year-old female with mandibular hypoplasia underwent mandibular distraction. The mandibular DO proceeded uneventfully yet an open bite was created during the distraction process. Careful review of the radiographs revealed poor planning of the vector of DO as well as the effect of muscle pull on the distraction site. This case was managed with the removal of the DO device prior to the completion of the consolidation phase, and elastic traction; “bone floating” was performed to close the open bite [20,21,22,23].
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1.
Review of the radiographs revealed that the DO device has been placed with the DO device oriented more parallel to the inferior boarder rather than more parallel with the occlusal plane. As distraction advanced, the mandible moved in a forward and downward direction (Fig. 3.11a). Additionally, the osteotomy was placed anterior to the masseteric muscle sling such that the proximal segment was influenced by vertical muscle pull, and the distal segment affected by the supra-hyoid muscles in an inferior direction both contributing to an open bite (Fig. 3.11b). As this case was early in the evolution of DO devices, the number of screw holes available in the footplates of the DO device were few in number. This led to the development of DO devices designed with larger array of footplate screw fixation sites.
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2.
VSP would aid in the prevention of this complication. However, attention to detail of the location of the osteotomy versus the location of potential muscle pull vectors must be maintained. In this case, the open bite only became apparent after active DO was completed and the site held in neutral fixation as to allow ossification of the regenerate. As the open bite was noticed early, the regenerate could be manipulated and correct the complication. Here the DO device was removed prior to complete ossification, and using elastic traction, the open bite was closed and elastic force applied until consolidation was complete (Fig. 3.11c).
4 Case 4: Maxillary DO and Arc of Rotation Around First Molar
Maxillary DO has changed the treatment options especially for severe maxillary cleft lip and palate hypoplasia and other craniofacial deformities [24,25,26,27,28]. Even from the early experience with maxillary DO using a Petit Delaire mask in the nonsyndromic patient, it was noted that when slow force is applied to the freed maxilla, an anterior open bite usually occurs (Fig. 3.12a, b). This is because there is an arc of rotation of the maxilla centered above the root of the maxillary first molar, rotating the maxilla in a counter-clockwise vector to produce an open bite [29]. A 13-year-old female presents with her mother for maxillary DO. She is status post repair of a bilateral cleft lip and pate and is in need of 15+ mm advancement of the maxilla (Fig. 3.12c). She underwent Le Fort I maxillary advancement using the RED device (KLS Martin) [30,31,32] (Fig. 3.12d). The DO technique proceeded uneventful, and she did well so that after maxillary DO, her facial form married that of her mother (Fig. 3.12e, f). This case highlights a commonly overlooked complication of maxillary DO: the potential for the creation of an open bite.
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1.
The arc of rotation of the maxilla around the skull base is centered just above the maxillary first molar. This phenomenon is commonly observed with maxillary advancement including the use of a frame such as a Petit DeLaire mask. All patients undergoing maxillary DO using either intraoral or external devices should be carefully monitored and followed for this occurrence. Using an external halo frame, RED device, forces to the maxilla can be adjusted to allow for the DO advancement of the maxilla uneventfully adjusting the arms for elastic traction inferiorly as DO progresses. When using an intraoral device, care must be taken during the planning stage to orient the device in a vector to counteract this usual arc of rotation. For intraoral devices, elastic traction can be used but is not as effective as direct device reorientation, as can be accomplished with the RED, halo device. For either intraoral or extra-oral devices, at the time of maxillary DO device removal, additional intraoral elastic traction can be used via orthodontic appliances to address any residual concerns.
Distraction osteogenesis is a powerful tool to correct bone and soft tissue deformities associated with the craniofacial skeleton. As such, the technique is intuitive as DO correlates with conventional orthognathic surgery. With the advent of virtual surgical planning, VSP, and newer DO devices, many of the complications encountered by early DO techniques have been obviated. Yet close attention to detail must be maintained throughout the entire DO process. The rate for DO of the craniofacial skeleton has been established at 1.0 mm per day, yet a rate of 2 mm per day is suggested for children less than 12 months of age [11]. Yet should activation of the device become difficult, especially near the end of the planned distraction, then premature ossification should be considered.
This attention to detail is paramount after active DO, during consolidation when both the surgical team and patient/parent of a patient are more “relaxed” often assuming that the only challenge is the final osseous healing. It is during this time of neutral DO fixation that the device is fully extended, and the regenerate is malleable that forces can affect the shape of the mandibular regenerate. Some have reported early open, surgical callus manipulation as to obtain the desired functional and esthetic results [21, 23]. Consequently all extrinsic forces, especially the local muscles attached to the distal bony DO site, can work and pull to affect the final shape and positon of the distracted bone. Close observation during this and all time periods associated with the DO process can avoid these muscular forces as well as to intervene and correct for them as necessary. This may necessitate early device removal and placing elastic traction to allow the bone to be guided to its final, correct position. These incidents are usually minor in nature and easily addressed [33]. Both the patient and or the parents of the patient are a useful member of the team as to identify and assist in the shaping of the final regenerate form. Active involvement and observation by the patient and family is encouraged. Long-term follow-up is recommended as active physical therapy may be required to overcome learned muscle motion such as deviation with opening, which has been associated with “late relapse” of mandibular distraction [20]. Simple techniques such as chewing gum placed on the contralateral side of the deviation with opening will assist in avoiding this occurrence. TMJ ankyloses has been reported, however rarely, after mandibular DO [34]. This too can be avoided with active opening exercises during and long term after DO. It cannot be assumed that a congenital deformity be overcome with DO during infancy/early childhood, without observation and gentle orthodontic/orthopedic therapy during growth.
Interestingly, unlike mandibular DO where vectors are influential, relapse is the primary concern for both maxillary DO, at all levels Le Fort I, II, and III as well as vertical alveolar DO. It has thus been suggested that for dentoalveolar DO, the site should be over-distracted by 20% as to account for the potential vertical relapse [12]. Yet, once an implant is placed in the new, DO-generated bone, the bone continues to mature and acts as the native bone with similar implant success rates. Similarly, maxillary DO is stable once the tenancy for the rotation around the maxillary first molar during active DO has been accounted for. Yet age-related relapse has been reported for treatment of cleft maxillary hypoplasia, with the least amount of relapse occurred when the surgery was performed when the child was 11–15 years old 6% versus 16–25% for all other age groups [35]. This may be due to the nature of a multiple operated site associated with cleft maxillary hypoplasia. Periodic follow-up is recommended for all patients after DO until the surgeon is satisfied the incidence of long-term occurrences is rare.
Dentoalveolar DO has two unique complications reported: tipping of the distraction segment 16% and fracture of the basal bone 2% occurrence [18]. Fracture of the basal bone can be obviated by avoiding sharp internal line angles to the osseous cut [20]. Our tendency is to create a “box like cut” to the DO segment (Fig. 3.13). For the maxilla this is less critical. Yet there is unique muscle pull on the mandible exerting compressive/tension forces on the superior boarder and expansive forces on the inferior boarder of the mandible as one opens and closed their mouth. These forces are transmitted throughout the bone such that a box-shaped osteotomy for DO can lead to fracture of the basal bone right at the internal angle/junction of the horizontal and vertical components of the osteotomy. Rounded, “U”-shaped internal line angles are suggested for alveolar DO. The most common minor complication associated with alveolar DO is displacement of the transport segment. This can be overcome with the use of orthodontic or prosthetic guidance appliances (Fig. 3.14a, b).
Distraction osteogenesis is a powerful tool as it allows for the reconstruction of all tissues in and adjacent to the surgical site (Fig. 3.12a–f). However used in the growing child, it must be recognized that a second orthognathic procedure may be revised later, at the end of normal physiologic growth [36, 37]. It has been shown that DO itself does not hinder normal growth of the site such that early correct of a dentofacial deformity can improve socialization and self-perception as the child progresses in school.
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Stucki-McCormick, S.U., Clarizio, L.F. (2020). Complications Associated with Distraction Osteogenesis. In: Gassner, R. (eds) Complications in Cranio-Maxillofacial and Oral Surgery. Springer, Cham. https://doi.org/10.1007/978-3-030-40150-4_3
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